0001315785-13-000002.txt : 20130508 0001315785-13-000002.hdr.sgml : 20130508 20130508110445 ACCESSION NUMBER: 0001315785-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130508 DATE AS OF CHANGE: 20130508 EFFECTIVENESS DATE: 20130508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Essex Financial Services, Inc. CENTRAL INDEX KEY: 0001315785 IRS NUMBER: 364529342 STATE OF INCORPORATION: CT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11126 FILM NUMBER: 13823179 BUSINESS ADDRESS: STREET 1: P.O. BOX 999 STREET 2: 176 WESTBROOK RD CITY: ESSEX STATE: CT ZIP: 064260999 BUSINESS PHONE: 860-767-4300 MAIL ADDRESS: STREET 1: P.O. BOX 999 STREET 2: 176 WESTBROOK RD CITY: ESSEX STATE: CT ZIP: 064260999 13F-HR 1 m13fefs13.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: 03/31/13 Institutional Investment Manager Filing this Report: Name: Essex Financial Services, Inc. Address: 176 Westbrook Road P.O. Box 999 Essex, CT 06426-0999 Form 13F File Number: 28-11126 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules , lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William Terribile Title: Compliance Officer Phone: 203-767-4300 Report Type (Check only one.): [X] 13F HOLDING REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I am signing this report as required by the Securities Exchange Act of 1934. WILLIAM TERRIBILE FORM 13 F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 253 FORM 13F INFORMATION TABLE VALUE TOTAL: 272,390 (thousands) List of Other Included Managers: None FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHRTY NAME OF ISSUER TITLE OF CLASS CUSIP X 1000 PRN AMT PRN CALL DSCRETN MNGRS SOLE SHARED NONE ACCENTURE PLC IRELAND EQUITIES G1151C101 287 3775 SH SOLE N/A NONE COVIDIEN PLC EQUITIES G2554F113 550 8111 SH SOLE N/A NONE EATON CORP EQUITIES G29183103 440 7186 SH SOLE N/A NONE ENSCO PLC EQUITIES G3157S106 467 7786 SH SOLE N/A NONE SEADRILL LTD EQUITIES G7945E105 488 13103 SH SOLE N/A NONE ACE LIMITED EQUITIES H0023R105 1944 21848 SH SOLE N/A NONE WEATHERFORD INTL LTD EQUITIES H27013103 162 13330 SH SOLE N/A NONE TRANSOCEAN LTD EQUITIES H8817H100 385 7416 SH SOLE N/A NONE CORE LABORATORIES NV EQUITIES N22717107 282 2048 SH SOLE N/A NONE TEEKAY LNG PTNRS LP EQUITIES Y8564M105 621 14979 SH SOLE N/A NONE TEEKAY CORP EQUITIES Y8564W103 252 7000 SH SOLE N/A NONE TEEKAY TANKERS LTD EQUITIES Y8565N102 47 16400 SH SOLE N/A NONE ALPS ETF TR EQUITIES 00162Q866 1181 66631 SH SOLE N/A NONE AT & T EQUITIES 00206R102 4813 131175 SH SOLE N/A NONE ABBOTT LABS EQUITIES 002824100 