0001567619-19-016739.txt : 20190814
0001567619-19-016739.hdr.sgml : 20190814
20190814105321
ACCESSION NUMBER: 0001567619-19-016739
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190814
DATE AS OF CHANGE: 20190814
EFFECTIVENESS DATE: 20190814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Legg Mason Asset Management (Japan) Co., Ltd.
CENTRAL INDEX KEY: 0001316466
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11198
FILM NUMBER: 191023882
BUSINESS ADDRESS:
STREET 1: 1-5-1 MARUNOUCHI
STREET 2: CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-6536
BUSINESS PHONE: 81.3.5219.5779
MAIL ADDRESS:
STREET 1: 1-5-1 MARUNOUCHI
STREET 2: CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-6536
FORMER COMPANY:
FORMER CONFORMED NAME: Citigroup Asset Management Co., Ltd.
DATE OF NAME CHANGE: 20050202
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001316466
XXXXXXXX
06-30-2019
06-30-2019
Legg Mason Asset Management (Japan) Co., Ltd.
1-5-1 MARUNOUCHI
CHIYODA-KU
TOKYO
M0
100-6536
13F HOLDINGS REPORT
028-11198
N
Mina Kikuchi
Head of Administration Division
81-3-5219-5779
Mina Kikuchi
Tokyo
M0
08-14-2019
1
132
88899
false
1
0000704051
028-01700
LEGG MASON, INC.
INFORMATION TABLE
2
form13fInfoTable.xml
AT&T INC
COM
00206R102
688
20507
SH
DFND
1
20507
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
602
3900
SH
DFND
1
3900
0
0
AIR PRODS & CHEMS INC
COM
009158106
564
2491
SH
DFND
1
2491
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
922
11500
SH
DFND
1
11500
0
0
ALLIANT ENERGY CORP
COM
018802108
39
793
SH
DFND
1
793
0
0
ALPHABET INC
CAP STK CL A
02079K305
911
841
SH
DFND
1
841
0
0
ALTRIA GROUP INC
COM
02209S103
620
13073
SH
DFND
1
13073
0
0
AMAZON COM INC
COM
023135106
1606
848
SH
DFND
1
848
0
0
AMGEN INC
COM
031162100
1106
6000
SH
DFND
1
6000
0
0
APPLE INC
COM
037833100
3365
17000
SH
DFND
1
17000
0
0
APPLIED MATLS INC
COM
038222105
971
21600
SH
DFND
1
21600
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
763
18700
SH
DFND
1
18700
0
0
AUTOZONE INC
COM
053332102
1100
1000
SH
DFND
1
1000
0
0
BANK AMER CORP
COM
060505104
1332
45900
SH
DFND
1
45900
0
0
BAXTER INTL INC
COM
071813109
1131
13800
SH
DFND
1
13800
0
0
BEST BUY INC
COM
086516101
1012
14500
SH
DFND
1
14500
0
0
BIOGEN INC
COM
09062X103
468
2000
SH
DFND
1
2000
0
0
BOEING CO
COM
097023105
1675
4600
SH
DFND
1
4600
0
0
CBS CORP NEW
CL B
124857202
624
12500
SH
DFND
1
12500
0
0
CDW CORP
COM
12514G108
1011
9100
SH
DFND
1
9100
0
0
CMS ENERGY CORP
COM
125896100
533
9191
SH
DFND
1
9191
0
0
CNO FINL GROUP INC
COM
12621E103
589
35300
SH
DFND
1
35300
0
0
CATERPILLAR INC DEL
COM
149123101
546
4000
SH
DFND
1
4000
0
0
CHEMOURS CO
COM
163851108
310
12900
SH
DFND
1
12900
0
0
CISCO SYS INC
COM
17275R102
1029
18800
SH
DFND
1
18800
0
0
CITIGROUP INC
COM NEW
172967424
659
9400
SH
DFND
1
9400
0
0
CITIZENS FINL GROUP INC
COM
174610105
998
28200
SH
DFND
1
28200
0
0
CITRIX SYS INC
COM
177376100
815
8300
SH
DFND
1
8300
0
0
CLOROX CO DEL
COM
189054109
534
3484
SH
DFND
1
3484
0
0
COHEN & STEERS INC
COM
19247A100
32
608
SH
DFND
1
608
0
0
COMCAST CORP NEW
CL A
20030N101
542
12800
SH
DFND
1
12800
