0000357235-12-000103.txt : 20120214
0000357235-12-000103.hdr.sgml : 20120214
20120214101354
ACCESSION NUMBER: 0000357235-12-000103
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
EFFECTIVENESS DATE: 20120214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Legg Mason Asset Management (Japan) Co., Ltd.
CENTRAL INDEX KEY: 0001316466
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11198
FILM NUMBER: 12603455
BUSINESS ADDRESS:
STREET 1: 1-1-3 OTEMACHI
STREET 2: CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0004
BUSINESS PHONE: 81.3.5219.5785
MAIL ADDRESS:
STREET 1: 1-1-3 OTEMACHI
STREET 2: CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0004
FORMER COMPANY:
FORMER CONFORMED NAME: Citigroup Asset Management Co., Ltd.
DATE OF NAME CHANGE: 20050202
13F-HR
1
jap4q11.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Legg Mason Asset Management (Japan) Co., Ltd.
Address: 1-5-1 Marunouchi
Chiyoda-Ku, Tokyo, Japan 100-6536
13F File Number: 28-11198
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mina Kikuchi
Title: Head of Administration Division
Phone: 81-3-5219-5779
Signature, Place, and Date of Signing:
Mina Kikuchi Tokyo, Japan February 14, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form13F Information Table Entry Total: 119
Form13F Information Table Value Total: $256,066 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
1 28-1700 Legg Mason, Inc.
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABBOTT LABS COM 002824100 4066 72300 SH DEFINED 1 72300 0 0
ACTIVISION BLIZZARD INC COM 00507V109 1021 82800 SH DEFINED 1 82800 0 0
ADOBE SYS INC COM 00724F101 2042 72200 SH DEFINED 1 72200 0 0
AETNA INC NEW COM 00817Y108 1507 35700 SH DEFINED 1 35700 0 0
AFLAC INC COM 001055102 2194 50700 SH DEFINED 1 50700 0 0
ALLIANT TECHSYSTEMS INC COM 018804104 1178 20600 SH DEFINED 1 20600 0 0
AMEREN CORP COM 023608102 1577 47600 SH DEFINED 1 47600 0 0
AMERICAN ELEC PWR INC COM 025537101 1347 32600 SH DEFINED 1 32600 0 0
AMERICAN EXPRESS CO COM 025816109 1373 29100 SH DEFINED 1 29100 0 0
AMERICAN FINL GROUP INC OHIO COM 025932104 2301 62350 SH DEFINED 1 62350 0 0
AMERISOURCEBERGEN CORP COM 03073E105 1272 34200 SH DEFINED 1 34200 0 0
APPLE INC COM 037833100 9680 23900 SH DEFINED 1 23900 0 0
APPLIED MATLS INC COM 038222105 1235 115300 SH DEFINED 1 115300 0 0
ASSURANT INC COM 04621X108 1228 29900 SH DEFINED 1 29900 0 0
AT&T INC COM 00206R102 3164 104600 SH DEFINED 1 104600 0 0
AUTOZONE INC COM 053332102 2665 8200 SH DEFINED 1 8200 0 0
BANK HAWAII CORP COM 062540109 1091 24500 SH DEFINED 1 24500 0 0
BANK NOVA SCOTIA HALIFAX COM 064149107 1953 39200 SH DEFINED 1 39200 0 0
BARRICK GOLD CORP COM 067901108 1887 41700 SH DEFINED 1 41700 0 0
BAXTER INTL INC COM 071813109 1816 36700 SH DEFINED 1 36700 0 0
BEST BUY INC COM 086516101 1022 43700 SH DEFINED 1 43700 0 0
BIG LOTS INC COM 089302103 1179 31200 SH DEFINED 1 31200 0 0
BRINKER INTL INC COM 109641100 1242 46400 SH DEFINED 1 46400 0 0
CABOT CORP COM 127055101 1524 47400 SH DEFINED 1 47400 0 0
CADENCE DESIGN SYSTEM INC COM 127387108 1322 127100 SH DEFINED 1 127100 0 0
