0001315785-18-000003.txt : 20180807
0001315785-18-000003.hdr.sgml : 20180807
20180807131345
ACCESSION NUMBER: 0001315785-18-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180807
DATE AS OF CHANGE: 20180807
EFFECTIVENESS DATE: 20180807
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Essex Financial Services, Inc.
CENTRAL INDEX KEY: 0001315785
IRS NUMBER: 364529342
STATE OF INCORPORATION: CT
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11126
FILM NUMBER: 18997180
BUSINESS ADDRESS:
STREET 1: P.O. BOX 999
STREET 2: 176 WESTBROOK RD
CITY: ESSEX
STATE: CT
ZIP: 064260999
BUSINESS PHONE: 860-767-4300
MAIL ADDRESS:
STREET 1: P.O. BOX 999
STREET 2: 176 WESTBROOK RD
CITY: ESSEX
STATE: CT
ZIP: 064260999
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001315785
XXXXXXXX
06-30-2018
06-30-2018
Essex Financial Services, Inc.
P.O. BOX 999
176 WESTBROOK RD
ESSEX
CT
064260999
13F HOLDINGS REPORT
028-11126
N
william terribile
FinOp
8607674300
William Terribile
Essex
CT
08-07-2018
0
279
415124
false
INFORMATION TABLE
2
13fefs2q2018.xml
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COM
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COM
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COM
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232
1872
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ALLIANZGI CONV & INCOME FD II
COM
018825109
67
11100
SH
SOLE
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0
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ALLSTATE CORP
COM
020002101
570
6246
SH
SOLE
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0
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AMAZON COM INC
COM
023135106
8298
4882
SH
SOLE
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AMERICAN ELECTRICPOWER CO
COM
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217
3132
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AMERICAN EXPRESSCOMPANY
COM
025816109
806
8220
SH
SOLE
0
0
0
0
AMGEN INC
COM
031162100
8771
47515
SH
SOLE
0
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AMPHENOL CORP
CLA COM
032095101
236
2708
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SOLE
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ANNALY CAP MGMT INC
COM
035710409
679
66004
SH
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ANTHEM INC
COM
036752103
576
2418
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APPLE INC
COM
037833100
18141
97999
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AUTOMATIC DATAPROCESSING INC
COM
053015103
2541
18941
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BP PLC
ADR
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5324
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COM
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PFD
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BANK OF NEW YORKMELLON CORP
COM
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BECTON DICKINSON &CO
COM
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4699
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BERKSHIRE HATHAWAYINC DEL CL A
CLA COM
084670108
5641
20
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SOLE
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BERKSHIRE HATHAWAYINC DEL CL B NEW
CLB COM
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7254
38863
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SOLE
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BLACKROCK CAPITAL INVESTMENT CORP
COM
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425
72931
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SOLE
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BOEING CO
COM
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9470
28225
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BORGWARNER
COM
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8000
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BRISTOL MYERS SQUIBBCO
COM
110122108
2977
53787
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SOLE
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BROOKFIELD ASSETMGMT INC
CLA COM
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536
13219
SH
SOLE
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BROWN FORMAN CORP
CLB COM
115637209
254
5173
SH
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CIGNA CORP
COM
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5547
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CSX CORPORATION
COM
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7219
