aml/compliance, finop

0001315785-16-000033.txt : 20160728 0001315785-16-000033.hdr.sgml : 20160728 20160728160209 ACCESSION NUMBER: 0001315785-16-000033 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160728 DATE AS OF CHANGE: 20160728 EFFECTIVENESS DATE: 20160728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Essex Financial Services, Inc. CENTRAL INDEX KEY: 0001315785 IRS NUMBER: 364529342 STATE OF INCORPORATION: CT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11126 FILM NUMBER: 161790129 BUSINESS ADDRESS: STREET 1: P.O. BOX 999 STREET 2: 176 WESTBROOK RD CITY: ESSEX STATE: CT ZIP: 064260999 BUSINESS PHONE: 860-767-4300 MAIL ADDRESS: STREET 1: P.O. BOX 999 STREET 2: 176 WESTBROOK RD CITY: ESSEX STATE: CT ZIP: 064260999 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001315785 XXXXXXXX 06-30-2016 06-30-2016 Essex Financial Services, Inc.

P.O. BOX 999 176 WESTBROOK RD ESSEX CT 064260999

13F HOLDINGS REPORT 028-11126 N william terribile aml/compliance, finop 860-767-4300 William Terribile Essex CT 07-28-2016 0 305 413351 false INFORMATION TABLE 2 13Fjune2016.xml ABBOTT LABS COM COM 002824100 1209 30750 SH SOLE 0 0 0 0 AIR PRODS & CHEMSINC COM 009158106 500 3519 SH SOLE 0 0 0 0 ALLSTATE CORP COM 020002101 386 5523 SH SOLE 0 0 0 0 AMAZON COM INC COM 023135106 871 1217 SH SOLE 0 0 0 0 AMERICAN ELECTRICPOWER CO COM 025537101 311 4440 SH SOLE 0 0 0 0 AMERICAN EXPRESSCOMPANY COM 025816109 533 8775 SH SOLE 0 0 0 0 AMERICAN INTL GROUPINC COM NEW COM 026874784 435 8217 SH SOLE 0 0 0 0 AMGEN INC COM 031162100 8068 53024 SH SOLE 0 0 0 0 ANNALY CAP MGMT INC COM 035710409 833 75213 SH SOLE 0 0 0 0 APACHE CORP COM 037411105 286 5134 SH SOLE 0 0 0 0 APPLE INC COM 037833100 9269 96961 SH SOLE 0 0 0 0 AUTOMATIC DATAPROCESSING INC COM 053015103 1895 20632 SH SOLE 0 0 0 0 BP PLC ADR 055622104 281 7908 SH SOLE 0 0 0 0 BANK AMER CORP COM 060505104 2702 203591 SH SOLE 0 0 0 0 BANK AMER CORPNON CUM 7.25% PFD 060505682 1126 942 SH SOLE 0 0 0 0 BANK OF NEW YORKMELLON CORP COM 064058100 524 13497 SH SOLE 0 0 0 0 BECTON DICKINSON &CO COM 075887109 756 4456 SH SOLE 0 0 0 0 BERKSHIRE HATHAWAYINC DEL CL A CLA COM 084670108 8245 38 SH SOLE 0 0 0 0 BERKSHIRE HATHAWAYINC DEL CL B NEW CLB COM 084670702 3304 22816 SH SOLE 0 0 0 0 BLACKROCK KELSO CAPCORPORATION COM 092533108 817 105016 SH SOLE 0 0 0 0 BOARDWALK PIPELINEPARTNERS LP LTD PART 096627104 188 10750 SH SOLE 0 0 0 0 BOEING CO COM 097023105 4080 31418 SH SOLE 0 0 0 0 BORGWARNER