0001315785-14-000005.txt : 20141031
0001315785-14-000005.hdr.sgml : 20141031
20141031153452
ACCESSION NUMBER: 0001315785-14-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141031
DATE AS OF CHANGE: 20141031
EFFECTIVENESS DATE: 20141031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Essex Financial Services, Inc.
CENTRAL INDEX KEY: 0001315785
IRS NUMBER: 364529342
STATE OF INCORPORATION: CT
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11126
FILM NUMBER: 141186455
BUSINESS ADDRESS:
STREET 1: P.O. BOX 999
STREET 2: 176 WESTBROOK RD
CITY: ESSEX
STATE: CT
ZIP: 064260999
BUSINESS PHONE: 860-767-4300
MAIL ADDRESS:
STREET 1: P.O. BOX 999
STREET 2: 176 WESTBROOK RD
CITY: ESSEX
STATE: CT
ZIP: 064260999
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001315785
XXXXXXXX
09-30-2014
09-30-2014
Essex Financial Services, Inc.
P.O. BOX 999
176 WESTBROOK RD
ESSEX
CT
064260999
13F HOLDINGS REPORT
028-11126
N
william terribile
AML/Compliance Officer
860-767-4300
william terribile
essex
CT
10-31-2014
0
299
334576
false
INFORMATION TABLE
2
sept14.13f.xml
AGL RES INC
COM
001204106
212
4135
SH
SOLE
0
0
0
0
ABBOTT LABS
COM
002824100
1335
32109
SH
SOLE
0
0
0
0
AIR PRODS & CHEMS INC
COM
009158106
614
4719
SH
SOLE
0
0
0
0
ALLERGAN INC
COM
018490102
237
1329
SH
SOLE
0
0
0
0
ALLSTATE CORP COM
COM
020002101
339
5523
SH
SOLE
0
0
0
0
AMAZON INC
COM
023135106
261
809
SH
SOLE
0
0
0
0
AMERICAN ELECTRICPOWER CO
COM
025537101
201
3844
SH
SOLE
0
0
0
0
AMERICAN EXPRESSCOMPANY
COM
025816109
1252
14303
SH
SOLE
0
0
0
0
AMERICAN INTL GROUPINC
COM
026874784
599
11081
SH
SOLE
0
0
0
0
AMGEN INC
COM
031162100
1127
8027
SH
SOLE
0
0
0
0
ANADARKO PETE CORP
COM
032511107
581
5723
SH
SOLE
0
0
0
0
ANNALY CAP MGMT INC
COM
035710409
723
67650
SH
SOLE
0
0
0
0
APACHE CORP
COM
037411105
820
8732
SH
SOLE
0
0
0
0
APPLE INC
COM
037833100
8144
80835
SH
SOLE
0
0
0
0
AUTOMATIC DATAPROCESSING INC
COM
053015103
1824
21955
SH
SOLE
0
0
0
0
AUTOZONE INC
COM
053332102
200
393
SH
SOLE
0
0
0
0
BP PLC
ADR
055622104
458
10414
SH
SOLE
0
0
0
0
BAKER HUGHES INC
COM
057224107
449
6900
SH
SOLE
0
0
0
0
BANK AMER CORP
COM
060505104
2954
173233
SH
SOLE
0
0
0
0
BANK AMER CORPNON CUM 7.25%
PFD
060505682
507
442
SH
SOLE
0
0
0
0
BANK OF NEW YORKMELLON CORP
COM
064058100
863
22281
SH
SOLE
0
0
0
0
BAXTER INTL INC
COM
071813109
260
3622
SH
SOLE
0
0
0
0
BECTON DICKINSON &CO
COM
075887109
495
4350
SH
SOLE
0
