0001567619-20-010301.txt : 20200515 0001567619-20-010301.hdr.sgml : 20200515 20200515104256 ACCESSION NUMBER: 0001567619-20-010301 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Legg Mason Asset Management (Japan) Co., Ltd. CENTRAL INDEX KEY: 0001316466 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11198 FILM NUMBER: 20881828 BUSINESS ADDRESS: STREET 1: 1-5-1 MARUNOUCHI STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-6536 BUSINESS PHONE: 81.3.5219.5779 MAIL ADDRESS: STREET 1: 1-5-1 MARUNOUCHI STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-6536 FORMER COMPANY: FORMER CONFORMED NAME: Citigroup Asset Management Co., Ltd. DATE OF NAME CHANGE: 20050202 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001316466 XXXXXXXX 03-31-2020 03-31-2020 Legg Mason Asset Management (Japan) Co., Ltd.
1-5-1 MARUNOUCHI CHIYODA-KU TOKYO M0 100-6536
13F HOLDINGS REPORT 028-11198 N
Mina Kikuchi Head of Product Operations 81-3-5219-5779 Mina Kikuchi Tokyo M0 05-15-2020 1 139 74186 false 1 0000704051 028-01700 LEGG MASON, INC.
INFORMATION TABLE 2 form13fInfoTable.xml AT&T INC COM 00206R102 738 25314 SH DFND 1 25314 0 0 AIR PRODS & CHEMS INC COM 009158106 241 1203 SH DFND 1 1203 0 0 ALPHABET INC CAP STK CL C 02079K107 894 768 SH DFND 1 768 0 0 ALPHABET INC CAP STK CL A 02079K305 865 744 SH DFND 1 744 0 0 AMAZON COM INC COM 023135106 1463 750 SH DFND 1 750 0 0 AMGEN INC COM 031162100 816 4022 SH DFND 1 4022 0 0 APPLE INC COM 037833100 3167 12453 SH DFND 1 12453 0 0 APPLIED MATLS INC COM 038222105 875 19087 SH DFND 1 19087 0 0 AUTOZONE INC COM 053332102 748 884 SH DFND 1 884 0 0 BK OF AMERICA CORP COM 060505104 582 27405 SH DFND 1 27405 0 0 BAXTER INTL INC COM 071813109 655 8059 SH DFND 1 8059 0 0 BEST BUY INC COM 086516101 630 11052 SH DFND 1 11052 0 0 BIOGEN INC COM 09062X103 560 1768 SH DFND 1 1768 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 990 17750 SH DFND 1 17750 0 0 CDW CORP COM 12514G108 751 8042 SH DFND 1 8042 0 0 CMS ENERGY CORP COM 125896100 192 3268 SH DFND 1 3268 0 0 CATERPILLAR INC DEL COM 149123101 411 3535 SH DFND 1 3535 0 0 CISCO SYS INC COM 17275R102 654 16613 SH DFND 1 16613 0 0 CINTAS CORP COM 172908105 416 2400 SH DFND 1 2400 0 0 CITIZENS FINANCIAL GROUP INC COM 174610105 468 24848 SH DFND 1 24848 0 0 CITRIX SYS INC COM 177376100 1039 7334 SH DFND 1 7334 0 0 CLOROX CO DEL COM 189054109 596 3436 SH DFND 1 3436 0 0 COCA COLA CO COM 191216100 556 12547 SH DFND 1 12547 0 0 CONOCOPHILLIPS COM 20825C104 437 14188 SH DFND 1 14188 0 0 CONSOLIDATED EDISON INC COM 209115104 675 8650 SH DFND 1 8650 0 0 CRACKER BARREL OLD CTRY STOR COM 22410J106 225 2702 SH DFND 1 2702 0 0 DTE ENERGY CO COM 233331107 121 1265 SH DFND 1 1265 0 0 DECKERS OUTDOOR CORP COM 243537107 676 5038 SH DFND 1 5038 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 751 9284 SH DFND 1 9284 0 0 EPR PPTYS COM SH BEN INT 26884U109 109 4465 SH DFND 1 4465 0 0 EASTMAN CHEM CO COM 277432100 503 10781 SH DFND 1 10781 0 0 ELECTRONIC ARTS INC COM 285512109 659 6575 SH DFND 1 6575 0 0 ESSEX PPTY TR INC COM 297178105 163 739 SH DFND 1 739 0 0 EVERGY INC COM 30034W106 579 10504 SH DFND 1 10504 0 0 EVERSOURCE ENERGY COM 30040W108 625 7981 SH DFND 1 7981 0 0 EXXON