0000357235-11-000170.txt : 20110812
0000357235-11-000170.hdr.sgml : 20110812
20110812160735
ACCESSION NUMBER: 0000357235-11-000170
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110811
FILED AS OF DATE: 20110812
DATE AS OF CHANGE: 20110812
EFFECTIVENESS DATE: 20110812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Legg Mason Asset Management (Japan) Co., Ltd.
CENTRAL INDEX KEY: 0001316466
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11198
FILM NUMBER: 111031459
BUSINESS ADDRESS:
STREET 1: 1-1-3 OTEMACHI
STREET 2: CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0004
BUSINESS PHONE: 81.3.5219.5785
MAIL ADDRESS:
STREET 1: 1-1-3 OTEMACHI
STREET 2: CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0004
FORMER COMPANY:
FORMER CONFORMED NAME: Citigroup Asset Management Co., Ltd.
DATE OF NAME CHANGE: 20050202
13F-HR
1
jap2q11.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Legg Mason Asset Management (Japan) Co., Ltd.
Address: 1-5-1 Marunouchi
Chiyoda-Ku, Tokyo, Japan 100-6536
13F File Number: 28-11198
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mina Kikuchi
Title: Head of Administration Division
Phone: 81-3-5219-5779
Signature, Place, and Date of Signing:
Mina Kikuchi Tokyo, Japan August 12, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form13F Information Table Entry Total: 112
Form13F Information Table Value Total: $292,155 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
1 28-1700 Legg Mason, Inc.
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABBOTT LABS COM 002824100 3042 57800 SH DEFINED 1 57800 0 0
ADOBE SYS INC COM 00724F101 1142 36300 SH DEFINED 1 36300 0 0
AETNA INC NEW COM 00817Y108 1698 38500 SH DEFINED 1 38500 0 0
AFLAC INC COM 001055102 957 20500 SH DEFINED 1 20500 0 0
ALLSTATE CORP COM 020002101 1060 34700 SH DEFINED 1 34700 0 0
AMERICAN EXPRESS CO COM 025816109 1024 19800 SH DEFINED 1 19800 0 0
AMERICAN FINL GROUP INC OHIO COM 025932104 2404 67350 SH DEFINED 1 67350 0 0
AMERISOURCEBERGEN CORP COM 03073E105 1532 37000 SH DEFINED 1 37000 0 0
APPLE INC COM 037833100 8661 25800 SH DEFINED 1 25800 0 0
APPLIED MATLS INC COM 038222105 1619 124400 SH DEFINED 1 124400 0 0
ARCH COAL INC COM 039380100 1107 41500 SH DEFINED 1 41500 0 0
ARROW ELECTRS INC COM 042735100 1619 39000 SH DEFINED 1 39000 0 0
ASSURANT INC COM 04621X108 1176 32400 SH DEFINED 1 32400 0 0
AT&T INC COM 00206R102 5924 188600 SH DEFINED 1 188600 0 0
AUTOZONE INC COM 053332102 2625 8900 SH DEFINED 1 8900 0 0
AVERY DENNISON CORP COM 053611109 1391 36000 SH DEFINED 1 36000 0 0
BANK MONTREAL QUE COM 063671101 2168 34100 SH DEFINED 1 34100 0 0
BANK NOVA SCOTIA HALIFAX COM 064149107 2540 42200 SH DEFINED 1 42200 0 0
BARRICK GOLD CORP COM 067901108 2034 44900 SH DEFINED 1 44900 0 0
BLACKROCK INC COM 09247X101 1420 7400 SH DEFINED 1 7400 0 0
BLOCK H & R INC COM 093671105 1231 76700 SH DEFINED 1 76700 0 0
CADENCE DESIGN SYSTEM INC COM 127387108 1447 137000 SH DEFINED 1 137000 0 0
CAPITAL ONE FINL CORP COM 14040H105 2067 40000 SH DEFINED 1 40000 0 0
