0001315785-17-000026.txt : 20171103
0001315785-17-000026.hdr.sgml : 20171103
20171103163026
ACCESSION NUMBER: 0001315785-17-000026
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171103
DATE AS OF CHANGE: 20171103
EFFECTIVENESS DATE: 20171103
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Essex Financial Services, Inc.
CENTRAL INDEX KEY: 0001315785
IRS NUMBER: 364529342
STATE OF INCORPORATION: CT
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11126
FILM NUMBER: 171176811
BUSINESS ADDRESS:
STREET 1: P.O. BOX 999
STREET 2: 176 WESTBROOK RD
CITY: ESSEX
STATE: CT
ZIP: 064260999
BUSINESS PHONE: 860-767-4300
MAIL ADDRESS:
STREET 1: P.O. BOX 999
STREET 2: 176 WESTBROOK RD
CITY: ESSEX
STATE: CT
ZIP: 064260999
13F-HR
1
primary_doc.xml
13F-HR
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0001315785
XXXXXXXX
09-30-2017
09-30-2017
Essex Financial Services, Inc.
P.O. BOX 999
176 WESTBROOK RD
ESSEX
CT
064260999
13F HOLDINGS REPORT
028-11126
N
William Terribile
FinOp
8607674300
William Terribile
Essex
CT
11-03-2017
0
283
407286
false
INFORMATION TABLE
2
13fefsept174.xml
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COM
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COM
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5596
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COM
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COM
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COM
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CLA COM
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2708
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COM
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72250
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ANTHEM INC
COM
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2438
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APPLE INC
COM
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AUTOMATIC DATAPROCESSING INC
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ADR
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COM
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CLA COM
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CLB COM
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COM
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COM
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ADR
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CLA COM
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CLB COM
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LTD PART
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COM
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COM
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CELGENE CORP
COM
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CENTURYLINK INC
COM
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CHEMOURS CO
COM
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CHEVRON CORP
COM
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CITIGROUP INC
COM
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COCA COLA COMPANY
COM
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COLGATE PALMOLIVE CO
COM
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10365
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SOLE
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CONSOLIDATED EDISONINC
COM
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4113
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CUMMINS INC
COM
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4021
