0001567619-20-010301.txt : 20200515
0001567619-20-010301.hdr.sgml : 20200515
20200515104256
ACCESSION NUMBER: 0001567619-20-010301
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200515
DATE AS OF CHANGE: 20200515
EFFECTIVENESS DATE: 20200515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Legg Mason Asset Management (Japan) Co., Ltd.
CENTRAL INDEX KEY: 0001316466
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11198
FILM NUMBER: 20881828
BUSINESS ADDRESS:
STREET 1: 1-5-1 MARUNOUCHI
STREET 2: CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-6536
BUSINESS PHONE: 81.3.5219.5779
MAIL ADDRESS:
STREET 1: 1-5-1 MARUNOUCHI
STREET 2: CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-6536
FORMER COMPANY:
FORMER CONFORMED NAME: Citigroup Asset Management Co., Ltd.
DATE OF NAME CHANGE: 20050202
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001316466
XXXXXXXX
03-31-2020
03-31-2020
Legg Mason Asset Management (Japan) Co., Ltd.
1-5-1 MARUNOUCHI
CHIYODA-KU
TOKYO
M0
100-6536
13F HOLDINGS REPORT
028-11198
N
Mina Kikuchi
Head of Product Operations
81-3-5219-5779
Mina Kikuchi
Tokyo
M0
05-15-2020
1
139
74186
false
1
0000704051
028-01700
LEGG MASON, INC.
INFORMATION TABLE
2
form13fInfoTable.xml
AT&T INC
COM
00206R102
738
25314
SH
DFND
1
25314
0
0
AIR PRODS & CHEMS INC
COM
009158106
241
1203
SH
DFND
1
1203
0
0
ALPHABET INC
CAP STK CL C
02079K107
894
768
SH
DFND
1
768
0
0
ALPHABET INC
CAP STK CL A
02079K305
865
744
SH
DFND
1
744
0
0
AMAZON COM INC
COM
023135106
1463
750
SH
DFND
1
750
0
0
AMGEN INC
COM
031162100
816
4022
SH
DFND
1
4022
0
0
APPLE INC
COM
037833100
3167
12453
SH
DFND
1
12453
0
0
APPLIED MATLS INC
COM
038222105
875
19087
SH
DFND
1
19087
0
0
AUTOZONE INC
COM
053332102
748
884
SH
DFND
1
884
0
0
BK OF AMERICA CORP
COM
060505104
582
27405
SH
DFND
1
27405
0
0
BAXTER INTL INC
COM
071813109
655
8059
SH
DFND
1
8059
0
0
BEST BUY INC
COM
086516101
630
11052
SH
DFND
1
11052
0
0
BIOGEN INC
COM
09062X103
560
1768
SH
DFND
1
1768
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
990
17750
SH
DFND
1
17750
0
0
CDW CORP
COM
12514G108
751
8042
SH
DFND
1
8042
0
0
CMS ENERGY CORP
COM
125896100
192
3268
SH
DFND
1
3268
0
0
CATERPILLAR INC DEL
COM
149123101
411
3535
SH
DFND
1
3535
0
0
CISCO SYS INC
COM
17275R102
654
16613
SH
DFND
1
16613
0
0
CINTAS CORP
COM
172908105
416
2400
SH
DFND
1
2400
0
0
CITIZENS FINANCIAL GROUP INC
COM
174610105
468
24848
SH
DFND
1
24848
0
0
CITRIX SYS INC
COM
177376100
1039
7334
SH
DFND
1
7334
0
0
CLOROX CO DEL
COM
189054109
596
3436
SH
DFND
1
3436
0
0
COCA COLA CO
COM
191216100
556
12547
SH
DFND
1
12547
0
0
CONOCOPHILLIPS
COM
20825C104
437
14188
SH
DFND
1
14188
0
0
CONSOLIDATED EDISON INC
COM
209115104
675
8650
SH
DFND
1
8650
0
0
CRACKER BARREL OLD CTRY STOR
COM
22410J106
225
2702
SH
DFND
1
2702
0
0
DTE ENERGY CO
COM
233331107
121
1265
SH
DFND
1
1265
0
0
DECKERS OUTDOOR CORP
COM
243537107
676
5038
SH
DFND
1
5038
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
751
9284
SH
DFND
1
9284
0
0
EPR PPTYS
COM SH BEN INT
26884U109
109
4465
SH
DFND
1
4465
0
0
EASTMAN CHEM CO
COM
277432100
503
10781
SH
DFND
1
10781
0
0
ELECTRONIC ARTS INC
COM
285512109
659
6575
SH
DFND
1
6575
0
0
ESSEX PPTY TR INC
COM
297178105
163
739
SH
DFND
1
739
0
0
EVERGY INC
COM
30034W106
579
10504
SH
