-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AO/8U/SBWBxs8hnITTLqBqYkyZWjiRL3uzwtSOGBM7ro3c/7KPm23l3LC98A2vwi hJadd4fIXEuCboXZhXlNyw== 0000357235-08-000233.txt : 20080515 0000357235-08-000233.hdr.sgml : 20080515 20080515135532 ACCESSION NUMBER: 0000357235-08-000233 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080515 DATE AS OF CHANGE: 20080515 EFFECTIVENESS DATE: 20080515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Legg Mason Asset Management (Japan) Co., Ltd. CENTRAL INDEX KEY: 0001316466 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11198 FILM NUMBER: 08836033 BUSINESS ADDRESS: STREET 1: 1-1-3 OTEMACHI STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0004 BUSINESS PHONE: 81.3.5219.5785 MAIL ADDRESS: STREET 1: 1-1-3 OTEMACHI STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0004 FORMER COMPANY: FORMER CONFORMED NAME: Citigroup Asset Management Co., Ltd. DATE OF NAME CHANGE: 20050202 13F-HR 1 jap1q08.txt LEGG MASON ASSET MANAGEMENT (JAPAN) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Legg Mason Asset Management (Japan) Co., Ltd Address: 1-1-3 Otemachi Chiyoda-Ku, Tokyo MO 100-0004 13F File Number: 28-11198 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ryusei Sato Title: Head of Administration Division Phone: 81-3-5219-5713 Signature, Place, and Date of Signing: Ryusei Sato Tokyo, Japan May 15, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 107 Form13F Information Table Value Total: $452,893 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 28-1700 Legg Mason, Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AEROPOSTALE COM 007865108 3647 134500 SH DEFINED 1 134500 0 0 AETNA INC NEW COM 00817Y108 5119 121600 SH DEFINED 1 121600 0 0 AGRIUM INC COM 008916108 5031 81000 SH DEFINED 1 81000 0 0 AK STL HLDG CORP COM 001547108 4577 84100 SH DEFINED 1 84100 0 0 ALBERTO CULVER CO NEW COM 013078100 4150 151400 SH DEFINED 1 151400 0 0 ALLIANT ENERGY CORP COM 018802108 2605 74400 SH DEFINED 1 74400 0 0 ALLIED WASTE INDS INC COM PAR$.01NEW 019589308 1769 163600 SH DEFINED 1 163600 0 0 ALTRIA GROUP INC COM 02209S103 3113 140200 SH DEFINED 1 140200 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 2737 107050 SH DEFINED 1 107050 0 0 AMERICAN INTL GROUP INC COM 026874107 2963 68500 SH DEFINED 1 68500 0 0 AON CORP COM 037389103 1673 41600 SH DEFINED 1 41600 0 0 APACHE CORP COM 037411105 3710 30700 SH DEFINED 1 30700 0 0 APOLLO GROUP INC CL A 037604105 1340 31000 SH DEFINED 1 31000 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 4466 108500 SH DEFINED 1 108500 0 0 ASSURANT INC COM 04621X108 5899 96927 SH DEFINED 1 96927 0 0 AT&T INC COM 00206R102 11762 307100 SH DEFINED 1 307100 0 0 BALLY TECHNOLOGIES INC COM 05874B107 2195 63900 SH DEFINED 1 63900 0 0 BANK OF AMERICA CORPORATION COM 060505104 6286 165800 SH DEFINED 1 165800 0 0 BIG LOTS INC COM 089302103 3339 149700 SH DEFINED 1 149700 0 0 BMC SOFTWARE INC COM 055921100 5874 180620 SH DEFINED 1 180620 