0001567619-18-000800.txt : 20180814 0001567619-18-000800.hdr.sgml : 20180814 20180814111007 ACCESSION NUMBER: 0001567619-18-000800 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180814 DATE AS OF CHANGE: 20180814 EFFECTIVENESS DATE: 20180814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Legg Mason Asset Management (Japan) Co., Ltd. CENTRAL INDEX KEY: 0001316466 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11198 FILM NUMBER: 181015272 BUSINESS ADDRESS: STREET 1: 1-5-1 MARUNOUCHI STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-6536 BUSINESS PHONE: 81.3.5219.5779 MAIL ADDRESS: STREET 1: 1-5-1 MARUNOUCHI STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-6536 FORMER COMPANY: FORMER CONFORMED NAME: Citigroup Asset Management Co., Ltd. DATE OF NAME CHANGE: 20050202 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001316466 XXXXXXXX 06-30-2018 06-30-2018 Legg Mason Asset Management (Japan) Co., Ltd.
1-5-1 MARUNOUCHI CHIYODA-KU TOKYO M0 100-6536
13F HOLDINGS REPORT 028-11198 N
Mina Kikuchi Head of Administration Division 81-3-5219-5779 Mina Kikuchi Tokyo M0 08-14-2018 1 127 127282 false 1 0000704051 028-01700 LEGG MASON, INC.
INFORMATION TABLE 2 form13fInfoTable.xml AT&T INC COM 00206R102 1535 47800 SH DFND 1 47800 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 1188 19200 SH DFND 1 19200 0 0 AIR PRODS & CHEMS INC COM 009158106 1231 7900 SH DFND 1 7900 0 0 ALLIANT ENERGY CORP COM 018802108 60 1400 SH DFND 1 1400 0 0 ALPHABET INC CAP STK CL A 02079K305 1581 1400 SH DFND 1 1400 0 0 ALTRIA GROUP INC COM 02209S103 2261 39800 SH DFND 1 39800 0 0 AMAZON COM INC COM 023135106 510 300 SH DFND 1 300 0 0 AMGEN INC COM 031162100 1274 6900 SH DFND 1 6900 0 0 APPLE INC COM 037833100 3795 20500 SH DFND 1 20500 0 0 APPLIED MATLS INC COM 038222105 1137 24600 SH DFND 1 24600 0 0 ASSURANT INC COM 04621X108 1356 13100 SH DFND 1 13100 0 0 AVERY DENNISON CORP COM 053611109 562 5500 SH DFND 1 5500 0 0 BANK AMER CORP COM 060505104 1480 52500 SH DFND 1 52500 0 0 BAXTER INTL INC COM 071813109 1160 15700 SH DFND 1 15700 0 0 BEST BUY INC COM 086516101 1388 18600 SH DFND 1 18600 0 0 BIOGEN INC COM 09062X103 697 2400 SH DFND 1 2400 0 0 BOEING CO COM 097023105 2081 6200 SH DFND 1 6200 0 0 BROADCOM INC COM 11135F101 898 3700 SH DFND 1 3700 0 0 CBS CORP NEW CL B 124857202 810 14400 SH DFND 1 14400 0 0 CDW CORP COM 12514G108 841 10400 SH DFND 1 10400 0 0 CIGNA CORPORATION COM 125509109 884 5200 SH DFND 1 5200 0 0 CMS ENERGY CORP COM 125896100 1301 27500 SH DFND 1 27500 0 0 CNO FINL GROUP INC COM 12621E103 766 40200 SH DFND 1 40200 0 0 CVS HEALTH CORP COM 126650100 991 15400 SH DFND 1 15400 0 0 CATERPILLAR INC DEL COM 149123101 611 4500 SH DFND 1 4500 0 0 CENTERPOINT ENERGY INC COM 15189T107 1333 48100 SH DFND 1 48100 0 0 CHEMOURS CO COM 163851108 657 14800 SH DFND 1 14800 0 0 CINCINNATI FINL CORP COM 172062101 402 6000 SH DFND 1 6000 0 0 CISCO SYS INC COM 17275R102 926 21500 SH DFND 1 21500 0 0 CITIGROUP INC COM NEW 172967424 717 10700 SH DFND 1 10700 0 0 CITIZENS FINL GROUP INC COM 174610105 1253 32200 