0001140361-13-032461.txt : 20130814 0001140361-13-032461.hdr.sgml : 20130814 20130814123625 ACCESSION NUMBER: 0001140361-13-032461 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130814 DATE AS OF CHANGE: 20130814 EFFECTIVENESS DATE: 20130814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Legg Mason Asset Management (Japan) Co., Ltd. CENTRAL INDEX KEY: 0001316466 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11198 FILM NUMBER: 131036329 BUSINESS ADDRESS: STREET 1: 1-5-1 MARUNOUCHI STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-6536 BUSINESS PHONE: 81.3.5219.5779 MAIL ADDRESS: STREET 1: 1-5-1 MARUNOUCHI STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-6536 FORMER COMPANY: FORMER CONFORMED NAME: Citigroup Asset Management Co., Ltd. DATE OF NAME CHANGE: 20050202 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001316466 XXXXXXXX 06-30-2013 06-30-2013 Legg Mason Asset Management (Japan) Co., Ltd.
1-5-1 MARUNOUCHI CHIYODA-KU TOKYO M0 100-6536
13F HOLDINGS REPORT 028-11198 N
Mina Kikuchi Head of Administration Division 81-3-5219-5779 Mina Kikuchi Tokyo M0 08-14-2013 1 114 186955 false 1 0000704051 028-01700 LEGG MASON, INC.
INFORMATION TABLE 2 form13fInfoTable.xml AFLAC INC COM 001055102 1703 29300 SH DFND 1 29300 0 0 AMC NETWORKS INC CL A 00164V103 1621 24800 SH DFND 1 24800 0 0 AOL INC COM 00184X105 1310 35900 SH DFND 1 35900 0 0 AT&T INC COM 00206R102 2946 83200 SH DFND 1 83200 0 0 ABBOTT LABS COM 002824100 1891 54200 SH DFND 1 54200 0 0 ABBVIE INC COM 00287Y109 2241 54200 SH DFND 1 54200 0 0 ALASKA AIR GROUP INC COM 011659109 1004 19300 SH DFND 1 19300 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 1793 9900 SH DFND 1 9900 0 0 ALLIANT TECHSYSTEMS INC COM 018804104 972 11800 SH DFND 1 11800 0 0 ALLSTATE CORP COM 020002101 1151 23900 SH DFND 1 23900 0 0 ALTRIA GROUP INC COM 02209S103 1879 53700 SH DFND 1 53700 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 634 34700 SH DFND 1 34700 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 1754 35850 SH DFND 1 35850 0 0 AMGEN INC COM 031162100 1717 17400 SH DFND 1 17400 0 0 APPLE INC COM 037833100 4680 11800 SH DFND 1 11800 0 0 ASPEN TECHNOLOGY INC COM 045327103 726 25200 SH DFND 1 25200 0 0 ASSURANT INC COM 04621X108 1716 33700 SH DFND 1 33700 0 0 BALL CORP COM 058498106 1018 24500 SH DFND 1 24500 0 0 BECTON DICKINSON & CO COM 075887109 811 8200 SH DFND 1 8200 0 0 BOEING CO COM 097023105 3637 35500 SH DFND 1 35500 0 0 BRINKER INTL INC COM 109641100 1775 45000 SH DFND 1 45000 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 2886 501000 SH DFND 1 501000 0 0 CF INDS HLDGS INC COM 125269100 1201 7000 SH DFND 1 7000 0 0 CVS CAREMARK CORPORATION COM 126650100 3843 67200 SH DFND 1 67200 0 0 CARDINAL HEALTH INC COM 14149Y108 1152 24400 SH DFND 1 24400 0 0 CELGENE CORP COM 151020104 1194 10200 SH DFND 1 10200 0 