MOBIL CORP COM 30231G102 686 18042 SH DFND 1 18042 0 0 FTI CONSULTING INC COM 302941109 535 4459 SH DFND 1 4459 0 0 FACEBOOK INC CL A 30303M102 472 2828 SH DFND 1 2828 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 19 245 SH DFND 1 245 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 256 10250 SH DFND 1 10250 0 0 FIFTH THIRD BANCORP COM 316773100 292 19633 SH DFND 1 19633 0 0 FORTINET INC COM 34959E109 898 8873 SH DFND 1 8873 0 0 FRANKLIN RESOURCES INC COM 354613101 479 28690 SH DFND 1 28690 0 0 GENUINE PARTS CO COM 372460105 348 5157 SH DFND 1 5157 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 270 27783 SH DFND 1 27783 0 0 HOLLYFRONTIER CORP COM 436106108 388 15818 SH DFND 1 15818 0 0 HOME DEPOT INC COM 437076102 1007 5391 SH DFND 1 5391 0 0 HUMANA INC COM 444859102 861 2740 SH DFND 1 2740 0 0 IDEXX LABS INC COM 45168D104 857 3535 SH DFND 1 3535 0 0 INCYTE CORP COM 45337C102 298 4060 SH DFND 1 4060 0 0 INGREDION INC COM 457187102 354 4683 SH DFND 1 4683 0 0 INSPERITY INC COM 45778Q107 174 4653 SH DFND 1 4653 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 782 7048 SH DFND 1 7048 0 0 INTL PAPER CO COM 460146103 549 17627 SH DFND 1 17627 0 0 JOHNSON & JOHNSON COM 478160104 1195 9108 SH DFND 1 9108 0 0 KELLOGG CO COM 487836108 717 11941 SH DFND 1 11941 0 0 KIMBERLY CLARK CORP COM 494368103 1471 11502 SH DFND 1 11502 0 0 KROGER CO COM 501044101 557 18472 SH DFND 1 18472 0 0 LAM RESEARCH CORP COM 512807108 630 2624 SH DFND 1 2624 0 0 LEGGETT & PLATT INC COM 524660107 174 6498 SH DFND 1 6498 0 0 LOCKHEED MARTIN CORP COM 539830109 1334 3935 SH DFND 1 3935 0 0 LOWES COS INC COM 548661107 601 6981 SH DFND 1 6981 0 0 MGIC INVT CORP WIS COM 552848103 424 66719 SH DFND 1 66719 0 0 MSC INDL DIRECT INC CL A 553530106 215 3908 SH DFND 1 3908 0 0 MANPOWERGROUP INC COM 56418H100 342 6450 SH DFND 1 6450 0 0 MANULIFE FINL CORP COM 56501R106 416 33149 SH DFND 1 33149 0 0 MASIMO CORP COM 574795100 506 2854 SH DFND 1 2854 0 0 MCDONALDS CORP COM 580135101 696 4207 SH DFND 1 4207 0 0 MCKESSON CORP COM 58155Q103 813 6010 SH DFND 1 6010 0 0 MERCK & CO. INC COM 58933Y105 721 9367 SH DFND 1 9367 0 0 MERCURY GENL CORP NEW COM 589400100 65 1590 SH DFND 1 1590 0 0 METLIFE INC COM 59156R108 500 16348 SH DFND 1 16348 0 0 MICROSOFT CORP COM 594918104 1673 10608 SH DFND 1 10608 0 0 NRG ENERGY INC COM NEW 629377508 503 18420 SH DFND 1 18420 0 0 NATIONAL HEALTH INVS INC COM 63633D104 67 1351 SH DFND 1 1351 0 0 NATIONAL RETAIL PROPERTIES I COM 637417106 213 6596 SH DFND 1 6596 0 0 NEXTERA ENERGY INC COM 65339F101 859 3567 SH DFND 1 3567 0 0 NORTHWEST BANCSHARES INC MD COM 667340103 38 3229 SH DFND 1 3229 0 0 NORTHWESTERN CORP COM NEW 668074305 119 1978 SH DFND 1 1978 0 0 NUCOR CORP COM 670346105 268 7423 SH DFND 1 7423 0 0 OGE ENERGY CORP COM 670837103 277 8987 SH DFND 1 8987 0 0 OLD REP INTL CORP COM 680223104 129 8446 SH DFND 1 8446 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 344 12948 SH DFND 1 12948 0 0 PEOPLES UTD FINL INC COM 712704105 196 17731 SH DFND 1 17731 0 0 PEPSICO INC COM 713448108 843 7011 SH DFND 1 7011 0 0 PFIZER INC COM 717081103 523 15993 SH DFND 1 15993 0 0 PHILIP MORRIS INTL INC COM 718172109 1439 19714 SH DFND 1 19714 0 0 