0001140361-16-052661.txt : 20160216
0001140361-16-052661.hdr.sgml : 20160215
20160216103122
ACCESSION NUMBER: 0001140361-16-052661
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160216
EFFECTIVENESS DATE: 20160216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Legg Mason Asset Management (Japan) Co., Ltd.
CENTRAL INDEX KEY: 0001316466
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11198
FILM NUMBER: 161424328
BUSINESS ADDRESS:
STREET 1: 1-5-1 MARUNOUCHI
STREET 2: CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-6536
BUSINESS PHONE: 81.3.5219.5779
MAIL ADDRESS:
STREET 1: 1-5-1 MARUNOUCHI
STREET 2: CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-6536
FORMER COMPANY:
FORMER CONFORMED NAME: Citigroup Asset Management Co., Ltd.
DATE OF NAME CHANGE: 20050202
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001316466
XXXXXXXX
12-31-2015
12-31-2015
Legg Mason Asset Management (Japan) Co., Ltd.
1-5-1 MARUNOUCHI
CHIYODA-KU
TOKYO
M0
100-6536
13F HOLDINGS REPORT
028-11198
N
Mina Kikuchi
Head of Administration Division
81-3-5219-5779
Mina Kikuchi
Tokyo
M0
02-16-2016
1
120
96001
false
1
0000704051
028-01700
LEGG MASON, INC.
INFORMATION TABLE
2
form13fInfoTable.xml
AT&T INC
COM
00206R102
1602
46534
SH
DFND
1
46534
0
0
AETNA INC NEW
COM
00817Y108
617
5700
SH
DFND
1
5700
0
0
ALASKA AIR GROUP INC
COM
011659109
1144
14200
SH
DFND
1
14200
0
0
ALLSTATE CORP
COM
020002101
572
9200
SH
DFND
1
9200
0
0
ALPHABET INC
CAP STK CL A
02079K305
701
900
SH
DFND
1
900
0
0
ALTRIA GROUP INC
COM
02209S103
1159
19900
SH
DFND
1
19900
0
0
AMERICAN EAGLE OUTFITTERS NE
COM
02553E106
538
34700
SH
DFND
1
34700
0
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
948
13150
SH
DFND
1
13150
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
397
6400
SH
DFND
1
6400
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
685
6600
SH
DFND
1
6600
0
0
AMGEN INC
COM
031162100
1023
6300
SH
DFND
1
6300
0
0
AMSURG CORP
COM
03232P405
981
12900
SH
DFND
1
12900
0
0
ANTHEM INC
COM
036752103
544
3900
SH
DFND
1
3900
0
0
APPLE INC
COM
037833100
3716
35300
SH
DFND
1
35300
0
0
ASPEN TECHNOLOGY INC
COM
045327103
699
18500
SH
DFND
1
18500
0
0
AVERY DENNISON CORP
COM
053611109
1711
27300
SH
DFND
1
27300
0
0
AVNET INC
COM
053807103
750
17500
SH
DFND
1
17500
0
0
BED BATH & BEYOND INC
COM
075896100
333
6900
SH
DFND
1
6900
0
0
BIG LOTS INC
COM
089302103
536
13900
SH
DFND
1
13900
0
0
BIOGEN INC
COM
09062X103
920
3000
SH
DFND
1
3000
0
0
BOEING CO
COM
097023105
1895
13100
SH
DFND
1
13100
0
0
BRINKER INTL INC
COM
109641100
816
17000
SH
DFND
1
17000
0
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
854
93000
SH
DFND
1
93000
0
0
CDW CORP
COM
12514G108
736
17500
SH
DFND
1
17500
0
0
CIGNA CORPORATION
COM
125509109
1010
6900
SH
DFND
1
6900
0
0
CSRA INC
COM
12650T104
177
5900
SH
DFND
1
5900
0
0
CVS HEALTH CORP
COM
126650100
2151
22000
SH
DFND
1
22000
0
0
CAMERON INTERNATIONAL CORP
COM
13342B105
1094
17300
SH
DFND
1
17300
0
0
