0001315785-13-000002.txt : 20130508
0001315785-13-000002.hdr.sgml : 20130508
20130508110445
ACCESSION NUMBER: 0001315785-13-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130508
DATE AS OF CHANGE: 20130508
EFFECTIVENESS DATE: 20130508
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Essex Financial Services, Inc.
CENTRAL INDEX KEY: 0001315785
IRS NUMBER: 364529342
STATE OF INCORPORATION: CT
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11126
FILM NUMBER: 13823179
BUSINESS ADDRESS:
STREET 1: P.O. BOX 999
STREET 2: 176 WESTBROOK RD
CITY: ESSEX
STATE: CT
ZIP: 064260999
BUSINESS PHONE: 860-767-4300
MAIL ADDRESS:
STREET 1: P.O. BOX 999
STREET 2: 176 WESTBROOK RD
CITY: ESSEX
STATE: CT
ZIP: 064260999
13F-HR
1
m13fefs13.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: 03/31/13
Institutional Investment Manager Filing this Report:
Name: Essex Financial Services, Inc.
Address: 176 Westbrook Road
P.O. Box 999
Essex, CT 06426-0999
Form 13F File Number: 28-11126
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the
person signing the report is authorized to submit it, that
all information contained herein is true, correct and
complete, and that it is understood that all required
items, statements, schedules , lists, and tables, are
considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: William Terribile
Title: Compliance Officer
Phone: 203-767-4300
Report Type (Check only one.):
[X] 13F HOLDING REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
I am signing this report as required by the Securities
Exchange Act of 1934.
WILLIAM TERRIBILE
FORM 13 F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 253
FORM 13F INFORMATION TABLE VALUE TOTAL: 272,390
(thousands)
List of Other Included Managers: None
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHRTY
NAME OF ISSUER TITLE OF CLASS CUSIP X 1000 PRN AMT PRN CALL DSCRETN MNGRS SOLE SHARED NONE
ACCENTURE PLC IRELAND EQUITIES G1151C101 287 3775 SH SOLE N/A NONE
COVIDIEN PLC EQUITIES G2554F113 550 8111 SH SOLE N/A NONE
EATON CORP EQUITIES G29183103 440 7186 SH SOLE N/A NONE
ENSCO PLC EQUITIES G3157S106 467 7786 SH SOLE N/A NONE
SEADRILL LTD EQUITIES G7945E105 488 13103 SH SOLE N/A NONE
ACE LIMITED EQUITIES H0023R105 1944 21848 SH SOLE N/A NONE
WEATHERFORD INTL LTD EQUITIES H27013103 162 13330 SH SOLE N/A NONE
TRANSOCEAN LTD EQUITIES H8817H100 385 7416 SH SOLE N/A NONE
CORE LABORATORIES NV EQUITIES N22717107 282 2048 SH SOLE N/A NONE
TEEKAY LNG PTNRS LP EQUITIES Y8564M105 621 14979 SH SOLE N/A NONE
TEEKAY CORP EQUITIES Y8564W103 252 7000 SH SOLE N/A NONE