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DTE ENERGY CO
COM
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3180
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SOLE
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DEERE & CO
COM
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2537
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DELTA AIRLINES INC
COM
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DISNEY WALT CODISNEY
COM
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DOUBLELINE OPPTY
COM
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DOVER CORP
COM
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COM
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ECOLAB INC
COM
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EMERSON ELEC CO
COM
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LP
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FIRST CONN BANCORPINC
COM
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COM
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COM
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GETTY REALTY CORP
COM
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GILEAD SCIENCES INC
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HALLIBURTON CO
COM
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HERSHEY CO
COM
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HOLOGIC INC
COM
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HOME DEPOT INC
COM
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COM
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ILLINOIS TOOL WORKSINC
COM
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COM
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COM
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COM
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COM
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LOCKHEED MARTIN CORP
COM
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LOWES COS INC
COM
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LP
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MARKEL CORP HLDG CO
COM
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CLA COM
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COM
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MICROSOFT CORP
COM
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CLA COM
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COM
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COM
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CLB COM
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COM
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COM
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COM
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COM
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ADR
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COM
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COM
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COM
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COM
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COM
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NY SHS
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COM
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COM
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COM
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COM
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COM
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COM
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CLA COM
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PFD
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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0
0
0
AMERICAN TOWER REIT
COM
03027X100
624
4563
SH
SOLE
0
0
0
0
ANHEUSER BUSCH INBEVSA NV
ADR
03524A108
363
3044
SH
SOLE
0
0
0
0
APOLLO INVT CORP
COM
03761U108
107
17500
SH
SOLE
0
0
0
0
ARES CAP CORP
COM
04010L103
399
24315
SH
SOLE
0
0
0
0
ATHENAHEALTH INC
COM
04685W103
287
2310
SH
SOLE
0
0
0
0
AVANGRID INC
COM
05351W103
458
9648
SH
SOLE
0
0
0
0
BARINGS PARTN INVS
SH BEN INT
06761A103
321
22254
SH
SOLE
0
0
0
0
BLACKROCK INC
COM
09247X101
888
1986
SH
SOLE
0
0
0
0
BLACKROCK MUN HOLDINGS FD INC
COM
09253N104
185
10700
SH
SOLE
0
0
0
0
BLACKSTONE GROUP L P
LP
09253U108
1380
41355
SH
SOLE
0
0
0
0
BLACKSTONE/GSOLONG SHORT CREDITINCOME FD
SH BEN INT
09257D102
216
13464
SH
SOLE
0
0
0
0
BLACKSTONE MTG TR
COM CLA
09257W100
477
15375
SH
SOLE
0
0
0
0
CAMECO CORP
COM
13321L108
164
17010
SH
SOLE
0
0
0
0
CISCO SYSTEMS INC
COM
17275R102
3177
94464
SH
SOLE
0
0
0
0
COLONY NORTHSTAR INC
COM CLA
19625W104
251
20000
SH
SOLE
0
0
0
0
COMCAST CORP
CLA COM
20030N101
1178
30600
SH
SOLE
0
0
0
0
COMPASS DIVERSIFIEDHLDGS
SH BEN INT
20451Q104
11079
624166
SH
SOLE
0
0
0
0
CONOCOPHILLIPS
COM
20825C104
1949
38937
SH
SOLE
0
0
0
0
CONSTELLATION BRANDSINC
CLA COM
21036P108
463
2322
SH
SOLE
0
0
0
0
COSTCO WHOLESALECORP
COM
22160K105
905
5509
SH
SOLE
0
0
0
0
DEUTSCHE MUN INC TR
COM
25160C106
159
12500
SH
SOLE
0
0
0
0
DIAGEO PLC
ADR
25243Q205
492
3725
SH
SOLE
0
0
0
0
DOMINION RES INC
COM
25746U109
275
3581
SH
SOLE
0
0
0
0
DOWDUPONT INC
COM
26078J100
3631
52448
SH
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0
0
0
0
DUKE ENERGY CORP
COM
26441C204
1217
14502
SH
SOLE
0
0
0
0
EOG RES INC
COM
26875P101
682
7052
SH
SOLE
0
0
0
0
EATON VANCE TAXMANAGED BY WRT OP
COM
27828Y108
575
37550
SH
SOLE
0
0
0
0
ENERGY TRANSFERPARTNERS L P
LTD PART
29273R109
825
45123
SH
SOLE
0
0
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
251
3800
SH
SOLE
0
0
0
0
EVERSOURCE ENERGY
COM
30040W108
694
11490
SH
SOLE
0
0
0
0
EXELON CORP
COM
30161N101
277
7355
SH
SOLE
0
0
0
0
EXPRESS SCRIPTSHLDG CO
COM
30219G108
297
4691
SH
SOLE
0
0
0
0
EXXON MOBIL CORP
COM
30231G102
12976
158277
SH
SOLE
0
0
0
0
FACEBOOK INC
CLA COM
30303M102
4367
25556
SH
SOLE
0
0
0
0
FEDEX CORP
COM
31428X106
318
1411
SH
SOLE
0
0
0
0
GENERAL MOTORS
COM
37045V100
380
9415
SH
SOLE
0
0
0
0
GLAXOSMITHKLINE PLC
ADR
37733W105
331
8154
SH
SOLE
0
0
0
0
GOLDMAN SACHS GROUPINC
COM
38141G104
2170
9148
SH
SOLE
0
0
0
0
HCP INC
COM
40414L109
350
12580
SH
SOLE
0
0
0
0
INVESCO MUN TR
COM
46131J103
148
11600
SH
SOLE
0
0
0
0
INVESCO TR INVT GRADNEW YORK MUNS
COM
46131T101
209
15286
SH
SOLE
0
0
0
0
INVESCO TR MUN OPPTY
COM
46132C107
165
12661
SH
SOLE
0
0
0
0
IRON MTN INC
COM
46284V101
267
6854
SH
SOLE
0
0
0
0
ISHARES USA MIN VOL
ETF
46429B697
413
8198
SH
SOLE
0
0
0
0
JP MORGAN CHASE &CO
COM
46625H100
6342
66405
SH
SOLE
0
0
0
0
JP MORGAN CHASE &CO ALERIAN MLP INDEX ETN
ETF
46625H365
592
20961
SH
SOLE
0
0
0
0
KKR & CO
LTD PART
48248M102
559
27508
SH
SOLE
0
0
0
0
KINDER MORGAN INCDEL
COM
49456B101
812
42360
SH
SOLE
0
0
0
0
KINDER MORGAN INCDEL PFD CONV
PFD
49456B200
980
23025
SH
SOLE
0
0
0
0
LABORATORY CORP AMERHLDGS
COM
50540R409
1060
7021
SH
SOLE
0
0
0
0
MACQUARIEINFRASTRUCTURE
COM
55608B105
397
5503
SH
SOLE
0
0
0
0
MASTERCARD INC CL A
CLA COM
57636Q104
757
5361
SH
SOLE
0
0
0
0
MCKESSON CORP
COM
58155Q103
255
1660
SH
SOLE
0
0
0
0
MERCK & CO INC
COM
58933Y105
2787
43521
SH
SOLE
0
0
0
0
METLIFE INC
COM
59156R108
344
6617