COM 099724106 259 8790 SH SOLE 0 0 0 0 BRISTOL MYERS SQUIBBCO COM 110122108 2884 39212 SH SOLE 0 0 0 0 BROOKFIELD ASSETMGMT INC CLA COM 112585104 536 16202 SH SOLE 0 0 0 0 BUCKEYE PARTNERS L P LTD PART 118230101 662 9410 SH SOLE 0 0 0 0 CIGNA CORP COM 125509109 1270 9922 SH SOLE 0 0 0 0 CSX CORPORATION COM 126408103 232 8891 SH SOLE 0 0 0 0 CVS HEALTH CORP COM 126650100 3341 34892 SH SOLE 0 0 0 0 CATERPILLAR INC COM 149123101 1158 15270 SH SOLE 0 0 0 0 CELGENE CORP COM 151020104 2525 25597 SH SOLE 0 0 0 0 CENTURYLINK INC COM 156700106 618 21301 SH SOLE 0 0 0 0 CHEVRON CORP COM 166764100 3571 34067 SH SOLE 0 0 0 0 CHICAGO BRIDGE &IRON CO COM 167250109 384 11075 SH SOLE 0 0 0 0 CITIGROUP INC COM 172967424 1136 26791 SH SOLE 0 0 0 0 CLOROX CO COM 189054109 379 2742 SH SOLE 0 0 0 0 COCA COLA COMPANY COM 191216100 2833 62508 SH SOLE 0 0 0 0 COLGATE PALMOLIVE CO COM 194162103 1582 21611 SH SOLE 0 0 0 0 CONSOLIDATED EDISONINC COM 209115104 349 4338 SH SOLE 0 0 0 0 CUMMINS INC COM 231021106 773 6874 SH SOLE 0 0 0 0 DTE ENERGY CO COM 233331107 314 3172 SH SOLE 0 0 0 0 DANAHER CORP COM 235851102 506 5012 SH SOLE 0 0 0 0 DEERE & CO COM 244199105 209 2579 SH SOLE 0 0 0 0 DELTA AIRLINES INC COM 247361702 207 5677 SH SOLE 0 0 0 0 DISNEY WALT CODISNEY COM 254687106 3002 30691 SH SOLE 0 0 0 0 DOUBLELINE OPPTY COM 258623107 402 21900 SH SOLE 0 0 0 0 DOW CHEM CO COM 260543103 346 6964 SH SOLE 0 0 0 0 DREYFUS STRATEGICMUNS INC COM 261932107 169 17800 SH SOLE 0 0 0 0 DU PONT E I DENEMOURS & CO COM 263534109 2375 36650 SH SOLE 0 0 0 0 EMC CORP COM 268648102 300 11052 SH SOLE 0 0 0 0 EASTMAN CHEM CO COM 277432100 285 4197 SH SOLE 0 0 0 0 ECOLAB INC COM 278865100 695 5859 SH SOLE 0 0 0 0 EMERSON ELEC CO COM 291011104 673 12901 SH SOLE 0 0 0 0 ENTERPRISE PRODSPARTNERS L P COMUNIT LP 293792107 1105 37763 SH SOLE 0 0 0 0 FIRST CONN BANCORPINC COM 319850103 733 44236 SH SOLE 0 0 0 0 FISERV INC COM 337738108 223 2052 SH SOLE 0 0 0 0 FORD MOTOR CO COM 345370860 694 55207 SH SOLE 0 0 0 0 FRANKLIN RESOURCESINC COM 354613101 292 8759 SH SOLE 0 0 0 0 GENERAL DYNAMICSCORP COM 369550108 2361 16958 SH SOLE 0 0 0 0 GENERAL ELECTRIC CO COM 369604103 17329 550492 SH SOLE 0 0 0 0 GENERAL MILLS INC COM 370334104 1328 18613 SH SOLE 0 0 0 0 GENTEX CORP COM 371901109 190 12300 SH SOLE 0 0 0 0 GILEAD SCIENCES INC COM 375558103 2600 31164 SH SOLE 0 0 0 0 GRAINGER WW INC COM 384802104 307 1350 SH SOLE 0 0 0 0 HAIN CELESTIAL GROUPINC COM 405217100 249 5000 SH SOLE 0 0 0 0 