CATERPILLAR INC DEL COM 149123101 3056 28700 SH DEFINED 1 28700 0 0
CHEVRON CORP NEW COM 166764100 6922 67300 SH DEFINED 1 67300 0 0
CIGNA CORP COM 125509109 1554 30200 SH DEFINED 1 30200 0 0
CISCO SYS INC COM 17275R102 4588 293900 SH DEFINED 1 293900 0 0
COCA COLA CO COM 191216100 1844 27400 SH DEFINED 1 27400 0 0
COCA COLA ENTERPRISES INC NE COM 19122T109 1337 45800 SH DEFINED 1 45800 0 0
COMCAST CORP NEW CL A 20030N101 1561 61600 SH DEFINED 1 61600 0 0
CONOCOPHILLIPS COM 20825C104 4685 62300 SH DEFINED 1 62300 0 0
CSX CORP COM 126408103 3029 115500 SH DEFINED 1 115500 0 0
DELL INC COM 24702R101 2271 136200 SH DEFINED 1 136200 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 763 83200 SH DEFINED 1 83200 0 0
DIRECTV COM CL A 25490A101 1693 33300 SH DEFINED 1 33300 0 0
DONNELLEY R R & SONS CO COM 257867101 1207 61500 SH DEFINED 1 61500 0 0
EAST WEST BANCORP INC COM 27579R104 1278 63200 SH DEFINED 1 63200 0 0
EASTMAN CHEM CO COM 277432100 2164 21200 SH DEFINED 1 21200 0 0
ENDO PHARMACEUTICALS HLDGS I COM 29264F205 2587 64400 SH DEFINED 1 64400 0 0
EXELON CORP COM 30161N101 1560 36400 SH DEFINED 1 36400 0 0
EXXON MOBIL CORP COM 30231G102 11263 138400 SH DEFINED 1 138400 0 0
FEDEX CORP COM 31428X106 1347 14200 SH DEFINED 1 14200 0 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 1164 22000 SH DEFINED 1 22000 0 0
GANNETT INC COM 364730101 1385 96700 SH DEFINED 1 96700 0 0
GENERAL ELECTRIC CO COM 369604103 6320 335100 SH DEFINED 1 335100 0 0
GILEAD SCIENCES INC COM 375558103 2415 58300 SH DEFINED 1 58300 0 0
GOOGLE INC CL A 38259P508 4457 8800 SH DEFINED 1 8800 0 0
HAWAIIAN ELEC INDUSTRIES COM 419870100 1208 50200 SH DEFINED 1 50200 0 0
HEWLETT PACKARD CO COM 428236103 4612 126700 SH DEFINED 1 126700 0 0
HOME DEPOT INC COM 437076102 2243 61900 SH DEFINED 1 61900 0 0
HUMANA INC COM 444859102 1660 20600 SH DEFINED 1 20600 0 0
INTEGRYS ENERGY GROUP INC COM 45822P105 2302 44400 SH DEFINED 1 44400 0 0
INTEL CORP COM 458140100 5607 253000 SH DEFINED 1 253000 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 5439 31700 SH DEFINED 1 31700 0 0
INTL PAPER CO COM 460146103 1870 62700 SH DEFINED 1 62700 0 0
JOHNSON & JOHNSON COM 478160104 5136 77200 SH DEFINED 1 77200 0 0
JPMORGAN CHASE & CO COM 46625H100 5773 141000 SH DEFINED 1 141000 0 0
KINETIC CONCEPTS INC COM NEW 49460W208 1701 29500 SH DEFINED 1 29500 0 0
KOHLS CORP COM 500255104 1421 28400 SH DEFINED 1 28400 0 0
KROGER CO COM 501044101 2542 102500 SH DEFINED 1 102500 0 0
LAS VEGAS SANDS CORP COM 517834107 1279 30300 SH DEFINED 1 30300 0 0
LILLY ELI & CO COM 532457108 2008 53500 SH DEFINED 1 53500 0 0
LOCKHEED MARTIN CORP COM 539830109 2875 35500 SH DEFINED 1 35500 0 0
LORILLARD INC COM 544147101 3441 31600 SH DEFINED 1 31600 0 0
M & T BK CORP COM 55261F104 1918 21800 SH DEFINED 1 21800 0 0
MACYS INC COM 55616P104 2506 85700 SH DEFINED 1 85700 0 0
MARATHON OIL CORP COM 565849106 2613 49600 SH DEFINED 1 49600 0 0
MEDCO HEALTH SOLUTIONS INC COM 58405U102 3019 53400 SH DEFINED 1 53400 0 0
