0001315785-18-000002.txt : 20180503 0001315785-18-000002.hdr.sgml : 20180503 20180503115930 ACCESSION NUMBER: 0001315785-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180503 DATE AS OF CHANGE: 20180503 EFFECTIVENESS DATE: 20180503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Essex Financial Services, Inc. CENTRAL INDEX KEY: 0001315785 IRS NUMBER: 364529342 STATE OF INCORPORATION: CT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11126 FILM NUMBER: 18802580 BUSINESS ADDRESS: STREET 1: P.O. BOX 999 STREET 2: 176 WESTBROOK RD CITY: ESSEX STATE: CT ZIP: 064260999 BUSINESS PHONE: 860-767-4300 MAIL ADDRESS: STREET 1: P.O. BOX 999 STREET 2: 176 WESTBROOK RD CITY: ESSEX STATE: CT ZIP: 064260999 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001315785 XXXXXXXX 03-31-2018 03-31-2018 Essex Financial Services, Inc.

P.O. BOX 999 176 WESTBROOK RD ESSEX CT 064260999

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RETURN & INC FD INC COM 52106W103 178 10000 SH SOLE 0 0 0 0 MASTERCARD INC CL A CLA COM 57636Q104 867 4951 SH SOLE 0 0 0 0 MERCK & CO INC COM 58933Y105 1731 31787 SH SOLE 0 0 0 0 NEXTERA ENERGY INC COM 65339F101 637 3898 SH SOLE 0 0 0 0 NOVARTIS AG ADR 66987V109 718 8875 SH SOLE 0 0 0 0 NVIDIA CORP COM 67066G104 893 3855 SH SOLE 0 0 0 0 NUVEEN DIV ADVANTAGE MUN FD COM 67066V101 139 10608 SH SOLE 0 0 0 0 O REILLYAUTOMOTIVE INC COM 67103H107 253 1022 SH SOLE 0 0 0 0 ORACLE CORP COM 68389X105 377 8236 SH SOLE 0 0 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 247 2370 SH SOLE 0 0 0 0 PIMCO ETF TR INTER MUN BD ACTIVE ETF 72201R866 211 4000 SH SOLE 0 0 0 0 POWERSHARES QQQ TRUNIT SER 1 ETF 73935A104 5413 33804 SH SOLE 0 0 0 0 POWERSHARES DWA MOMENTUM ETF 73935X153 355 6745 SH SOLE 0 0 0 0 POWERSHARES EXC TRADED FD TR FINL PFD ETF 73935X229 726 39113 SH SOLE 0 0 0 0 POWERSHARES EXC TRADED FD TR DYNAMIC BUYBACK ACH ETF 73935X286 684 12023 SH SOLE 0 0 0 0 POWERSHARES EXC TRADED FD TR DYNAMIC ENERGY ETF 73935X385 222 5848 SH SOLE 0 0 0 0 POWERSHARES EXC TRADED FD TR US 1500 SMALL MID ETF 73935X567 1544 11980 SH SOLE 0 0 0 0 POWERSHARES EXC TRADED FDTR FTSE RAFI US 1000PORT ETF 73935X583 2751 24969 SH SOLE 0 0 0 0 POWERSHARES EXC TRADED FD TR INTL DIV ACHIEVERS ETF 73935X716 406 25788 SH SOLE 0 0 0 0 POWERSHARES ETF TR II PWRS INT BUYBK ETF 73937B621 1697 45302 SH SOLE 0 0 0 0 POWERSHARES EXC TRADED FD TR II S7P 400 LOW VOL ETF 73937B647 288 6429 SH SOLE 0 0 0 0 POWERSHARES S&P 500 HIGH DIV LOW VOL ETF 73937B654 542 13750 SH SOLE 0 0 0 0 POWERSHARES EXC TRADED FD TR II S&P 500 LOW VOL ETF 73937B779 4324 92049 SH SOLE 0 0 0 0 PRAXAIR INC COM 74005P104 323 2236 SH SOLE 0 0 0 0 PRICE T ROWE GROUP INC COM 74144T108 214 1978 SH SOLE 0 0 0 0 PROSHARES TR ULTRA SHRT S&P ETF 74347B383 330 8061 SH SOLE 0 0 0 0 PROSHARES TR SHORT S&P ETF 74347B425 275 9090 SH SOLE 0 0 0 0 PROSHARES TR S&P 500DIVID ARISTO ETF 74348A467 5388 86559 SH SOLE 0 0 0 0 PROSPECT CAP CORP COM 74348T102 141 21453 SH SOLE 0 0 0 0 RYDEX ETF TRGUGGENHEIM S&P 500 ETF 78355W106 4141 41630 SH SOLE 0 0 0 0 RYDEX ETF TRGUGGENHEIM S&P 500 PURE GROWTH ETF 78355W403 522 4757 SH SOLE 0 0 0 0 S&P GLOBAL INC COM 78409V104 203 1064 SH SOLE 0 0 0 0 SPDR S&P 500 ETF 78462F103 6605 25098 SH SOLE 0 0 0 0 SPDR GOLD