HALLIBURTON CO COM 406216101 283 6255 SH SOLE 0 0 0 0 HERSHEY CO COM 427866108 393 3465 SH SOLE 0 0 0 0 HOME DEPOT INC COM 437076102 4054 31752 SH SOLE 0 0 0 0 HONEYWELL INTL INC COM 438516106 1076 9248 SH SOLE 0 0 0 0 ILLINOIS TOOL WORKSINC COM 452308109 449 4309 SH SOLE 0 0 0 0 IMMUCELL CORP COM 452525306 164 23776 SH SOLE 0 0 0 0 INTEL CORP COM 458140100 6683 203749 SH SOLE 0 0 0 0 INTERNATIONALBUSINESS MACHS CORP COM 459200101 4071 26822 SH SOLE 0 0 0 0 INTERNATIONAL PAPERCO COM 460146103 206 4864 SH SOLE 0 0 0 0 ISHARES TR SELECTDIVID ETF FD ETF 464287168 1364 16000 SH SOLE 0 0 0 0 ISHARES TR CORE S&P 500 ETF 464287200 950 4512 SH SOLE 0 0 0 0 ISHARES TR CORE US AGGREGATE ETF 464287226 671 5962 SH SOLE 0 0 0 0 ISHARES TR GLOBALTECH ETF ETF 464287291 321 3300 SH SOLE 0 0 0 0 ISHARES TR MSCI EAFEETF ETF 464287465 391 7000 SH SOLE 0 0 0 0 ISHARES TR RUSSELLMID-CAP ETF ETF 464287499 2455 14596 SH SOLE 0 0 0 0 ISHARES TR CORE S&PMID-CAP ETF ETF 464287507 1081 7234 SH SOLE 0 0 0 0 ISHARES TR COHEN &STEERS REIT ETF ETF 464287564 835 7719 SH SOLE 0 0 0 0 ISHARES TR S&PMIDCAP 400 GROWTHETF ETF 464287606 201 1191 SH SOLE 0 0 0 0 ISHARES TR RUSSELL2000 ETF ETF 464287655 650 5656 SH SOLE 0 0 0 0 ISHARESUS TECHNOLOGY ETF ETF 464287721 458 4351 SH SOLE 0 0 0 0 ISHARES TR USINDUSTRIALS ETF ETF 464287754 262 2386 SH SOLE 0 0 0 0 ISHARES TR U SHEALTHCARE ETF ETF 464287762 500 3371 SH SOLE 0 0 0 0 ISHARES TR CORE S&PSMALL-CAP ETF ETF 464287804 1014 8722 SH SOLE 0 0 0 0 ISHARES TR INTL SEL DIV ETF 464288448 403 14074 SH SOLE 0 0 0 0 ISHARES TR S&P U SPFD STK INDEX FD ETF 464288687 838 21005 SH SOLE 0 0 0 0 JOHNSON & JOHNSON COM 478160104 11821 97450 SH SOLE 0 0 0 0 JOHNSON CTLS INC COM 478366107 259 5856 SH SOLE 0 0 0 0 KAMAN CORP COM 483548103 334 7845 SH SOLE 0 0 0 0 KELLOGG CO COM 487836108 276 3375 SH SOLE 0 0 0 0 KIMBERLY CLARK CORP COM 494368103 1278 9298 SH SOLE 0 0 0 0 KRAFT HEINZ CO COM 500754106 714 8075 SH SOLE 0 0 0 0 LILLY ELI & CO COM 532457108 3359 42656 SH SOLE 0 0 0 0 LOCKHEED MARTIN CORP COM 539830109 1492 6014 SH SOLE 0 0 0 0 LOWES COS INC COM 548661107 201 2543 SH SOLE 0 0 0 0 MAGELLAN MIDSTREAMPARTNERS LP LP 559080106 494 6497 SH SOLE 0 0 0 0 MARRIOTT INTL INC CLA COM 571903202 368 5531 SH SOLE 0 0 0 0 MCDONALDS CORP COM 580135101 1876 15588 SH SOLE 0 0 0 0 MICROSOFT CORP COM 594918104 4477 87490 SH SOLE 0 0 0 0 MONDELEZ INTL INC CLA COM 609207105 851 18703 SH SOLE 0 0 0 0 MORGAN STANLEY COM 617446448 351 13505 SH SOLE 