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 5455 256100 SH DEFINED 1 256100 0 0 CALPINE CORP COM NEW 131347304 1981 107500 SH DEFINED 1 107500 0 0 CELANESE CORP DEL COM SER A 150870103 3359 86000 SH DEFINED 1 86000 0 0 CEPHALON INC COM 156708109 4386 68100 SH DEFINED 1 68100 0 0 CF INDS HLDGS INC COM 125269100 2529 24400 SH DEFINED 1 24400 0 0 CHEVRON CORP NEW COM 166764100 12275 143800 SH DEFINED 1 143800 0 0 CHUBB CORP COM 171232101 3657 73900 SH DEFINED 1 73900 0 0 CITIGROUP INC COM 172967101 3884 181300 SH DEFINED 1 181300 0 0 COCA COLA CO COM 191216100 3501 57500 SH DEFINED 1 57500 0 0 CONOCOPHILLIPS COM 20825C104 9504 124700 SH DEFINED 1 124700 0 0 CORNING INC COM 219350105 1823 75800 SH DEFINED 1 75800 0 0 CROCS INC COM 227046109 979 56000 SH DEFINED 1 56000 0 0 CULLEN FROST BANKERS INC COM 229899109 1767 33300 SH DEFINED 1 33300 0 0 CUMMINS INC COM 231021106 2117 45200 SH DEFINED 1 45200 0 0 DEERE & CO COM 244199105 8020 99700 SH DEFINED 1 99700 0 0 DEVON ENERGY CORP NEW COM 25179M103 4487 43000 SH DEFINED 1 43000 0 0 DEVRY INC DEL COM 251893103 1854 44300 SH DEFINED 1 44300 0 0 DIRECTV GROUP INC COM 25459L106 3838 154800 SH DEFINED 1 154800 0 0 DONNELLEY R R & SONS CO COM 257867101 3162 104300 SH DEFINED 1 104300 0 0 EATON CORP COM 278058102 1697 21300 SH DEFINED 1 21300 0 0 ENTERGY CORP NEW COM 29364G103 2029 18600 SH DEFINED 1 18600 0 0 EXXON MOBIL CORP COM 30231G102 21120 249700 SH DEFINED 1 249700 0 0 FAIRFAX FINL HLDGS LTD SUB VTG 303901102 2297 8000 SH DEFINED 1 8000 0 0 FEDERATED INVS INC PA CL B 314211103 2099 53600 SH DEFINED 1 53600 0 0 FLOWSERVE CORP COM 34354P105 2631 25200 SH DEFINED 1 25200 0 0 GAMESTOP CORP NEW CL A 36467W109 2250 43500 SH DEFINED 1 43500 0 0 GENERAL ELECTRIC CO COM 369604103 11163 301600 SH DEFINED 1 301600 0 0 HARRIS CORP DEL COM 413875105 6149 126700 SH DEFINED 1 126700 0 0 HEALTH NET INC COM 42222G108 1627 52800 SH DEFINED 1 52800 0 0 HEWLETT PACKARD CO COM 428236103 11662 255400 SH DEFINED 1 255400 0 0 HUMANA INC COM 444859102 1938 43200 SH DEFINED 1 43200 0 0 INTEL CORP COM 458140100 1572 74200 SH DEFINED 1 74200 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 12228 106200 SH DEFINED 1 106200 0 0 INVITROGEN CORP COM 46185R100 2864 33500 SH DEFINED 1 33500 0 0 JOHNSON & JOHNSON COM 478160104 4042 62300 SH DEFINED 1 62300 0 0 JONES LANG LASALLE INC COM 48020Q107 2058 26600 SH DEFINED 1 26600 0 0 JP MORGAN CHASE & CO COM 46625H100 9067 211100 SH DEFINED 1 211100 0 0 KINETIC CONCEPTS INC COM NEW 49460W208 3995 86400 SH DEFINED 1 86400 0 0 KING PHARMACEUTICALS INC COM 495582108 1801 207000 SH DEFINED 1 207000 0 0 KROGER CO COM 501044101 8294 326500 SH DEFINED 1 326500 0 0 LAM RESEARCH CORP COM 512807108 1514 39600 SH DEFINED 1 39600 0 0 LAUDER ESTEE COS INC CL A 518439104 2426 52900 SH DEFINED 1 52900 0 0 LILLY ELI & CO COM 532457108 7558 146500 SH DEFINED 1 146500 0 0 MANITOWOC INC COM 563571108 4370 107100 SH DEFINED 1 107100 0 0 MANPOWER INC COM 56418H100 1666 29600 SH DEFINED 1 29600 