0
0
0
BERKSHIRE HATHAWAY INC
CLA COM
084670108
7448
36
SH
SOLE
0
0
0
0
BERKSHIRE HATHAWAYINC
CLB COM
084670702
3308
23944
SH
SOLE
0
0
0
0
BLACKROCK KELSO CAP CORP
COM
092533108
745
87261
SH
SOLE
0
0
0
0
BOARDWALK PIPELINEPARTNERS LP COM UNITLTD PARTNERSHIP INTS
COM
096627104
461
24645
SH
SOLE
0
0
0
0
BOEING CO
COM
097023105
1227
9629
SH
SOLE
0
0
0
0
BRISTOL MYERS SQUIBBCO
COM
110122108
1685
32916
SH
SOLE
0
0
0
0
BROOKFIELD ASSETMGMT INC
CLA COM
112585104
554
12325
SH
SOLE
0
0
0
0
BUCKEYE PARTNERS L P
LTD PART
118230101
1082
13583
SH
SOLE
0
0
0
0
CIGNA CORP
COM
125509109
489
5397
SH
SOLE
0
0
0
0
CSX CORPORATION
COM
126408103
354
11040
SH
SOLE
0
0
0
0
CVS HEALTH CORP
COM
126650100
2059
25868
SH
SOLE
0
0
0
0
CATERPILLAR INC
COM
149123101
1635
16513
SH
SOLE
0
0
0
0
CELGENE CORP
COM
151020104
2711
28600
SH
SOLE
0
0
0
0
CENTURYLINK INC
COM
156700106
666
16297
SH
SOLE
0
0
0
0
CERNER CORP
COM
156782104
256
4292
SH
SOLE
0
0
0
0
CHESAPEAKE ENERGYCORP
COM
165167107
431
18730
SH
SOLE
0
0
0
0
CHEVRON CORP
COM
166764100
3969
33264
SH
SOLE
0
0
0
0
CHICAGO BRIDGE &IRON CO
COM
167250109
855
14780
SH
SOLE
0
0
0
0
CHUBB CORP
COM
171232101
846
9293
SH
SOLE
0
0
0
0
CITIGROUP INC
COM
172967424
1475
28461
SH
SOLE
0
0
0
0
COCA COLA COMPANY
COM
191216100
2464
57770
SH
SOLE
0
0
0
0
COLGATE PALMOLIVE CO
COM
194162103
1505
23075
SH
SOLE
0
0
0
0
CONSOLIDATED EDISONINC
COM
209115104
224
3954
SH
SOLE
0
0
0
0
CUMMINS INC
COM
231021106
1860
14093
SH
SOLE
0
0
0
0
DTE ENERGY CO
COM
233331107
240
3161
SH
SOLE
0
0
0
0
DANAHER CORP
COM
235851102
493
6482
SH
SOLE
0
0
0
0
DEERE & CO
COM
244199105
215
2619
SH
SOLE
0
0
0
0
DISNEY WALT CO
COM
254687106
2453
27556
SH
SOLE
0
0
0
0
DOVER CORP
COM
260003108
230
2866
SH
SOLE
0
0
0
0
DOW CHEM CO
COM
260543103
308
5867
SH
SOLE
0
0
0
0
DREYFUS STRATEGICMUNS INC
COM
261932107
212
25275
SH
SOLE
0
0
0
0
DU PONT E I DENEMOURS & CO
COM
263534109
1753
24432
SH
SOLE
0
0
0
0
EMC CORP
COM
268648102
749
25601
SH
SOLE
0
0
0
0
ECOLAB INC
COM
278865100
714
6216
SH
SOLE
0
0
0
0
EMERSON ELEC CO
COM
291011104
944
15083
SH
SOLE
0
0
0
0
ENCANA CORP
COM
292505104
353
16625
SH
SOLE
0
0
0
0
ENTERPRISE PRODSPARTNERS LP
LP
293792107
2031
50402
SH
SOLE
0
0
0
0
FINISH LINE INCCL A
COM
317923100
264
10550
SH
SOLE
0
0
0
0
FIRST CONN BANCORPINC
COM
319850103
688
47460
SH
SOLE
0
0
0
0
FORD MOTOR CO
COM
345370860
740
50034
SH
SOLE
0
0
0
0
FRANKLIN RESOURCESINC
COM