CARDINAL HEALTH INC
COM
14149Y108
831
9300
SH
DFND
1
9300
0
0
CENTENE CORP DEL
COM
15135B101
613
9300
SH
DFND
1
9300
0
0
CITIGROUP INC
COM NEW
172967424
678
13100
SH
DFND
1
13100
0
0
CITRIX SYS INC
COM
177376100
939
12400
SH
DFND
1
12400
0
0
COMCAST CORP NEW
CL A
20030N101
570
10100
SH
DFND
1
10100
0
0
COMPUTER SCIENCES CORP
COM
205363104
193
5900
SH
DFND
1
5900
0
0
CORELOGIC INC
COM
21871D103
566
16700
SH
DFND
1
16700
0
0
DANA HLDG CORP
COM
235825205
183
13200
SH
DFND
1
13200
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
989
19500
SH
DFND
1
19500
0
0
DOLLAR GEN CORP NEW
COM
256677105
885
12300
SH
DFND
1
12300
0
0
DOW CHEM CO
COM
260543103
692
13440
SH
DFND
1
13440
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
1147
12300
SH
DFND
1
12300
0
0
ELECTRONIC ARTS INC
COM
285512109
1224
17800
SH
DFND
1
17800
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
892
10200
SH
DFND
1
10200
0
0
EXXON MOBIL CORP
COM
30231G102
601
7700
SH
DFND
1
7700
0
0
FOOT LOCKER INC
COM
344849104
905
13900
SH
DFND
1
13900
0
0
GENERAL DYNAMICS CORP
COM
369550108
989
7200
SH
DFND
1
7200
0
0
GENTEX CORP
COM
371901109
364
22700
SH
DFND
1
22700
0
0
GILEAD SCIENCES INC
COM
375558103
891
8800
SH
DFND
1
8800
0
0
HANOVER INS GROUP INC
COM
410867105
928
11400
SH
DFND
1
11400
0
0
HEALTH NET INC
COM
42222G108
863
12600
SH
DFND
1
12600
0
0
HOLLYFRONTIER CORP
COM
436106108
367
9200
SH
DFND
1
9200
0
0
HOME DEPOT INC
COM
437076102
1746
13200
SH
DFND
1
13200
0
0
HUNTINGTON INGALLS INDS INC
COM
446413106
432
3400
SH
DFND
1
3400
0
0
INGRAM MICRO INC
CL A
457153104
456
15000
SH
DFND
1
15000
0
0
INTEGRATED DEVICE TECHNOLOGY
COM
458118106
670
25400
SH
DFND
1
25400
0
0
INTEL CORP
COM
458140100
962
27900
SH
DFND
1
27900
0
0
INTL PAPER CO
COM
460146103
815
21600
SH
DFND
1
21600
0
0
JPMORGAN CHASE & CO
COM
46625H100
1572
23800
SH
DFND
1
23800
0
0
JACK IN THE BOX INC
COM
466367109
438
5700
SH
DFND
1
5700
0
0
JOHNSON CTLS INC
COM
478366107
530
13400
SH
DFND
1
13400
0
0
JUNIPER NETWORKS INC
COM
48203R104
605
21900
SH
DFND
1
21900
0
0
KROGER CO
COM
501044101
984
23500
SH
DFND
1
23500
0
0
LAM RESEARCH CORP
COM
512807108
461
5800
SH
DFND
1
5800
0
0
LEAR CORP
COM NEW
521865204
860
7000
SH
DFND
1
7000
0
0
LEIDOS HLDGS INC
COM
525327102
811
14400
SH
DFND
1
14400
0
0
LIFEPOINT HEALTH INC
COM
53219L109
727
9900
SH
DFND
1
9900
0
0
LOWES COS INC
COM
548661107
1156
15200
SH
DFND
1
15200
0
0
MGIC INVT CORP WIS
COM
552848103
824
93300
SH
DFND
1
93300
0
0
MAGNA INTL INC
COM
559222401
406
10000
SH
DFND
1
10000
0
0
MARATHON PETE CORP
COM
56585A102
1006
19400
SH
DFND
1
19400
0
0
MCKESSON CORP
COM
58155Q103
671
3400
SH
DFND
1
3400
0
0
MEDIVATION INC
COM
58501N101
460
9500
SH
DFND
1
9500
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
848
2500
SH
DFND
1
2500
0
0
MICROSOFT CORP
COM
594918104
866
15600
SH
DFND
1
15600
0
0
MOLINA HEALTHCARE INC
COM
60855R100
788
13100
SH
DFND
1
13100
0
0
NETAPP INC
COM
64110D104
184
6900
SH
DFND
1
6900
0
0
NEUSTAR INC