0
0
CONOCOPHILLIPS
COM
20825C104
980
16056
SH
DFND
1
16056
0
0
CONSOLIDATED EDISON INC
COM
209115104
532
6061
SH
DFND
1
6061
0
0
DECKERS OUTDOOR CORP
COM
243537107
1004
5700
SH
DFND
1
5700
0
0
DIGITAL RLTY TR INC
COM
253868103
531
4507
SH
DFND
1
4507
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
658
7448
SH
DFND
1
7448
0
0
EASTMAN CHEMICAL CO
COM
277432100
950
12200
SH
DFND
1
12200
0
0
ESSEX PPTY TR INC
COM
297178105
349
1195
SH
DFND
1
1195
0
0
EVERGY INC
COM
30034W106
435
7222
SH
DFND
1
7222
0
0
EVERSOURCE ENERGY
COM
30040W108
523
6895
SH
DFND
1
6895
0
0
EXELON CORP
COM
30161N101
801
16700
SH
DFND
1
16700
0
0
EXXON MOBIL CORP
COM
30231G102
683
8901
SH
DFND
1
8901
0
0
FACEBOOK INC
CL A
30303M102
618
3200
SH
DFND
1
3200
0
0
FEDERAL REALTY INVT TR
SH BEN INT NEW
313747206
242
1877
SH
DFND
1
1877
0
0
F5 NETWORKS INC
COM
315616102
670
4600
SH
DFND
1
4600
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
468
11600
SH
DFND
1
11600
0
0
FIFTH THIRD BANCORP
COM
316773100
642
23000
SH
DFND
1
23000
0
0
FORTINET INC
COM
34959E109
907
11800
SH
DFND
1
11800
0
0
FRANKLIN RES INC
COM
354613101
944
27102
SH
DFND
1
27102
0
0
GENUINE PARTS CO
COM
372460105
377
3636
SH
DFND
1
3636
0
0
HP INC
COM
40434L105
479
23000
SH
DFND
1
23000
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
486
32500
SH
DFND
1
32500
0
0
HOLLYFRONTIER CORP
COM
436106108
829
17900
SH
DFND
1
17900
0
0
HOME DEPOT INC
COM
437076102
1269
6100
SH
DFND
1
6100
0
0
HUMANA INC
COM
444859102
823
3100
SH
DFND
1
3100
0
0
IDEXX LABS INC
COM
45168D104
1102
4000
SH
DFND
1
4000
0
0
IMPERIAL OIL LTD
COM NEW
453038408
797
28800
SH
DFND
1
28800
0
0
INGREDION INC
COM
457187102
438
5300
SH
DFND
1
5300
0
0
INSPERITY INC
COM
45778Q107
953
7800
SH
DFND
1
7800
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
682
4941
SH
DFND
1
4941
0
0
JOHNSON & JOHNSON
COM
478160104
1045
7496
SH
DFND
1
7496
0
0
KELLOGG CO
COM
487836108
528
9841
SH
DFND
1
9841
0
0
KIMBERLY CLARK CORP
COM
494368103
506
3796
SH
DFND
1
3796
0
0
LEAR CORP
COM NEW
521865204
878
6300
SH
DFND
1
6300
0
0
LEGGETT & PLATT INC
COM
524660107
181
4716
SH
DFND
1
4716
0
0
LOCKHEED MARTIN CORP
COM
539830109
487
1338
SH
DFND
1
1338
0
0
LOWES COS INC
COM
548661107
798
7900
SH
DFND
1
7900
0
0
MGIC INVT CORP WIS
COM
552848103
1007
76600
SH
DFND
1
76600
0
0
MANPOWERGROUP INC
COM
56418H100
706
7300
SH
DFND
1
7300
0
0
MASIMO CORP
COM
574795100
864
5800
SH
DFND
1
5800
0
0
MCDONALDS CORP
COM
580135101
648
3117
SH
DFND
1
3117
0
0
MCKESSON CORP
COM
58155Q103
914
6800
SH
DFND
1
6800
0
0
MERCK & CO INC
COM
58933Y105
889
10600
SH
DFND
1
10600
0
0
MERCURY GENL CORP NEW
COM
589400100
77
1223
SH
DFND
1
1223
0
0
METHANEX CORP
COM
59151K108
536
11800
SH
DFND
1
11800
0
0
METLIFE INC
COM
59156R108
919
18500
SH
DFND
1
18500
0
0
MICROSOFT CORP
COM
594918104
1269
9467
SH
DFND
1
9467
0
0
NATIONAL HEALTH INVS INC
COM
63633D104
65
832
SH
DFND
1
832
0
0
NEXTERA ENERGY INC
COM
65339F101
651
3174
SH
DFND
1
3174
0
0
NORTHWESTERN CORP
COM NEW
668074305
105
1442
SH
DFND
1
1442
0
0
NUCOR CORP
COM
670346105
463
8400
SH
DFND
1
8400
0
0
OGE ENERGY CORP
COM
670837103
253
5924
SH