TEEKAY TANKERS LTD EQUITIES Y8565N102 47 16400 SH SOLE N/A NONE
ALPS ETF TR EQUITIES 00162Q866 1181 66631 SH SOLE N/A NONE
AT & T EQUITIES 00206R102 4813 131175 SH SOLE N/A NONE
ABBOTT LABS EQUITIES 002824100 1193 33779 SH SOLE N/A NONE
ABBVIE INC EQUITIES 00287Y109 1413 34659 SH SOLE N/A NONE
ADOBE SYS INC EQUITIES 00724F101 323 7430 SH SOLE N/A NONE
AES TR III PFD CONV SEC EQUITIES 00808N202 805 16000 SH SOLE N/A NONE
AETNA US HEATHCARE INC EQUITIES 00817Y108 478 9356 SH SOLE N/A NONE
AIR PRODUCTS & CHEMS EQUITIES 009158106 267 3069 SH SOLE N/A NONE
ALLIANCE BERNSTEIN INC EQUITIES 01881E101 123 15096 SH SOLE N/A NONE
ALLSTATE CORP EQUITIES 020002101 269 5481 SH SOLE N/A NONE
ALTRIA GROUP INC EQUITIES 02209S103 3195 92897 SH SOLE N/A NONE
AMERICA MOVIL SAB DE CV EQUITIES 02364W105 1100 52474 SH SOLE N/A NONE
AMERICAN CAP AGY CORP EQUITIES 02503X105 304 9259 SH SOLE N/A NONE
AMERICAN EXPRESS EQUITIES 025816109 775 11491 SH SOLE N/A NONE
ANDARKO PETE CORP EQUITIES 032511107 559 6395 SH SOLE N/A NONE
ANHEUSER BUSCH EQUITIES 03524A108 224 2250 SH SOLE N/A NONE
ANNALY CAP MGMT INC EQUITIES 035710409 1500 94370 SH SOLE N/A NONE
APACHE CORP EQUITIES 037411105 498 6555 SH SOLE N/A NONE
APOLLO INVT CORP EQUITIES 03761U106 90 10750 SH SOLE N/A NONE
APPLE INC EQUITIES 037833100 4307 9730 SH SOLE N/A NONE
ATHENAHEALTH INC EQUITIES 04685W103 297 3060 SH SOLE N/A NONE
AUTOMATIC DATA PROC,INC EQUITIES 053015103 2031 31235 SH SOLE N/A NONE
BCE INC EQUITIES 05534B760 280 6005 SH SOLE N/A NONE
BP PLC EQUITIES 055622104 389 9185 SH SOLE N/A NONE
BAKER HUGHES INC EQUITIES 057224107 320 6900 SH SOLE N/A NONE
BANK OF AMERICA EQUITIES 060505104 1886 154824 SH SOLE N/A NONE
BANK AMER 7.25% NON CUM PREFERRED 060505682 574 470 SH SOLE N/A NONE
BANK OF NY MELLON CORP EQUITIES 064058100 821 29323 SH SOLE N/A NONE
BECTON DICKINSON & C0 EQUITIES 075887109 414 4333 SH SOLE N/A NONE
BERKSHIRE HATHAWAY CLA EQUITIES 084670108 5314 34 SH SOLE N/A NONE
BERKSHIRE HATHAWAY CLB EQUITIES 084670207 2215 21253 SH SOLE N/A NONE
BLACKROCK INC EQUITIES 09247X101 267 1040 SH SOLE N/A NONE
BLACKROCK MUN INC TR EQUITIES 09248F109 278 18400 SH SOLE N/A NONE
BLACKROCK KELSO CAP COR EQUITIES 092533108 612 61219 SH SOLE N/A NONE
BOARDWALK PIPELINE EQUITIES 096627104 919 31364 SH SOLE N/A NONE
BOEING CO EQUITIES 097023105 866 10082 SH SOLE N/A NONE
BRISTOL MYERS SQUIBB CO EQUITIES 110122108 1110 26951 SH SOLE N/A NONE
BROOKFIELD ASSET MGMT EQUITIES 112585104 432 11850 SH SOLE N/A NONE
BUCKEYE PARTNERS LP EQUITIES 118230101 1017 16632 SH SOLE N/A NONE
CIGNA CORP EQUITIES 125509109 384 6156 SH SOLE N/A NONE