0 CISCO SYS INC COM 17275R102 3140 129000 SH DFND 1 129000 0 0 COMCAST CORP NEW CL A 20030N101 2526 60500 SH DFND 1 60500 0 0 COMPUTER SCIENCES CORP COM 205363104 736 16800 SH DFND 1 16800 0 0 CORELOGIC INC COM 21871D103 647 27900 SH DFND 1 27900 0 0 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 759 22400 SH DFND 1 22400 0 0 COSTCO WHSL CORP NEW COM 22160K105 3395 30700 SH DFND 1 30700 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 979 52300 SH DFND 1 52300 0 0 DIRECTV COM 25490A309 2922 47400 SH DFND 1 47400 0 0 DONNELLEY R R & SONS CO COM 257867101 721 51400 SH DFND 1 51400 0 0 EAST WEST BANCORP INC COM 27579R104 1650 60000 SH DFND 1 60000 0 0 ENDO HEALTH SOLUTIONS INC COM 29264F205 1266 34400 SH DFND 1 34400 0 0 EXXON MOBIL CORP COM 30231G102 5548 61400 SH DFND 1 61400 0 0 FIFTH THIRD BANCORP COM 316773100 3493 193500 SH DFND 1 193500 0 0 FIRST AMERN FINL CORP COM 31847R102 629 28500 SH DFND 1 28500 0 0 FLOWERS FOODS INC COM 343498101 761 34500 SH DFND 1 34500 0 0 FOOT LOCKER INC COM 344849104 1325 37700 SH DFND 1 37700 0 0 GAP INC DEL COM 364760108 1369 32800 SH DFND 1 32800 0 0 GOOGLE INC CL A 38259P508 1937 2200 SH DFND 1 2200 0 0 HOME DEPOT INC COM 437076102 2797 36100 SH DFND 1 36100 0 0 JPMORGAN CHASE & CO COM 46625H100 3379 64000 SH DFND 1 64000 0 0 KIMBERLY CLARK CORP COM 494368103 1642 16900 SH DFND 1 16900 0 0 KROGER CO COM 501044101 1206 34900 SH DFND 1 34900 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 755 8800 SH DFND 1 8800 0 0 LEXMARK INTL NEW CL A 529771107 713 23300 SH DFND 1 23300 0 0 LIFEPOINT HOSPITALS INC COM 53219L109 2106 43100 SH DFND 1 43100 0 0 LOCKHEED MARTIN CORP COM 539830109 2061 19000 SH DFND 1 19000 0 0 MACYS INC COM 55616P104 2199 45800 SH DFND 1 45800 0 0 MAGNA INTL INC COM 559222401 955 13400 SH DFND 1 13400 0 0 MARATHON PETE CORP COM 56585A102 1621 22800 SH DFND 1 22800 0 0 MCKESSON CORP COM 58155Q103 1729 15100 SH DFND 1 15100 0 0 MEDTRONIC INC COM 585055106 814 15800 SH DFND 1 15800 0 0 METHANEX CORP COM 59151K108 759 17700 SH DFND 1 17700 0 0 MICROSOFT CORP COM 594918104 2913 84300 SH DFND 1 84300 0 0 MONSANTO CO NEW COM 61166W101 2619 26500 SH DFND 1 26500 0 0 MYRIAD GENETICS INC COM 62855J104 721 26800 SH DFND 1 26800 0 0 NEUSTAR INC CL A 64126X201 1962 40300 SH DFND 1 40300 0 0 NIKE INC CL B 654106103 1045 16400 SH DFND 1 16400 0 0 NORDSTROM INC COM 655664100 1283 21400 SH DFND 1 21400 0 0 NORTHROP GRUMMAN CORP COM 666807102 2195 26500 SH DFND 1 26500 0 0 NV ENERGY INC COM 67073Y106 1033 44000 SH DFND 1 44000 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 947 8400 SH DFND 1 8400 0 0 OCWEN FINL CORP COM NEW 675746309 1810 43900 SH DFND 1 43900 0 0 OSHKOSH CORP COM 688239201 794 20900 SH DFND 1 20900 0 0 OWENS ILL INC COM NEW 690768403 793 28500 SH DFND 1 28500 0 0 PACKAGING CORP AMER COM 695156109 1748 35700 SH DFND 1 35700 0 0 