0 0 0 0 MOTOROLA SOLUTIONS INC COM 620076307 574 8700 SH SOLE 0 0 0 0 NIKE INC CL B CLB COM 654106103 991 17948 SH SOLE 0 0 0 0 NORDSON CORP COM 655663102 234 2800 SH SOLE 0 0 0 0 NORFOLK SOUTHN CORP COM 655844108 979 11497 SH SOLE 0 0 0 0 NOVO NORDISK A.S. ADR 670100205 410 7630 SH SOLE 0 0 0 0 NUVEEN NEW YORK AMT-FREE MUN INCOME FD COM 670656107 206 14441 SH SOLE 0 0 0 0 NUVEEN SELECTQUALITY MUNI FUNDINC COM 670973106 451 29060 SH SOLE 0 0 0 0 OCCIDENTAL PETE CORP COM 674599105 441 5830 SH SOLE 0 0 0 0 PNC FINL SVCS GROUPINC COM 693475105 846 10397 SH SOLE 0 0 0 0 PPG INDUSTRIES INC COM 693506107 1692 16246 SH SOLE 0 0 0 0 PENNANT PARK INVT CORP COM 708062104 104 15300 SH SOLE 0 0 0 0 PEOPLES UTD FINL INC COM 712704105 397 27085 SH SOLE 0 0 0 0 PEPSICO INC COM 713448108 3973 37504 SH SOLE 0 0 0 0 PFIZER INC COM 717081103 12349 350718 SH SOLE 0 0 0 0 PHILIP MORRIS INTLINC COM 718172109 2959 29089 SH SOLE 0 0 0 0 PHILLIPS 66 COM 718546104 2005 25270 SH SOLE 0 0 0 0 PIMCO HIGH INCOME FD COM 722014107 103 10546 SH SOLE 0 0 0 0 PROCTER & GAMBLE CO COM 742718109 7723 91207 SH SOLE 0 0 0 0 PUBLIC SVC ENTERPRISE GRP INC COM 744573106 269 5775 SH SOLE 0 0 0 0 RAYTHEON CO COM 755111507 315 2318 SH SOLE 0 0 0 0 REALTY INCOME CORP COM 756109104 1220 17594 SH SOLE 0 0 0 0 REYNOLDS AMERN INC COM 761713106 430 7974 SH SOLE 0 0 0 0 ROSS STORES INC COM 778296103 227 4000 SH SOLE 0 0 0 0 ROYAL DUTCH SHELLPLC ADR 780259206 540 9771 SH SOLE 0 0 0 0 HENRY SCHEIN INC COM 806407102 203 1150 SH SOLE 0 0 0 0 SCHLUMBERGER LTD COM 806857108 2081 26315 SH SOLE 0 0 0 0 SCHWAB CHARLES CORP COM 808513105 390 15428 SH SOLE 0 0 0 0 SIMON PPTY GROUP INC COM 828806109 818 3771 SH SOLE 0 0 0 0 SONOCO PRODS CO COM 835495102 1075 21649 SH SOLE 0 0 0 0 SOUTHERN CO COM 842587107 3079 57417 SH SOLE 0 0 0 0 STANLEY BLACK &DECKER INC COM 854502101 1921 17272 SH SOLE 0 0 0 0 STARBUCKS CORP COM 855244109 1833 32095 SH SOLE 0 0 0 0 STRYKER CORP COM 863667101 1311 10938 SH SOLE 0 0 0 0 SYSCO CORP COM 871829107 514 10125 SH SOLE 0 0 0 0 TECO ENERGY INC COM 872375100 209 7572 SH SOLE 0 0 0 0 TJX COMPANIES INC COM 872540109 497 6432 SH SOLE 0 0 0 0 THERMO FISHERSCIENTIFIC INC COM 883556102 1004 6792 SH SOLE 0 0 0 0 TIME WARNER INC COM 887317303 338 4590 SH SOLE 0 0 0 0 TORONTO DOMINION BKONT COM 891160509 573 13352 SH SOLE 0 0 0 0 US BANCORP COM 902973304 4561 113095 SH SOLE 0 0 0 0 UNDER ARMOUR INC CLA COM 904311107 346 8620 SH SOLE 0 0 0 0 UNILEVER PLC ADR 904767704 