CARDINAL HEALTH INC COM 14149Y108 987 24300 SH DEFINED 1 24300 0 0
CATERPILLAR INC DEL COM 149123101 2410 26600 SH DEFINED 1 26600 0 0
CF INDS HLDGS INC COM 125269100 899 6200 SH DEFINED 1 6200 0 0
CHEVRON CORP NEW COM 166764100 6640 62400 SH DEFINED 1 62400 0 0
CIGNA CORPORATION COM 125509109 1176 28000 SH DEFINED 1 28000 0 0
CISCO SYS INC COM 17275R102 4047 223800 SH DEFINED 1 223800 0 0
COMCAST CORP NEW CL A 20030N101 2485 104800 SH DEFINED 1 104800 0 0
COMMERCE BANCSHARES INC COM 200525103 1457 38220 SH DEFINED 1 38220 0 0
CONAGRA FOODS INC COM 205887102 1685 63800 SH DEFINED 1 63800 0 0
CONOCOPHILLIPS COM 20825C104 4220 57900 SH DEFINED 1 57900 0 0
CONSTELLATION BRANDS INC CL A 21036P108 1489 72000 SH DEFINED 1 72000 0 0
CSX CORP COM 126408103 2258 107200 SH DEFINED 1 107200 0 0
CVS CAREMARK CORPORATION COM 126650100 1742 42700 SH DEFINED 1 42700 0 0
DAVITA INC COM 23918K108 1062 14000 SH DEFINED 1 14000 0 0
DEAN FOODS CO NEW COM 242370104 1374 122600 SH DEFINED 1 122600 0 0
DELL INC COM 24702R101 1847 126200 SH DEFINED 1 126200 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 1329 164200 SH DEFINED 1 164200 0 0
DIRECTV COM CL A 25490A101 2297 53700 SH DEFINED 1 53700 0 0
DISCOVER FINL SVCS COM 254709108 1040 43300 SH DEFINED 1 43300 0 0
EAST WEST BANCORP INC COM 27579R104 1158 58600 SH DEFINED 1 58600 0 0
ENDO PHARMACEUTICALS HLDGS I COM 29264F205 2065 59800 SH DEFINED 1 59800 0 0
EXELON CORP COM 30161N101 2499 57600 SH DEFINED 1 57600 0 0
EXXON MOBIL CORP COM 30231G102 10884 128400 SH DEFINED 1 128400 0 0
FLEXTRONICS INTL LTD ORD Y2573F102 1127 199100 SH DEFINED 1 199100 0 0
FOOT LOCKER INC COM 344849104 1562 65500 SH DEFINED 1 65500 0 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 747 20300 SH DEFINED 1 20300 0 0
GANNETT INC COM 364730101 1200 89700 SH DEFINED 1 89700 0 0
GAP INC DEL COM 364760108 1054 56800 SH DEFINED 1 56800 0 0
GENERAL ELECTRIC CO COM 369604103 5567 310800 SH DEFINED 1 310800 0 0
GILEAD SCIENCES INC COM 375558103 2215 54100 SH DEFINED 1 54100 0 0
GLOBAL PMTS INC COM 37940X102 1327 28000 SH DEFINED 1 28000 0 0
GOOGLE INC CL A 38259P508 5232 8100 SH DEFINED 1 8100 0 0
HEWLETT PACKARD CO COM 428236103 3030 117600 SH DEFINED 1 117600 0 0
HOME DEPOT INC COM 437076102 2922 69500 SH DEFINED 1 69500 0 0
HUMANA INC COM 444859102 1674 19100 SH DEFINED 1 19100 0 0
IAMGOLD CORP COM 450913108 776 48900 SH DEFINED 1 48900 0 0
INTEL CORP COM 458140100 4787 197400 SH DEFINED 1 197400 0 0
INTL PAPER CO COM 460146103 1720 58100 SH DEFINED 1 58100 0 0
JABIL CIRCUIT INC COM 466313103 1337 68000 SH DEFINED 1 68000 0 0
JPMORGAN CHASE & CO COM 46625H100 1301 39100 SH DEFINED 1 39100 0 0
KENNAMETAL INC COM 489170100 1023 28000 SH DEFINED 1 28000 0 0
KROGER CO COM 501044101 2301 95000 SH DEFINED 1 95000 0 0
LEXMARK INTL NEW CL A 529771107 1337 40400 SH DEFINED 1 40400 0 0
LIFEPOINT HOSPITALS INC COM 53219L109 1360 36600 SH DEFINED 1 36600 0 0
LILLY ELI & CO COM 532457108 2066 49700 SH DEFINED 1 49700 0 0
LOCKHEED MARTIN CORP COM 539830109 2662 32900 SH DEFINED 1 32900 0 0
MACYS INC COM 55616P104 2559 79500 SH DEFINED 1 79500 0 0