1193 33779 SH SOLE N/A NONE ABBVIE INC EQUITIES 00287Y109 1413 34659 SH SOLE N/A NONE ADOBE SYS INC EQUITIES 00724F101 323 7430 SH SOLE N/A NONE AES TR III PFD CONV SEC EQUITIES 00808N202 805 16000 SH SOLE N/A NONE AETNA US HEATHCARE INC EQUITIES 00817Y108 478 9356 SH SOLE N/A NONE AIR PRODUCTS & CHEMS EQUITIES 009158106 267 3069 SH SOLE N/A NONE ALLIANCE BERNSTEIN INC EQUITIES 01881E101 123 15096 SH SOLE N/A NONE ALLSTATE CORP EQUITIES 020002101 269 5481 SH SOLE N/A NONE ALTRIA GROUP INC EQUITIES 02209S103 3195 92897 SH SOLE N/A NONE AMERICA MOVIL SAB DE CV EQUITIES 02364W105 1100 52474 SH SOLE N/A NONE AMERICAN CAP AGY CORP EQUITIES 02503X105 304 9259 SH SOLE N/A NONE AMERICAN EXPRESS EQUITIES 025816109 775 11491 SH SOLE N/A NONE ANDARKO PETE CORP EQUITIES 032511107 559 6395 SH SOLE N/A NONE ANHEUSER BUSCH EQUITIES 03524A108 224 2250 SH SOLE N/A NONE ANNALY CAP MGMT INC EQUITIES 035710409 1500 94370 SH SOLE N/A NONE APACHE CORP EQUITIES 037411105 498 6555 SH SOLE N/A NONE APOLLO INVT CORP EQUITIES 03761U106 90 10750 SH SOLE N/A NONE APPLE INC EQUITIES 037833100 4307 9730 SH SOLE N/A NONE ATHENAHEALTH INC EQUITIES 04685W103 297 3060 SH SOLE N/A NONE AUTOMATIC DATA PROC,INC EQUITIES 053015103 2031 31235 SH SOLE N/A NONE BCE INC EQUITIES 05534B760 280 6005 SH SOLE N/A NONE BP PLC EQUITIES 055622104 389 9185 SH SOLE N/A NONE BAKER HUGHES INC EQUITIES 057224107 320 6900 SH SOLE N/A NONE BANK OF AMERICA EQUITIES 060505104 1886 154824 SH SOLE N/A NONE BANK AMER 7.25% NON CUM PREFERRED 060505682 574 470 SH SOLE N/A NONE BANK OF NY MELLON CORP EQUITIES 064058100 821 29323 SH SOLE N/A NONE BECTON DICKINSON & C0 EQUITIES 075887109 414 4333 SH SOLE N/A NONE BERKSHIRE HATHAWAY CLA EQUITIES 084670108 5314 34 SH SOLE N/A NONE BERKSHIRE HATHAWAY CLB EQUITIES 084670207 2215 21253 SH SOLE N/A NONE BLACKROCK INC EQUITIES 09247X101 267 1040 SH SOLE N/A NONE BLACKROCK MUN INC TR EQUITIES 09248F109 278 18400 SH SOLE N/A NONE BLACKROCK KELSO CAP COR EQUITIES 092533108 612 61219 SH SOLE N/A NONE BOARDWALK PIPELINE EQUITIES 096627104 919 31364 SH SOLE N/A NONE BOEING CO EQUITIES 097023105 866 10082 SH SOLE N/A NONE BRISTOL MYERS SQUIBB CO EQUITIES 110122108 1110 26951 SH SOLE N/A NONE BROOKFIELD ASSET MGMT EQUITIES 112585104 432 11850 SH SOLE N/A NONE BUCKEYE PARTNERS LP EQUITIES 118230101 1017 16632 SH SOLE N/A NONE CIGNA CORP EQUITIES 125509109 384 6156 SH SOLE N/A NONE CSX EQUITIES 126408103 326 13220 SH SOLE N/A NONE CVS CORP EQUITIES 126650100 983 17869 SH SOLE N/A NONE CAMERON INTL CORP EQUITIES 13342B105 303 4650 