354613101
1126
20619
SH
SOLE
0
0
0
0
GENERAL DYNAMICSCORP
COM
369550108
1656
13034
SH
SOLE
0
0
0
0
GENERAL ELECTRIC CO
COM
369604103
9799
382462
SH
SOLE
0
0
0
0
GENERAL MILLS INC
COM
370334104
965
19130
SH
SOLE
0
0
0
0
GENTEX CORP
COM
371901109
205
7650
SH
SOLE
0
0
0
0
GILEAD SCIENCES INC
COM
375558103
2193
20600
SH
SOLE
0
0
0
0
GRAINGER WW INC
COM
384802104
430
1710
SH
SOLE
0
0
0
0
HAIN CELESTIAL GROUPINC
COM
405217100
225
2200
SH
SOLE
0
0
0
0
HALLIBURTON CO
COM
406216101
310
4805
SH
SOLE
0
0
0
0
HERSHEY CO
COM
427866108
553
5790
SH
SOLE
0
0
0
0
HOME DEPOT INC
COM
437076102
2803
30558
SH
SOLE
0
0
0
0
HONEYWELL INTL INC
COM
438516106
874
9387
SH
SOLE
0
0
0
0
ILLINOIS TOOL WORKSINC
COM
452308109
404
4785
SH
SOLE
0
0
0
0
IMMUCELL CORP
COM
452525306
118
23776
SH
SOLE
0
0
0
0
INTEL CORP
COM
458140100
2352
67559
SH
SOLE
0
0
0
0
INTERNATIONALBUSINESS MACHS CORP
COM
459200101
6598
34756
SH
SOLE
0
0
0
0
INTERNATIONAL PAPERCO
COM
460146103
246
5147
SH
SOLE
0
0
0
0
ISHARES GOLD TRISHARES
ETF
464285105
242
20675
SH
SOLE
0
0
0
0
ISHARES TR SELECTDIVID ETF FD
ETF
464287168
1211
16390
SH
SOLE
0
0
0
0
ISHARES TR CORE U SAGGREGATE BD ETF
ETF
464287226
1270
11643
SH
SOLE
0
0
0
0
ISHARES TR GLOBALTECH ETF
ETF
464287291
302
3300
SH
SOLE
0
0
0
0
ISHARES TR MSCI EAFEETF
ETF
464287465
358
5591
SH
SOLE
0
0
0
0
ISHARES TR RUSSELLMID-CAP ETF
ETF
464287499
321
2028
SH
SOLE
0
0
0
0
ISHARES TR CORE S&PMID-CAP ETF
ETF
464287507
878
6420
SH
SOLE
0
0
0
0
ISHARES TR NASDAQBIOTECHNOLOGY ETF
ETF
464287556
607
2217
SH
SOLE
0
0
0
0
ISHARES TR COHEN &STEERS REIT ETF
ETF
464287564
616
7296
SH
SOLE
0
0
0
0
ISHARES TR S&PMIDCAP 400 GROWTHETF
ETF
464287606
246
1627
SH
SOLE
0
0
0
0
ISHARES TR RUSSELL2000 ETF
ETF
464287655
555
5080
SH
SOLE
0
0
0
0
ISHARESUS TECHNOLOGY ETF
ETF
464287721
438
4351
SH
SOLE
0
0
0
0
ISHARES TR USINDUSTRIALS ETF
ETF
464287754
241
2386
SH
SOLE
0
0
0
0
ISHARES TR U SHEALTHCARE ETF
ETF
464287762
465
3461
SH
SOLE
0
0
0
0
ISHARES TR U SENERGY ETF
ETF
464287796
274
5325
SH
SOLE
0
0
0
0
ISHARES TR CORE S&PSMALL-CAP ETF
ETF
464287804
828
7939
SH
SOLE
0
0
0
0
ISHARES TR INTLSELECT DIVID ETFINDEX FD
ETF
464288448
684
19121
SH
SOLE
0
0
0
0
ISHARES TR MTG REALESTATE CAPPED ETF
ETF
464288539
127
10775
SH
SOLE
0
0
0
0
ISHARES TR S&P U SPFD STK INDEX FD
ETF
464288687
510
12910
SH
SOLE
0
0
0
0
ISHARES TR USPHARMACEUTICALS ETF
ETF
464288836
248
1764
SH
SOLE
0
0
0
0
ITC HLDGS CORP