CSX EQUITIES 126408103 326 13220 SH SOLE N/A NONE
CVS CORP EQUITIES 126650100 983 17869 SH SOLE N/A NONE
CAMERON INTL CORP EQUITIES 13342B105 303 4650 SH SOLE N/A NONE
CAPSTONE TURBINE CORP EQUITIES 14067D102 14 16000 SH SOLE N/A NONE
CATERPILLAR INC EQUITIES 149123101 1737 19978 SH SOLE N/A NONE
CELGENE CORP EQUITIES 151020104 1369 11810 SH SOLE N/A NONE
CENOVUS ENERGY INC EQUITIES 15135U109 224 7230 SH SOLE N/A NONE
CHESAPEAKE ENERGY CORP EQUITIES 165167107 462 22640 SH SOLE N/A NONE
CHEVRON CORP EQUITIES 166764100 4356 36658 SH SOLE N/A NONE
CHICAGO BRIDGE & IRON COEQUITIES 167250109 1062 17100 SH SOLE N/A NONE
CHUBB CORP EQUITIES 171232101 943 10777 SH SOLE N/A NONE
CISCO SYSTEMS INC EQUITIES 17275R102 2003 95860 SH SOLE N/A NONE
CITIGROUP INC EQUITIES 172967424 1034 23370 SH SOLE N/A NONE
COCA COLA CO EQUITIES 191216100 3103 76730 SH SOLE N/A NONE
COLGATE-PALMOLIVE CO EQUITIES 194162103 1561 13223 SH SOLE N/A NONE
COAMERICA INC EQUITIES 200340107 324 9000 SH SOLE N/A NONE
COMPANIA DE BEBIDAS EQUITIES 20441W203 594 14030 SH SOLE N/A NONE
COMPASS DIVERSIFIED HLD EQUITIES 20451Q104 4628 291635 SH SOLE N/A NONE
CONOCOPHILLIPS EQUITIES 20825C104 1656 27546 SH SOLE N/A NONE
CONSOLIDATED EDISON INC EQUITIES 209115104 573 9389 SH SOLE N/A NONE
COSTCO WHOLESALE CORP EQUITIES 22160K105 215 2026 SH SOLE N/A NONE
CUMMINS ENGINE INC EQUITIES 231021106 970 8373 SH SOLE N/A NONE
DTE ENERGY CO EQUITIES 233331107 215 3151 SH SOLE N/A NONE
DWS MUN INC TR EQUITIES 23338M106 459 31250 SH SOLE N/A NONE
DANAHER CORP EQUITIES 235851102 213 3420 SH SOLE N/A NONE
DAVITA INC EQUITIES 23918K108 256 2158 SH SOLE N/A NONE
DEERE & CO EQUITIES 244199105 841 9779 SH SOLE N/A NONE
DEVON ENERGY CORP EQUITIES 25179M103 235 4160 SH SOLE N/A NONE
DIAGEO PLC EQUITIES 25243Q205 382 3039 SH SOLE N/A NONE
DISNEY WALT CO EQUITIES 254687106 874 15394 SH SOLE N/A NONE
DOMINION RES INC EQUITIES 25746U109 440 7566 SH SOLE N/A NONE
DOVER CORP EQUITIES 260003108 210 2886 SH SOLE N/A NONE
DOW CHEMICAL CO EQUITIES 260543103 201 6300 SH SOLE N/A NONE
DREYFUS STRAT MUNI INC EQUITIES 261932107 289 31411 SH SOLE N/A NONE
DREYFUS STRAT MUNI BD FDEQUITIES 26202F107 326 36069 SH SOLE N/A NONE
DU PONT E I DE NEMOURS EQUITIES 263534109 1416 28798 SH SOLE N/A NONE
DUKE ENERGY EQUITIES 26441C204 837 11530 SH SOLE N/A NONE
EMC CORP EQUITIES 268648102 369 15450 SH SOLE N/A NONE
ECOLAB INC EQUITIES 278865100 243 3030 SH SOLE N/A NONE
EMERSON ELECTRIC CO EQUITIES 291011104 875 15663 SH SOLE N/A NONE
ENCANA CORP EQUITIES 292505104 304 15615 SH SOLE N/A NONE