SH SOLE N/A NONE CAPSTONE TURBINE CORP EQUITIES 14067D102 14 16000 SH SOLE N/A NONE CATERPILLAR INC EQUITIES 149123101 1737 19978 SH SOLE N/A NONE CELGENE CORP EQUITIES 151020104 1369 11810 SH SOLE N/A NONE CENOVUS ENERGY INC EQUITIES 15135U109 224 7230 SH SOLE N/A NONE CHESAPEAKE ENERGY CORP EQUITIES 165167107 462 22640 SH SOLE N/A NONE CHEVRON CORP EQUITIES 166764100 4356 36658 SH SOLE N/A NONE CHICAGO BRIDGE & IRON COEQUITIES 167250109 1062 17100 SH SOLE N/A NONE CHUBB CORP EQUITIES 171232101 943 10777 SH SOLE N/A NONE CISCO SYSTEMS INC EQUITIES 17275R102 2003 95860 SH SOLE N/A NONE CITIGROUP INC EQUITIES 172967424 1034 23370 SH SOLE N/A NONE COCA COLA CO EQUITIES 191216100 3103 76730 SH SOLE N/A NONE COLGATE-PALMOLIVE CO EQUITIES 194162103 1561 13223 SH SOLE N/A NONE COAMERICA INC EQUITIES 200340107 324 9000 SH SOLE N/A NONE COMPANIA DE BEBIDAS EQUITIES 20441W203 594 14030 SH SOLE N/A NONE COMPASS DIVERSIFIED HLD EQUITIES 20451Q104 4628 291635 SH SOLE N/A NONE CONOCOPHILLIPS EQUITIES 20825C104 1656 27546 SH SOLE N/A NONE CONSOLIDATED EDISON INC EQUITIES 209115104 573 9389 SH SOLE N/A NONE COSTCO WHOLESALE CORP EQUITIES 22160K105 215 2026 SH SOLE N/A NONE CUMMINS ENGINE INC EQUITIES 231021106 970 8373 SH SOLE N/A NONE DTE ENERGY CO EQUITIES 233331107 215 3151 SH SOLE N/A NONE DWS MUN INC TR EQUITIES 23338M106 459 31250 SH SOLE N/A NONE DANAHER CORP EQUITIES 235851102 213 3420 SH SOLE N/A NONE DAVITA INC EQUITIES 23918K108 256 2158 SH SOLE N/A NONE DEERE & CO EQUITIES 244199105 841 9779 SH SOLE N/A NONE DEVON ENERGY CORP EQUITIES 25179M103 235 4160 SH SOLE N/A NONE DIAGEO PLC EQUITIES 25243Q205 382 3039 SH SOLE N/A NONE DISNEY WALT CO EQUITIES 254687106 874 15394 SH SOLE N/A NONE DOMINION RES INC EQUITIES 25746U109 440 7566 SH SOLE N/A NONE DOVER CORP EQUITIES 260003108 210 2886 SH SOLE N/A NONE DOW CHEMICAL CO EQUITIES 260543103 201 6300 SH SOLE N/A NONE DREYFUS STRAT MUNI INC EQUITIES 261932107 289 31411 SH SOLE N/A NONE DREYFUS STRAT MUNI BD FDEQUITIES 26202F107 326 36069 SH SOLE N/A NONE DU PONT E I DE NEMOURS EQUITIES 263534109 1416 28798 SH SOLE N/A NONE DUKE ENERGY EQUITIES 26441C204 837 11530 SH SOLE N/A NONE EMC CORP EQUITIES 268648102 369 15450 SH SOLE N/A NONE ECOLAB INC EQUITIES 278865100 243 3030 SH SOLE N/A NONE EMERSON ELECTRIC CO EQUITIES 291011104 875 15663 SH SOLE N/A NONE ENCANA CORP EQUITIES 292505104 304 15615 SH SOLE N/A NONE ENERGY TRANSFER PART LP EQUITIES 29273R109 2285 45085 SH SOLE N/A NONE ENTERPRISE PRODS PARTN EQUITIES 293792107 1330 22052 SH SOLE N/A NONE EXELON CORP