SH DFND 1 32200 0 0 CITRIX SYS INC COM 177376100 986 9400 SH DFND 1 9400 0 0 CLOROX CO DEL COM 189054109 1339 9900 SH DFND 1 9900 0 0 COLGATE PALMOLIVE CO COM 194162103 1297 20000 SH DFND 1 20000 0 0 COMCAST CORP NEW CL A 20030N101 483 14700 SH DFND 1 14700 0 0 CONSOLIDATED EDISON INC COM 209115104 1303 16700 SH DFND 1 16700 0 0 DIGITAL RLTY TR INC COM 253868103 1284 11500 SH DFND 1 11500 0 0 DOMINION ENERGY INC COM 25746U109 1310 19200 SH DFND 1 19200 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1297 16400 SH DFND 1 16400 0 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 359 3900 SH DFND 1 3900 0 0 ERIE INDTY CO CL A 29530P102 47 400 SH DFND 1 400 0 0 ESSEX PPTY TR INC COM 297178105 981 4100 SH DFND 1 4100 0 0 EVERSOURCE ENERGY COM 30040W108 1173 20000 SH DFND 1 20000 0 0 EXELON CORP COM 30161N101 814 19100 SH DFND 1 19100 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 919 11900 SH DFND 1 11900 0 0 EXXON MOBIL CORP COM 30231G102 1978 23900 SH DFND 1 23900 0 0 FACEBOOK INC CL A 30303M102 2119 10900 SH DFND 1 10900 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 532 4200 SH DFND 1 4200 0 0 F5 NETWORKS INC COM 315616102 897 5200 SH DFND 1 5200 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 493 13100 SH DFND 1 13100 0 0 FRANKLIN RES INC COM 354613101 1786 55700 SH DFND 1 55700 0 0 GENERAL MLS INC COM 370334104 1249 28200 SH DFND 1 28200 0 0 GENUINE PARTS CO COM 372460105 918 10000 SH DFND 1 10000 0 0 GILEAD SCIENCES INC COM 375558103 376 5300 SH DFND 1 5300 0 0 HP INC COM 40434L105 597 26300 SH DFND 1 26300 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 543 37100 SH DFND 1 37100 0 0 HOLLYFRONTIER CORP COM 436106108 1396 20400 SH DFND 1 20400 0 0 HOME DEPOT INC COM 437076102 1503 7700 SH DFND 1 7700 0 0 HUMANA INC COM 444859102 1042 3500 SH DFND 1 3500 0 0 IDEXX LABS INC COM 45168D104 981 4500 SH DFND 1 4500 0 0 INGREDION INC COM 457187102 687 6200 SH DFND 1 6200 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1537 11000 SH DFND 1 11000 0 0 JOHNSON & JOHNSON COM 478160104 413 3400 SH DFND 1 3400 0 0 KLA-TENCOR CORP COM 482480100 1108 10800 SH DFND 1 10800 0 0 KELLOGG CO COM 487836108 1321 18900 SH DFND 1 18900 0 0 KIMBERLY CLARK CORP COM 494368103 1328 12600 SH DFND 1 12600 0 0 LEAR CORP COM NEW 521865204 1338 7200 SH DFND 1 7200 0 0 LEGGETT & PLATT INC COM 524660107 599 13400 SH DFND 1 13400 0 0 LOCKHEED MARTIN CORP COM 539830109 1478 5000 SH DFND 1 5000 0 0 LOWES COS INC COM 548661107 861 9000 SH DFND 1 9000 0 0 MGIC INVT CORP WIS COM 552848103 938 87500 SH DFND 1 87500 0 0 MANPOWERGROUP INC COM 56418H100 715 8300 SH DFND 1 8300 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 875 14900 SH DFND 1 14900 0 0 MCCORMICK & CO INC COM NON VTG 579780206 1127 9700 SH DFND 1 9700 0 0 MCDONALDS CORP COM 580135101 1520 9700 SH DFND 1 9700 0 0 MERCK & CO INC COM 58933Y105 735 12100 SH DFND 1 12100 0 0 MEREDITH CORP COM 589433101 337 6600 SH DFND 1 6600 0 0 MICROSOFT CORP COM 594918104 908 9200 SH DFND 1 9200 0 0 NEXTERA ENERGY INC COM 65339F101 1554 9300 SH DFND 1 9300 0 