0001315785-13-000001.txt : 20130123 0001315785-13-000001.hdr.sgml : 20130123 20130123134834 ACCESSION NUMBER: 0001315785-13-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130123 DATE AS OF CHANGE: 20130123 EFFECTIVENESS DATE: 20130123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Essex Financial Services, Inc. CENTRAL INDEX KEY: 0001315785 IRS NUMBER: 364529342 STATE OF INCORPORATION: CT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11126 FILM NUMBER: 13542353 BUSINESS ADDRESS: STREET 1: P.O. BOX 999 STREET 2: 176 WESTBROOK RD CITY: ESSEX STATE: CT ZIP: 064260999 BUSINESS PHONE: 860-767-4300 MAIL ADDRESS: STREET 1: P.O. BOX 999 STREET 2: 176 WESTBROOK RD CITY: ESSEX STATE: CT ZIP: 064260999 13F-HR 1 d13fefs12.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: 12/31/12 Institutional Investment Manager Filing this Report: Name: Essex Financial Services, Inc. Address: 176 Westbrook Road P.O. Box 999 Essex, CT 06426-0999 Form 13F File Number: 28-11126 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules , lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William Terribile Title: Compliance Officer Phone: 203-767-4300 Report Type (Check only one.): [X] 13F HOLDING REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I am signing this report as required by the Securities Exchange Act of 1934. WILLIAM TERRIBILE FORM 13 F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 225 FORM 13F INFORMATION TABLE VALUE TOTAL: 235,735 (thousands) List of Other Included Managers: None FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHRTY NAME OF ISSUER TITLE OF CLASS CUSIP X 1000 PRN AMT PRN CALL DSCRETN MNGRS SOLE SHARED NONE ACCENTURE PLC IRELAND EQUITIES G1151C101 311 4075 SH SOLE N/A NONE COVIDIEN PLC EQUITIES G2554F113 434 7516 SH SOLE N/A NONE ENSCO PLC EQUITIES G3157S106 473 7984 SH SOLE N/A NONE SEADRILL LTD EQUITIES G7945E105 312 8478 SH SOLE N/A NONE ACE LIMITED EQUITIES H0023R105 1730 21684 SH SOLE N/A NONE WEATHERFORD INTL LTD EQUITIES H27013103 144 12867 SH SOLE N/A NONE TRANSOCEAN LTD EQUITIES H8817H100 323 7231 SH SOLE N/A NONE CORE LABORATORIES NV EQUITIES N22717107 212 1938 SH SOLE N/A NONE TEEKAY LNG PTNRS LP EQUITIES Y8564M105 547 14479 SH SOLE N/A NONE ALPS ETF TR EQUITIES 00162Q866 1203 75452 SH SOLE N/A NONE AT & T EQUITIES 00206R102 4124 122033 SH SOLE N/A NONE ABBOTT LABS EQUITIES 002824100 2091 31725 SH SOLE N/A NONE ADOBE SYS INC EQUITIES 00724F101 280 7430 SH SOLE N/A NONE AES TR III PFD CONV SEC EQUITIES 00808N202 794 16000 SH SOLE N/A NONE AETNA