EQUITIES 30161N101 627 18185 SH SOLE N/A NONE EXPRESS SCRIPTS INC EQUITIES 302182100 317 5496 SH SOLE N/A NONE EXXON MOBIL CORP EQUITIES 30231G102 19688 218490 SH SOLE N/A NONE FIFTH ST FIN CORP EQUITIES 31678A103 167 15120 SH SOLE N/A NONE FINISH LINE INC EQUITIES 317923100 287 14625 SH SOLE N/A NONE FIRST CONN BANCORP INC EQUITIES 319850103 554 37640 SH SOLE N/A NONE FIRST NIAGARA FINL EQUITIES 33582V108 1194 134739 SH SOLE N/A NONE FORD MOTOR CO EQUITIES 345370860 280 21256 SH SOLE N/A NONE FRANKLIN RESOURCES EQUITIES 354613101 1037 6873 SH SOLE N/A NONE FULTON FINL CORP EQUITIES 360271100 232 19804 SH SOLE N/A NONE GENERAL DYNAMICS CORP EQUITIES 369550108 868 12316 SH SOLE N/A NONE GENERAL ELECTRIC CO EQUITIES 369604103 7675 331956 SH SOLE N/A NONE GENERAL MILLS EQUITIES 370334104 996 20200 SH SOLE N/A NONE GLAXOSMITHKLINE PLC EQUITIES 37733W105 287 6113 SH SOLE N/A NONE GOLDMAN SACHS GROUP INC EQUITIES 38141G104 806 5480 SH SOLE N/A NONE GOOGLE INC EQUITIES 38259P508 2176 2740 SH SOLE N/A NONE GRAINGER WW INC EQUITIES 384802104 715 3178 SH SOLE N/A NONE HCP INC EQUITIES 40414L109 520 10425 SH SOLE N/A NONE HALLIBURTON CO EQUITIES 406216101 254 6290 SH SOLE N/A NONE HATTERAS FINL CORP EQUITIES 41902R103 236 8600 SH SOLE N/A NONE HEINZ HJ CO EQUITIES 423074103 1492 20638 SH SOLE N/A NONE HERSHEY FOODS CORP EQUITIES 427866108 493 5636 SH SOLE N/A NONE HOME DEPOT INC EQUITIES 437076102 1976 28313 SH SOLE N/A NONE HONEYWELL INTL INC EQUITIES 438516106 620 8229 SH SOLE N/A NONE ILLINOIS TOOL WORKS INC EQUITIES 452308109 226 3715 SH SOLE N/A NONE IMMUCELL CORP EQUITIES 452525306 87 23776 SH SOLE N/A NONE INTEL CORP EQUITIES 458140100 1297 59403 SH SOLE N/A NONE INTL BUSINESS MACHS EQUITIES 459200101 9433 44225 SH SOLE N/A NONE INVESCO MORTGAGE CAP EQUITIES 46131B100 243 11340 SH SOLE N/A NONE INVESCO VAN KAMP MUN TR EQUITIES 46131J103 142 10100 SH SOLE N/A NONE INVESCO VAN KAMPEN INVT EQUITIES 46131T101 242 15286 SH SOLE N/A NONE INVESCO MUN OPPTY TR EQUITIES 46132C107 308 21720 SH SOLE N/A NONE INVESCO VAN KAMPEN MUN EQUITIES 46132E103 349 27312 SH SOLE N/A NONE ISHARES SILVER TRISH EQUITIES 46428Q109 219 7983 SH SOLE N/A NONE ISHARES AUSTRALIA INDX EQUITIES 464286103 220 8141 SH SOLE N/A NONE ISHARES SINGAPORE INDX EQUITIES 464286673 151 10850 SH SOLE N/A NONE ISHARES TR DOW JONES EQUITIES 464287168 698 11004 SH SOLE N/A NONE ISHARES BARCLAYS TIPS EQUITIES 464287176 684 5639 SH SOLE N/A NONE ISHARES CORE TOTAL US BDEQUITIES 464287226 218 1971 SH SOLE N/A NONE ISHARES TR IBOXX EQUITIES 464287242 734 