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CVS HEALTH CORP
COM
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CANADIAN NATL RY CO
COM
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232
2842
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CATERPILLAR INC
COM
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8026
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CELGENE CORP
COM
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26203
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CENTURYLINK INC
COM
156700106
292
15680
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CHEVRON CORP
COM
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CITIGROUP INC
COM
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28144
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COCA COLA COMPANY
COM
191216100
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43440
SH
SOLE
0
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COLGATE PALMOLIVE CO
COM
194162103
652
10055
SH
SOLE
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CONSOLIDATED EDISONINC
COM
209115104
308
3947
SH
SOLE
0
0
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CUMMINS INC
COM
231021106
576
4332
SH
SOLE
0
0
0
0
DTE ENERGY CO
COM
233331107
330
3185
SH
SOLE
0
0
0
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DANAHER CORP
COM
235851102
752
7623
SH
SOLE
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0
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DEERE & CO
COM
244199105
234
1673
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SOLE
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DELTA AIRLINES INC
COM
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392
7911
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SOLE
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DISNEY WALT CODISNEY
COM
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31527
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SOLE
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DOUBLELINE OPPTY
COM
258623107
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26659
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SOLE
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DOVER CORP
COM
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2860
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SOLE
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DREYFUS STRATEGICMUNS INC
COM
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18700
SH
SOLE
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ECOLAB INC
COM
278865100
418
2976
SH
SOLE
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EMERSON ELEC CO
COM
291011104
675
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SH
SOLE
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ENTERPRISE PRODSPARTNERS L P COMUNIT
LP
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FIRST CONN BANCORPINC
COM
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FORD MOTOR CO
COM
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GENERAL DYNAMICSCORP
COM
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GENERAL ELECTRIC CO
COM
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GENERAL MILLS INC
COM
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GENTEX CORP
COM
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9800
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SOLE
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GETTY REALTY CORP
COM
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GILEAD SCIENCES INC
COM
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GRAINGER WW INC
COM
384802104
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885
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SOLE
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HALLIBURTON CO
COM
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8364
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SOLE
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HERSHEY CO
COM
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SOLE
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HOLOGIC INC
COM
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5700
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SOLE
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HOME DEPOT INC
COM
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32325
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SOLE
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HONEYWELL INTL INC
COM