MEDTRONIC INC COM 585055106 1615 41900 SH DEFINED 1 41900 0 0
MERCK & CO INC NEW COM 58933Y105 4285 121400 SH DEFINED 1 121400 0 0
METLIFE INC COM 59156R108 1163 26500 SH DEFINED 1 26500 0 0
METROPCS COMMUNICATIONS INC COM 591708102 2303 133800 SH DEFINED 1 133800 0 0
MICRON TECHNOLOGY INC COM 595112103 1030 137700 SH DEFINED 1 137700 0 0
MICROSOFT CORP COM 594918104 7348 282600 SH DEFINED 1 282600 0 0
MOODYS CORP COM 615369105 1657 43200 SH DEFINED 1 43200 0 0
MURPHY OIL CORP COM 626717102 1681 25600 SH DEFINED 1 25600 0 0
NEXEN INC COM 65334H102 1436 63800 SH DEFINED 1 63800 0 0
NORTHROP GRUMMAN CORP COM 666807102 2234 32200 SH DEFINED 1 32200 0 0
OCCIDENTAL PETE CORP DEL COM 674599105 3132 30100 SH DEFINED 1 30100 0 0
ORACLE CORP COM 68389X105 4651 141300 SH DEFINED 1 141300 0 0
PEPSICO INC COM 713448108 1008 14300 SH DEFINED 1 14300 0 0
PFIZER INC COM 717081103 6419 311600 SH DEFINED 1 311600 0 0
PHILIP MORRIS INTL INC COM 718172109 4287 64200 SH DEFINED 1 64200 0 0
PNC FINL SVCS GROUP INC COM 693475105 2874 48200 SH DEFINED 1 48200 0 0
PROCTER & GAMBLE CO COM 742718109 3554 55900 SH DEFINED 1 55900 0 0
PROTECTIVE LIFE CORP COM 743674103 1166 50400 SH DEFINED 1 50400 0 0
PRUDENTIAL FINL INC COM 744320102 2735 43000 SH DEFINED 1 43000 0 0
QUALCOMM INC COM 747525103 1852 32600 SH DEFINED 1 32600 0 0
RAYMOND JAMES FINANCIAL INC COM 754730109 1512 47000 SH DEFINED 1 47000 0 0
RAYTHEON CO COM NEW 755111507 1775 35600 SH DEFINED 1 35600 0 0
REINSURANCE GROUP AMER INC COM NEW 759351604 1552 25500 SH DEFINED 1 25500 0 0
ROSS STORES INC COM 778296103 3157 39400 SH DEFINED 1 39400 0 0
RYDER SYS INC COM 783549108 1564 27500 SH DEFINED 1 27500 0 0
SAFEWAY INC COM NEW 786514208 1143 48900 SH DEFINED 1 48900 0 0
SCHLUMBERGER LTD COM 806857108 1478 17100 SH DEFINED 1 17100 0 0
SIGNATURE BK NEW YORK N Y COM 82669G104 1528 26700 SH DEFINED 1 26700 0 0
STEEL DYNAMICS INC COM 858119100 1066 65600 SH DEFINED 1 65600 0 0
SUNCOR ENERGY INC NEW COM 867224107 1146 29300 SH DEFINED 1 29300 0 0
SYMANTEC CORP COM 871503108 1326 67200 SH DEFINED 1 67200 0 0
TARGET CORP COM 87612E106 1900 40500 SH DEFINED 1 40500 0 0
TECK RESOURCES LTD CL B 878742204 3400 67000 SH DEFINED 1 67000 0 0
TJX COS INC NEW COM 872540109 2002 38100 SH DEFINED 1 38100 0 0
TRAVELERS COMPANIES INC COM 89417E109 2651 45400 SH DEFINED 1 45400 0 0
UBS AG SHS NEW H89231338 1516 83006 SH DEFINED 1 83006 0 0
UNITEDHEALTH GROUP INC COM 91324P102 4426 85800 SH DEFINED 1 85800 0 0
US BANCORP DEL COM NEW 902973304 2643 103600 SH DEFINED 1 103600 0 0
VALERO ENERGY CORP NEW COM 91913Y100 1177 46000 SH DEFINED 1 46000 0 0
VALLEY NATL BANCORP COM 919794107 1532 112500 SH DEFINED 1 112500 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 5678 152500 SH DEFINED 1 152500 0 0
WAL MART STORES INC COM 931142103 5878 110600 SH DEFINED 1 110600 0 0
WALGREEN CO COM 931422109 2620 61700 SH DEFINED 1 61700 0 0
WELLPOINT INC COM 94973V107 1544 19600 SH DEFINED 1 19600 0 0