DFND
1
5924
0
0
OCCIDENTAL PETE CORP
COM
674599105
574
11413
SH
DFND
1
11413
0
0
OLD REP INTL CORP
COM
680223104
133
5919
SH
DFND
1
5919
0
0
PEOPLES UTD FINL INC
COM
712704105
219
13022
SH
DFND
1
13022
0
0
PEPSICO INC
COM
713448108
649
4945
SH
DFND
1
4945
0
0
PHILIP MORRIS INTL INC
COM
718172109
661
8409
SH
DFND
1
8409
0
0
PORTLAND GEN ELEC CO
COM NEW
736508847
22
395
SH
DFND
1
395
0
0
PRINCIPAL FINL GROUP INC
COM
74251V102
26
436
SH
DFND
1
436
0
0
PROCTER AND GAMBLE CO
COM
742718109
668
6086
SH
DFND
1
6086
0
0
QORVO INC
COM
74736K101
402
6031
SH
DFND
1
6031
0
0
REALTY INCOME CORP
COM
756109104
516
7469
SH
DFND
1
7469
0
0
RETAIL PPTYS AMER INC
CL A
76131V202
706
60000
SH
DFND
1
60000
0
0
SMUCKER J M CO
COM NEW
832696405
192
1659
SH
DFND
1
1659
0
0
SOUTHERN CO
COM
842587107
505
9126
SH
DFND
1
9126
0
0
SOUTHSIDE BANCSHARES INC
COM
84470P109
17
516
SH
DFND
1
516
0
0
SOUTHWEST AIRLS CO
COM
844741108
605
11900
SH
DFND
1
11900
0
0
SPIRIT AIRLS INC
COM
848577102
335
7000
SH
DFND
1
7000
0
0
SPIRE INC
COM
84857L101
81
964
SH
DFND
1
964
0
0
STATE STR CORP
COM
857477103
499
8900
SH
DFND
1
8900
0
0
STEEL DYNAMICS INC
COM
858119100
743
24600
SH
DFND
1
24600
0
0
TJX COS INC NEW
COM
872540109
428
8084
SH
DFND
1
8084
0
0
T MOBILE US INC
COM
872590104
1088
14669
SH
DFND
1
14669
0
0
TANGER FACTORY OUTLET CTRS I
COM
875465106
119
7280
SH
DFND
1
7280
0
0
TARGET CORP
COM
87612E106
1077
12432
SH
DFND
1
12432
0
0
TERADYNE INC
COM
880770102
767
16000
SH
DFND
1
16000
0
0
3M CO
COM
88579Y101
543
3132
SH
DFND
1
3132
0
0
TRIPADVISOR INC
COM
896945201
681
14700
SH
DFND
1
14700
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
684
6614
SH
DFND
1
6614
0
0
UNIVERSAL CORP VA
COM
913456109
43
692
SH
DFND
1
692
0
0
UNUM GROUP
COM
91529Y106
655
19500
SH
DFND
1
19500
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
805
9400
SH
DFND
1
9400
0
0
VARIAN MED SYS INC
COM
92220P105
681
5000
SH
DFND
1
5000
0
0
VEEVA SYS INC
CL A COM
922475108
1054
6500
SH
DFND
1
6500
0
0
VENTAS INC
COM
92276F100
571
8352
SH
DFND
1
8352
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
651
11391
SH
DFND
1
11391
0
0
W P CAREY INC
COM
92936U109
304
3739
SH
DFND
1
3739
0
0
WEC ENERGY GROUP INC
COM
92939U106
544
6520
SH
DFND
1
6520
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
777
14200
SH
DFND
1
14200
0
0
WEINGARTEN RLTY INVS
SH BEN INT
948741103
109
3953
SH
DFND
1
3953
0
0
XCEL ENERGY INC
COM
98389B100
533
8943
SH
DFND
1
8943
0
0
XILINX INC
COM
983919101
965
8179
SH
DFND
1
8179
0
0
XEROX CORP
COM NEW
984121608
1058
29875
SH
DFND
1
29875
0
0
YELP INC
CL A
985817105
633
18500
SH
DFND
1
18500
0
0
AXIS CAPITAL HOLDINGS LTD
SHS
G0692U109
925
15500
SH
DFND
1
15500
0
0
ESSENT GROUP LTD
COM
G3198U102
813
17300
SH
DFND
1
17300
0
0
EVEREST RE GROUP LTD
COM
G3223R108
1039
4200
SH
DFND
1
4200
0
0
HERBALIFE NUTRITION LTD
COM SHS
G4412G101
535
12499
SH
DFND
1
12499
0
0
ICON PLC
SHS
G4705A100
1386
9000
SH
DFND
1
9000
0
0
INVESCO LTD
SHS
G491BT108
387
18904
SH
DFND
1
18904
0
0
LAZARD LTD
SHS A
G54050102
154
4466
SH
DFND
1
4466
0
0
SENSATA TECHNOLOGIES HLDNG P
SHS
G8060N102
279
5701
SH
DFND
1
0
0
5701