CL A
64126X201
782
32600
SH
DFND
1
32600
0
0
NORTHROP GRUMMAN CORP
COM
666807102
1039
5500
SH
DFND
1
5500
0
0
NVIDIA CORP
COM
67066G104
897
27200
SH
DFND
1
27200
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
761
3000
SH
DFND
1
3000
0
0
OFFICE DEPOT INC
COM
676220106
322
57000
SH
DFND
1
57000
0
0
OLD REP INTL CORP
COM
680223104
530
28400
SH
DFND
1
28400
0
0
OWENS CORNING NEW
COM
690742101
885
18800
SH
DFND
1
18800
0
0
PEPSICO INC
COM
713448108
1060
10600
SH
DFND
1
10600
0
0
PFIZER INC
COM
717081103
717
22200
SH
DFND
1
22200
0
0
POPULAR INC
COM NEW
733174700
445
15700
SH
DFND
1
15700
0
0
PROGRESSIVE WASTE SOLUTIONS
COM
74339G101
490
20800
SH
DFND
1
20800
0
0
PRUDENTIAL FINL INC
COM
744320102
904
11100
SH
DFND
1
11100
0
0
REPUBLIC SVCS INC
COM
760759100
392
8900
SH
DFND
1
8900
0
0
ROCKWELL AUTOMATION INC
COM
773903109
431
4200
SH
DFND
1
4200
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
1169
21800
SH
DFND
1
21800
0
0
SIRIUS XM HLDGS INC
COM
82968B103
739
181400
SH
DFND
1
181400
0
0
SONOCO PRODS CO
COM
835495102
327
8000
SH
DFND
1
8000
0
0
SOUTHWEST AIRLS CO
COM
844741108
1004
23300
SH
DFND
1
23300
0
0
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
727
14500
SH
DFND
1
14500
0
0
STANLEY BLACK & DECKER INC
COM
854502101
854
8000
SH
DFND
1
8000
0
0
STEEL DYNAMICS INC
COM
858119100
858
48000
SH
DFND
1
48000
0
0
SUN LIFE FINL INC
COM
866796105
821
26300
SH
DFND
1
26300
0
0
TJX COS INC NEW
COM
872540109
809
11400
SH
DFND
1
11400
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
407
13400
SH
DFND
1
13400
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
775
11800
SH
DFND
1
11800
0
0
TEXAS INSTRS INC
COM
882508104
861
15700
SH
DFND
1
15700
0
0
TRINITY INDS INC
COM
896522109
402
16700
SH
DFND
1
16700
0
0
TYSON FOODS INC
CL A
902494103
528
9900
SH
DFND
1
9900
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
1153
9800
SH
DFND
1
9800
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
1019
14400
SH
DFND
1
14400
0
0
VERIFONE SYS INC
COM
92342Y109
687
24500
SH
DFND
1
24500
0
0
VIACOM INC NEW
CL B
92553P201
177
4300
SH
DFND
1
4300
0
0
VOYA FINL INC
COM
929089100
628
17000
SH
DFND
1
17000
0
0
WESTERN REFNG INC
COM
959319104
606
17000
SH
DFND
1
17000
0
0
XEROX CORP
COM
984121103
366
34400
SH
DFND
1
34400
0
0
AMDOCS LTD
SHS
G02602103
415
7600
SH
DFND
1
7600
0
0
ASPEN INSURANCE HOLDINGS LTD
SHS
G05384105
884
18300
SH
DFND
1
18300
0
0
ASSURED GUARANTY LTD
COM
G0585R106
429
16200
SH
DFND
1
16200
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
918
10700
SH
DFND
1
10700
0
0
ICON PLC
SHS
G4705A100
1345
17300
SH
DFND
1
17300
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
325
36800
SH
DFND
1
36800
0
0
NOBLE CORP PLC
SHS USD
G65431101
833
78900
SH
DFND
1
78900
0
0
LOGITECH INTL S A
SHS
H50430232
748
49572
SH
DFND
1
49572
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
739
8500
SH
DFND
1
8500
0
0
FLEXTRONICS INTL LTD
ORD
Y2573F102
896
79900
SH
DFND
1
79900
0
0