0 0 MANULIFE FINL CORP COM 56501R106 3650 96100 SH DEFINED 1 96100 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 3009 68700 SH DEFINED 1 68700 0 0 METLIFE INC COM 59156R108 6153 102100 SH DEFINED 1 102100 0 0 MF GLOBAL LTD SHS G60642108 1739 175400 SH DEFINED 1 175400 0 0 MICROSOFT CORP COM 594918104 17105 602700 SH DEFINED 1 602700 0 0 NOBLE ENERGY INC COM 655044105 2221 30500 SH DEFINED 1 30500 0 0 NORTHROP GRUMMAN CORP COM 666807102 2926 37600 SH DEFINED 1 37600 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 1815 24800 SH DEFINED 1 24800 0 0 OGE ENERGY CORP COM 670837103 2254 72300 SH DEFINED 1 72300 0 0 OSI PHARMACEUTICALS INC COM 671040103 2102 56200 SH DEFINED 1 56200 0 0 PEPSIAMERICAS INC COM 71343P200 5867 229800 SH DEFINED 1 229800 0 0 PETRO-CDA COM 71644E102 1976 45500 SH DEFINED 1 45500 0 0 PFIZER INC COM 717081103 13490 644500 SH DEFINED 1 644500 0 0 POTASH CORP SASK INC COM 73755L107 5133 33067 SH DEFINED 1 33067 0 0 PRICELINE COM INC COM NEW 741503403 4086 33800 SH DEFINED 1 33800 0 0 PROCTER & GAMBLE CO COM 742718109 3637 51900 SH DEFINED 1 51900 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 2862 71200 SH DEFINED 1 71200 0 0 RADIOSHACK CORP COM 750438103 2121 130500 SH DEFINED 1 130500 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 2707 58200 SH DEFINED 1 58200 0 0 SAFEWAY INC COM NEW 786514208 4855 165400 SH DEFINED 1 165400 0 0 SHAW GROUP INC COM 820280105 2697 57200 SH DEFINED 1 57200 0 0 STEEL DYNAMICS INC COM 858119100 3602 109000 SH DEFINED 1 109000 0 0 TEREX CORP NEW COM 880779103 3750 60000 SH DEFINED 1 60000 0 0 TERRA INDS INC COM 880915103 1955 55000 SH DEFINED 1 55000 0 0 THOMPSON CREEK METALS CO INC COM 884768102 2836 155300 SH DEFINED 1 155300 0 0 TJX COS INC NEW COM 872540109 3079 93100 SH DEFINED 1 93100 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 3847 62700 SH DEFINED 1 62700 0 0 TRANSOCEAN INC NEW SHS G90073100 3408 25203 SH DEFINED 1 25203 0 0 TRAVELERS COMPANIES INC COM 89417E109 2757 57600 SH DEFINED 1 57600 0 0 TUPPERWARE BRANDS CORP COM 899896104 2820 72900 SH DEFINED 1 72900 0 0 UNION PAC CORP COM 907818108 3787 30200 SH DEFINED 1 30200 0 0 UNIT CORP COM 909218109 3643 64300 SH DEFINED 1 64300 0 0 UNUM GROUP COM 91529Y106 5206 236500 SH DEFINED 1 236500 0 0 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 1425 50600 SH DEFINED 1 50600 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 2132 235300 SH DEFINED 1 235300 0 0 WABCO HLDGS INC COM 92927K102 3144 68900 SH DEFINED 1 68900 0 0 WAL MART STORES INC COM 931142103 4468 84800 SH DEFINED 1 84800 0 0 WATSON PHARMACEUTICALS INC COM 942683103 2475 84400 SH DEFINED 1 84400 0 0 WELLPOINT INC COM 94973V107 2326 52700 SH DEFINED 1 52700 0 0 WELLS FARGO & CO NEW COM 949746101 1604 55100 SH DEFINED 1 55100 0 0 WESTERN DIGITAL CORP COM 958102105 7036 260200 SH DEFINED 1 260200 0 0 WILLIAMS COS INC DEL COM 969457100 4238 128500 SH DEFINED 1 128500 0 0
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