525 10950 SH SOLE 0 0 0 0 UNILEVER NV NY SHS 904784709 498 10617 SH SOLE 0 0 0 0 UNION PACIFIC CORP COM 907818108 1553 17798 SH SOLE 0 0 0 0 UNITED PARCEL SVCINC CLB COM 911312106 478 4435 SH SOLE 0 0 0 0 UNITED TECHNOLOGIESCORP COM 913017109 3509 34214 SH SOLE 0 0 0 0 V F CORP COM 918204108 449 7308 SH SOLE 0 0 0 0 VANGUARD SPEC PORT DIV APPR INDEXFD ETF 921908844 1479 17765 SH SOLE 0 0 0 0 VANGUARD ADMIRAL FDSINC ETF 921932505 5588 53371 SH SOLE 0 0 0 0 VANGUARD DEVELOPED MARKETS ETF 921943858 374 10565 SH SOLE 0 0 0 0 VANGUARD WHITEHALL FDS ETF 921946406 1700 23796 SH SOLE 0 0 0 0 VANGUARD INTL EQUITY INDEX FTSE EUR ETF 922042874 260 5575 SH SOLE 0 0 0 0 VANGUARD INDEX S&P 500 ETF 922908363 348 1810 SH SOLE 0 0 0 0 VANGUARD INDEX FDS REIT ETF 922908553 809 9129 SH SOLE 0 0 0 0 VANGUARD INDEX GROWTH ETF 922908736 309 2886 SH SOLE 0 0 0 0 VANGUARD SMALL CAP ETF 922908751 387 3348 SH SOLE 0 0 0 0 VANGUARD TOTAL STK MKT ETF 922908769 1355 12648 SH SOLE 0 0 0 0 WAL MART STORES INC COM 931142103 645 8835 SH SOLE 0 0 0 0 WALGREEN BOOTSALLIANCE INC COM 931427108 966 11607 SH SOLE 0 0 0 0 WASHINGTON TRBANCORP INC COM 940610108 513 13528 SH SOLE 0 0 0 0 WEBSTER FINL CORP COM 947890109 531 15651 SH SOLE 0 0 0 0 WELLS FARGO & CO COM 949746101 3940 83247 SH SOLE 0 0 0 0 WELLS FARGO & CO CLA COM 949746747 611 23524 SH SOLE 0 0 0 0 WELLS FARGO & CO PFD 949746804 708 545 SH SOLE 0 0 0 0 YUM BRANDS INC COM 988498101 493 5943 SH SOLE 0 0 0 0 CDK GLOBAL INC COM 12508E101 233 4190 SH SOLE 0 0 0 0 INVESCO ADVANTAGEMUN INC TR COM 46132E103 367 27522 SH SOLE 0 0 0 0 TARGET CORP COM 87612E106 685 9810 SH SOLE 0 0 0 0 TRAVELERS COS INC COM 89417E109 677 5689 SH SOLE 0 0 0 0 ALPS ETF TR ALERIAN ETF 00162Q866 1060 83355 SH SOLE 0 0 0 0 AT&T INC COM 00206R102 6989 161749 SH SOLE 0 0 0 0 ABBVIE INC COM 00287Y109 1998 32271 SH SOLE 0 0 0 0 ABERDEEN INDONESIA FD COM 00305P106 75 12196 SH SOLE 0 0 0 0 ADOBE SYS INC COM 00724F101 712 7430 SH SOLE 0 0 0 0 AES TR III TR PFD 00808N202 833 16000 SH SOLE 0 0 0 0 AETNA INC COM 00817Y108 1778 14556 SH SOLE 0 0 0 0 ALIBABA GROUP HLDG ADR 01609W102 775 9749 SH SOLE 0 0 0 0 ALPHABET INC CLC COM 02079K107 2411 3484 SH SOLE 0 0 0 0 ALPHABET INC CLA COM 02079K305 3262 4636 SH SOLE 0 0 0 0 ALTRIA GROUP INC COM 02209S103 5876 85219 SH SOLE 0 0 0 0 AMERICA MOVIL SAB DEC V ADR 02364W105 616 50208 SH SOLE 0 0 0 0 AMERICAN TOWER REIT COM 03027X100 279 2452 SH SOLE 0 0 0 0 ANHEUSER BUSCH INBEVSA NV ADR 03524A108 430 3263 SH