FinOp/AMLCompliance Officer

0001315785-19-000004.txt : 20191104 0001315785-19-000004.hdr.sgml : 20191104 20191104141618 ACCESSION NUMBER: 0001315785-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191104 DATE AS OF CHANGE: 20191104 EFFECTIVENESS DATE: 20191104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Essex Financial Services, Inc. CENTRAL INDEX KEY: 0001315785 IRS NUMBER: 364529342 STATE OF INCORPORATION: CT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11126 FILM NUMBER: 191189207 BUSINESS ADDRESS: STREET 1: P.O. BOX 999 STREET 2: 176 WESTBROOK RD CITY: ESSEX STATE: CT ZIP: 064260999 BUSINESS PHONE: 860-767-4300 MAIL ADDRESS: STREET 1: P.O. BOX 999 STREET 2: 176 WESTBROOK RD CITY: ESSEX STATE: CT ZIP: 064260999 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001315785 XXXXXXXX 09-30-2019 09-30-2019 Essex Financial Services, Inc.

P.O. BOX 999 176 WESTBROOK RD ESSEX CT 064260999

13F HOLDINGS REPORT 028-11126 N William Terribile FinOp/AMLCompliance Officer 8607674300 William Terribile Essex CT 11-04-2019 0 251 310241 false INFORMATION TABLE 2 13fefs3q19.xml ABBOTT LABS COM COM 002824100 1708 20415 SH SOLE 0 0 0 0 AIR PRODS & CHEMSINC COM 009158106 529 2384 SH SOLE 0 0 0 0 ALBANY INTL CORP CLA COM 012348108 220 2445 SH SOLE 0 0 0 0 ALLIANZGI CONV & INCOME FD II COM 018825109 50 10000 SH SOLE 0 0 0 0 ALLSTATE CORP COM 020002101 687 6323 SH SOLE 0 0 0 0 AMAZON COM INC COM 023135106 7187 4140 SH SOLE 0 0 0 0 AMERICAN ELECTRIC POWER CO COM 025537101 203 2169 SH SOLE 0 0 0 0 AMERICAN EXPRESSCOMPANY COM 025816109 634 5360 SH SOLE 0 0 0 0 AMERICAN STS WTR CO COM 029899101 292 3255 SH SOLE 0 0 0 0 AMERICAN WTR WKS CO INC COM 030420103 230 1850 SH SOLE 0 0 0 0 AMGEN INC COM 031162100 1920 9921 SH SOLE 0 0 0 0 AMPHENOL CORP CLA COM 032095101 261 2708 SH SOLE 0 0 0 0 ANNALY CAP MGMT INC COM 035710409 515 58550 SH SOLE 0 0 0 0 ANTHEM INC COM 036752103 618 2572 SH SOLE 0 0 0 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MIN VOL ETF 46429B697 1637 25539 SH SOLE 0 0 0 0 ISHARES TR CORE MSCI TOTAL ETF 46432F834 1062 18394 SH SOLE 0 0 0 0 IHARES TR CORE DIV GROWTH ETF 46434V621 311 7939 SH SOLE 0 0 0 0 JP MORGAN CHASE &CO COM 46625H100 4375 37175 SH SOLE 0 0 0 0 JP MORGAN CHASE &CO ALERIAN MLP INDEX ETN ETF 46625H365 227 9771 SH SOLE 0 0 0 0 JP MORGAN DIVERSIFIED RETURN US EQUITY ETF 46641Q407 241 3168 SH SOLE 0 0 0 0 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC ETF 46641Q837 404 8006 SH SOLE 0 0 0 0 KKR & CO LTD PART 48248M102 498 18537 SH SOLE 0 0 0 0 KINDER MORGAN INCDEL COM 49456B101 330 16029 SH SOLE 0 0 0 0 LABORATORY CORP AMERHLDGS COM 50540R409 1009 6003 SH SOLE 0 0 0 0 MASTERCARD INC CL A CLA COM 57636Q104 719 2646 SH SOLE 0 0 0 0 MERCK & CO INC COM 58933Y105 2296 27273 SH SOLE 0 0 0 0 NEW RESIDENTIAL INVT CORP COM 64828T201 157 10000 SH SOLE 0 0 0 0 NEXTERA ENERGY INC COM 65339F101 940 4033 SH SOLE 0 0 0 0 NOVARTIS AG ADR 66987V109 724 8335 SH SOLE 0 0 0 0 NVIDIA CORP COM 67066G104 656 3766 SH SOLE 0 0 0 0 O REILLYAUTOMOTIVE INC COM 67103H107 407 1022 SH SOLE 0 0 0 0 ORACLE CORP COM 68389X105 426 7740 SH SOLE 0 0 0 0 PRICE T ROWE GROUP INC COM 74144T108 255 2234 SH SOLE 0 0 0 0 PROSHARES TR S&P 500 DIVD ARISTOCRATS ETF 74348A467 1270 17742 SH SOLE 0 0 0 0 SPDR S&P 500 ETF 78462F103 1986 6692 SH SOLE 0 0 0 0 SPDR GOLD TR GOLD SHRS 78463V107 294 2120 SH SOLE 0 0 0 0 SPDR SER TR S&P DIVD ETF 78464A763 498 4859 SH SOLE 0 0 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 379 16522 SH SOLE 0 0 0 0 SALESFORCE.COM INC COM 79466L302 677 4559 SH SOLE 0 0 0 0 SANOFI ADR 80105N105 301 6495 SH SOLE 0 0 0 0 SELECT SECTOR AMEX FINANCIAL SELECT INDEX ETF 81369Y605 237 8463 SH SOLE 0 0 0 0 SERVICENOW INC COM 81762P102 343 1350 SH SOLE 0 0 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 264 3325 SH SOLE 0 0 0 0 SPROTT PHYSICAL GOLD TR COM 85207H104 1097 92775 SH SOLE 0 0 0 0 SPROTT FOCUS TR INC COM 85028J109 1960 290832 SH SOLE 0 0 0 0 STARWOODPPTY TR INC COM 85571B105 322 13300 SH SOLE 0 0 0 0 TESLA 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CHUBB LTD COM H1467J104 1726 10694 SH SOLE 0 0 0 0 TEEKAY LNG PARTNERS LP LP Y8564M105 375 27500 SH SOLE 0 0 0 0 TEEKAY OFFSHORE PARTNERS LP Y8565J101 58 50000 SH SOLE 0 0 0 0 TEEKAY TANKERS LTDCL A CLA COM Y8565N102 151 116000 SH SOLE 0 0 0 0