COM
465685105
207
5804
SH
SOLE
0
0
0
0
JOHNSON & JOHNSON
COM
478160104
10716
100536
SH
SOLE
0
0
0
0
KAMAN CORP
COM
483548103
405
10295
SH
SOLE
0
0
0
0
KELLOGG CO
COM
487836108
208
3375
SH
SOLE
0
0
0
0
KIMBERLY CLARK CORP
COM
494368103
754
7009
SH
SOLE
0
0
0
0
KINDER MORGAN ENERGYPARTNERS L P
LP
494550106
3108
33317
SH
SOLE
0
0
0
0
LILLY ELI & CO
COM
532457108
3158
48694
SH
SOLE
0
0
0
0
LINN ENERGY LLC
UNIT RES
536020100
517
17162
SH
SOLE
0
0
0
0
LOCKHEED MARTIN CORP
COM
539830109
533
2917
SH
SOLE
0
0
0
0
LORILLARD INC
COM
544147101
259
4317
SH
SOLE
0
0
0
0
MAGELLAN MIDSTREAMPARTNERS LP
LP
559080106
965
11458
SH
SOLE
0
0
0
0
MARRIOTT INTL INCNEW CL A
CLA COM
571903202
535
7659
SH
SOLE
0
0
0
0
MCDONALDS CORP
COM
580135101
2412
25437
SH
SOLE
0
0
0
0
MEDTRONIC INC
COM
585055106
920
14857
SH
SOLE
0
0
0
0
MICROSOFT CORP
COM
594918104
3417
73701
SH
SOLE
0
0
0
0
MONDELEZ INTL INC CLA
CLA COM
609207105
625
18231
SH
SOLE
0
0
0
0
NIKE INC CL B
CLB COM
654106103
519
5823
SH
SOLE
0
0
0
0
NORFOLK SOUTHERNCORP
COM
655844108
1466
13132
SH
SOLE
0
0
0
0
NORTHEAST UTILITIES
COM
664397106
387
8746
SH
SOLE
0
0
0
0
NOVO NORDISK A.S.
ADR
670100205
576
12100
SH
SOLE
0
0
0
0
NUVEEN NEW YORK AMT-FREE MUN
COM
670656107
167
13082
SH
SOLE
0
0
0
0
OGE ENERGY CORP
COM
670837103
371
10000
SH
SOLE
0
0
0
0
NUVEEN SELECTQUALITY MUNI FUNDINC
COM
670973106
473
34610
SH
SOLE
0
0
0
0
OCCIDENTAL PETE CORP
COM
674599105
511
5316
SH
SOLE
0
0
0
0
OWENS ILLINOIS INC
COM
690768403
240
9200
SH
SOLE
0
0
0
0
PNC FINL SVCS GROUPINC
COM
693475105
870
10171
SH
SOLE
0
0
0
0
PPG INDUSTRIES INC
COM
693506107
1598
8123
SH
SOLE
0
0
0
0
PEOPLES UTD FINL INC
COM
712704105
243
16827
SH
SOLE
0
0
0
0
PEPSICO INC
COM
713448108
3142
33756
SH
SOLE
0
0
0
0
PFIZER INC
COM
717081103
7364
249043
SH
SOLE
0
0
0
0
PHILIP MORRIS INTLINC
COM
718172109
3455
41426
SH
SOLE
0
0
0
0
PHILLIPS 66
COM
718546104
969
11917
SH
SOLE
0
0
0
0
PIMCO HIGH INCOME FD
COM
722014107
148
12670
SH
SOLE
0
0
0
0
PLAINS ALL AMERICANPIPELINE L P
LP
726503105
682
11591
SH
SOLE
0
0
0
0
PROCTER & GAMBLE CO
COM
742718109
7400
88371
SH
SOLE
0
0
0
0
PRUDENTIAL FINL INC
COM
744320102
249
2828
SH
SOLE
0
0
0
0
PUBLIC SVCENTERPRISE GROUPINC
COM
744573106
201
5385
SH
SOLE
0
0
0
0
QUALCOMM INC
COM
747525103
1225
16383
SH
SOLE
0
0
0
0
RAYMOND JAMES FINLINC
COM
754730109
808
15080
SH
SOLE
0
0
0
0
REALTY INCOME CORP
COM
756109104
732
17935
SH
SOLE