6125 SH SOLE N/A NONE ISHARES S&P GLOBAL INFO EQUITIES 464287291 230 3300 SH SOLE N/A NONE ISHARES MSCI EAFE INDEX EQUITIES 464287465 323 5479 SH SOLE N/A NONE ISHARES TR S&P MIDCAP EQUITIES 464287507 655 5688 SH SOLE N/A NONE ISHARES TR COHEN & STEEREQUITIES 464287564 583 7066 SH SOLE N/A NONE ISHARES TR RUSSELL 2000 EQUITIES 464287655 471 4989 SH SOLE N/A NONE ISHARES TR S&P SMALLCAP EQUITIES 464287804 626 7188 SH SOLE N/A NONE ISHARES TR S&P/CITIGRP EQUITIES 464288117 650 6525 SH SOLE N/A NONE ISHARES TR IBOXX HI YLD EQUITIES 464288513 1092 11572 SH SOLE N/A NONE ISHARES TR S&P EQUITIES 464288687 263 6500 SH SOLE N/A NONE JP MORGAN CHASE & CO EQUITIES 46625H100 2650 55833 SH SOLE N/A NONE JPMORGAN CHASE ALER IND EQUITIES 46625H365 9380 206245 SH SOLE N/A NONE JOHNSON & JOHNSON EQUITIES 478160104 8879 108902 SH SOLE N/A NONE KANSAS CITY SOUTHN EQUITIES 485170302 205 1850 SH SOLE N/A NONE KIMBERLY CLARK CORP EQUITIES 494368103 545 5564 SH SOLE N/A NONE KINDER MORGAN ENERGY EQUITIES 494550106 1856 20672 SH SOLE N/A NONE KINDER MORGAN MGMT LLC EQUITIES 49455U100 285 3239 SH SOLE N/A NONE KINDER MORGAN INC EQUITIES 49456B101 215 5554 SH SOLE N/A NONE KRAFT FOODS INC EQUITIES 50076Q106 401 7780 SH SOLE N/A NONE LABORATORY CORP AMER EQUITIES 50540R409 679 7532 SH SOLE N/A NONE LILLY ELI & CO EQUITIES 532457108 2793 49180 SH SOLE N/A NONE LINN ENERGY LLC EQUITIES 536020100 1331 35062 SH SOLE N/A NONE LOEWS CORP EQUITIES 540424108 324 7345 SH SOLE N/A NONE M & T BK CORP EQUITIES 55261F104 382 3700 SH SOLE N/A NONE MAGELLAN MIDSTREAM PTNR EQUITIES 559080106 489 9151 SH SOLE N/A NONE MARKET VECTORS ETF LEH EQUITIES 57060U878 742 22570 SH SOLE N/A NONE MARRIOTT INTL INC EQUITIES 571903202 341 8077 SH SOLE N/A NONE MCDONALDS CORP EQUITIES 580135101 2829 28383 SH SOLE N/A NONE MEDTRONIC INC EQUITIES 585055106 543 11555 SH SOLE N/A NONE MERCK & CO INC EQUITIES 589331107 2519 57001 SH SOLE N/A NONE METLIFE INC EQUITIES 59156R108 315 8280 SH SOLE N/A NONE MFS INVT GRADE MUN TR EQUITIES 59318B108 116 11429 SH SOLE N/A NONE MICROSOFT CORP EQUITIES 594918104 1357 47442 SH SOLE N/A NONE MONDELEZ INTL INC EQUITIES 609207105 592 19343 SH SOLE N/A NONE MONSANTO CO EQUITIES 61166W101 1256 11889 SH SOLE N/A NONE NEXTERA ENERGY INC EQUITIES 65339F101 277 3568 SH SOLE N/A NONE NORFOLK SOUTHERN CORP EQUITIES 655844108 492 6387 SH SOLE N/A NONE NORTHEAST UTILITIES EQUITIES 664397106 290 6670 SH SOLE N/A NONE NOVARTIS AG EQUITIES 66987V109 907 12730 SH SOLE N/A NONE NUVEEN CT PREM EQUITIES 67060D107 203 14182 SH SOLE N/A NONE NUVEEN