0001398344-13-002507.txt : 20130515
0001398344-13-002507.hdr.sgml : 20130515
20130515161303
ACCESSION NUMBER: 0001398344-13-002507
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130515
DATE AS OF CHANGE: 20130515
EFFECTIVENESS DATE: 20130515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHALLER INVESTMENT GROUP INC
CENTRAL INDEX KEY: 0001315889
IRS NUMBER: 561948548
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11085
FILM NUMBER: 13847185
BUSINESS ADDRESS:
STREET 1: 324 INDERA MILLS CT
CITY: WINSTON SALEM
STATE: NC
ZIP: 27101
BUSINESS PHONE: 336-774-1515
MAIL ADDRESS:
STREET 1: 324 INDERA MILLS CT
CITY: WINSTON SALEM
STATE: NC
ZIP: 27101
13F-HR/A
1
fp0007277_13fhra.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment [X]; Amendment Number: 1
This Amendment (Check only one.): [X] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Douglas E. Schaller
Address: Schaller Investment Group Inc.
324 Indera Mills Court
Winston-Salem, NC 27101
Form 13F File Number: 028-11085
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Douglas E. Schaller
Title: President
Phone: 336-774-1515
Signature, Place, and Date of Signing:
/s/ Douglas E. Schaller Winston-Salem, NC May 15, 2013
----------------------- ----------------- ------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------
Form 13F Information Table Entry Total: 45
-----------
Form 13F Information Table Value Total: $ 135,908
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the names(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
SCHALLER INVESTMENT GROUP
FORM 13F
SEC
March 31, 2013
Voting Authority
--------------------------
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
Advance Auto Parts COM 00751y106 3968 48005 SH Sole 48005
Altria Group COM 308 8950 SH Sole 8950
American Int'l Group COM 026874784 16792 432570 SH Sole 432570
Bank Of NY Mellon COM 211 7546 SH Sole 7546
Bank of America COM 060505104 4993 409932 SH Sole 409932
Benchmark Bankshares COM 08160e207 820 41602 SH Sole 41602
Berkley WR COM 084423102 14877 335300 SH Sole 335300
Berkshire Hthwy CL B COM 084670207 10434 100137 SH Sole 100137
Chevron COM 478 4027 SH Sole 4027
Coca Cola COM 374 9243 SH Sole 9243
Dominion Res COM 316 5434 SH Sole 5434
Everbank Financial COM 29977g102 1155 75000 SH Sole 75000
Exelon COM 384 11132 SH Sole 11132
Exxon Mobil COM 451 5009 SH Sole 5009
Freeport McMoran COM 35671d857 290 8752 SH Sole 8752
Goldman Sachs Group COM 38141g104 1340 9109 SH Sole 9109
Google COM 38259p508 11369 14315 SH Sole 14315
High Point Bank COM 429706104 756 7963 SH Sole 7963
Homefed COM 43739d307 468 14990 SH Sole 14990
Howard Hughes COM 44267d107 5967 71200 SH Sole 71200
Imperial Metals COM 452892102 2206 150000 SH Sole 150000
Intl Business Machines COM 1378 6460 SH Sole 6460
JC Penney COM 708160106 2838 187815 SH Sole 187815
JP Morgan Chase COM 46625h100 1021 21510 SH Sole 21510
Johnson & Johnson COM 478160104 2911 35700 SH Sole 35700
Leucadia National COM 527288104 562 20501 SH Sole 20501
McDonald's COM 580135101 2672 26800 SH Sole 26800
Metro Bancorp COM 59161r101 1386 83800 SH Sole 83800
Microsoft COM 594918104 11058 386580 SH Sole 386580
Philip Morris Intl COM 784 8461 SH Sole 8461
Procter & Gamble COM 329 4263 SH Sole 4263
Republic First Bancorp COM 760416107 7092 2560394 SH Sole 2560394
SEARS HOLDINGS CORP COM 812350106 1749 35000 SH Sole 35000
Solta Medical COM 83438k103 462 210000 SH Sole 210000
Target COM 87612e106 1544 22550 SH Sole 22550
The Southern Co COM 492 10482 SH Sole 10482
VALEANT PHARMACEUTICALS INTERN COM 91911k102 3751 50000 SH Sole 50000
VistaPrint COM n93540107 6159 159300 SH Sole 159300
Wells Fargo COM 949746101 6889 186240 SH Sole 186240
White Mountain COM 794 1400 SH Sole 1400
CALL CHK 01/18/14 15 CHE 476 800 SH Sole 800
CALL CHK 01/18/14 18 CHE 380 1000 SH Sole 1000
CALL CHK 01/18/14 20 CHE 324 1200 SH Sole 1200
Wts Bnk of America Cl A 060505146 1700 298200 SH Sole 298200
WTS WELLS FARGO & CO NEW 949746119 1200 100000 SH Sole 100000