SOLE 0 0 0 0 APOLLO INVT CORP COM 03761U106 66 12000 SH SOLE 0 0 0 0 ARES CAP CORP COM 04010L103 269 18975 SH SOLE 0 0 0 0 AVANGRID INC COM 05351W103 472 10255 SH SOLE 0 0 0 0 BLACKROCK INC COM 09247X101 468 1366 SH SOLE 0 0 0 0 BLACKROCK MUN INC TR SH BEN INT 09248F109 188 11900 SH SOLE 0 0 0 0 BLACKROCK MUN HOLDINGS FD INC COM 09253N104 227 12000 SH SOLE 0 0 0 0 BLACKSTONE GROUP L P LP 09253U108 1356 55270 SH SOLE 0 0 0 0 BLACKSTONE MTG TR COM CLA 09257W100 314 11350 SH SOLE 0 0 0 0 CISCO SYSTEMS INC COM 17275R102 3071 107030 SH SOLE 0 0 0 0 COMCAST CORP CLA COM 20030N101 962 14755 SH SOLE 0 0 0 0 COMMUNICATIONS SALES & LEAS INC COM 20341J104 402 13894 SH SOLE 0 0 0 0 COMPASS DIVERSIFIEDHLDGS SH BEN INT 20451Q104 7777 468771 SH SOLE 0 0 0 0 CONOCOPHILLIPS COM 20825C104 1904 43679 SH SOLE 0 0 0 0 CONSTELLATION BRANDSINC CLA COM 21036P108 376 2275 SH SOLE 0 0 0 0 COSTCO WHOLESALECORP COM 22160K105 824 5247 SH SOLE 0 0 0 0 DAVITA HEALTHCAREPARTNERS INC COM 23918K108 258 3337 SH SOLE 0 0 0 0 DEUTSCHE MUN INC TR COM 25160C106 316 21900 SH SOLE 0 0 0 0 DIAGEO PLC ADR 25243Q205 466 4131 SH SOLE 0 0 0 0 DOMINION RES INC COM 25746U109 285 3662 SH SOLE 0 0 0 0 DREYFUS STRATEGICMUN BD FD INC COM 26202F107 274 30217 SH SOLE 0 0 0 0 DUKE ENERGY CORP COM 26441C204 1291 15052 SH SOLE 0 0 0 0 EOG RES INC COM 26875P101 542 6495 SH SOLE 0 0 0 0 EATON VANCE TAXMANAGED BY WRT OP COM 27828Y108 1192 80675 SH SOLE 0 0 0 0 ENERGY TRANSFERPARTNERS L P LTD PART 29273R109 1669 43830 SH SOLE 0 0 0 0 EVERSOURCE ENERGY COM 30040W108 474 7913 SH SOLE 0 0 0 0 EXELON CORP COM 30161N101 295 8118 SH SOLE 0 0 0 0 EXPRESS SCRIPTSHLDG CO COM 30219G108 495 6526 SH SOLE 0 0 0 0 EXXON MOBIL CORP COM 30231G102 17028 181648 SH SOLE 0 0 0 0 FACEBOOK INC CLA COM 30303M102 2008 17567 SH SOLE 0 0 0 0 FIFTH STREET FINANCE CORP COM 31678A103 79 16220 SH SOLE 0 0 0 0 FIRST NIAGARA FINLGROUP INC COM 33582V108 642 65877 SH SOLE 0 0 0 0 FORTUNE BRANDS HOMES & SEC INC COM 34964C106 269 4644 SH SOLE 0 0 0 0 GENERAL MOTORS COM 37045V100 332 11725 SH SOLE 0 0 0 0 GLAXOSMITHKLINE PLC ADR 37733W105 399 9217 SH SOLE 0 0 0 0 GOLDMAN SACHS GROUPINC COM 38141G104 1015 6831 SH SOLE 0 0 0 0 HCP INC COM 40414L109 218 6150 SH SOLE 0 0 0 0 INVESCO MUN TR COM 46131J103 179 12600 SH SOLE 0 0 0 0 INVESCO TR INVT GRADNEW YORK MUNS COM 46131T101 251 15286 SH SOLE 0 0 0 0 INVESCO TR MUN OPPTY COM 46132C107 149 10025 SH SOLE 0 0 0 0 IRON MTN INC COM 46284V101 335 8405 SH SOLE 0 0 0 0 ISHARES TR