ENERGY TRANSFER PART LP EQUITIES 29273R109 2285 45085 SH SOLE N/A NONE
ENTERPRISE PRODS PARTN EQUITIES 293792107 1330 22052 SH SOLE N/A NONE
EXELON CORP EQUITIES 30161N101 627 18185 SH SOLE N/A NONE
EXPRESS SCRIPTS INC EQUITIES 302182100 317 5496 SH SOLE N/A NONE
EXXON MOBIL CORP EQUITIES 30231G102 19688 218490 SH SOLE N/A NONE
FIFTH ST FIN CORP EQUITIES 31678A103 167 15120 SH SOLE N/A NONE
FINISH LINE INC EQUITIES 317923100 287 14625 SH SOLE N/A NONE
FIRST CONN BANCORP INC EQUITIES 319850103 554 37640 SH SOLE N/A NONE
FIRST NIAGARA FINL EQUITIES 33582V108 1194 134739 SH SOLE N/A NONE
FORD MOTOR CO EQUITIES 345370860 280 21256 SH SOLE N/A NONE
FRANKLIN RESOURCES EQUITIES 354613101 1037 6873 SH SOLE N/A NONE
FULTON FINL CORP EQUITIES 360271100 232 19804 SH SOLE N/A NONE
GENERAL DYNAMICS CORP EQUITIES 369550108 868 12316 SH SOLE N/A NONE
GENERAL ELECTRIC CO EQUITIES 369604103 7675 331956 SH SOLE N/A NONE
GENERAL MILLS EQUITIES 370334104 996 20200 SH SOLE N/A NONE
GLAXOSMITHKLINE PLC EQUITIES 37733W105 287 6113 SH SOLE N/A NONE
GOLDMAN SACHS GROUP INC EQUITIES 38141G104 806 5480 SH SOLE N/A NONE
GOOGLE INC EQUITIES 38259P508 2176 2740 SH SOLE N/A NONE
GRAINGER WW INC EQUITIES 384802104 715 3178 SH SOLE N/A NONE
HCP INC EQUITIES 40414L109 520 10425 SH SOLE N/A NONE
HALLIBURTON CO EQUITIES 406216101 254 6290 SH SOLE N/A NONE
HATTERAS FINL CORP EQUITIES 41902R103 236 8600 SH SOLE N/A NONE
HEINZ HJ CO EQUITIES 423074103 1492 20638 SH SOLE N/A NONE
HERSHEY FOODS CORP EQUITIES 427866108 493 5636 SH SOLE N/A NONE
HOME DEPOT INC EQUITIES 437076102 1976 28313 SH SOLE N/A NONE
HONEYWELL INTL INC EQUITIES 438516106 620 8229 SH SOLE N/A NONE
ILLINOIS TOOL WORKS INC EQUITIES 452308109 226 3715 SH SOLE N/A NONE
IMMUCELL CORP EQUITIES 452525306 87 23776 SH SOLE N/A NONE
INTEL CORP EQUITIES 458140100 1297 59403 SH SOLE N/A NONE
INTL BUSINESS MACHS EQUITIES 459200101 9433 44225 SH SOLE N/A NONE
INVESCO MORTGAGE CAP EQUITIES 46131B100 243 11340 SH SOLE N/A NONE
INVESCO VAN KAMP MUN TR EQUITIES 46131J103 142 10100 SH SOLE N/A NONE
INVESCO VAN KAMPEN INVT EQUITIES 46131T101 242 15286 SH SOLE N/A NONE
INVESCO MUN OPPTY TR EQUITIES 46132C107 308 21720 SH SOLE N/A NONE
INVESCO VAN KAMPEN MUN EQUITIES 46132E103 349 27312 SH SOLE N/A NONE
ISHARES SILVER TRISH EQUITIES 46428Q109 219 7983 SH SOLE N/A NONE
ISHARES AUSTRALIA INDX EQUITIES 464286103 220 8141 SH SOLE N/A NONE
ISHARES SINGAPORE INDX EQUITIES 464286673 151 10850 SH SOLE N/A NONE
ISHARES TR DOW JONES EQUITIES 464287168 698 11004 SH SOLE N/A NONE
ISHARES BARCLAYS TIPS EQUITIES 464287176 684 5639 SH SOLE N/A NONE