0
0
0
0
ROYAL DUTCH SHELLPLC
ADR
780259206
782
10276
SH
SOLE
0
0
0
0
SCHLUMBERGER LTD
COM
806857108
2886
28383
SH
SOLE
0
0
0
0
SCHWAB CHARLES CORP
COM
808513105
425
14473
SH
SOLE
0
0
0
0
SHERWIN WILLIAMS CO
COM
824348106
1195
5457
SH
SOLE
0
0
0
0
SIMON PPTY GROUP INC
COM
828806109
623
3791
SH
SOLE
0
0
0
0
SONOCO PRODS CO
COM
835495102
988
25149
SH
SOLE
0
0
0
0
SOUTHERN CO
COM
842587107
1766
40470
SH
SOLE
0
0
0
0
STANLEY BLACK &DECKER INC
COM
854502101
1427
16066
SH
SOLE
0
0
0
0
STARBUCKS CORP
COM
855244109
1034
13709
SH
SOLE
0
0
0
0
STATE STR CORP
COM
857477103
283
3838
SH
SOLE
0
0
0
0
STRYKER CORP
COM
863667101
865
10710
SH
SOLE
0
0
0
0
SUPERIOR ENERGY SVCSINC
COM
868157108
431
13111
SH
SOLE
0
0
0
0
SYSCO CORP
COM
871829107
343
9025
SH
SOLE
0
0
0
0
TJX COMPANIES INC
COM
872540109
971
16411
SH
SOLE
0
0
0
0
TAIWAN SEMICONDUCTORMFG CO
ADR
874039100
234
11582
SH
SOLE
0
0
0
0
TEXTRON INC
COM
883203101
294
8161
SH
SOLE
0
0
0
0
THERMO FISHERSCIENTIFIC INC
COM
883556102
715
5871
SH
SOLE
0
0
0
0
TIME WARNER INC
COM
887317303
305
4054
SH
SOLE
0
0
0
0
TORONTO DOMINION BKONT
COM
891160509
1340
27121
SH
SOLE
0
0
0
0
UIL HLDGS CORP
COM
902748102
343
9701
SH
SOLE
0
0
0
0
US BANCORP
COM
902973304
5329
127389
SH
SOLE
0
0
0
0
UNILEVER PLC
ADR
904767704
452
10780
SH
SOLE
0
0
0
0
UNION PACIFIC CORP
COM
907818108
2033
18753
SH
SOLE
0
0
0
0
UNITED PARCEL SVCINC
CLB COM
911312106
206
2100
SH
SOLE
0
0
0
0
UNITED TECHNOLOGIESCORP
COM
913017109
4032
38185
SH
SOLE
0
0
0
0
URANIUM ENERGY CORP
COM
916896103
18
14200
SH
SOLE
0
0
0
0
V F CORP
COM
918204108
492
7458
SH
SOLE
0
0
0
0
VANGUARD SPEC DIVAPPR
ETF
921908844
1163
15117
SH
SOLE
0
0
0
0
VANGUARD INDEX FDS
REIT
922908553
286
3978
SH
SOLE
0
0
0
0
WAL MART STORES INC
COM
931142103
941
12303
SH
SOLE
0
0
0
0
WALGREEN CO
COM
931422109
484
8168
SH
SOLE
0
0
0
0
WASHINGTON TRBANCORP INC
COM
940610108
439
13315
SH
SOLE
0
0
0
0
WEBSTER FINL CORP
COM
947890109
462
15861
SH
SOLE
0
0
0
0
WELLS FARGO & CO
COM
949746101
3735
72017
SH
SOLE
0
0
0
0
WESTERN UN CO
COM
959802109
239
14900
SH
SOLE
0
0
0
0
YUM BRANDS INC
COM
988498101
431
5985
SH
SOLE
0
0
0
0
INVESCO ADVANTAGEMUN INCOME TR
COM
46132E103
301
26487
SH
SOLE
0
0
0
0
TARGET CORP
COM
87612E106
635
10137
SH
SOLE
0
0
0
0
TRAVELERS COS INC
COM
89417E109
537
5715
SH
SOLE
0
0
0
0
ALPS ETF TR ALERIANMLP
ETF
00162Q866
693
36176
SH
SOLE
0
0
0
0
AT&T INC
COM
00206R102
4672
132570
SH