SH
SOLE
0
0
0
0
MFS INVT GRADE MUN TR
SH BEN INT
59318B108
102
10180
SH
SOLE
0
0
0
0
MONSANTO CO
COM
61166W101
208
1740
SH
SOLE
0
0
0
0
NEXTERA ENERGY INC
COM
65339F101
627
4276
SH
SOLE
0
0
0
0
NOVARTIS AG
ADR
66987V109
794
9249
SH
SOLE
0
0
0
0
NVIDIA CORP
COM
67066G104
1177
6582
SH
SOLE
0
0
0
0
NUVEEN DIV ADVANTAGE MUN FD
COM
67066V101
151
10608
SH
SOLE
0
0
0
0
O REILLYAUTOMOTIVE INC
COM
67103H107
237
1101
SH
SOLE
0
0
0
0
ORACLE CORP
COM
68389X105
542
11220
SH
SOLE
0
0
0
0
PIMCO ENHANCED LOW DURATION
ETF
72201R718
235
2329
SH
SOLE
0
0
0
0
POWERSHARES QQQ TRUNIT SER 1
ETF
73935A104
643
4422
SH
SOLE
0
0
0
0
POWERSHARES DWA MOMENTUM
ETF
73935X153
328
6745
SH
SOLE
0
0
0
0
POWERSHARES DWA ENERGY MOMENTUM
ETF
73935X385
359
10061
SH
SOLE
0
0
0
0
POWERSHARES EXC TRADED FD TR US 1500 SMALL MID
ETF
73935X567
701
5592
SH
SOLE
0
0
0
0
POWERSHARES EXC TRADED FDTR FTSE RAFI US 1000PORT
ETF
73935X583
1246
11625
SH
SOLE
0
0
0
0
POWERSHARES ETF TR II PWRS INT BUYBK
ETF
73937B621
619
17835
SH
SOLE
0
0
0
0
PRAXAIR INC
COM
74005P104
355
2537
SH
SOLE
0
0
0
0
PROSHARES TR ULTRA SHRT S&P
ETF
74347B383
376
8061
SH
SOLE
0
0
0
0
PROSHARES TR SHORT S&P
ETF
74347B425
292
9090
SH
SOLE
0
0
0
0
PROSHARES TR S&P 500DIVID ARISTO
ETF
74348A467
305
5124
SH
SOLE
0
0
0
0
PROSPECT CAP CORP
COM
74348T102
308
45825
SH
SOLE
0
0
0
0
QUINTILES IMS HLDGS INC
COM
74876Y101
230
2420
SH
SOLE
0
0
0
0
RYDEX ETF TRGUGGENHEIM S&P 500
ETF
78355W106
1402
14675
SH
SOLE
0
0
0
0
SPDR S&P 500
ETF
78462F103
1299
5170
SH
SOLE
0
0
0
0
SABRA HEALTH CARE REIT INC
COM
78573L106
358
16327
SH
SOLE
0
0
0
0
SALESFORCE.COM INC
COM
79466L302
495
5299
SH
SOLE
0
0
0
0
SANOFI
ADR
80105N105
537
10782
SH
SOLE
0
0
0
0
SELECT SECTOR SPDRTR ENERGY
ETF
81369Y506
438
6391
SH
SOLE
0
0
0
0
SELECT SECTOR SPDRTR FINANCIAL
ETF
81369Y605
459
17737
SH
SOLE
0
0
0
0
SERVICENOW INC
COM
81762P102
300
2555
SH
SOLE
0
0
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
239
2350
SH
SOLE
0
0
0
0
SPROTT PHYSICAL GOLD TR
COM
85207H104
244
23393
SH
SOLE
0
0
0
0
SPROTT FOCUS TR INC
COM
85028J109
2225
287776
SH
SOLE
0
0
0
0
TESLA MTRS INC
COM
88160R101
1154
3384
SH
SOLE
0
0
0
0
3M CO
COM
88579Y101
1704
8120
SH
SOLE
0
0
0
0
TWO HBRS INVT CORP
COM
90187B101
142
14100
SH
SOLE
0
0
0
0
U2 INC
COM
90214J101
229
4090
SH
SOLE
0
0
0
0
UNITEDHEALTH GROUPINC
COM
91324P102
1686
8611
SH
SOLE
0
0
0
0
UNITI GROUP INC
COM
91325V108
152
10394
SH
SOLE
0
0
0
0
VALERO ENERGY CORP
COM
91913Y100
553
7182
SH
SOLE
0
0
0
0
VANGUARD WORLD FDS FINLS ETF
ETF
92204A405
3518
53820
SH
SOLE
0
0
0
0
VANGUARD WORLD FDS HEALTH CARE
ETF
92204A504
1035
6796
SH
SOLE
0
0
0
0
VANGUARD WORLD FDSVANGUARD INFORMATION
ETF
92204A702
812
5344
SH
SOLE
0
0
0
0
VERIZONCOMMUNICATIONS INC
COM
92343V104
2998
60577
SH
SOLE
0
0
0
0
VISA INC
CLA COM
92826C839
3936
37396
SH
SOLE
0
0
0
0
WELLTOWER INC
COM
95040Q104
299
4255
SH
SOLE
0
0
0
0
WESTERN ASSET MANAGED MUNI FD
COM
95766M105
202
14444
SH
SOLE
0
0
0
0
WINDSTREAM HLDGS INC
COM
97382A200
18
10131
SH
SOLE
0
0
0
0
YUM CHINA HLDGS INC
COM
98850P109
246
6159
SH
SOLE
0
0
0
0
ALLERGAN PLC
COM
G0177J108
547
2671
SH
SOLE
0
0
0
0
AON PLC
CLA COM
G0408V102
546
3737
SH
SOLE
0
0
0
0
ACCENTURE PLCIRELAND
CLA COM
G1151C101
443
3283
SH
SOLE
0
0
0
0
BROOKFILED INFRATRUCTURE PARTNERS LP
LP
G16252101
212
4920
SH
SOLE
0
0
0
0
CONSOLIDATED WATERCO
COM
G23773107
181
14159
SH
SOLE
0
0
0
0
EATON CORP
COM
G29183103
505
6571
SH
SOLE
0
0
0
0
MEDTRONICS PLC
COM
G5960L103
1575
20252
SH
SOLE
0
0
0
0
CHUBB LTD
COM
H1467J104
2123
14895
SH
SOLE
0
0
0
0
TEEKAY TANKERS LTDCL A
CLA COM
Y8565N102
24
14723
SH
SOLE
0
0
0
0