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12513
SH
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ILLINOIS TOOL WORKSINC
COM
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2425
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IMMUCELL CORP
COM
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23776
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INTEL CORP
COM
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INTERNATIONALBUSINESS MACHS CORP
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ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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ETF
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COM
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KAMAN CORP
COM
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SOLE
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KEY CORP
COM
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SH
SOLE
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KIMBERLY CLARK CORP
COM
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8082
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SOLE
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KRAFT HEINZ CO
COM
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474
7542
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SOLE
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LILLY ELI & CO
COM
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SOLE
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LOCKHEED MARTIN CORP
COM
539830109
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5552
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SOLE
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LOWES COS INC
COM
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356
3728
SH
SOLE
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MAGELLAN MIDSTREAMPARTNERS LP
LP
559080106
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4451
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SOLE
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MARKEL CORP HLDG CO
COM
570535104
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678
SH
SOLE
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MARRIOTT INTL INC
CLA COM
571903202
577
4560
SH
SOLE
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0
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MCDONALDS CORP
COM
580135101
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SH
SOLE
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MICROSOFT CORP
COM
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SOLE
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MONDELEZ INTL INC
CLA COM
609207105
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SOLE
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MORGAN STANLEY
COM
617446448
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12928
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MOTOROLA SOLUTIONS INC
COM
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NEW MTN FIN CORP
COM
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SOLE
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NIKE INC CL B
CLB COM
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SOLE
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NORFOLK SOUTHN CORP
COM
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NORTHRUP GRUMMAN CORP
COM
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NUVEEN NEW YORK AMT-FREE MUN INCOME FD
COM
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OGE ENERGY CORP
COM
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COM
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ONEOK INC
COM
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PNC FINL SVCS GROUPINC
COM
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PPG INDUSTRIES INC
COM
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PENNANT PARK INVT CORP
COM
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COM
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PEPSICO INC
COM
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PFIZER INC
COM
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COM
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COM
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COM
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PROCTER & GAMBLE CO
COM
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PRUDENTIAL FINL INC
COM
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PUBLIC SVC ENTERPRISE GRP INC
COM