DFND
1
10504
0
0
EVERSOURCE ENERGY
COM
30040W108
625
7981
SH
DFND
1
7981
0
0
EXXON MOBIL CORP
COM
30231G102
686
18042
SH
DFND
1
18042
0
0
FTI CONSULTING INC
COM
302941109
535
4459
SH
DFND
1
4459
0
0
FACEBOOK INC
CL A
30303M102
472
2828
SH
DFND
1
2828
0
0
FEDERAL REALTY INVT TR
SH BEN INT NEW
313747206
19
245
SH
DFND
1
245
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
256
10250
SH
DFND
1
10250
0
0
FIFTH THIRD BANCORP
COM
316773100
292
19633
SH
DFND
1
19633
0
0
FORTINET INC
COM
34959E109
898
8873
SH
DFND
1
8873
0
0
FRANKLIN RESOURCES INC
COM
354613101
479
28690
SH
DFND
1
28690
0
0
GENUINE PARTS CO
COM
372460105
348
5157
SH
DFND
1
5157
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
270
27783
SH
DFND
1
27783
0
0
HOLLYFRONTIER CORP
COM
436106108
388
15818
SH
DFND
1
15818
0
0
HOME DEPOT INC
COM
437076102
1007
5391
SH
DFND
1
5391
0
0
HUMANA INC
COM
444859102
861
2740
SH
DFND
1
2740
0
0
IDEXX LABS INC
COM
45168D104
857
3535
SH
DFND
1
3535
0
0
INCYTE CORP
COM
45337C102
298
4060
SH
DFND
1
4060
0
0
INGREDION INC
COM
457187102
354
4683
SH
DFND
1
4683
0
0
INSPERITY INC
COM
45778Q107
174
4653
SH
DFND
1
4653
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
782
7048
SH
DFND
1
7048
0
0
INTL PAPER CO
COM
460146103
549
17627
SH
DFND
1
17627
0
0
JOHNSON & JOHNSON
COM
478160104
1195
9108
SH
DFND
1
9108
0
0
KELLOGG CO
COM
487836108
717
11941
SH
DFND
1
11941
0
0
KIMBERLY CLARK CORP
COM
494368103
1471
11502
SH
DFND
1
11502
0
0
KROGER CO
COM
501044101
557
18472
SH
DFND
1
18472
0
0
LAM RESEARCH CORP
COM
512807108
630
2624
SH
DFND
1
2624
0
0
LEGGETT & PLATT INC
COM
524660107
174
6498
SH
DFND
1
6498
0
0
LOCKHEED MARTIN CORP
COM
539830109
1334
3935
SH
DFND
1
3935
0
0
LOWES COS INC
COM
548661107
601
6981
SH
DFND
1
6981
0
0
MGIC INVT CORP WIS
COM
552848103
424
66719
SH
DFND
1
66719
0
0
MSC INDL DIRECT INC
CL A
553530106
215
3908
SH
DFND
1
3908
0
0
MANPOWERGROUP INC
COM
56418H100
342
6450
SH
DFND
1
6450
0
0
MANULIFE FINL CORP
COM
56501R106
416
33149
SH
DFND
1
33149
0
0
MASIMO CORP
COM
574795100
506
2854
SH
DFND
1
2854
0
0
MCDONALDS CORP
COM
580135101
696
4207
SH
DFND
1
4207
0
0
MCKESSON CORP
COM
58155Q103
813
6010
SH
DFND
1
6010
0
0
MERCK & CO. INC
COM
58933Y105
721
9367
SH
DFND
1
9367
0
0
MERCURY GENL CORP NEW
COM
589400100
65
1590
SH
DFND
1
1590
0
0
METLIFE INC
COM
59156R108
500
16348
SH
DFND
1
16348
0
0
MICROSOFT CORP
COM
594918104
1673
10608
SH
DFND
1
10608
0
0
NRG ENERGY INC
COM NEW
629377508
503
18420
SH
DFND
1
18420
0
0
NATIONAL HEALTH INVS INC
COM
63633D104
67
1351
SH
DFND
1
1351
0
0
NATIONAL RETAIL PROPERTIES I
COM
637417106
213
6596
SH
DFND
1
6596
0
0
NEXTERA ENERGY INC
COM
65339F101
859
3567
SH
DFND
1
3567
0
0
NORTHWEST BANCSHARES INC MD
COM
667340103
38
3229
SH
DFND
1
3229
0
0
NORTHWESTERN CORP
COM NEW
668074305
119
1978
SH
DFND
1
1978
0
0
NUCOR CORP
COM
670346105
268
7423
SH
DFND
1
7423
0
0
OGE ENERGY CORP
COM
670837103
277
8987
SH
DFND
1
8987
0
0
OLD REP INTL CORP
COM
680223104
129
8446
SH
DFND
1
8446
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
344
12948
SH
DFND
1
12948
0
0
PEOPLES UTD FINL INC
COM
712704105
196
17731
SH
DFND
1
17731
0
0
PEPSICO INC
COM
713448108
843
7011
SH
DFND
1
7011
0
0
PFIZER INC
COM
717081103
523
15993
SH
DFND
1
15993
0
0
PHILIP MORRIS INTL INC
COM
718172109
1439