ISHARES CORE TOTAL US BDEQUITIES 464287226 218 1971 SH SOLE N/A NONE
ISHARES TR IBOXX EQUITIES 464287242 734 6125 SH SOLE N/A NONE
ISHARES S&P GLOBAL INFO EQUITIES 464287291 230 3300 SH SOLE N/A NONE
ISHARES MSCI EAFE INDEX EQUITIES 464287465 323 5479 SH SOLE N/A NONE
ISHARES TR S&P MIDCAP EQUITIES 464287507 655 5688 SH SOLE N/A NONE
ISHARES TR COHEN & STEEREQUITIES 464287564 583 7066 SH SOLE N/A NONE
ISHARES TR RUSSELL 2000 EQUITIES 464287655 471 4989 SH SOLE N/A NONE
ISHARES TR S&P SMALLCAP EQUITIES 464287804 626 7188 SH SOLE N/A NONE
ISHARES TR S&P/CITIGRP EQUITIES 464288117 650 6525 SH SOLE N/A NONE
ISHARES TR IBOXX HI YLD EQUITIES 464288513 1092 11572 SH SOLE N/A NONE
ISHARES TR S&P EQUITIES 464288687 263 6500 SH SOLE N/A NONE
JP MORGAN CHASE & CO EQUITIES 46625H100 2650 55833 SH SOLE N/A NONE
JPMORGAN CHASE ALER IND EQUITIES 46625H365 9380 206245 SH SOLE N/A NONE
JOHNSON & JOHNSON EQUITIES 478160104 8879 108902 SH SOLE N/A NONE
KANSAS CITY SOUTHN EQUITIES 485170302 205 1850 SH SOLE N/A NONE
KIMBERLY CLARK CORP EQUITIES 494368103 545 5564 SH SOLE N/A NONE
KINDER MORGAN ENERGY EQUITIES 494550106 1856 20672 SH SOLE N/A NONE
KINDER MORGAN MGMT LLC EQUITIES 49455U100 285 3239 SH SOLE N/A NONE
KINDER MORGAN INC EQUITIES 49456B101 215 5554 SH SOLE N/A NONE
KRAFT FOODS INC EQUITIES 50076Q106 401 7780 SH SOLE N/A NONE
LABORATORY CORP AMER EQUITIES 50540R409 679 7532 SH SOLE N/A NONE
LILLY ELI & CO EQUITIES 532457108 2793 49180 SH SOLE N/A NONE
LINN ENERGY LLC EQUITIES 536020100 1331 35062 SH SOLE N/A NONE
LOEWS CORP EQUITIES 540424108 324 7345 SH SOLE N/A NONE
M & T BK CORP EQUITIES 55261F104 382 3700 SH SOLE N/A NONE
MAGELLAN MIDSTREAM PTNR EQUITIES 559080106 489 9151 SH SOLE N/A NONE
MARKET VECTORS ETF LEH EQUITIES 57060U878 742 22570 SH SOLE N/A NONE
MARRIOTT INTL INC EQUITIES 571903202 341 8077 SH SOLE N/A NONE
MCDONALDS CORP EQUITIES 580135101 2829 28383 SH SOLE N/A NONE
MEDTRONIC INC EQUITIES 585055106 543 11555 SH SOLE N/A NONE
MERCK & CO INC EQUITIES 589331107 2519 57001 SH SOLE N/A NONE
METLIFE INC EQUITIES 59156R108 315 8280 SH SOLE N/A NONE
MFS INVT GRADE MUN TR EQUITIES 59318B108 116 11429 SH SOLE N/A NONE
MICROSOFT CORP EQUITIES 594918104 1357 47442 SH SOLE N/A NONE
MONDELEZ INTL INC EQUITIES 609207105 592 19343 SH SOLE N/A NONE
MONSANTO CO EQUITIES 61166W101 1256 11889 SH SOLE N/A NONE
NEXTERA ENERGY INC EQUITIES 65339F101 277 3568 SH SOLE N/A NONE
NORFOLK SOUTHERN CORP EQUITIES 655844108 492 6387 SH SOLE N/A NONE
NORTHEAST UTILITIES EQUITIES 664397106 290 6670 SH SOLE N/A NONE
NOVARTIS AG EQUITIES 66987V109 907 12730 SH SOLE N/A NONE