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RAYTHEON CO
COM
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REALTY INCOME CORP
COM
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COM
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COM
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ROYAL DUTCH SHELLPLC
ADR
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COM
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COM
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SONOCO PRODS CO
COM
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SOUTHERN CO
COM
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STANLEY BLACK &DECKER INC
COM
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COM
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COM
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SYSCO CORP
COM
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COM
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COM
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COM
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COM
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COM
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COM
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ADR
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NY SHS
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COM
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CLB COM
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ETF
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ETF
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ETF
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COM
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COM
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COM
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COM
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COM
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CLA COM
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PFD
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COM
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COM
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COM
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COM
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COM
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AT&T INC
COM
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ABBVIE INC
COM
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COM
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0
0
0
0
ADOBE SYS INC
COM
00724F101
2099
8609
SH
SOLE
0
0
0
0
AETNA INC
COM
00817Y108
2475
13487
SH
SOLE
0
0
0
0
ALIBABA GROUP HLDG
ADR
01609W102
3084
16620
SH
SOLE
0
0
0
0
ALPHABET INC
CLC COM
02079K107
4179
3746
SH
SOLE
0
0
0
0
ALPHABET INC
CLA COM
02079K305
6536
5788
SH
SOLE
0
0
0
0
ALTRIA GROUP INC
COM
02209S103
4135
72816
SH
SOLE
0
0
0
0
AMERICA MOVIL SAB DEC V
ADR
02364W105
800
48000
SH
SOLE
0
0
0
0
AMERICAN TOWER REIT
COM
03027X100
715
4961
SH
SOLE
0
0
0
0
ARES CAP CORP
COM
04010L103
482
29315
SH
SOLE
0
0
0
0
ATHENAHEALTH INC
COM
04685W103
312
1960
SH
SOLE
0
0
0
0
AVANGRID INC
COM
05351W103
511
9648
SH
SOLE
0
0
0
0
BARINGS PARTN INVS
SH BEN INT
06761A103
327
22254
SH
SOLE
0
0
0
0
BLACKROCK INC
COM
09247X101
836
1675
SH
SOLE
0
0
0
0
BLACKROCK MUN HOLDINGS FD INC
COM
09253N104
167
10700
SH
SOLE
0
0
0
0
BLACKSTONE GROUP L P
LP
09253U108
1154
35875
SH
SOLE
0
0
0
0
BLACKSTONE MTG TR
COM CLA
09257W100
339
10800
SH
SOLE
0
0
0
0
CME GROUP INC
COM
12572Q105
576
3513
SH
SOLE
0
0
0
0
CISCO SYSTEMS INC
COM
17275R102
4052
94158
SH
SOLE
0
0
0
0
COLONY CAP INC
CLA COM
19626G108
62
10000
SH
SOLE
0
0
0
0
COMCAST CORP
CLA COM
20030N101
1041
31716
SH
SOLE
0
0
0
0
COMPASS DIVERSIFIEDHLDGS
SH BEN INT
20451Q104
11361
657
SH
SOLE
0
0
0
0
CONOCOPHILLIPS
COM
20825C104
2396
34421
SH
SOLE
0
0
0
0
CONSTELLATION BRANDSINC
CLA COM
21036P108
590
2696
SH
SOLE
0
0
0
0
COSTCO WHOLESALECORP
COM
22160K105
989
4732
SH
SOLE
0
0
0
0
DAVIS FUNDAMENTAL ETF TR SELECT WORLDWIDE
ETF
23908L306
217
8232
SH
SOLE
0
0
0
0
DEUTSCHE MUN INC TR
COM
25160C106
138
12500
SH
SOLE
0
0
0
0
DIAGEO PLC
ADR
25243Q205
524
3639
SH
SOLE
0
0
0
0
DOWDUPONT INC
COM
26078J100
3592
54487
SH
SOLE
0
0
0
0
DREYFUS STRATEGIC MUNS INC
COM
26202F107
235
31017
SH
SOLE
0
0
0
0
DUKE ENERGY CORP
COM
26441C204
1052
13298
SH
SOLE
0
0
0
0
EOG RES INC
COM
26875P101
507
4077
SH
SOLE
0
0
0
0
EATON VANCE TAXMANAGED BY WRT OP
COM
27828Y108
508
32900
SH
SOLE
0
0
0
0
ENERGY TRANSFERPARTNERS L P
LTD PART
29273R109
520
27308
SH
SOLE
0
0
0
0
EVERSOURCE ENERGY
COM
