0001398344-11-002466.txt : 20111101 0001398344-11-002466.hdr.sgml : 20111101 20111101124748 ACCESSION NUMBER: 0001398344-11-002466 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111101 DATE AS OF CHANGE: 20111101 EFFECTIVENESS DATE: 20111101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHALLER INVESTMENT GROUP INC CENTRAL INDEX KEY: 0001315889 IRS NUMBER: 561948548 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11085 FILM NUMBER: 111170469 BUSINESS ADDRESS: STREET 1: 324 INDERA MILLS CT CITY: WINSTON SALEM STATE: NC ZIP: 27101 BUSINESS PHONE: 336-774-1515 MAIL ADDRESS: STREET 1: 324 INDERA MILLS CT CITY: WINSTON SALEM STATE: NC ZIP: 27101 13F-HR 1 fp0003663_13fhr.txt SCHALLER INVESTMENT GROUP FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9-30-2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Douglas E. Schaller Address: Schaller Investment Group Inc. 324 Indera Mills Court Winston-Salem, NC 27101 Form 13F File Number: 028-11085 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas E. Schaller Title: President Phone: 336-774-1515 Signature, Place, and Date of Signing: /s/ Douglas E. Schaller Winston-Salem, NC 10-31-11 ----------------------- ----------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 24 Form 13F Information Table Value Total: $ 90,159 ----------- (thousands) September 30, 2011
Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADVANCE AUTO PARTS INC COM 00751y106 1452 25000 SH Sole 25000 Berkley W R COM 084423102 9856 331975 SH Sole 331975 Berkshire Hthwy CL B COM 084670207 8400 118239 SH Sole 118239 COPART INC COM 217204106 782 20000 SH Sole 20000 Cardinal Bankshares COM 141478107 2118 151267 SH Sole 151267 ECB BANCORP INC COM 268253101 120 10000 SH Sole 10000 Everest Re Group LTD COM g3223r108 3969 50000 SH Sole 50000 Expeditors Intl Wash COM 302130109 2285 56345 SH Sole 56345 Goldman Sachs Group COM 38141g104 960 10154 SH Sole 10154 Google COM 38259p508 7041 13671 SH Sole 13671 Homefed COM 43739d307 1266 74475 SH Sole 74475 Howard Hughes COM 44267d107 3587 85200 SH Sole 85200 Imperial Metals Corp COM 452892102 1825 100000 SH Sole 100000 JC Penney COM 708160106 6251 233415 SH Sole 233415 Johnson & Johnson COM 478160104 3310 51978 SH Sole 51978 Leucadia COM 527288104 4290 189150 SH Sole 189150 McDonalds COM 580135101 9629 109640 SH Sole 109640 Metro Bancorp COM 59161r101 794 91750 SH Sole 91750 Microsoft COM 594918104 9445 379450 SH Sole 379450 Republic First Bancorp COM 760416107 3929 2534594 SH Sole 2534594 Ritchie Bros. COM 767744105 2269 112380 SH Sole 112380 Target COM 87612e106 1287 26250 SH Sole 26250 WALTER INVESTMENT MANAGEMENT C COM 93317w102 1651 72000 SH Sole 72000 Walgreen COM 931422109 3644 110800 SH Sole 110800 REPORT SUMMARY 24 DATA RECORDS 90159 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED