0001315785-18-000001.txt : 20180207
0001315785-18-000001.hdr.sgml : 20180207
20180207152726
ACCESSION NUMBER: 0001315785-18-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180207
DATE AS OF CHANGE: 20180207
EFFECTIVENESS DATE: 20180207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Essex Financial Services, Inc.
CENTRAL INDEX KEY: 0001315785
IRS NUMBER: 364529342
STATE OF INCORPORATION: CT
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11126
FILM NUMBER: 18580942
BUSINESS ADDRESS:
STREET 1: P.O. BOX 999
STREET 2: 176 WESTBROOK RD
CITY: ESSEX
STATE: CT
ZIP: 064260999
BUSINESS PHONE: 860-767-4300
MAIL ADDRESS:
STREET 1: P.O. BOX 999
STREET 2: 176 WESTBROOK RD
CITY: ESSEX
STATE: CT
ZIP: 064260999
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001315785
XXXXXXXX
12-31-2017
12-31-2017
Essex Financial Services, Inc.
P.O. BOX 999
176 WESTBROOK RD
ESSEX
CT
064260999
13F HOLDINGS REPORT
028-11126
N
william terribile
AML/Compliance Officer FinOp
8607674300
William Terribile
Essex
CT
02-07-2018
0
283
420705
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0
0
0
ALPHABET INC
CLA COM
02079K305
6189
5875
SH
SOLE
0
0
0
0
ALTRIA GROUP INC
COM
02209S103
5383
75375
SH
SOLE
0
0
0
0
AMERICA MOVIL SAB DEC V
ADR
02364W105
823
48000
SH
SOLE
0
0
0
0
AMERICAN TOWER REIT
COM
03027X100
637
4464
SH
SOLE
0
0
0
0
ANHEUSER BUSCH INBEVSA NV
ADR
03524A108
340
3047
SH
SOLE
0
0
0
0
APOLLO INVT CORP
COM
03761U108
99
17500
SH
SOLE
0
0
0
0
ARES CAP CORP
COM
04010L103
461
29315
SH
SOLE
0
0
0
0
ATHENAHEALTH INC
COM
04685W103
261
1960
SH
SOLE
0
0
0
0
AVANGRID INC
COM
05351W103
488
9648
SH
SOLE
0
0
0
0
BARINGS PARTN INVS
SH BEN INT
06761A103
314
22254
SH
SOLE
0
0
0
0
BLACKROCK INC
COM
09247X101
954
1857
SH
SOLE
0
0
0
0
BLACKROCK MUN HOLDINGS FD INC
COM
09253N104
177
10700
SH
SOLE
0
0
0
0
BLACKSTONE GROUP L P
LP
09253U108
1200
37487
SH
SOLE
0
0
0
0
BLACKSTONE/GSOLONG SHORT CREDITINCOME FD
SH BEN INT
09257D102
180
11300
SH
SOLE
0
0
0
0
BLACKSTONE MTG TR
COM CLA
09257W100
495
15375
SH
SOLE
0
0
0
0
CME GROUP INC
COM
12572Q105
345
2363
SH
SOLE
0
0
0
0
CISCO SYSTEMS INC
COM
17275R102
3575
93352
SH
SOLE
0
0
0
0
COLONY NORTHSTAR INC
COM CLA
19625W104
285
25000
SH
SOLE
0
0
0
0
COMCAST CORP
CLA COM
20030N101
1217
30392
SH
SOLE
0
0
0
0
COMPASS DIVERSIFIEDHLDGS
SH BEN INT
20451Q104
10580
624166
SH
SOLE
0
0
0
0
COMPASS DIVERSIFIEDHLDGS
PFD SER A
20451Q203
247
10000
SH
SOLE
0
0
0
0
CONOCOPHILLIPS
COM
20825C104
2036
37088
SH
SOLE
0
0
0
0
CONSTELLATION BRANDSINC
CLA COM
21036P108
512
2242
SH
SOLE
0
0
0
0
COSTCO WHOLESALECORP
COM
22160K105
954
5125
SH
SOLE
0
0
0
0
DEUTSCHE MUN INC TR
COM
25160C106
149
12500
SH
SOLE
0
0
0
0
DIAGEO PLC
ADR
25243Q205
546
3741
SH
SOLE
0
0
0
0
DOMINION RES INC
COM
25746U109
221
2721
SH
SOLE
0
0
0
0
DOWDUPONT INC
COM
26078J100
3741
52528
SH
SOLE
0
0
0
0
DREYFUS STRATEGIC MUNS INC
COM
26202F107
265
31017
SH
SOLE
0
0
0
0
DUKE ENERGY CORP
COM
26441C204
1167
13785
SH
SOLE
0
0
0
0
EOG RES INC
COM
26875P101
478
4434
SH
SOLE
0
0
0
0
EATON VANCE TAXMANAGED BY WRT OP
COM
27828Y108
577
37550
SH
SOLE
0
0
0
0
ENERGY TRANSFERPARTNERS L P
LTD PART
29273R109
574
32020
SH
SOLE
0
0
0
0
EVERSOURCE ENERGY
COM
30040W108
735
11630
SH
SOLE
0
0
0
0
EXELON CORP
COM
30161N101
298
7355
SH
SOLE
0
0
0
0
EXPRESS SCRIPTSHLDG CO
COM
30219G108
321
4303
SH
SOLE
0
0
0
0
EXXON MOBIL CORP
COM
30231G102
12274
146748
SH
SOLE
0
0
0
0
FACEBOOK INC
CLA COM
30303M102
4481
25396
SH
SOLE
0
0
0
0
FEDEX CORP
COM
31428X106
352
1411
SH
SOLE
0
0
0
0
GENERAL MOTORS
COM
37045V100
369
8990
SH
SOLE
0
0
0
0
GLAXOSMITHKLINE PLC
ADR
37733W105
252
7104
SH
SOLE
0
0
0
0
GOLDMAN SACHS GROUPINC
COM
38141G104
2262
8880
SH
SOLE
0
0
0
0
INVESCO MUN TR
COM
46131J103
145
11600
SH
SOLE
0
0
0
0
INVESCO TR INVT GRADNEW YORK MUNS
COM
46131T101
210
15286
SH
SOLE
0
0
0
0
INVESCO TR MUN OPPTY
COM
46132C107
124
10025
SH
SOLE
0
0
0
0
IQVIA HLDGS INC
COM
46266C105
224
2290
SH
SOLE
0
0
0
0
IRON MTN INC
COM
46284V101
259
6854
SH
SOLE
0
0
0
0
ISHARES USA MIN VOL
ETF
46429B697
433
8198
SH
SOLE
0
0
0
0
JP MORGAN CHASE &CO
COM
46625H100
6943
64928
SH
SOLE
0
0
0
0
JP MORGAN CHASE &CO ALERIAN MLP INDEX ETN
ETF
46625H365
443
16111
SH
SOLE
0
0
0
0
KKR & CO
LTD PART
48248M102
541
25676
SH
SOLE
0
0
0
0
KINDER MORGAN INCDEL
COM
49456B101
498
27582
SH
SOLE
0
0
0
0
LABORATORY CORP AMERHLDGS
COM
50540R409
1107
6941
SH
SOLE
0
0
0
0
MACQUARIEINFRASTRUCTURE
COM
55608B105
283
4414
SH
SOLE
0
0
0
0
MASTERCARD INC CL A
CLA COM
57636Q104
751
4961
SH
SOLE
0
0
0
0
MCKESSON CORP
COM
58155Q103
256
1641
SH
SOLE
0
0
0
0
MERCK & CO INC
COM
58933Y105
2274
40410
SH
SOLE
0
0
0
0
METLIFE INC
COM
59156R108
300
5930
SH
SOLE
0
0
0
0
MONSANTO CO
COM
61166W101
203
1740
SH
SOLE
0
0
0
0
NEXTERA ENERGY INC
COM
65339F101
652
4175
SH
SOLE
0
0
0
0
NOVARTIS AG
ADR
66987V109
729
8678
SH
SOLE
0
0
0
0
NVIDIA CORP
COM
67066G104
773
3995
SH
SOLE
0
0
0
0
NUVEEN DIV ADVANTAGE MUN FD
COM
67066V101
149
10608
SH
SOLE
0
0
0
0
O REILLYAUTOMOTIVE INC
COM
67103H107
265
1101
SH
SOLE
0
0
0
0
ORACLE CORP
COM
68389X105
528
11176
SH
SOLE
0
0
0
0
POWERSHARES QQQ TRUNIT SER 1
ETF
73935A104
689
4422
SH
SOLE
0
0
0
0
POWERSHARES DWA MOMENTUM
ETF
73935X153
348
6745
SH
SOLE
0
0
0
0
POWERSHARES DWA ENERGY MOMENTUM
ETF
73935X385
257
6511
SH
SOLE
0
0
0
0
POWERSHARES EXC TRADED FD TR US 1500 SMALL MID
ETF
73935X567
848
6529
SH
SOLE
0
0
0
0
POWERSHARES EXC TRADED FDTR FTSE RAFI US 1000PORT
ETF
73935X583
1443
12705
SH
SOLE
0
0
0
0
POWERSHARES ETF TR II PWRS INT BUYBK
ETF
73937B621
670
17835
SH
SOLE
0
0
0
0
PRAXAIR INC
COM
74005P104
392
2537
SH
SOLE
0
0
0
0
PRICE T ROWE GROUP INC
COM
74144T108
209
1989
SH
SOLE
0
0
0
0
PROSHARES TR ULTRA SHRT S&P
ETF
74347B383
331
8061
SH
SOLE
0
0
0
0
PROSHARES TR SHORT S&P
ETF
74347B425
274
9090
SH
SOLE
0
0
0
0
PROSHARES TR S&P 500DIVID ARISTO
ETF
74348A467
343
5359
SH
SOLE
0
0
0
0
PROSPECT CAP CORP
COM
74348T102
142
21135
SH
SOLE
0
0
0
0
RYDEX ETF TRGUGGENHEIM S&P 500
ETF
78355W106
1701
16838
SH
SOLE
0
0
0
0
SPDR S&P 500
ETF
78462F103
1451
5437
SH
SOLE
0
0
0
0
SSGA ACTIVE ETF TR
ETF
78467V848
216
4451
SH
SOLE
0
0
0
0
SABRA HEALTH CARE REIT INC
COM
78573L106
296
15762
SH
SOLE
0
0
0
0
SALESFORCE.COM INC
COM
79466L302
489
4785
SH
SOLE
0
0
0
0
SANOFI
ADR
80105N105
410
9532
SH
SOLE
0
0
0
0
SELECT SECTOR SPDRTR ENERGY
ETF
81369Y506
455
6291
SH
SOLE
0
0
0
0
SELECT SECTOR SPDRTR FINANCIAL
ETF
81369Y605
587
21037
SH
SOLE
0
0
0
0
SERVICENOW INC
COM
81762P102
333
2555
SH
SOLE
0
0
0
0
SPROTT PHYSICAL GOLD TR
COM
85207H104
484
45700
SH
SOLE
0
0
0
0
SPROTT FOCUS TR INC
COM
85028J109
2323
293273
SH
SOLE
0
0
0
0
TESLA MTRS INC
COM
88160R101
1105
3549
SH
SOLE
0
0
0
0
3M CO
COM
88579Y101
1904
8089
SH
SOLE
0
0
0
0
U2 INC
COM
90214J101
264
4090
SH
SOLE
0
0
0
0
UNITEDHEALTH GROUPINC
COM
91324P102
2162
9805
SH
SOLE
0
0
0
0
VALERO ENERGY CORP
COM
91913Y100
464
5053
SH
SOLE
0
0
0
0
VANGUARD WORLD FDS FINLS ETF
ETF
92204A405
4549
64952
SH
SOLE
0
0
0
0
VANGUARD WORLD FDS HEALTH CARE
ETF
92204A504
1024
6644
SH
SOLE
0
0
0
0
VANGUARD WORLD FDSVANGUARD INFORMATION
ETF
92204A702
1006
6108
SH
SOLE
0
0
0
0
VERIZONCOMMUNICATIONS INC
COM
92343V104
3139
59299
SH
SOLE
0
0
0
0
VISA INC
CLA COM
92826C839
4282
37556
SH
SOLE
0
0
0
0
VODAFONE GROUP PLC
ADR
92857W308
219
6859
SH
SOLE
0
0
0
0
WELLTOWER INC
COM
95040Q104
236
3695
SH
SOLE
0
0
0
0
WESTERN ASSET MANAGED MUNI FD
COM
95766M105
175
12444
SH
SOLE
0
0
0
0
YUM CHINA HLDGS INC
COM
98850P109
247
6159
SH
SOLE
0
0
0
0
ALLERGAN PLC
COM
G0177J108
334
2041
SH
SOLE
0
0
0
0
AON PLC
CLA COM
G0408V102
444
3312
SH
SOLE
0
0
0
0
ACCENTURE PLCIRELAND
CLA COM
G1151C101
503
3283
SH
SOLE
0
0
0
0
BROOKFILED INFRATRUCTURE PARTNERS LP
LP
G16252101
220
4920
SH
SOLE
0
0
0
0
CONSOLIDATED WATERCO
COM
G23773107
178
14159
SH
SOLE
0
0
0
0
EATON CORP
COM
G29183103
505
6395
SH
SOLE
0
0
0
0
MEDTRONICS PLC
COM
G5960L103
1576
19516
SH
SOLE
0
0
0
0
CHUBB LTD
COM
H1467J104
2015
13790
SH
SOLE
0
0
0
0
GASLOG PARTNERS LP
LP
Y2687W108
208
8395
SH
SOLE
0
0
0
0
TEEKAY TANKERS LTDCL A
CLA COM
Y8565N102
15
11000
SH
SOLE
0
0
0
0