19714
SH
DFND
1
19714
0
0
PHILLIPS 66
COM
718546104
227
4224
SH
DFND
1
4224
0
0
PORTLAND GEN ELEC CO
COM NEW
736508847
22
455
SH
DFND
1
455
0
0
PRINCIPAL FINL GROUP INC
COM
74251V102
17
535
SH
DFND
1
535
0
0
PRUDENTIAL FINL INC
COM
744320102
533
10211
SH
DFND
1
10211
0
0
PUBLIC STORAGE
COM
74460D109
598
3006
SH
DFND
1
3006
0
0
PULTE GROUP INC
COM
745867101
197
8809
SH
DFND
1
8809
0
0
QORVO INC
COM
74736K101
430
5329
SH
DFND
1
5329
0
0
REALTY INCOME CORP
COM
756109104
528
10575
SH
DFND
1
10575
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
636
1302
SH
DFND
1
1302
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
321
8000
SH
DFND
1
8000
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
630
11479
SH
DFND
1
11479
0
0
SMUCKER J M CO
COM NEW
832696405
273
2457
SH
DFND
1
2457
0
0
SOUTHERN CO
COM
842587107
784
14477
SH
DFND
1
14477
0
0
SOUTHSIDE BANCSHARES INC
COM
84470P109
19
615
SH
DFND
1
615
0
0
SOUTHWEST AIRLS CO
COM
844741108
375
10515
SH
DFND
1
10515
0
0
SPIRIT AIRLS INC
COM
848577102
80
6159
SH
DFND
1
6159
0
0
SPIRE INC
COM
84857L101
87
1161
SH
DFND
1
1161
0
0
STARBUCKS CORP
COM
855244109
352
5346
SH
DFND
1
5346
0
0
STATE STR CORP
COM
857477103
419
7864
SH
DFND
1
7864
0
0
STEEL DYNAMICS INC
COM
858119100
477
21151
SH
DFND
1
21151
0
0
TJX COS INC NEW
COM
872540109
342
7143
SH
DFND
1
7143
0
0
T MOBILE US INC
COM
872590104
437
5208
SH
DFND
1
5208
0
0
TANGER FACTORY OUTLET CTRS I
COM
875465106
160
31885
SH
DFND
1
31885
0
0
TARGET CORP
COM
87612E106
502
5390
SH
DFND
1
5390
0
0
TERADYNE INC
COM
880770102
766
14139
SH
DFND
1
14139
0
0
TEXTRON INC
COM
883203101
301
11251
SH
DFND
1
11251
0
0
3M CO
COM
88579Y101
839
6144
SH
DFND
1
6144
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
708
7574
SH
DFND
1
7574
0
0
UNIVERSAL CORP VA
COM
913456109
43
961
SH
DFND
1
961
0
0
UNUM GROUP
COM
91529Y106
250
16628
SH
DFND
1
16628
0
0
VALERO ENERGY CORP
COM
91913Y100
377
8306
SH
DFND
1
8306
0
0
VARIAN MED SYS INC
COM
92220P105
454
4418
SH
DFND
1
4418
0
0
VEEVA SYS INC
CL A COM
922475108
825
5273
SH
DFND
1
5273
0
0
VENTAS INC
COM
92276F100
696
25965
SH
DFND
1
25965
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
880
16366
SH
DFND
1
16366
0
0
VISTRA ENERGY CORP
COM
92840M102
477
29880
SH
DFND
1
29880
0
0
WP CAREY INC
COM
92936U109
298
5126
SH
DFND
1
5126
0
0
WEC ENERGY GROUP INC
COM
92939U106
666
7547
SH
DFND
1
7547
0
0
XCEL ENERGY INC
COM
98389B100
716
11865
SH
DFND
1
11865
0
0
XILINX INC
COM
983919101
564
7227
SH
DFND
1
7227
0
0
XEROX HOLDINGS CORP
COM NEW
98421M106
499
26299
SH
DFND
1
26299
0
0
YELP INC
CL A
985817105
292
16175
SH
DFND
1
16175
0
0
AXIS CAPITAL HOLDINGS LTD
SHS
G0692U109
530
13697
SH
DFND
1
13697
0
0
ESSENT GROUP LTD
COM
G3198U102
403
15287
SH
DFND
1
15287
0
0
EVEREST RE GROUP LTD
COM
G3223R108
715
3712
SH
DFND
1
3712
0
0
HERBALIFE NUTRITION LTD
COM SHS
G4412G101
323
11045
SH
DFND
1
11045
0
0
ICON PLC
SHS
G4705A100
727
5345
SH
DFND
1
5345
0
0
INVESCO LTD
SHS
G491BT108
317
34849
SH
DFND
1
34849
0
0
LAZARD LTD
SHS A
G54050102
145
6123
SH
DFND
1
6123
0
0
SENSATA TECHNOLOGIES HLDNG P
SHS
G8060N102
119
4123
SH
DFND
1
0
0
4123
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
325
3225
SH
DFND
1
3225
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
262
3150
SH
DFND
1
3150
0
0