NUVEEN CT PREM EQUITIES 67060D107 203 14182 SH SOLE N/A NONE
NUVEEN SEL QLTY MUNI EQUITIES 670973106 381 25360 SH SOLE N/A NONE
OCCIDENTAL PETE CORP EQUITIES 674599105 237 3029 SH SOLE N/A NONE
ONEOK PRTNRS LP EQUITIES 68268N103 275 4794 SH SOLE N/A NONE
ORACLE CORP EQUITIES 68389X105 330 10205 SH SOLE N/A NONE
OWENS ILLINOIS INC EQUITIES 690968403 337 12650 SH SOLE N/A NONE
PNC FINL SVCS GRP INC EQUITIES 693475105 594 8926 SH SOLE N/A NONE
PPG INDUSTRIES INC EQUITIES 693506107 1261 9412 SH SOLE N/A NONE
PEOPLES UTD FINL INC EQUITIES 712704105 321 23933 SH SOLE N/A NONE
PEPSICO INC EQUITIES 713448108 2647 33464 SH SOLE N/A NONE
PFIZER INC EQUITIES 717081103 7367 255282 SH SOLE N/A NONE
PHILIP MORRIS INTL INC EQUITIES 718172109 3839 41411 SH SOLE N/A NONE
PHILLIPS 66 EQUITIES 718546104 883 12616 SH SOLE N/A NONE
PIMCO HIGH INCOME FD EQUITIES 722014107 270 21885 SH SOLE N/A NONE
PIMCO EFT TR EQUITIES 72201R866 341 6300 SH SOLE N/A NONE
PLAINS ALL AMERICAN EQUITIES 726503105 485 8580 SH SOLE N/A NONE
POWERSHARES QQQ TR EQUITIES 73935A104 758 10984 SH SOLE N/A NONE
POWERSHARES ETF FINL PFDEQUITIES 73935X229 335 18078 SH SOLE N/A NONE
POWERSHARES GLOBAL EXCH EQUITIES 73936T565 159 10700 SH SOLE N/A NONE
POWERSHARES EFT EQUITIES 73937B779 1248 40139 SH SOLE N/A NONE
PRAXAIR INC EQUITIES 74005P104 525 4710 SH SOLE N/A NONE
PROCTER & GAMBLE CO EQUITIES 742718109 7175 93104 SH SOLE N/A NONE
PROSHARES TR ULTRA SHRT EQUITIES 74347B201 347 5275 SH SOLE N/A NONE
PUTNAM MNGD MUNI INC TR EQUITIES 746823103 107 13568 SH SOLE N/A NONE
QUALCOMM INC EQUITIES 747525103 721 10768 SH SOLE N/A NONE
RAYMOND JAMES FINL INC EQUITIES 754730109 632 13715 SH SOLE N/A NONE
REALTY INCOME CORP EQUITIES 756109104 695 15328 SH SOLE N/A NONE
ROYAL DUTCH SHELL PLC EQUITIES 780259206 655 10055 SH SOLE N/A NONE
ROYCE FOCUS TR INC EQUITIES 78080N108 939 134593 SH SOLE N/A NONE
RYDEX ETF TR GUGGENHE EQUITIES 78355W205 325 2920 SH SOLE N/A NONE
SPDR S&P 500 EFT TR EQUITIES 78462F103 909 5801 SH SOLE N/A NONE
SPDR GOLD TR EQUITIES 78463V107 1677 10855 SH SOLE N/A NONE
SPDR S&P EMERG EQUITIES 78463X533 455 10093 SH SOLE N/A NONE
SPDR SER TR S&P DIV EQUITIES 78464A763 533 8381 SH SOLE N/A NONE
SPDR S&P MIDCAP 400 TR EQUITIES 78467Y107 293 1395 SH SOLE N/A NONE
SANOFI SPONS ADR EQUITIES 80105N105 384 7508 SH SOLE N/A NONE
SCHLUMBERGER LTD EQUITIES 806857108 1833 24482 SH SOLE N/A NONE
SELECT SECTOR SPDR ENER EQUITIES 81369Y506 345 4346 SH SOLE N/A NONE
SHERMAN WILLIAMS EQUITIES 824348106 915 5421 SH SOLE N/A NONE
SIMON PPTY GROUP INC EQUITIES 828806109 689 4345 SH SOLE N/A NONE