SEL QLTY MUNI EQUITIES 670973106 381 25360 SH SOLE N/A NONE OCCIDENTAL PETE CORP EQUITIES 674599105 237 3029 SH SOLE N/A NONE ONEOK PRTNRS LP EQUITIES 68268N103 275 4794 SH SOLE N/A NONE ORACLE CORP EQUITIES 68389X105 330 10205 SH SOLE N/A NONE OWENS ILLINOIS INC EQUITIES 690968403 337 12650 SH SOLE N/A NONE PNC FINL SVCS GRP INC EQUITIES 693475105 594 8926 SH SOLE N/A NONE PPG INDUSTRIES INC EQUITIES 693506107 1261 9412 SH SOLE N/A NONE PEOPLES UTD FINL INC EQUITIES 712704105 321 23933 SH SOLE N/A NONE PEPSICO INC EQUITIES 713448108 2647 33464 SH SOLE N/A NONE PFIZER INC EQUITIES 717081103 7367 255282 SH SOLE N/A NONE PHILIP MORRIS INTL INC EQUITIES 718172109 3839 41411 SH SOLE N/A NONE PHILLIPS 66 EQUITIES 718546104 883 12616 SH SOLE N/A NONE PIMCO HIGH INCOME FD EQUITIES 722014107 270 21885 SH SOLE N/A NONE PIMCO EFT TR EQUITIES 72201R866 341 6300 SH SOLE N/A NONE PLAINS ALL AMERICAN EQUITIES 726503105 485 8580 SH SOLE N/A NONE POWERSHARES QQQ TR EQUITIES 73935A104 758 10984 SH SOLE N/A NONE POWERSHARES ETF FINL PFDEQUITIES 73935X229 335 18078 SH SOLE N/A NONE POWERSHARES GLOBAL EXCH EQUITIES 73936T565 159 10700 SH SOLE N/A NONE POWERSHARES EFT EQUITIES 73937B779 1248 40139 SH SOLE N/A NONE PRAXAIR INC EQUITIES 74005P104 525 4710 SH SOLE N/A NONE PROCTER & GAMBLE CO EQUITIES 742718109 7175 93104 SH SOLE N/A NONE PROSHARES TR ULTRA SHRT EQUITIES 74347B201 347 5275 SH SOLE N/A NONE PUTNAM MNGD MUNI INC TR EQUITIES 746823103 107 13568 SH SOLE N/A NONE QUALCOMM INC EQUITIES 747525103 721 10768 SH SOLE N/A NONE RAYMOND JAMES FINL INC EQUITIES 754730109 632 13715 SH SOLE N/A NONE REALTY INCOME CORP EQUITIES 756109104 695 15328 SH SOLE N/A NONE ROYAL DUTCH SHELL PLC EQUITIES 780259206 655 10055 SH SOLE N/A NONE ROYCE FOCUS TR INC EQUITIES 78080N108 939 134593 SH SOLE N/A NONE RYDEX ETF TR GUGGENHE EQUITIES 78355W205 325 2920 SH SOLE N/A NONE SPDR S&P 500 EFT TR EQUITIES 78462F103 909 5801 SH SOLE N/A NONE SPDR GOLD TR EQUITIES 78463V107 1677 10855 SH SOLE N/A NONE SPDR S&P EMERG EQUITIES 78463X533 455 10093 SH SOLE N/A NONE SPDR SER TR S&P DIV EQUITIES 78464A763 533 8381 SH SOLE N/A NONE SPDR S&P MIDCAP 400 TR EQUITIES 78467Y107 293 1395 SH SOLE N/A NONE SANOFI SPONS ADR EQUITIES 80105N105 384 7508 SH SOLE N/A NONE SCHLUMBERGER LTD EQUITIES 806857108 1833 24482 SH SOLE N/A NONE SELECT SECTOR SPDR ENER EQUITIES 81369Y506 345 4346 SH SOLE N/A NONE SHERMAN WILLIAMS EQUITIES 824348106 915 5421 SH SOLE N/A NONE SIMON PPTY GROUP INC EQUITIES 828806109 689 4345 SH SOLE N/A NONE SIRIUS XM RADIO INC EQUITIES 