SOLE
0
0
0
0
ABBVIE INC
COM
00287Y109
1935
33496
SH
SOLE
0
0
0
0
ABERDEEN INDONESIAFD INC
COM
00305P106
116
12196
SH
SOLE
0
0
0
0
ADOBE SYS INC
COM
00724F101
514
7430
SH
SOLE
0
0
0
0
AES TR III TR PFDCONV
PFD
00808N202
822
16000
SH
SOLE
0
0
0
0
AETNA INC
COM
00817Y108
697
8605
SH
SOLE
0
0
0
0
ALTRIA GROUP INC
COM
02209S103
4267
92882
SH
SOLE
0
0
0
0
AMERICA MOVIL SAB DEC V
ADR
02364W105
1265
50208
SH
SOLE
0
0
0
0
AMERICAN CAPITAL LTD
COM
02503Y103
212
15000
SH
SOLE
0
0
0
0
ANHEUSER BUSCH INBEVSA NV
ADR
03524A108
342
3085
SH
SOLE
0
0
0
0
ARES CAP CORP
COM
04010L103
333
20613
SH
SOLE
0
0
0
0
ATHENAHEALTH INC
COM
04685W103
525
3985
SH
SOLE
0
0
0
0
BLACKROCK INC
COM
09247X101
325
990
SH
SOLE
0
0
0
0
BLACKROCK MUN INCOMETR SH BEN INT
SH BEN INT
09248F109
176
12900
SH
SOLE
0
0
0
0
BLACKSTONE GROUP L P
LP
09253U108
435
13828
SH
SOLE
0
0
0
0
CAMERON INTL CORP
COM
13342B105
345
5200
SH
SOLE
0
0
0
0
CANADIAN PAC RY LTD
COM
13645T100
449
2165
SH
SOLE
0
0
0
0
CISCO SYSTEMS INC
COM
17275R102
3027
120278
SH
SOLE
0
0
0
0
COMCAST CORP CL A
COM
20030N101
743
13818
SH
SOLE
0
0
0
0
COMPASS DIVERSIFIEDHLDGS
SH BEN INT
20451Q104
6081
347306
SH
SOLE
0
0
0
0
CONOCOPHILLIPS
COM
20825C104
2001
26149
SH
SOLE
0
0
0
0
COSTCO WHOLESALECORP
COM
22160K105
297
2370
SH
SOLE
0
0
0
0
DAVITA HEALTHCAREPARTNERS INC
COM
23918K108
345
4722
SH
SOLE
0
0
0
0
DEUTSCHE MUN INCOMETR
COM
25160C106
337
25550
SH
SOLE
0
0
0
0
DEVON ENERGY CORP
COM
25179M103
284
4159
SH
SOLE
0
0
0
0
DIAGEO PLC
ADR
25243Q205
289
2503
SH
SOLE
0
0
0
0
DIRECTV
COM
25490A309
267
3084
SH
SOLE
0
0
0
0
DREYFUS STRATEGICMUN BD FD INC
COM
26202F107
364
45217
SH
SOLE
0
0
0
0
DUKE ENERGY CORP
COM
26441C204
1075
14374
SH
SOLE
0
0
0
0
ETFS GOLD TR SH
ETF
26922Y105
344
2900
SH
SOLE
0
0
0
0
EATON VANCE TAXMANAGED
COM
27828X100
234
15000
SH
SOLE
0
0
0
0
ENERGY TRANSFERPARTNERS L P
LP
29273R109
2951
46110
SH
SOLE
0
0
0
0
ENERGY TRANSFEREQUITY LP
LP
29273V100
373
6038
SH
SOLE
0
0
0
0
EXELON CORP
COM
30161N101
308
9038
SH
SOLE
0
0
0
0
EXPRESS SCRIPTSHLDG CO
COM
30219G108
661
9363
SH
SOLE
0
0
0
0
EXXON MOBIL CORP
COM
30231G102
18312
194710
SH
SOLE
0
0
0
0
FACEBOOK INC CL A
CLA COM
30303M102
920
11640
SH
SOLE
0
0
0
0
FIFTH ST FIN CORP
COM
31678A103
102
11120
SH
SOLE
0
0
0
0
FIRST NIAGARA FINLGROUP INC
COM
33582V108
924
110966
SH
SOLE
0
0
0
0
FREEPORT-MCMORAN INCCL B
CLB COM
35671D857
300
9180
SH
SOLE
0
0
0
0
GLAXOSMITHKLINE PLC