US HEATHCARE INC EQUITIES 00817Y108 441 9516 SH SOLE N/A NONE AIR PRODUCTS & CHEMS EQUITIES 009158106 389 4634 SH SOLE N/A NONE ALLIANCE BERNSTEIN INC EQUITIES 01881E101 122 15096 SH SOLE N/A NONE ALLSTATE CORP EQUITIES 020002101 220 5468 SH SOLE N/A NONE ALTRIA GROUP INC EQUITIES 02209S103 2862 91026 SH SOLE N/A NONE AMERICA MOVIL SAB DE CV EQUITIES 02364W105 1217 52575 SH SOLE N/A NONE AMERICAN CAP AGY CORP EQUITIES 02503X105 264 9150 SH SOLE N/A NONE AMERICAN CAPITAL LTD EQUITIES 02503Y103 120 10000 SH SOLE N/A NONE AMERICAN EXPRESS EQUITIES 025816109 667 11609 SH SOLE N/A NONE ANDARKO PETE CORP EQUITIES 032511107 478 6435 SH SOLE N/A NONE ANNALY CAP MGMT INC EQUITIES 035710409 1263 89983 SH SOLE N/A NONE APACHE CORP EQUITIES 037411105 512 6528 SH SOLE N/A NONE APPLE INC EQUITIES 037833100 5129 9637 SH SOLE N/A NONE AUTOMATIC DATA PROC,INC EQUITIES 053015103 1758 30882 SH SOLE N/A NONE BP PLC EQUITIES 055622104 399 9279 SH SOLE N/A NONE BAKER HUGHES INC EQUITIES 057224107 298 7300 SH SOLE N/A NONE BANCO SANTANDER SA ADR EQUITIES 05964H105 85 10363 SH SOLE N/A NONE BANK OF AMERICA EQUITIES 060505104 1785 153713 SH SOLE N/A NONE BANK AMER 7.25% NON CUM PREFERRED 060505682 568 500 SH SOLE N/A NONE BANK OF NY MELLON CORP EQUITIES 064058100 754 29323 SH SOLE N/A NONE BECTON DICKINSON & C0 EQUITIES 075887109 337 4312 SH SOLE N/A NONE BERKSHIRE HATHAWAY CLA EQUITIES 084670108 4558 34 SH SOLE N/A NONE BERKSHIRE HATHAWAY CLB EQUITIES 084670207 1884 20353 SH SOLE N/A NONE BLACKROCK MUN INC TR EQUITIES 09248F109 262 16900 SH SOLE N/A NONE BLACKROCK KELSO CAP COR EQUITIES 092533108 575 57112 SH SOLE N/A NONE BOARDWALK PIPELINE EQUITIES 096627104 770 30905 SH SOLE N/A NONE BOEING CO EQUITIES 097023105 804 10622 SH SOLE N/A NONE BRISTOL MYERS SQUIBB CO EQUITIES 110122108 790 24094 SH SOLE N/A NONE BROOKFIELD ASSET MGMT EQUITIES 112585104 431 11750 SH SOLE N/A NONE BUCKEYE PARTNERS LP EQUITIES 118230101 897 19661 SH SOLE N/A NONE CIGNA CORP EQUITIES 125509109 209 3901 SH SOLE N/A NONE CSX EQUITIES 126408103 329 16670 SH SOLE N/A NONE CVS CORP EQUITIES 126650100 854 17657 SH SOLE N/A NONE CAMERON INTL CORP EQUITIES 13342B105 263 4650 SH SOLE N/A NONE CATERPILLAR INC EQUITIES 149123101 1328 14792 SH SOLE N/A NONE CELGENE CORP EQUITIES 151020104 950 12110 SH SOLE N/A NONE CENOVUS ENERGY INC EQUITIES 15135U109 311 9270 SH SOLE N/A NONE CHESAPEAKE ENERGY CORP EQUITIES 165167107 434 23120 SH SOLE N/A NONE CHEVRON CORP EQUITIES 166764100 3890 35973 SH SOLE N/A NONE CHICAGO BRIDGE & IRON COEQUITIES 167250109 783 16900 SH SOLE N/A NONE CHUBB CORP EQUITIES 171232101 774 10282 SH SOLE N/A NONE CISCO SYSTEMS INC EQUITIES 17275R102 1848 94072 SH SOLE N/A NONE CITIGROUP INC EQUITIES 172967424 967 24309 SH SOLE N/A NONE COCA COLA CO EQUITIES 191216100 2686 74096 SH SOLE N/A NONE COLGATE-PALMOLIVE CO EQUITIES 194162103 990 9474 SH SOLE N/A NONE COAMERICA INC EQUITIES 200340107 273 9000 SH SOLE N/A NONE COMPANIA DE BEBIDAS EQUITIES 20441W203 596 14185 SH SOLE N/A NONE COMPASS DIVERSIFIED HLD EQUITIES 20451Q104 4287 291430 SH SOLE N/A NONE CONOCOPHILLIPS EQUITIES 20825C104 1386 23904 SH SOLE N/A NONE CONSOLIDATED EDISON INC EQUITIES 209115104 548 9863 SH SOLE N/A NONE CUMMINS ENGINE INC EQUITIES 231021106 837 7722 SH SOLE N/A NONE DWS MUN INC TR EQUITIES 23338M106 399 27750 SH SOLE N/A NONE DAVITA INC EQUITIES 23918K108 243 2203 SH SOLE N/A NONE DEERE & CO EQUITIES 244199105 832 9629 SH SOLE N/A NONE DEVON ENERGY CORP EQUITIES 25179M103 282 5421 SH SOLE N/A NONE DIAGEO PLC EQUITIES 25243Q205 381 2664 SH SOLE N/A NONE DISNEY WALT CO EQUITIES 254687106 665 13364 SH SOLE N/A NONE DOMINION RES INC EQUITIES 25746U109 241 4651 SH SOLE N/A NONE DREYFUS STRAT MUNI INC EQUITIES 261932107 338 35411 SH SOLE N/A NONE DREYFUS STRAT MUNI BD FDEQUITIES 26202F107 338 36069 SH SOLE N/A NONE DU PONT E I DE NEMOURS EQUITIES 263534109 1030 22890 SH SOLE N/A NONE DUKE ENERGY EQUITIES 26441C204 745 11681 SH SOLE N/A NONE EMC CORP EQUITIES 268648102 354 13978 SH SOLE N/A NONE EATON CORP EQUITIES 278058102 390 7191 SH SOLE N/A NONE ECOLAB INC EQUITIES 278865100 1654 23005 SH SOLE N/A NONE EMERSON ELECTRIC CO EQUITIES 291011104 723 13653 SH SOLE N/A NONE ENCANA CORP EQUITIES 292505104 329 16645 SH SOLE N/A NONE ENERGY TRANSFER PART LP EQUITIES 29273R109 2079 45903 SH SOLE N/A NONE ENTERPRISE PRODS PARTN EQUITIES 293792107 946 18894 SH SOLE N/A NONE EXELON CORP EQUITIES 30161N101 552 18567 SH SOLE N/A NONE EXPRESS SCRIPTS INC EQUITIES 302182100 351 6503 SH SOLE N/A NONE EXXON MOBIL CORP EQUITIES 30231G102 18120 207310 SH SOLE N/A NONE FIFTH ST FIN CORP EQUITIES 31678A103 158 15120 SH SOLE N/A NONE FINISH LINE INC EQUITIES 317923100 280 14775 SH SOLE N/A NONE FIRST CONN BANCORP INC EQUITIES 319850103 555 40361 SH SOLE N/A NONE FIRST NIAGARA FINL EQUITIES 33582V108 1069 134749 SH SOLE N/A NONE FORD MOTOR CO EQUITIES 345370860 244 18837 SH SOLE N/A NONE FRANCE TELECOM ADR EQUITIES 35177Q105 139 12561 SH SOLE N/A NONE FRANKLIN RESOURCES EQUITIES 354613101 864 6873 SH SOLE N/A NONE FREEPORT MCMORAN EQUITIES 35671D857 260 7608 SH SOLE N/A NONE FULTON FINL CORP EQUITIES 360271100 190 19804 SH SOLE N/A NONE GENERAL DYNAMICS CORP EQUITIES 369550108 868 12531 SH SOLE N/A NONE GENERAL ELECTRIC CO EQUITIES 369604103 6754 321428 SH SOLE N/A NONE GENERAL MILLS EQUITIES 370334104 810 20032 SH SOLE N/A NONE GOLDMAN SACHS GROUP INC EQUITIES 38141G104 699 5480 SH SOLE N/A NONE GOOGLE INC EQUITIES 38259P508 2008 2838 SH SOLE N/A NONE GRAINGER WW INC EQUITIES 384802104 441 2178 SH SOLE N/A NONE HCP INC EQUITIES 40414L109 471 10425 SH SOLE N/A NONE HATTERAS FINL CORP EQUITIES 41902R103 213 8600 SH SOLE N/A NONE HEINZ HJ CO EQUITIES 423074103 844 14641 SH SOLE N/A NONE HERSHEY FOODS CORP EQUITIES 427866108 393 5436 SH SOLE N/A NONE HOME DEPOT INC EQUITIES 437076102 1749 28284 SH SOLE N/A NONE HONEYWELL INTL INC EQUITIES 438516106 495 7804 SH SOLE N/A NONE INTEL CORP EQUITIES 458140100 1371 66467 SH SOLE N/A NONE INTL BUSINESS MACHS EQUITIES 459200101 7771 40567 SH SOLE N/A NONE INVESCO MORTGAGE CAP EQUITIES 46131B100 224 11340 SH SOLE N/A NONE INVESCO VAN KAMP MUN TR EQUITIES 46131J103 145 10100 SH SOLE N/A NONE INVESCO VAN KAMPEN INVT EQUITIES 46131T101 254 15286 SH SOLE N/A NONE INVESCO MUN OPPTY TR EQUITIES 46132C107 315 21623 SH SOLE N/A NONE INVESCO VAN KAMPEN MUN EQUITIES 46132E103 359 27312 SH SOLE N/A NONE ISHARES COMEX GOLD TR EQUITIES 464285105 330 20285 SH SOLE N/A NONE ISHARES TR DOW JONES EQUITIES 464287168 630 11004 SH SOLE N/A NONE ISHARES BARCLAYS TIPS EQUITIES 464287176 668 5504 SH SOLE N/A NONE ISHARES TR IBOXX EQUITIES 464287242 644 5325 SH SOLE N/A NONE ISHARES MSCI EAFE INDEX EQUITIES 464287465 263 4634 SH SOLE N/A NONE ISHARES TR S&P MIDCAP EQUITIES 464287507 574 5640 SH SOLE N/A NONE ISHARES TR COHEN & STEEREQUITIES 464287564 511 6500 SH SOLE N/A NONE ISHARES TR RUSSELL 2000 EQUITIES 464287655 393 4664 SH SOLE N/A NONE ISHARES TR S&P SMALLCAP EQUITIES 464287804 556 7125 SH SOLE N/A NONE ISHARES TR S&P/CITIGRP EQUITIES 464288117 672 6525 SH SOLE N/A NONE ISHARES TR IBOXX HI YLD EQUITIES 464288513 999 10697 SH SOLE N/A NONE ISHARES TR S&P EQUITIES 464288687 235 5925 SH SOLE N/A NONE ISHARES SILVER TR EQUITIES 46428Q109 262 6933 SH SOLE N/A NONE JP MORGAN CHASE & CO EQUITIES 46625H100 4934 112206 SH SOLE N/A NONE JPMORGAN CHASE ALER IND EQUITIES 46625H365 7215 187766 SH SOLE N/A NONE JOHNSON & JOHNSON EQUITIES 478160104 7327 103085 SH SOLE N/A NONE KIMBERLY CLARK CORP EQUITIES 494368103 429 5082 SH SOLE N/A NONE KINDER MORGAN ENERGY EQUITIES 494550106 1645 20615 SH SOLE N/A NONE KINDER MORGAN MGMT LLC EQUITIES 49455U100 201 2661 SH SOLE N/A NONE KRAFT FOODS INC EQUITIES 50076Q106 267 5888 SH SOLE N/A NONE LABORATORY CORP AMER EQUITIES 50540R409 673 7771 SH SOLE N/A NONE LILLY ELI & CO EQUITIES 532457108 2348 47614 SH SOLE N/A NONE LINN ENERGY LLC EQUITIES 536020100 1110 29260 SH SOLE N/A NONE LOEWS CORP EQUITIES 540424108 299 7335 SH SOLE N/A NONE M & T BK CORP EQUITIES 55261F104 364 3700 SH SOLE N/A NONE MAGELLAN MIDSTREAM PTNR EQUITIES 559080106 245 5673 SH SOLE N/A NONE MARKET VECTORS ETF TR EQUITIES 57060U100 261 4227 SH SOLE N/A NONE MARKET VECTORS ETF LEH EQUITIES 57060U878 741 22570 SH SOLE N/A NONE MARRIOTT INTL INC EQUITIES 571903202 290 7787 SH SOLE N/A NONE MCDONALDS CORP EQUITIES 580135101 2393 27128 SH SOLE N/A NONE MEDTRONIC INC EQUITIES 585055106 476 11605 SH SOLE N/A NONE MERCK & CO INC EQUITIES 589331107 2353 56979 SH SOLE N/A NONE METLIFE INC EQUITIES 59156R108 275 8350 SH SOLE N/A NONE MFS INVT GRADE MUN TR EQUITIES 59318B108 120 11429 SH SOLE N/A NONE MICROSOFT CORP EQUITIES 594918104 1445 54113 SH SOLE N/A NONE MONDELEZ INTL INC EQUITIES 609207105 474 18603 SH SOLE N/A NONE MONSANTO CO EQUITIES 61166W101 1121 11839 SH SOLE N/A NONE NEXTERA ENERGY INC EQUITIES 65339F101 243 3508 SH SOLE N/A NONE NORFOLK SOUTHERN CORP EQUITIES 655844108 395 6387 SH SOLE N/A NONE NORTHEAST UTILITIES EQUITIES 664397106 238 6081 SH SOLE N/A NONE NOVARTIS AG EQUITIES 66987V109 722 11405 SH SOLE N/A NONE NUVEEN CT PREM EQUITIES 67060D107 203 14182 SH SOLE N/A NONE NUVEEN SEL QLTY MUNI EQUITIES 670973106 322 20360 SH SOLE N/A NONE ONEOK PRTNRS LP EQUITIES 68268N103 243 4495 SH SOLE N/A NONE ORACLE CORP EQUITIES 68389X105 305 9143 SH SOLE N/A NONE OWENS ILLINOIS INC EQUITIES 690968403 274 12900 SH SOLE N/A NONE PNC FINL SVCS GRP INC EQUITIES 693475105 496 8501 SH SOLE N/A NONE PPG INDUSTRIES INC EQUITIES 693506107 1138 8408 SH SOLE N/A NONE PEOPLES UTD FINL INC EQUITIES 712704105 295 24433 SH SOLE N/A NONE PEPSICO INC EQUITIES 713448108 2090 30538 SH SOLE N/A NONE PFIZER INC EQUITIES 717081103 6223 248296 SH SOLE N/A NONE PHILIP MORRIS INTL INC EQUITIES 718172109 3445 41185 SH SOLE N/A NONE PHILLIPS 66 EQUITIES 718546104 584 10993 SH SOLE N/A NONE PIMCO HIGH INCOME FD EQUITIES 722014107 208 19835 SH SOLE N/A NONE PIMCO EFT TR EQUITIES 72201R866 343 6300 SH SOLE N/A NONE PLAINS ALL AMERICAN EQUITIES 726503105 362 8005 SH SOLE N/A NONE POWERSHARES QQQ TR EQUITIES 73935A104 662 10159 SH SOLE N/A NONE POWERSHARES ETF FINL PFDEQUITIES 73935X229 332 18178 SH SOLE N/A NONE POWERSHARES EFT EQUITIES 73937B779 1106 