AML/Compliance Officer

0001315785-17-000001.txt : 20170131 0001315785-17-000001.hdr.sgml : 20170131 20170131150849 ACCESSION NUMBER: 0001315785-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170131 DATE AS OF CHANGE: 20170131 EFFECTIVENESS DATE: 20170131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Essex Financial Services, Inc. CENTRAL INDEX KEY: 0001315785 IRS NUMBER: 364529342 STATE OF INCORPORATION: CT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11126 FILM NUMBER: 17560787 BUSINESS ADDRESS: STREET 1: P.O. BOX 999 STREET 2: 176 WESTBROOK RD CITY: ESSEX STATE: CT ZIP: 064260999 BUSINESS PHONE: 860-767-4300 MAIL ADDRESS: STREET 1: P.O. BOX 999 STREET 2: 176 WESTBROOK RD CITY: ESSEX STATE: CT ZIP: 064260999 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001315785 XXXXXXXX 12-31-2016 12-31-2016 Essex Financial Services, Inc.

P.O. BOX 999 176 WESTBROOK RD ESSEX CT 064260999

13F HOLDINGS REPORT 028-11126 N william terribile AML/Compliance Officer 8607674300 William Terribile Essex CT 01-31-2017 0 324 466346 false INFORMATION TABLE 2 13fdec20163.xml ABBOTT LABS COM COM 002824100 1202 31295 SH SOLE 0 0 0 0 AIR PRODS & CHEMSINC COM 009158106 506 3519 SH SOLE 0 0 0 0 ALLSTATE CORP COM 020002101 415 5596 SH SOLE 0 0 0 0 AMAZON COM INC COM 023135106 1765 2354 SH SOLE 0 0 0 0 AMERICAN ELECTRICPOWER CO COM 025537101 303 4809 SH SOLE 0 0 0 0 AMERICAN EXPRESSCOMPANY COM 025816109 563 7603 SH SOLE 0 0 0 0 AMERICAN INTL GROUPINC COM NEW COM 026874784 240 3669 SH SOLE 0 0 0 0 AMGEN INC COM 031162100 7924 54197 SH SOLE 0 0 0 0 ANNALY CAP MGMT INC COM 035710409 728 72993 SH SOLE 0 0 0 0 ANTHEM INC COM 036752103 211 1466 SH SOLE 0 0 0 0 APACHE CORP COM 037411105 257 4052 SH SOLE 0 0 0 0 APPLE INC COM 037833100 12190 105248 SH SOLE 0 0 0 0 AUTOMATIC DATAPROCESSING INC COM 053015103 2197 21380 SH SOLE 0 0 0 0 BP PLC ADR 055622104 273 7307 SH SOLE 0 0 0 0 BANK AMER CORP COM 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S&PDIVID ETF ETF 78464A763 1590 18578 SH SOLE 0 0 0 0 SPDR SER TR S&P BK ETF 78464A797 651 14979 SH SOLE 0 0 0 0 SPDR SER TR S&PBIOTECH ETF ETF 78464A870 667 11275 SH SOLE 0 0 0 0 SPDR DOW JONES IND AVG ETF 78467X109 312 1582 SH SOLE 0 0 0 0 SPDR S&P MIDCAP400 ETF ETF 78467Y107 418 1386 SH SOLE 0 0 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 304 12463 SH SOLE 0 0 0 0 SALESFORCE.COM INC COM 79466L302 304 4447 SH SOLE 0 0 0 0 SANOFI ADR 80105N105 483 11953 SH SOLE 0 0 0 0 SELECT SECTOR SPDRTR ENERGY ETF 81369Y506 1179 15652 SH SOLE 0 0 0 0 SELECT SECTOR SPDRTR FINANCIAL ETF 81369Y605 531 22848 SH SOLE 0 0 0 0 SENOMYX INC COM 81724Q107 16 17000 SH SOLE 0 0 0 0 SPROTT FOCUS TR INC COM 85028J109 1895 273084 SH SOLE 0 0 0 0 TESLA MTRS INC COM 88160R101 257 1203 SH SOLE 0 0 0 0 3M CO COM 88579Y101 2158 12087 SH SOLE 0 0 0 0 TWO HBRS INVT CORP COM 90187B101 119 13600 SH SOLE 0 0 0 0 UNITEDHEALTH GROUPINC COM 91324P102 1528 9549 SH SOLE 0 0 0 0 VALERO ENERGY CORP COM 91913Y100 524 7667 SH SOLE 0 0 0 0 VANECK VECTORS GOLD ETF 92189F106 498 23826 SH SOLE 0 0 0 0 VANECK VECTORS AGRIBUSINESS ETF 92189F700 216 4200 SH SOLE 0 0 0 0 VANECK VECTORS JR GOLD ETF 92189F791 216 6850 SH SOLE 0 0 0 0 VANGUARD WORLD FD ENERGY ETF 92204A306 881 8420 SH SOLE 0 0 0 0 VANGUARD WORLD FDS FINLS ETF ETF 92204A405 3805 64113 SH SOLE 0 0 0 0 VANGUARD WORLD FDS HEALTH CARE ETF 92204A504 1869 14745 SH SOLE 0 0 0 0 VANGUARD WORLD FDSVANGUARD INFORMATION ETF 92204A702 1031 8486 SH SOLE 0 0 0 0 VERIZONCOMMUNICATIONS INC COM 92343V104 3833 71813 SH SOLE 0 0 0 0 VISA INC CLA COM 92826C839 2819 36131 SH SOLE 0 0 0 0 VODAFONE GROUP PLC ADR 92857W308 220 9023 SH SOLE 0 0 0 0 W P CAREY INC COM 92936U109 215 3637 SH SOLE 0 0 0 0 WEC ENERGY GRP COM 92939U106 210 3578 SH SOLE 0 0 0 0 WASTE MGMT INC COM 94106L109 373 5256 SH SOLE 0 0 0 0 WESTERN ASSET MANAGED MUNI FD COM 95766M105 198 14444 SH SOLE 0 0 0 0 WISDOMTREE TR MIDCAPDIVID FD ETF 97717W505 321 3400 SH SOLE 0 0 0 0 WISDOM TREE INTL SMALL CAP DIV ETF 97717W760 427 7107 SH SOLE 0 0 0 0 WISDOMTREE TR EUROPE HEDGE ETF 97717X701 299 5209 SH SOLE 0 0 0 0 ALLERGAN PLC COM G0177J108 476 2267 SH SOLE 0 0 0 0 AON PLC COM G0408V102 422 3787 SH SOLE 0 0 0 0 ACCENTURE PLCIRELAND CLA COM G1151C101 450 3840 SH SOLE 0 0 0 0 CONSOLIDATED WATERCO COM G23773107 157 14159 SH SOLE 0 0 0 0 EATON CORP COM G29183103 424 6324 SH SOLE 0 0 0 0 MEDTRONICS PLC COM G5960L103 1201 16856 SH SOLE 0 0 0 0 ALLIED WORLD ASSURANCE COMPANY COM H01531104 343 6389 SH SOLE 0 0 0 0 CHUBB LTD COM H1467J104 2124 16078 SH SOLE 0 0 0 0 TEEKAY TANKERS LTDCL A CLA COM Y8565N102 33 14551 SH SOLE 0 0 0 0