ADR
37733W105
475
10343
SH
SOLE
0
0
0
0
GOLDMAN SACHS GROUPINC
COM
38141G104
761
4148
SH
SOLE
0
0
0
0
GOLDMAN SACHS GROUPINC
COM
38144X500
262
10505
SH
SOLE
0
0
0
0
GOOGLE INC CL A
CLA COM
38259P508
2036
3461
SH
SOLE
0
0
0
0
GOOGLE INC CL C
CLC COM
38259P706
1944
3367
SH
SOLE
0
0
0
0
HCP INC
COM
40414L109
347
8750
SH
SOLE
0
0
0
0
INVESCO MUN TR
COM
46131J103
179
14300
SH
SOLE
0
0
0
0
INVESCO TR INVT GRAD NY MUNS
COM
46131T101
205
15286
SH
SOLE
0
0
0
0
INVESCO MUNOPPORTUNITY TR
COM
46132C107
199
15899
SH
SOLE
0
0
0
0
JP MORGAN CHASE &CO
COM
46625H100
3339
55434
SH
SOLE
0
0
0
0
KINDER MORGAN MGMTLLC
COM
49455U100
488
5186
SH
SOLE
0
0
0
0
KRAFT FOODS GROUPINC
COM
50076Q106
374
6630
SH
SOLE
0
0
0
0
LABORATORY CORP AMERHLDGS
COM
50540R409
793
7796
SH
SOLE
0
0
0
0
M & T BK CORP
COM
55261F104
250
2030
SH
SOLE
0
0
0
0
MACQUARIEINFRASTRUCTURE
COM
55608B105
227
3400
SH
SOLE
0
0
0
0
MASTERCARD INC CL A
CLA COM
57636Q104
251
3400
SH
SOLE
0
0
0
0
MCKESSON CORP
COM
58155Q103
230
1184
SH
SOLE
0
0
0
0
MERCADOLIBRE INC
COM
58733R102
563
5178
SH
SOLE
0
0
0
0
MERCK & CO INC
COM
58933Y105
3264
55053
SH
SOLE
0
0
0
0
METLIFE INC
COM
59156R108
632
11765
SH
SOLE
0
0
0
0
MFS INVT GRADE MUNTR
COM
59318B108
104
11380
SH
SOLE
0
0
0
0
MONSANTO CO
COM
61166W101
1128
10029
SH
SOLE
0
0
0
0
NEXTERA ENERGY INC
COM
65339F101
529
5633
SH
SOLE
0
0
0
0
NOVARTIS AG
ADR
66987V109
1377
14632
SH
SOLE
0
0
0
0
ORACLE CORP
COM
68389X105
628
16405
SH
SOLE
0
0
0
0
PLAINS GP HLDGS L P
CLA COM
72651A108
220
7175
SH
SOLE
0
0
0
0
POWERSHARES QQQ TRUNIT SER 1
COM
73935A104
1540
15592
SH
SOLE
0
0
0
0
POWERSHARES ETF FD TR
ETF
73935X229
379
21058
SH
SOLE
0
0
0
0
POWERSHARES ETF FD TR
ETF
73935X286
1877
41962
SH
SOLE
0
0
0
0
POWERSHARES DWAENERGY MOMENTUMP
ETF
73935X385
248
4280
SH
SOLE
0
0
0
0
POWERSHARES ETF RAFI US 1000PORT
ETF
73935X583
888
10102
SH
SOLE
0
0
0
0
POWERSHARES ETF FDTR INTL DIVIDACHIEVERS
ETF
73935X716
342
18486
SH
SOLE
0
0
0
0
POWERSHARESETF II S&P 500 LOWVOL
ETF
73937B779
1958
55991
SH
SOLE
0
0
0
0
PRAXAIR INC
COM
74005P104
595
4615
SH
SOLE
0
0
0
0
PROSHARES TR S&P 500DIVID ARISTO
ETF
74348A467
378
8146
SH
SOLE
0
0
0
0
PROSPECT CAP CORP
COM
74348T102
165
16657
SH
SOLE
0
0
0
0
ROYCE FOCUS TR INC
COM
78080N108
1311
166534
SH
SOLE
0
0
0
0
RYDEX TRGUGGENHEIM S&P 500
ETF
78355W106
893
11776
SH
SOLE
0
0
0
0
RYDEX TRGUGGENHEIM RUSSELL
ETF
78355W205
468
3385
SH
SOLE
0
0
0
0