PATTERSON UTI ENERGY INC COM 703481101 595 30700 SH DFND 1 30700 0 0 PETSMART INC COM 716768106 905 13500 SH DFND 1 13500 0 0 PHILLIPS 66 COM 718546104 1718 29150 SH DFND 1 29150 0 0 PINNACLE WEST CAP CORP COM 723484101 716 12900 SH DFND 1 12900 0 0 PROCTER & GAMBLE CO COM 742718109 4689 60900 SH DFND 1 60900 0 0 PROTECTIVE LIFE CORP COM 743674103 2236 58200 SH DFND 1 58200 0 0 QUALCOMM INC COM 747525103 1412 23100 SH DFND 1 23100 0 0 RAYTHEON CO COM NEW 755111507 3187 48200 SH DFND 1 48200 0 0 REINSURANCE GROUP AMER INC COM NEW 759351604 947 13700 SH DFND 1 13700 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 735 11200 SH DFND 1 11200 0 0 ROCKWELL AUTOMATION INC COM 773903109 915 11000 SH DFND 1 11000 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 596 15200 SH DFND 1 15200 0 0 SAFEWAY INC COM NEW 786514208 1370 57900 SH DFND 1 57900 0 0 SOUTHWEST AIRLS CO COM 844741108 805 62400 SH DFND 1 62400 0 0 SYMANTEC CORP COM 871503108 2334 103800 SH DFND 1 103800 0 0 TJX COS INC NEW COM 872540109 1547 30900 SH DFND 1 30900 0 0 TECH DATA CORP COM 878237106 683 14500 SH DFND 1 14500 0 0 TESORO CORP COM 881609101 1005 19200 SH DFND 1 19200 0 0 TEXAS INSTRS INC COM 882508104 1478 42400 SH DFND 1 42400 0 0 TIME WARNER CABLE INC COM 88732J207 3476 30900 SH DFND 1 30900 0 0 URS CORP NEW COM 903236107 1323 28000 SH DFND 1 28000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2999 45800 SH DFND 1 45800 0 0 VALERO ENERGY CORP NEW COM 91913Y100 1343 38600 SH DFND 1 38600 0 0 VALMONT INDS INC COM 920253101 716 5000 SH DFND 1 5000 0 0 VERISIGN INC COM 92343E102 733 16400 SH DFND 1 16400 0 0 WAL-MART STORES INC COM 931142103 2414 32400 SH DFND 1 32400 0 0 WELLPOINT INC COM 94973V107 852 10400 SH DFND 1 10400 0 0 WELLS FARGO & CO NEW COM 949746101 2559 62000 SH DFND 1 62000 0 0 WESTERN DIGITAL CORP COM 958102105 1509 24300 SH DFND 1 24300 0 0 WESTERN UN CO COM 959802109 1727 100900 SH DFND 1 100900 0 0 XEROX CORP COM 984121103 840 92600 SH DFND 1 92600 0 0 ZIMMER HLDGS INC COM 98956P102 892 11900 SH DFND 1 11900 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1799 25000 SH DFND 1 25000 0 0 ENSCO PLC SHS CLASS A G3157S106 1715 29500 SH DFND 1 29500 0 0 EVEREST RE GROUP LTD COM G3223R108 732 5700 SH DFND 1 5700 0 0 HERBALIFE LTD COM USD SHS G4412G101 723 16000 SH DFND 1 16000 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1161 99100 SH DFND 1 99100 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 1615 18600 SH DFND 1 18600 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 807 18000 SH DFND 1 18000 0 0 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 2334 25500 SH DFND 1 25500 0 0 TRANSOCEAN LTD REG SHS H8817H100 490 10200 SH DFND 1 10200 0 0 CORE LABORATORIES N V COM N22717107 1168 7700 SH DFND 1 7700 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1498 22600 SH DFND 1 22600 0 0