PHILLIPS 66 COM 718546104 227 4224 SH DFND 1 4224 0 0 PORTLAND GEN ELEC CO COM NEW 736508847 22 455 SH DFND 1 455 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 17 535 SH DFND 1 535 0 0 PRUDENTIAL FINL INC COM 744320102 533 10211 SH DFND 1 10211 0 0 PUBLIC STORAGE COM 74460D109 598 3006 SH DFND 1 3006 0 0 PULTE GROUP INC COM 745867101 197 8809 SH DFND 1 8809 0 0 QORVO INC COM 74736K101 430 5329 SH DFND 1 5329 0 0 REALTY INCOME CORP COM 756109104 528 10575 SH DFND 1 10575 0 0 REGENERON PHARMACEUTICALS COM 75886F107 636 1302 SH DFND 1 1302 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 321 8000 SH DFND 1 8000 0 0 SIMON PPTY GROUP INC NEW COM 828806109 630 11479 SH DFND 1 11479 0 0 SMUCKER J M CO COM NEW 832696405 273 2457 SH DFND 1 2457 0 0 SOUTHERN CO COM 842587107 784 14477 SH DFND 1 14477 0 0 SOUTHSIDE BANCSHARES INC COM 84470P109 19 615 SH DFND 1 615 0 0 SOUTHWEST AIRLS CO COM 844741108 375 10515 SH DFND 1 10515 0 0 SPIRIT AIRLS INC COM 848577102 80 6159 SH DFND 1 6159 0 0 SPIRE INC COM 84857L101 87 1161 SH DFND 1 1161 0 0 STARBUCKS CORP COM 855244109 352 5346 SH DFND 1 5346 0 0 STATE STR CORP COM 857477103 419 7864 SH DFND 1 7864 0 0 STEEL DYNAMICS INC COM 858119100 477 21151 SH DFND 1 21151 0 0 TJX COS INC NEW COM 872540109 342 7143 SH DFND 1 7143 0 0 T MOBILE US INC COM 872590104 437 5208 SH DFND 1 5208 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 160 31885 SH DFND 1 31885 0 0 TARGET CORP COM 87612E106 502 5390 SH DFND 1 5390 0 0 TERADYNE INC COM 880770102 766 14139 SH DFND 1 14139 0 0 TEXTRON INC COM 883203101 301 11251 SH DFND 1 11251 0 0 3M CO COM 88579Y101 839 6144 SH DFND 1 6144 0 0 UNITED PARCEL SERVICE INC CL B 911312106 708 7574 SH DFND 1 7574 0 0 UNIVERSAL CORP VA COM 913456109 43 961 SH DFND 1 961 0 0 UNUM GROUP COM 91529Y106 250 16628 SH DFND 1 16628 0 0 VALERO ENERGY CORP COM 91913Y100 377 8306 SH DFND 1 8306 0 0 VARIAN MED SYS INC COM 92220P105 454 4418 SH DFND 1 4418 0 0 VEEVA SYS INC CL A COM 922475108 825 5273 SH DFND 1 5273 0 0 VENTAS INC COM 92276F100 696 25965 SH DFND 1 25965 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 880 16366 SH DFND 1 16366 0 0 VISTRA ENERGY CORP COM 92840M102 477 29880 SH DFND 1 29880 0 0 WP CAREY INC COM 92936U109 298 5126 SH DFND 1 5126 0 0 WEC ENERGY GROUP INC COM 92939U106 666 7547 SH DFND 1 7547 0 0 XCEL ENERGY INC COM 98389B100 716 11865 SH DFND 1 11865 0 0 XILINX INC COM 983919101 564 7227 SH DFND 1 7227 0 0 XEROX HOLDINGS CORP COM NEW 98421M106 499 26299 SH DFND 1 26299 0 0 YELP INC CL A 985817105 292 16175 SH DFND 1 16175 0 0 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 530 13697 SH DFND 1 13697 0 0 ESSENT GROUP LTD COM G3198U102 403 15287 SH DFND 1 15287 0 0 EVEREST RE GROUP LTD COM G3223R108 715 3712 SH DFND 1 3712 0 0 HERBALIFE NUTRITION LTD COM SHS G4412G101 323 11045 SH DFND 1 11045 0 0 ICON PLC SHS G4705A100 727 5345 SH DFND 1 5345 0 0 INVESCO LTD SHS G491BT108 317 34849 SH DFND 1 34849 0 0 LAZARD LTD SHS A G54050102 145 6123 SH DFND 1 6123 0 0 SENSATA TECHNOLOGIES HLDNG P SHS G8060N102 119 4123 SH DFND 1 0 0 4123 CHECK POINT SOFTWARE TECH LT ORD M22465104 325 3225 SH DFND 1 3225 0 0 NXP SEMICONDUCTORS N V COM N6596X109 262 3150 SH DFND 1 3150 0 0