SPDR S&P 500
ETF
78462F103
1884
9564
SH
SOLE
0
0
0
0
SPDR GOLD TR
ETF
78463V107
308
2651
SH
SOLE
0
0
0
0
SPDR INDEX SPDR S&P EMERGING
ETF
78463X533
366
10000
SH
SOLE
0
0
0
0
SPDR INDEX S&P INTL DIV
ETF
78463X772
865
18700
SH
SOLE
0
0
0
0
SPDR SER TR S&PDIVID
ETF
78464A763
721
9618
SH
SOLE
0
0
0
0
SPDR SER TR S&PBIOTECH
ETF
78464A870
685
4389
SH
SOLE
0
0
0
0
SPDR S&P MIDCAP400
ETF
78467Y107
415
1665
SH
SOLE
0
0
0
0
SABRA HEALTH CAREREIT INC
COM
78573L106
275
11308
SH
SOLE
0
0
0
0
SANOFI
ADR
80105N105
704
12467
SH
SOLE
0
0
0
0
SELECT SECTOR SPDRTR MATLS
ETF
81369Y100
238
4801
SH
SOLE
0
0
0
0
SELECT SECTOR SPDRTR ENERGY
ETF
81369Y506
348
3837
SH
SOLE
0
0
0
0
SELECT SECTOR SPDRTR FINANCIAL
ETF
81369Y605
393
16968
SH
SOLE
0
0
0
0
SPECTRANETICS CORPCOM
COM
84760C107
678
25520
SH
SOLE
0
0
0
0
3M CO
COM
88579Y101
1666
11759
SH
SOLE
0
0
0
0
TWO HBRS INVT CORP
COM
90187B101
237
24500
SH
SOLE
0
0
0
0
UNITEDHEALTH GROUPINC
COM
91324P102
768
8907
SH
SOLE
0
0
0
0
VALEANTPHARMACEUTICALS INTLINC
COM
91911K102
483
3681
SH
SOLE
0
0
0
0
VALERO ENERGY CORP
COM
91913Y100
340
7346
SH
SOLE
0
0
0
0
VANGUARD WORLD FDS
ETF
92204A405
717
15437
SH
SOLE
0
0
0
0
VANGUARD WORLD FDS HEALTH CARE
ETF
92204A504
447
3824
SH
SOLE
0
0
0
0
VERIZONCOMMUNICATIONS INC
COM
92343V104
3418
68368
SH
SOLE
0
0
0
0
VISA INC
CLA COM
92826C839
1331
6237
SH
SOLE
0
0
0
0
VODAFONE GROUP PLC
ADR
92857W308
421
12794
SH
SOLE
0
0
0
0
W P CAREY INC
COM
92936U109
226
3550
SH
SOLE
0
0
0
0
WASTE MGMT INC
COM
94106L109
322
6773
SH
SOLE
0
0
0
0
WINDSTREAM HLDGS INC
COM
97382A101
1025
95092
SH
SOLE
0
0
0
0
WISDOMTREE TR MIDCAPDIVID FD
COM
97717W505
403
5150
SH
SOLE
0
0
0
0
ZIMMER HLDGS INC
COM
98956P102
209
2080
SH
SOLE
0
0
0
0
ACCENTURE PLCIRELAND CLA
CLA COM
G1151C101
297
3650
SH
SOLE
0
0
0
0
CONSOLIDATED WATERCO
COM
G23773107
165
14159
SH
SOLE
0
0
0
0
COVIDIEN PLC
COM
G2554F113
624
7211
SH
SOLE
0
0
0
0
EATON CORP PLC
COM
G29183103
934
14731
SH
SOLE
0
0
0
0
ENSCO PLCSHS CL A
COM
G3157S106
231
5580
SH
SOLE
0
0
0
0
SEADRILL LIMTED
COM
G7945E105
645
24093
SH
SOLE
0
0
0
0
ACE LIMITED
COM
H0023R105
1792
17091
SH
SOLE
0
0
0
0
TRANSOCEAN LTD
COM
H8817H100
198
6201
SH
SOLE
0
0
0
0
CORE LABORATORIES NV
COM
N22717107
224
1533
SH
SOLE
0
0
0
0
TEEKAY LNG PARTNERSL P
LP
Y8564M105
351
8050
SH
SOLE
0
0
0
0
TEEKAY CORP
COM
Y8564W102
232
3500
SH
SOLE
0
0
0
0
TEEKAY TANKERS LTDCL A
CLA COM
Y8565N102
52
14167
SH
SOLE
0
0
0
0