0 NORTHROP GRUMMAN CORP COM 666807102 1293 4200 SH DFND 1 4200 0 0 NORTHWESTERN CORP COM NEW 668074305 275 4800 SH DFND 1 4800 0 0 NUCOR CORP COM 670346105 594 9500 SH DFND 1 9500 0 0 OGE ENERGY CORP COM 670837103 599 17000 SH DFND 1 17000 0 0 OLD REP INTL CORP COM 680223104 419 21000 SH DFND 1 21000 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 614 19800 SH DFND 1 19800 0 0 OWENS & MINOR INC NEW COM 690732102 159 9500 SH DFND 1 9500 0 0 OWENS CORNING NEW COM 690742101 1002 15800 SH DFND 1 15800 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 569 31400 SH DFND 1 31400 0 0 PEPSICO INC COM 713448108 2243 20600 SH DFND 1 20600 0 0 PORTLAND GEN ELEC CO COM NEW 736508847 300 7000 SH DFND 1 7000 0 0 PROCTER AND GAMBLE CO COM 742718109 2116 27100 SH DFND 1 27100 0 0 REALTY INCOME CORP COM 756109104 947 17600 SH DFND 1 17600 0 0 RETAIL PPTYS AMER INC CL A 76131V202 876 68500 SH DFND 1 68500 0 0 SMUCKER J M CO COM NEW 832696405 667 6200 SH DFND 1 6200 0 0 SOUTHSIDE BANCSHARES INC COM 84470P109 51 1500 SH DFND 1 1500 0 0 SOUTHWEST AIRLS CO COM 844741108 692 13600 SH DFND 1 13600 0 0 SPIRE INC COM 84857L101 220 3100 SH DFND 1 3100 0 0 STATE STR CORP COM 857477103 941 10100 SH DFND 1 10100 0 0 STEEL DYNAMICS INC COM 858119100 1292 28100 SH DFND 1 28100 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 362 15400 SH DFND 1 15400 0 0 TARGET CORP COM 87612E106 2033 26700 SH DFND 1 26700 0 0 TERADYNE INC COM 880770102 697 18300 SH DFND 1 18300 0 0 3M CO COM 88579Y101 1535 7800 SH DFND 1 7800 0 0 TORO CO COM 891092108 681 11300 SH DFND 1 11300 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1006 4100 SH DFND 1 4100 0 0 UNIVERSAL CORP VA COM 913456109 139 2100 SH DFND 1 2100 0 0 UNUM GROUP COM 91529Y106 822 22200 SH DFND 1 22200 0 0 VENTAS INC COM 92276F100 1339 23500 SH DFND 1 23500 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1605 31900 SH DFND 1 31900 0 0 VISA INC COM CL A 92826C839 795 6000 SH DFND 1 6000 0 0 VISTEON CORP COM NEW 92839U206 892 6900 SH DFND 1 6900 0 0 W P CAREY INC COM 92936U109 253 3800 SH DFND 1 3800 0 0 WEC ENERGY GROUP INC COM 92939U106 1132 17500 SH DFND 1 17500 0 0 WALMART INC COM 931142103 1105 12900 SH DFND 1 12900 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 973 16200 SH DFND 1 16200 0 0 WASTE MGMT INC DEL COM 94106L109 171 2100 SH DFND 1 2100 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 1182 4800 SH DFND 1 4800 0 0 WESTERN DIGITAL CORP COM 958102105 519 6700 SH DFND 1 6700 0 0 XCEL ENERGY INC COM 98389B100 1325 29000 SH DFND 1 29000 0 0 XEROX CORP COM NEW 984121608 818 34075 SH DFND 1 34075 0 0 ASSURED GUARANTY LTD COM G0585R106 819 22900 SH DFND 1 22900 0 0 ESSENT GROUP LTD COM G3198U102 706 19700 SH DFND 1 19700 0 0 EVEREST RE GROUP LTD COM G3223R108 1107 4800 SH DFND 1 4800 0 0 ICON PLC SHS G4705A100 1352 10200 SH DFND 1 10200 0 0 INVESCO LTD SHS G491BT108 981 36900 SH DFND 1 36900 0 0 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 1375 72737 SH DFND 1 72737 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 622 6000 SH DFND 1 6000 0 0