TR GOLD SHS ETF 78463V107 1680 13357 SH SOLE 0 0 0 0 SPDR INDEX SHRS FDS S&P EMERGING SM CAP ETF 78463X756 349 6650 SH SOLE 0 0 0 0 SPDR SER TR BLOOMBERG BARLAYS US CONV LIQ BD ETF 78464A359 293 5675 SH SOLE 0 0 0 0 SPDR SER TR S&P REGL BKG ETF 78464A698 572 9480 SH SOLE 0 0 0 0 SPDR SER TR S&P DIVD ETF 78464A763 1457 15978 SH SOLE 0 0 0 0 SPDR SER TR S&P BK ETF 78464A797 909 18978 SH SOLE 0 0 0 0 SPDR SER TR S&P BIOTECH ETF 78464A870 1464 16689 SH SOLE 0 0 0 0 SSGA ACTIVE ETF TR ETF 78467V848 351 7319 SH SOLE 0 0 0 0 SPDR DOW JONES INDL AVG ETF TR UT SER 0 ETF 78467X109 430 1781 SH SOLE 0 0 0 0 SPDR S&P MIDCAP 400 ETF TR SER 1 S&P DEP RCPT ETF 78467Y107 445 1303 SH SOLE 0 0 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 295 16712 SH SOLE 0 0 0 0 SALESFORCE.COM INC COM 79466L302 403 3463 SH SOLE 0 0 0 0 SANOFI ADR 80105N105 351 8753 SH SOLE 0 0 0 0 SELECT SECTOR SPDRTR ENERGY ETF 81369Y506 848 12581 SH SOLE 0 0 0 0 SELECT SECTOR SPDRTR FINANCIAL ETF 81369Y605 1023 37096 SH SOLE 0 0 0 0 SENOMYX COM 81724Q107 13 15000 SH SOLE 0 0 0 0 SERVICENOW INC COM 81762P102 319 1930 SH SOLE 0 0 0 0 SPROTT PHYSICAL GOLD TR COM 85207H104 721 67052 SH SOLE 0 0 0 0 SPROTT FOCUS TR INC COM 85028J109 2296 294792 SH SOLE 0 0 0 0 TESLA MTRS INC COM 88160R101 931 3499 SH SOLE 0 0 0 0 3M CO COM 88579Y101 1796 8180 SH SOLE 0 0 0 0 TORTOISE MLP FD INC COM 89148B101 172 10800 SH SOLE 0 0 0 0 U2 INC COM 90214J101 344 4090 SH SOLE 0 0 0 0 UNITEDHEALTH GROUPINC COM 91324P102 2129 9950 SH SOLE 0 0 0 0 VALERO ENERGY CORP COM 91913Y100 516 5558 SH SOLE 0 0 0 0 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 260 4200 SH SOLE 0 0 0 0 VANECK VECTORS ETF TR JR GOLD MINERS ETF 92189F791 210 6525 SH SOLE 0 0 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 310 3355 SH SOLE 0 0 0 0 VANGUARD WORLD FDS FINLS ETF ETF 92204A405 7086 102003 SH SOLE 0 0 0 0 VANGUARD WORLD FDS HEALTH CARE ETF 92204A504 2098 13668 SH SOLE 0 0 0 0 VANGUARD WORLD FDS INDLS ETF 92204A603 281 2018 SH SOLE 0 0 0 0 VANGUARD WORLD FDSVANGUARD INFORMATION ETF 92204A702 1980 11579 SH SOLE 0 0 0 0 VANGUARD SCOTTSDALE FDS SHT-TRM CORP BD INDEX ETF 92206C409 515 6568 SH SOLE 0 0 0 0 VERIZONCOMMUNICATIONS INC COM 92343V104 2747 57447 SH SOLE 0 0 0 0 VISA INC CLA COM 92826C839 4534 37901 SH SOLE 0 0 0 0 WASTE MGMT INC COM 94106L109 212 2526 SH SOLE 0 0 0 0 WELLTOWER INC COM 95040Q104 220 4049 SH SOLE 0 0 0 0 WESTERN ASSET MANAGED MUNI FD COM 95766M105 162 12444 SH SOLE 0 0 0 0 WISDOMTREE TR US MIDCAP DIVD ETF 97717W505 348 10200 SH SOLE 0 0 0 0 WISDOMTREE TR SMALL CAP DIVD ETF 97717W760 582 7620 SH SOLE 0 0 0 0 WISDOMTREE TR EUROPE HEDGED EQUITY ETF 97717X701 231 3681 SH SOLE 0 0 0 0 YUM CHINA HLDGS INC COM 98850P109 256 6160 SH SOLE 0 0 0 0 ALLERGAN PLC COM G0177J108 315 1870 SH SOLE 0 0 0 0 AON PLC CLA COM G0408V102 465 3312 SH SOLE 0 0 0 0 ACCENTURE PLCIRELAND CLA COM G1151C101 481 3131 SH SOLE 0 0 0 0 CONSOLIDATED WATERCO COM G23773107 206 14159 SH SOLE 0 0 0 0 EATON CORP COM G29183103 470 5885 SH SOLE 0 0 0 0 MEDTRONICS PLC COM G5960L103 1508 18794 SH SOLE 0 0 0 0 SEAGATE TECHNOLOGY M G7945M107 206 3517 SH SOLE 0 0 0 0 CHUBB LTD COM H1467J104 1815 13267 SH SOLE 0 0 0 0 TEEKAY TANKERS LTDCL A CLA COM Y8565N102 13 11000 SH SOLE 0 0 0 0