SIRIUS XM RADIO INC EQUITIES 82967N108 38 12347 SH SOLE N/A NONE
SONOCO PRODS CO EQUITIES 835495102 1084 30977 SH SOLE N/A NONE
SOUTHERN CO EQUITIES 842587107 2950 62877 SH SOLE N/A NONE
SPECTRANETICS CORP EQUITIES 84760C107 517 27920 SH SOLE N/A NONE
STANLEY BLACK & DECKER EQUITIES 854502101 894 11040 SH SOLE N/A NONE
STRYKER CORP EQUITIES 863667101 756 11595 SH SOLE N/A NONE
SUPERIOR ENERGY SVCS INCEQUITIES 868157108 429 16522 SH SOLE N/A NONE
SYNGENTA AG SPON ADR EQUITIES 87160A100 275 3286 SH SOLE N/A NONE
SYSCO CORP EQUITIES 871829107 221 6284 SH SOLE N/A NONE
TJX COMPANIES INC EQUITIES 872540109 327 7003 SH SOLE N/A NONE
TARGET CORP EQUITIES 87612E106 743 10850 SH SOLE N/A NONE
TEVA PHARMACEUTICAL EQUITIES 881624209 210 5280 SH SOLE N/A NONE
3M CO EQUITIES 88579Y101 1001 9415 SH SOLE N/A NONE
TIME WARNER INC EQUITIES 887317303 227 3938 SH SOLE N/A NONE
TRAVELERS COS INC EQUITIES 89417E109 489 5814 SH SOLE N/A NONE
TRUSTCO BK CORP EQUITIES 898349105 78 13982 SH SOLE N/A NONE
TWO HBRS INVT CORP EQUITIES 90187B101 371 29400 SH SOLE N/A NONE
UIL HLDG CORP EQUITIES 902748102 430 10855 SH SOLE N/A NONE
US BANCORP EQUITIES 902973304 3780 111409 SH SOLE N/A NONE
UNILEVER PLC EQUITIES 904767704 279 6599 SH SOLE N/A NONE
UNION PACIFIC CORP EQUITIES 907818108 1516 10644 SH SOLE N/A NONE
UNITED TECHNOLOGIES CO EQUITIES 913017109 3129 33491 SH SOLE N/A NONE
UNITEDHEALTH GROUP INC EQUITIES 91324P102 553 9668 SH SOLE N/A NONE
URANIUM ENERGY CORP EQUITIES 916896103 31 14200 SH SOLE N/A NONE
VF CORP EQUITIES 918204108 246 1467 SH SOLE N/A NONE
VANGUARD SPECIALIZED EQUITIES 921908844 341 5190 SH SOLE N/A NONE
VANGUARD BD INDEX FD EQUITIES 921937827 578 7140 SH SOLE N/A NONE
VANGUARD NATL RES LLC EQUITIES 92205F106 218 7674 SH SOLE N/A NONE
VANGUARD SCOTTSDALE EQUITIES 92206C409 673 8380 SH SOLE N/A NONE
VERIZON COMMUNICATIONS EQUITIES 92343V104 3173 64560 SH SOLE N/A NONE
VISA INC EQUITIES 92826C839 758 4464 SH SOLE N/A NONE
VODAFONE GRP PLC EQUITIES 92857W209 752 26466 SH SOLE N/A NONE
WALMART STORES INC EQUITIES 931142103 871 11644 SH SOLE N/A NONE
WALGREEN CO EQUITIES 931422109 493 10337 SH SOLE N/A NONE
WASHINGTON TR BANCORP EQUITIES 940610108 305 11154 SH SOLE N/A NONE
WEBSTER FINL CORP EQUITIES 947890109 280 11547 SH SOLE N/A NONE
WELLS FARGO & CO NEW EQUITIES 949746101 2099 56747 SH SOLE N/A NONE
WINDSTREAM CORP EQUITIES 97381W104 694 87461 SH SOLE N/A NONE
WISDOMTREE TREMERGING EQUITIES 97717W315 216 3930 SH SOLE N/A NONE
YUM BRANDS INC EQUITIES 988498101 501 6963 SH SOLE N/A NONE
REPORT SUMMARY 253 DATA RECORDS 272390 0 OTHER MANAGERS