EAFE MIN VOL ETF 46429B689 1214 18280 SH SOLE 0 0 0 0 ISHARES USA MIN VOL ETF 46429B697 1850 40042 SH SOLE 0 0 0 0 JP MORGAN CHASE &CO COM 46625H100 4246 68326 SH SOLE 0 0 0 0 KKR & CO LTD PART 48248M102 434 35164 SH SOLE 0 0 0 0 KINDER MORGAN INCDEL COM 49456B101 1402 74870 SH SOLE 0 0 0 0 KINDER MORGAN INCDEL PFD 46429B689 1189 24350 SH SOLE 0 0 0 0 LABORATORY CORP AMERHLDGS COM 50540R409 937 7196 SH SOLE 0 0 0 0 MACQUARIEINFRASTRUCTURE COM 55608B105 208 2813 SH SOLE 0 0 0 0 MASTERCARD INC CL A CLA COM 57636Q104 429 4869 SH SOLE 0 0 0 0 MCKESSON CORP COM 58155Q103 227 1214 SH SOLE 0 0 0 0 MERCADOLIBRE INC COM 58733R102 405 2880 SH SOLE 0 0 0 0 MERCK & CO INC COM 58933Y105 2851 49484 SH SOLE 0 0 0 0 METLIFE INC COM 59156R108 430 10805 SH SOLE 0 0 0 0 MFS INVT GRADE MUN TR SH BEN INT 59318B108 120 11380 SH SOLE 0 0 0 0 MONSANTO CO COM 61166W101 598 5784 SH SOLE 0 0 0 0 MORGAN STANLEY CAPTR VIII COM 61753R200 227 8945 SH SOLE 0 0 0 0 NEXTERA ENERGY INC COM 65339F101 850 6522 SH SOLE 0 0 0 0 NOVARTIS AG ADR 66987V109 877 10629 SH SOLE 0 0 0 0 O REILLYAUTOMOTIVE INC COM 67103H107 236 872 SH SOLE 0 0 0 0 ORACLE CORP COM 68389X105 468 11437 SH SOLE 0 0 0 0 PPL CORP COM 69351T106 246 6526 SH SOLE 0 0 0 0 PIMCO INTERMUN BD ETF 72201R866 220 4000 SH SOLE 0 0 0 0 POWERSHARES QQQ TRUNIT SER 1 ETF 73935A104 2611 24276 SH SOLE 0 0 0 0 POWERSHARES EXCHANGETRADED FD TRFINL PFD PORTFOLIO ETF 73935X229 504 26238 SH SOLE 0 0 0 0 POWERSHARES EXCHANGETRADED FD TR DYNAMICBUYBACK ACHIEVERSPORT ETF 73935X286 792 17520 SH SOLE 0 0 0 0 POWERSHARESEXCHANGE-TRADED FDTR FTSE RAFI US 1000PORT ETF 73935X583 1558 17215 SH SOLE 0 0 0 0 POWERSHARESEXCHANGE-TRADED FDTR INTL DIVIDACHIEVERS PORTFOLIO ETF 73935X716 314 22280 SH SOLE 0 0 0 0 POWERSHARES ETF TR II PWRS INT BUYBK ETF 73937B621 848 32590 SH SOLE 0 0 0 0 POWERSHARES EXCHANGETRADED FD TR IIPOWERSHARES S&P 500HIGH DIVID PORT ETF 73937B654 554 14475 SH SOLE 0 0 0 0 POWERSHARESEXCHANGE-TRADED FDTR II S&P 500 LOWVOLATILITY PORT ETF 73937B779 4874 113938 SH SOLE 0 0 0 0 PRAXAIR INC COM 74005P104 385 3424 SH SOLE 0 0 0 0 PROSHARES TR S&P 500DIVID ARISTO ETF 74348A467 5693 104625 SH SOLE 0 0 0 0 PROSPECT CAP CORP COM 74348T102 225 28742 SH SOLE 0 0 0 0 RYDEX ETF TRGUGGENHEIM S&P 500 ETF 78355W106 3295 41005 SH SOLE 0 0 0 0 RYDEX ETF TRGUGGENHEIM RUSSELL ETF 78355W205 443 3000 SH SOLE 0 0 0 0 RYDEX ETF TRGUGGENHEIM S&P 500 PURE GROWTH ETF 78355W403 255 3157 SH SOLE 0 0 0 0 SPDR S&P 500 ETF 78462F103 6225 29719 