AML/Compliance Officer

0001315785-17-000002.txt : 20170508 0001315785-17-000002.hdr.sgml : 20170508 20170508155657 ACCESSION NUMBER: 0001315785-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170508 DATE AS OF CHANGE: 20170508 EFFECTIVENESS DATE: 20170508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Essex Financial Services, Inc. CENTRAL INDEX KEY: 0001315785 IRS NUMBER: 364529342 STATE OF INCORPORATION: CT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11126 FILM NUMBER: 17822140 BUSINESS ADDRESS: STREET 1: P.O. BOX 999 STREET 2: 176 WESTBROOK RD CITY: ESSEX STATE: CT ZIP: 064260999 BUSINESS PHONE: 860-767-4300 MAIL ADDRESS: STREET 1: P.O. BOX 999 STREET 2: 176 WESTBROOK RD CITY: ESSEX STATE: CT ZIP: 064260999 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001315785 XXXXXXXX 03-31-2017 03-31-2017 Essex Financial Services, Inc.

P.O. BOX 999 176 WESTBROOK RD ESSEX CT 064260999

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GROWTH ETF 78355W403 274 3058 SH SOLE 0 0 0 0 SPDR S&P 500 ETF 78462F103 6548 27778 SH SOLE 0 0 0 0 SPDR GOLD TR GOLDSHS ETF 78463V107 1080 9098 SH SOLE 0 0 0 0 SPDR SER TR BLOOMBERG BARCLAYS CONV SECS ETF 78464A359 265 5500 SH SOLE 0 0 0 0 SPDR SER TR S&P REGLBKG ETF 78464A698 359 6575 SH SOLE 0 0 0 0 SPDR SER TR S&PDIVID ETF ETF 78464A763 1616 18333 SH SOLE 0 0 0 0 SPDR SER TR S&P BK ETF 78464A797 1030 23963 SH SOLE 0 0 0 0 SPDR SER TR S&PBIOTECH ETF ETF 78464A870 782 11275 SH SOLE 0 0 0 0 SPDR DOW JONES IND AVG ETF 78467X109 275 1332 SH SOLE 0 0 0 0 SPDR S&P MIDCAP400 ETF ETF 78467Y107 433 1386 SH SOLE 0 0 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 348 12463 SH SOLE 0 0 0 0 SALESFORCE.COM INC COM 79466L302 351 4257 SH SOLE 0 0 0 0 SANOFI ADR 80105N105 495 10943 SH SOLE 0 0 0 0 SELECT SECTOR SPDRTR ENERGY ETF 81369Y506 625 8948 SH SOLE 0 0 0 0 SELECT SECTOR SPDRTR FINANCIAL ETF 81369Y605 615 25910 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY ETF 81369Y803 265 4969 SH SOLE 0 0 0 0 SENOMYX INC COM 81724Q107 17 17000 SH SOLE 0 0 0 0 SERVICENOW INC COM 81762P102 213 2432 SH SOLE 0 0 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 247 2525 SH SOLE 0 0 0 0 SPECTRANETICS CORP COM 84760C107 598 20538 SH SOLE 0 0 0 0 SPROTT FOCUS TR INC COM 85028J109 2050 275890 SH SOLE 0 0 0 0 TESLA MTRS INC COM 88160R101 315 1132 SH SOLE 0 0 0 0 3M CO COM 88579Y101 2112 11038 SH SOLE 0 0 0 0 TWO HBRS INVT CORP COM 90187B101 130 13600 SH SOLE 0 0 0 0 UNITEDHEALTH GROUPINC COM 91324P102 1292 7879 SH SOLE 0 0 0 0 UNITI GROUP INC COM 91325V108 309 11954 SH SOLE 0 0 0 0 VALERO ENERGY CORP COM 91913Y100 519 7834 SH SOLE 0 0 0 0 VANECK VECTORS GOLD ETF 92189F106 733 32126 SH SOLE 0 0 0 0 VANECK VECTORS AGRIBUSINESS ETF 92189F700 224 4200 SH SOLE 0 0 0 0 VANECK VECTORS JR GOLD ETF 92189F791 437 12150 SH SOLE 0 0 0 0 VANGUARD WORLD FD ENERGY ETF 92204A306 679 7020 SH SOLE 0 0 0 0 VANGUARD WORLD FDS FINLS ETF ETF 92204A405 2785 46053 SH SOLE 0 0 0 0 VANGUARD WORLD FDS HEALTH CARE ETF 92204A504 1456 10565 SH SOLE 0 0 0 0 VANGUARD WORLD FDSVANGUARD INFORMATION ETF 92204A702 859 6336 SH SOLE 0 0 0 0 VERIZONCOMMUNICATIONS INC COM 92343V104 3625 74367 SH SOLE 0 0 0 0 VISA INC CLA COM 92826C839 2760 31059 SH SOLE 0 0 0 0 VODAFONE GROUP PLC ADR 92857W308 258 9767 SH SOLE 0 0 0 0 W P CAREY INC COM 92936U109 226 3637 SH SOLE 0 0 0 0 WASTE MGMT INC COM 94106L109 390 5349 SH SOLE 0 0 0 0 WELLTOWER INC COM 95040Q104 240 3395 SH SOLE 0 0 0 0 WESTERN ASSET MANAGED MUNI FD COM 95766M105 199 14444 SH SOLE 0 0 0 0 WINDSTREAM HLDGS INC COM 97382A200 69 12732 SH SOLE 0 0 0 0 WISDOMTREE TR MIDCAPDIVID FD ETF 97717W505 332 3400 SH SOLE 0 0 0 0 WISDOM TREE INTL SMALL CAP DIV ETF 97717W760 465 7107 SH SOLE 0 0 0 0 WISDOMTREE TR EUROPE HEDGE ETF 97717X701 300 4781 SH SOLE 0 0 0 0 ALLERGAN PLC COM G0177J108 354 1482 SH SOLE 0 0 0 0 ACCENTURE PLCIRELAND CLA COM G1151C101 460 3840 SH SOLE 0 0 0 0 CONSOLIDATED WATERCO COM G23773107 165 14159 SH SOLE 0 0 0 0 EATON CORP COM G29183103 466 6283 SH SOLE 0 0 0 0 MEDTRONICS PLC COM G5960L103 1187 14731 SH SOLE 0 0 0 0 CHUBB LTD COM H1467J104 2163 15877 SH SOLE 0 0 0 0 GASLOG PARTNERS LP LTD PART Y2687W108 204 8340 SH SOLE 0 0 0 0 TEEKAY TANKERS LTDCL A CLA COM Y8565N102 30 14596 SH SOLE 0 0 0 0