82967N108 38 12347 SH SOLE N/A NONE SONOCO PRODS CO EQUITIES 835495102 1084 30977 SH SOLE N/A NONE SOUTHERN CO EQUITIES 842587107 2950 62877 SH SOLE N/A NONE SPECTRANETICS CORP EQUITIES 84760C107 517 27920 SH SOLE N/A NONE STANLEY BLACK & DECKER EQUITIES 854502101 894 11040 SH SOLE N/A NONE STRYKER CORP EQUITIES 863667101 756 11595 SH SOLE N/A NONE SUPERIOR ENERGY SVCS INCEQUITIES 868157108 429 16522 SH SOLE N/A NONE SYNGENTA AG SPON ADR EQUITIES 87160A100 275 3286 SH SOLE N/A NONE SYSCO CORP EQUITIES 871829107 221 6284 SH SOLE N/A NONE TJX COMPANIES INC EQUITIES 872540109 327 7003 SH SOLE N/A NONE TARGET CORP EQUITIES 87612E106 743 10850 SH SOLE N/A NONE TEVA PHARMACEUTICAL EQUITIES 881624209 210 5280 SH SOLE N/A NONE 3M CO EQUITIES 88579Y101 1001 9415 SH SOLE N/A NONE TIME WARNER INC EQUITIES 887317303 227 3938 SH SOLE N/A NONE TRAVELERS COS INC EQUITIES 89417E109 489 5814 SH SOLE N/A NONE TRUSTCO BK CORP EQUITIES 898349105 78 13982 SH SOLE N/A NONE TWO HBRS INVT CORP EQUITIES 90187B101 371 29400 SH SOLE N/A NONE UIL HLDG CORP EQUITIES 902748102 430 10855 SH SOLE N/A NONE US BANCORP EQUITIES 902973304 3780 111409 SH SOLE N/A NONE UNILEVER PLC EQUITIES 904767704 279 6599 SH SOLE N/A NONE UNION PACIFIC CORP EQUITIES 907818108 1516 10644 SH SOLE N/A NONE UNITED TECHNOLOGIES CO EQUITIES 913017109 3129 33491 SH SOLE N/A NONE UNITEDHEALTH GROUP INC EQUITIES 91324P102 553 9668 SH SOLE N/A NONE URANIUM ENERGY CORP EQUITIES 916896103 31 14200 SH SOLE N/A NONE VF CORP EQUITIES 918204108 246 1467 SH SOLE N/A NONE VANGUARD SPECIALIZED EQUITIES 921908844 341 5190 SH SOLE N/A NONE VANGUARD BD INDEX FD EQUITIES 921937827 578 7140 SH SOLE N/A NONE VANGUARD NATL RES LLC EQUITIES 92205F106 218 7674 SH SOLE N/A NONE VANGUARD SCOTTSDALE EQUITIES 92206C409 673 8380 SH SOLE N/A NONE VERIZON COMMUNICATIONS EQUITIES 92343V104 3173 64560 SH SOLE N/A NONE VISA INC EQUITIES 92826C839 758 4464 SH SOLE N/A NONE VODAFONE GRP PLC EQUITIES 92857W209 752 26466 SH SOLE N/A NONE WALMART STORES INC EQUITIES 931142103 871 11644 SH SOLE N/A NONE WALGREEN CO EQUITIES 931422109 493 10337 SH SOLE N/A NONE WASHINGTON TR BANCORP EQUITIES 940610108 305 11154 SH SOLE N/A NONE WEBSTER FINL CORP EQUITIES 947890109 280 11547 SH SOLE N/A NONE WELLS FARGO & CO NEW EQUITIES 949746101 2099 56747 SH SOLE N/A NONE WINDSTREAM CORP EQUITIES 97381W104 694 87461 SH SOLE N/A NONE WISDOMTREE TREMERGING EQUITIES 97717W315 216 3930 SH SOLE N/A NONE YUM BRANDS INC EQUITIES 988498101 501 6963 SH SOLE N/A NONE REPORT SUMMARY 253 DATA RECORDS 272390 0 OTHER MANAGERS