AML/Compliance Officer

0001315785-16-000031.txt : 20160205 0001315785-16-000031.hdr.sgml : 20160205 20160205141641 ACCESSION NUMBER: 0001315785-16-000031 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160205 DATE AS OF CHANGE: 20160205 EFFECTIVENESS DATE: 20160205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Essex Financial Services, Inc. CENTRAL INDEX KEY: 0001315785 IRS NUMBER: 364529342 STATE OF INCORPORATION: CT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11126 FILM NUMBER: 161391638 BUSINESS ADDRESS: STREET 1: P.O. BOX 999 STREET 2: 176 WESTBROOK RD CITY: ESSEX STATE: CT ZIP: 064260999 BUSINESS PHONE: 860-767-4300 MAIL ADDRESS: STREET 1: P.O. BOX 999 STREET 2: 176 WESTBROOK RD CITY: ESSEX STATE: CT ZIP: 064260999 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001315785 XXXXXXXX 12-31-2015 12-31-2015 Essex Financial Services, Inc.

P.O. BOX 999 176 WESTBROOK RD ESSEX CT 064260999

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FDSS&P INTL DIV ETF 78463X772 203 6100 SH SOLE 0 0 0 0 SPDR SER TR S&P REGLBKG ETF 78464A698 322 7675 SH SOLE 0 0 0 0 SPDR SER TR S&PDIVID ETF ETF 78464A763 1367 18578 SH SOLE 0 0 0 0 SPDR SER TR S&PBIOTECH ETF ETF 78464A870 1531 21809 SH SOLE 0 0 0 0 SPDR DOW JONES INDL AVG ETF 78467X109 235 1352 SH SOLE 0 0 0 0 SPDR S&P MIDCAP400 ETF ETF 78467Y107 431 1697 SH SOLE 0 0 0 0 SALESFORCE.COM INC COM 79466L302 279 3555 SH SOLE 0 0 0 0 SANOFI ADR 80105N105 597 13994 SH SOLE 0 0 0 0 SELECT SECTORS SBI MATERIALS ETF 81369Y100 212 4890 SH SOLE 0 0 0 0 SELECT SECTORS CONS DISCR ETF 81369Y407 212 2710 SH SOLE 0 0 0 0 SELECT SECTOR SPDRTR ENERGY ETF 81369Y506 575 9537 SH SOLE 0 0 0 0 SELECT SECTOR SPDRTR FINANCIAL ETF 81369Y605 587 24628 SH SOLE 0 0 0 0 SERVICENOW INC COM 81762P102 211 2432 SH SOLE 0 0 0 0 SPECTRANETICS CORP COM 84760C107 378 25086 SH SOLE 0 0 0 0 SPROTT FOCUS TR INC COM 85028J109 1489 256703 SH SOLE 0 0 0 0 TESLA MTRS INC COM 88160R101 220 918 SH SOLE 0 0 0 0 3M CO COM 88579Y101 1960 13012 SH SOLE 0 0 0 0 TWO HBRS INVT CORP COM 90187B101 110 13600 SH SOLE 0 0 0 0 UNITEDHEALTH GROUPINC COM 91324P102 1304 11088 SH SOLE 0 0 0 0 VALEANTPHARMACEUTICALS INTLINC COM 91911K102 363 3570 SH SOLE 0 0 0 0 VALERO ENERGY CORP COM 91913Y100 677 9577 SH SOLE 0 0 0 0 VANGUARD WORLD FD ENERGY ETF 92204A306 443 5329 SH SOLE 0 0 0 0 VANGUARD WORLD FDS FINLS ETF ETF 92204A405 2224 45897 SH SOLE 0 0 0 0 VANGUARD WORLD FDS HEALTH CARE ETF 92204A504 2406 18103 SH SOLE 0 0 0 0 VANGUARD WORLD FDSVANGUARD INFORMATION ETF 92204A702 770 7111 SH SOLE 0 0 0 0 VERIZONCOMMUNICATIONS INC COM 92343V104 3530 76381 SH SOLE 0 0 0 0 VISA INC CLA COM 92826C839 2836 36572 SH SOLE 0 0 0 0 VODAFONE GROUP PLC ADR 92857W308 332 10305 SH SOLE 0 0 0 0 WEC ENERGY GRP COM 92939U106 221 3747 SH SOLE 0 0 0 0 WASTE MGMT INC COM 94106L109 342 6400 SH SOLE 0 0 0 0 WESTERN ASSET MANAGED MUNI FD COM 95766M105 205 14444 SH SOLE 0 0 0 0 WINDSTREAM HLDGS INC COM 97382A200 81 12595 SH SOLE 0 0 0 0 WISDOMTREE TR MIDCAPDIVID FD ETF 97717W505 346 4300 SH SOLE 0 0 0 0 WISDOM REE TR MID EAST DIV ETF 97717X305 186 11200 SH SOLE 0 0 0 0 WISDOMTREE TR EUROPE HEDGE ETF 97717X701 1155 21459 SH SOLE 0 0 0 0 WORLD WRESTLING ENTMT INC CLA COM 98156Q108 178 10000 SH SOLE 0 0 0 0 ALLERGAN PLC COM G0177J108 384 1228 SH SOLE 0 0 0 0 ACCENTURE PLCIRELAND CLA COM G1151C101 384 3671 SH SOLE 0 0 0 0 CONSOLIDATED WATERCO COM G23773107 176 14359 SH SOLE 0 0 0 0 EATON CORP COM G29183103 524 10078 SH SOLE 0 0 0 0 MEDTRONICS PLC COM G5960L103 1606 20880 SH SOLE 0 0 0 0 ACE LIMITED COM H0023R105 1557 13321 SH SOLE 0 0 0 0 LYONDELLBASELL IND CLA COM N53745100 258 2969 SH SOLE 0 0 0 0 MYLAN NV SHS EURO N59465109 217 4016 SH SOLE 0 0 0 0 GASLOG PARTNERS LTD PART Y2687W108 148 10382 SH SOLE 0 0 0 0 TEEKAY TANKERS LTDCL A CLA COM Y8565N102 98 14249 SH SOLE 0 0 0 0