SH SOLE 0 0 0 0 SPDR GOLD TR GOLDSHS ETF 78463V107 1354 10707 SH SOLE 0 0 0 0 SPDR SER TR S&PDIVID ETF ETF 78464A763 1664 19823 SH SOLE 0 0 0 0 SPDR SER TR S&PBIOTECH ETF ETF 78464A870 790 14599 SH SOLE 0 0 0 0 SPDR DOW JONES INDL AVG ETF 78467X109 212 1182 SH SOLE 0 0 0 0 SPDR S&P MIDCAP400 ETF ETF 78467Y107 377 1386 SH SOLE 0 0 0 0 SALESFORCE.COM INC COM 79466L302 366 4605 SH SOLE 0 0 0 0 SANOFI ADR 80105N105 458 10940 SH SOLE 0 0 0 0 SELECT SECTOR SPDRTR ENERGY ETF 81369Y506 1010 14804 SH SOLE 0 0 0 0 SELECT SECTOR SPDRTR FINANCIAL ETF 81369Y605 380 16636 SH SOLE 0 0 0 0 SENOMYX INC COM 81724Q107 33 12000 SH SOLE 0 0 0 0 SPECTRANETICS CORP COM 84760C107 392 20936 SH SOLE 0 0 0 0 SPROTT FOCUS TR INC COM 85028J109 1729 269271 SH SOLE 0 0 0 0 TESLA MTRS INC COM 88160R101 326 1535 SH SOLE 0 0 0 0 3M CO COM 88579Y101 2050 11708 SH SOLE 0 0 0 0 TWO HBRS INVT CORP COM 90187B101 116 13600 SH SOLE 0 0 0 0 UNITEDHEALTH GROUPINC COM 91324P102 1317 9324 SH SOLE 0 0 0 0 VALERO ENERGY CORP COM 91913Y100 480 9410 SH SOLE 0 0 0 0 VANECK VECTORS GOLD ETF 92189F106 671 24226 SH SOLE 0 0 0 0 VANECK VECTORS AGRIBUSINESS ETF 92189F700 202 4200 SH SOLE 0 0 0 0 VANECK VECTORS JR GOLD ETF 92189F791 233 5475 SH SOLE 0 0 0 0 VANGUARD WORLD FD ENERGY ETF 92204A306 663 6970 SH SOLE 0 0 0 0 VANGUARD WORLD FDS FINLS ETF ETF 92204A405 1461 30847 SH SOLE 0 0 0 0 VANGUARD WORLD FDS HEALTH CARE ETF 92204A504 2182 16723 SH SOLE 0 0 0 0 VANGUARD WORLD FDSVANGUARD INFORMATION ETF 92204A702 684 6386 SH SOLE 0 0 0 0 VERIZONCOMMUNICATIONS INC COM 92343V104 4106 73535 SH SOLE 0 0 0 0 VISA INC CLA COM 92826C839 2351 31693 SH SOLE 0 0 0 0 VODAFONE GROUP PLC ADR 92857W308 316 10236 SH SOLE 0 0 0 0 WEC ENERGY GRP COM 92939U106 234 3578 SH SOLE 0 0 0 0 WASTE MGMT INC COM 94106L109 400 6029 SH SOLE 0 0 0 0 WESTERN ASSET MANAGED MUNI FD COM 95766M105 189 12444 SH SOLE 0 0 0 0 WISDOMTREE TR MIDCAPDIVID FD ETF 97717W505 309 3455 SH SOLE 0 0 0 0 WISDOM TREE INTL SMALL CAP DIV ETF 97717W760 393 7007 SH SOLE 0 0 0 0 WISDOMTREE TR EUROPE HEDGE ETF 97717X701 338 6684 SH SOLE 0 0 0 0 ALLERGAN PLC COM G0177J108 365 1580 SH SOLE 0 0 0 0 ACCENTURE PLCIRELAND CLA COM G1151C101 416 3671 SH SOLE 0 0 0 0 CONSOLIDATED WATERCO COM G23773107 185 14159 SH SOLE 0 0 0 0 EATON CORP COM G29183103 389 6518 SH SOLE 0 0 0 0 MEDTRONICS PLC COM G5960L103 1812 20884 SH SOLE 0 0 0 0 CHUBB LTD COM H1467J104 1774 13570 SH SOLE 0 0 0 0 TEEKAY TANKERS LTDCL A CLA COM Y8565N102 43 14436 SH SOLE 0 0 0 0