MARATHON OIL CORP COM 565849106 1347 46000 SH DEFINED 1 46000 0 0
MARATHON PETE CORP COM 56585A102 1312 39400 SH DEFINED 1 39400 0 0
MCKESSON CORP COM 58155Q103 1037 13300 SH DEFINED 1 13300 0 0
MEDCO HEALTH SOLUTIONS INC COM 58405U102 2773 49600 SH DEFINED 1 49600 0 0
MEDTRONIC INC COM 585055106 1492 39000 SH DEFINED 1 39000 0 0
MERCK & CO INC NEW COM 58933Y105 4246 112600 SH DEFINED 1 112600 0 0
METLIFE INC COM 59156R108 1715 55000 SH DEFINED 1 55000 0 0
MICROSOFT CORP COM 594918104 6335 244000 SH DEFINED 1 244000 0 0
MURPHY OIL CORP COM 626717102 1322 23700 SH DEFINED 1 23700 0 0
NASDAQ OMX GROUP INC COM 631103108 1199 48900 SH DEFINED 1 48900 0 0
NCR CORP NEW COM 62886E108 1085 65900 SH DEFINED 1 65900 0 0
NEUSTAR INC CL A 64126X201 1319 38600 SH DEFINED 1 38600 0 0
NEXEN INC COM 65334H102 942 59200 SH DEFINED 1 59200 0 0
NORDSTROM INC COM 655664100 1850 37200 SH DEFINED 1 37200 0 0
ORACLE CORP COM 68389X105 3363 131100 SH DEFINED 1 131100 0 0
PARKER HANNIFIN CORP COM 701094104 1579 20700 SH DEFINED 1 20700 0 0
PATTERSON UTI ENERGY INC COM 703481101 928 46400 SH DEFINED 1 46400 0 0
PETSMART INC COM 716768106 1185 23100 SH DEFINED 1 23100 0 0
PFIZER INC COM 717081103 6252 288900 SH DEFINED 1 288900 0 0
PG&E CORP COM 69331C108 1245 30200 SH DEFINED 1 30200 0 0
PHILIP MORRIS INTL INC COM 718172109 2936 37400 SH DEFINED 1 37400 0 0
POTASH CORP SASK INC COM 73755L107 1821 44100 SH DEFINED 1 44100 0 0
PROTECTIVE LIFE CORP COM 743674103 2277 100900 SH DEFINED 1 100900 0 0
QUALCOMM INC COM 747525103 1652 30200 SH DEFINED 1 30200 0 0
REINSURANCE GROUP AMER INC COM NEW 759351604 1239 23700 SH DEFINED 1 23700 0 0
RYDER SYS INC COM 783549108 1350 25400 SH DEFINED 1 25400 0 0
SAFEWAY INC COM NEW 786514208 2115 100500 SH DEFINED 1 100500 0 0
SUNCOR ENERGY INC NEW COM 867224107 785 27200 SH DEFINED 1 27200 0 0
SYMANTEC CORP COM 871503108 1458 93100 SH DEFINED 1 93100 0 0
SYNOPSYS INC COM 871607107 1069 39300 SH DEFINED 1 39300 0 0
TARGET CORP COM 87612E106 1931 37700 SH DEFINED 1 37700 0 0
TECH DATA CORP COM 878237106 1256 25400 SH DEFINED 1 25400 0 0
TELEPHONE & DATA SYS INC COM 879433100 1070 41300 SH DEFINED 1 41300 0 0
TOWERS WATSON & CO CL A 891894107 1253 20900 SH DEFINED 1 20900 0 0
TYSON FOODS INC CL A 902494103 1313 63600 SH DEFINED 1 63600 0 0
UNITED TECHNOLOGIES CORP COM 913017109 1572 21500 SH DEFINED 1 21500 0 0
UNITEDHEALTH GROUP INC COM 91324P102 4030 79500 SH DEFINED 1 79500 0 0
US BANCORP DEL COM NEW 902973304 2990 110500 SH DEFINED 1 110500 0 0
VALERO ENERGY CORP NEW COM 91913Y100 1411 67000 SH DEFINED 1 67000 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 5673 141400 SH DEFINED 1 141400 0 0
VIACOM INC NEW CL B 92553P201 1045 23000 SH DEFINED 1 23000 0 0
WAL MART STORES INC COM 931142103 6126 102500 SH DEFINED 1 102500 0 0
WALGREEN CO COM 931422109 1895 57300 SH DEFINED 1 57300 0 0
WELLPOINT INC COM 94973V107 1206 18200 SH DEFINED 1 18200 0 0
WELLS FARGO & CO NEW COM 949746101 2167 78600 SH DEFINED 1 78600 0 0
WESTERN UN CO COM 959802109 2042 111800 SH DEFINED 1 111800 0 0
YAMANA GOLD INC COM 98462Y100 1036 70500 SH DEFINED 1 70500 0 0