30040W108
662
11300
SH
SOLE
0
0
0
0
EXELON CORP
COM
30161N101
313
7355
SH
SOLE
0
0
0
0
EXPRESS SCRIPTSHLDG CO
COM
30219G108
303
3930
SH
SOLE
0
0
0
0
EXXON MOBIL CORP
COM
30231G102
11500
139007
SH
SOLE
0
0
0
0
FACEBOOK INC
CLA COM
30303M102
5085
26168
SH
SOLE
0
0
0
0
FEDEX CORP
COM
31428X106
310
1367
SH
SOLE
0
0
0
0
FORTIVE CORP
COM
34959J108
277
3598
SH
SOLE
0
0
0
0
GENERAL MOTORS
COM
37045V100
351
8907
SH
SOLE
0
0
0
0
GLAXOSMITHKLINE PLC
ADR
37733W105
320
7935
SH
SOLE
0
0
0
0
GOLDMAN SACHS GROUPINC
COM
38141G104
1954
8860
SH
SOLE
0
0
0
0
INVESCO MUN TR
COM
46131J103
137
11600
SH
SOLE
0
0
0
0
INVESCO TR INVT GRADNEW YORK MUNS
COM
46131T101
195
15286
SH
SOLE
0
0
0
0
INVESCO TR MUN OPPTY
COM
46132C107
118
10025
SH
SOLE
0
0
0
0
INVESTCO S&P 500 EQL WGT
ETF
46137V357
1954
19181
SH
SOLE
0
0
0
0
INVESCO FTSE RAFI 1499
ETF
46137V597
1352
9712
SH
SOLE
0
0
0
0
INVESCO FTSE RAFI 999
ETF
46137V613
2006
17814
SH
SOLE
0
0
0
0
INVESCO DWA MOMENTUM
ETF
46137V837
373
6745
SH
SOLE
0
0
0
0
INVESCO INTL BUYBACK
ETF
46138E644
794
22075
SH
SOLE
0
0
0
0
IRON MTN INC
COM
46284V101
264
7534
SH
SOLE
0
0
0
0
ISHARES USA MIN VOL
ETF
46429B697
367
6895
SH
SOLE
0
0
0
0
JP MORGAN CHASE &CO
COM
46625H100
6639
63713
SH
SOLE
0
0
0
0
JP MORGAN CHASE &CO ALERIAN MLP INDEX ETN
ETF
46625H365
344
12960
SH
SOLE
0
0
0
0
KKR & CO
LTD PART
48248M102
579
23308
SH
SOLE
0
0
0
0
KINDER MORGAN INCDEL
COM
49456B101
332
18793
SH
SOLE
0
0
0
0
LABORATORY CORP AMERHLDGS
COM
50540R409
1214
6760
SH
SOLE
0
0
0
0
LAZARD GLOBAL TOTAL RETURN & INC FD INC
COM
52106W103
184
10000
SH
SOLE
0
0
0
0
M & T BK CORP
COM
55261F104
300
1761
SH
SOLE
0
0
0
0
MASTERCARD INC CL A
CLA COM
57636Q104
973
4951
SH
SOLE
0
0
0
0
MERCK & CO INC
COM
58933Y105
2113
34804
SH
SOLE
0
0
0
0
MFS INVT GRADE MUN TR
SH BEN INT
59318B108
94
10180
SH
SOLE
0
0
0
0
NEXTERA ENERGY INC
COM
65339F101
693
4148
SH
SOLE
0
0
0
0
NOVARTIS AG
ADR
66987V109
633
8375
SH
SOLE
0
0
0
0
NVIDIA CORP
COM
67066G104
937
3955
SH
SOLE
0
0
0
0
NUVEEN DIV ADVANTAGE MUN FD
COM
67066V101
141
10608
SH
SOLE
0
0
0
0
O REILLYAUTOMOTIVE INC
COM
67103H107
280
1022
SH
SOLE
0
0
0
0
ORACLE CORP
COM
68389X105
459
10424
SH
SOLE
0
0
0
0
PRAXAIR INC
COM
74005P104
354
2236
SH
SOLE
0
0
0
0
PRICE T ROWE GROUP INC
COM
74144T108
225
1934
SH
SOLE
0
0
0
0
PROSHARES TR ULTRA SHRT S&P
ETF
74347B383
308
8061
SH
SOLE
0
0
0
0
PROSHARES TR SHORT S&P
ETF
74347B425
267
9090
SH
SOLE
0
0
0
0
PROSHARES TR S&P 500DIVID ARISTO
ETF
74348A467
378
6066
SH
SOLE
0
0
0
0
PROSPECT CAP CORP
COM
74348T102
180
26781
SH
SOLE
0
0
0
0
S&P GLOBAL INC
COM
78409V104
217
1064
SH
SOLE
0
0
0
0
SPDR S&P 500
ETF
78462F103
1596
5885
SH
SOLE
0
0
0
0
SPDR S&P AEROSPACE & DEFENSE
ETF
78464A631
298
3425
SH
SOLE
0
0
0
0
SABRA HEALTH CARE REIT INC
COM
78573L106
363
16712
SH
SOLE
0
0
0
0
SALESFORCE.COM INC
COM
79466L302
504
3696
SH
SOLE
0
0
0
0
SANOFI
ADR
80105N105
321
8014
SH
SOLE
0
0
0
0
SELECT SECTOR SPDRTR ENERGY
ETF
81369Y506
550
7245
SH
SOLE
0
0
0
0
SELECT SECTOR SPDRTR FINANCIAL
ETF
81369Y605
459
17252
SH
SOLE
0
0
0
0
SENOMYX
COM
81724Q107
18
15000
SH
SOLE
0
0
0
0
SERVICENOW INC
COM
81762P102
333
1930
SH
SOLE
0
0
0
0
SPROTT PHYSICAL GOLD TR
COM
85207H104
700
68771
SH
SOLE
0
0
0
0
SPROTT FOCUS TR INC
COM
85028J109
2326
297402
SH
SOLE
0
0
0
0
TESLA MTRS INC
COM
88160R101
1217
3549
SH
SOLE
0
0
0
0
3M CO
COM
88579Y101
1604
8155
SH
SOLE
0
0
0
0
TITAN MACHY INC
PFD
88830RAB7
24
24000
SH
SOLE
0
0
0
0
TORTOISE MLP FD INC
COM
89148B101
218
12800
SH
SOLE
0
0
0
0
UNITEDHEALTH GROUPINC
COM
91324P102
2445
9966
SH
SOLE
0
0
0
0
VALERO ENERGY CORP
COM
91913Y100
593
5352
SH
SOLE
0
0
0
0
VANGUARD WORLD FDS FINLS ETF
ETF
92204A405
5251
77850
SH
SOLE
0
0
0
0
VANGUARD WORLD FDS HEALTH CARE
ETF
92204A504
1399
8792
SH
SOLE
0
0
0
0
VANGUARD WORLD FDSVANGUARD INFORMATION
ETF
92204A702
1475
8132
SH
SOLE
0
0
0
0
VERIZONCOMMUNICATIONS INC
COM
92343V104
2891
57459
SH
SOLE
0
0
0
0
VISA INC
CLA COM
92826C839
5593
42226
SH
SOLE
0
0
0
0
WASTE MGMT INC
COM
94106L109
261
3215
SH
SOLE
0
0
0
0
WELLTOWER INC
COM
95040Q104
254
4049
SH
SOLE
0
0
0
0
WESTERN ASSET MANAGED MUNI FD
COM
95766M105
158
12444
SH
SOLE
0
0
0
0
YUM CHINA HLDGS INC
COM
98850P109
237
6160
SH
SOLE
0
0
0
0
AON PLC
CLA COM
G0408V102
454
3312
SH
SOLE
0
0
0
0
ACCENTURE PLCIRELAND
CLA COM
G1151C101
502
3070
SH
SOLE
0
0
0
0
CONSOLIDATED WATERCO
COM
G23773107
183
14159
SH
SOLE
0
0
0
0
EATON CORP
COM
G29183103
434
5806
SH
SOLE
0
0
0
0
MEDTRONICS PLC
COM
G5960L103
1651
19281
SH
SOLE
0
0
0
0
CHUBB LTD
COM
H1467J104
1669
13136
SH
SOLE
0
0
0
0
TEEKAY TANKERS LTDCL A
CLA COM
Y8565N102
13
11000
SH
SOLE
0
0
0
0