38197 SH SOLE N/A NONE PROCTER & GAMBLE CO EQUITIES 742718109 6088 89679 SH SOLE N/A NONE PROSHARES TR ULTRA SHRT EQUITIES 74347B201 335 5275 SH SOLE N/A NONE PUTNAM MNGD MUNI INC TR EQUITIES 746823103 109 13568 SH SOLE N/A NONE QUALCOMM INC EQUITIES 747525103 509 8223 SH SOLE N/A NONE RAYMOND JAMES FINL INC EQUITIES 754730109 528 13715 SH SOLE N/A NONE REALTY INCOME CORP EQUITIES 756109104 521 12950 SH SOLE N/A NONE ROYAL DUTCH SHELL PLC EQUITIES 780259206 670 9717 SH SOLE N/A NONE ROYCE FOCUS TR INC EQUITIES 78080N108 771 116981 SH SOLE N/A NONE RYDEX ETF TR GUGGENHE EQUITIES 78355W205 301 2920 SH SOLE N/A NONE SPDR S&P 500 EFT TR EQUITIES 78462F103 826 5801 SH SOLE N/A NONE SPDR GOLD TR EQUITIES 78463V107 1387 8562 SH SOLE N/A NONE SPDR SER TR S&P DIV EQUITIES 78464A763 487 8381 SH SOLE N/A NONE SPDR S&P MIDCAP 400 TR EQUITIES 78467Y107 259 1395 SH SOLE N/A NONE SANOFI SPONS ADR EQUITIES 80105N105 348 7348 SH SOLE N/A NONE SCHLUMBERGER LTD EQUITIES 806857108 1481 21371 SH SOLE N/A NONE SELECT SECTOR SPDR ENER EQUITIES 81369Y506 310 4346 SH SOLE N/A NONE SHERMAN WILLIAMS EQUITIES 824348106 834 5421 SH SOLE N/A NONE SIMON PPTY GROUP INC EQUITIES 828806109 674 4265 SH SOLE N/A NONE SIRIUS XM RADIO INC EQUITIES 82967N108 37 12847 SH SOLE N/A NONE SOUTHERN CO EQUITIES 842587107 2207 51552 SH SOLE N/A NONE SPECTRANETICS CORP EQUITIES 84760C107 508 34420 SH SOLE N/A NONE STANLEY BLACK & DECKER EQUITIES 854502101 743 10040 SH SOLE N/A NONE STRYKER CORP EQUITIES 863667101 636 11595 SH SOLE N/A NONE SUPERIOR ENERGY SVCS INCEQUITIES 868157108 355 16857 SH SOLE N/A NONE SYNGENTA AG SPON ADR EQUITIES 87160A100 266 3286 SH SOLE N/A NONE TJX COMPANIES INC EQUITIES 872540109 250 5893 SH SOLE N/A NONE TARGET CORP EQUITIES 87612E106 623 10531 SH SOLE N/A NONE TEVA PHARMACEUTICAL EQUITIES 881624209 223 5894 SH SOLE N/A NONE THERMO FISHER SCIENTFIC EQUITIES 883556102 260 4075 SH SOLE N/A NONE 3M CO EQUITIES 88579Y101 857 9228 SH SOLE N/A NONE TRAVELERS COS INC EQUITIES 89417E109 444 6181 SH SOLE N/A NONE TWO HBRS INVT CORP EQUITIES 90187B101 182 16400 SH SOLE N/A NONE UIL HLDG CORP EQUITIES 902748102 367 10255 SH SOLE N/A NONE US BANCORP EQUITIES 902973304 3375 105663 SH SOLE N/A NONE UNION PACIFIC CORP EQUITIES 907818108 1335 10618 SH SOLE N/A NONE UNITED TECHNOLOGIES CO EQUITIES 913017109 2833 34543 SH SOLE N/A NONE UNITEDHEALTH GROUP INC EQUITIES 91324P102 486 8966 SH SOLE N/A NONE URANIUM ENERGY CORP EQUITIES 916896103 42 16600 SH SOLE N/A NONE VANGUARD SPECIALIZED EQUITIES 921908844 309 5190 SH SOLE N/A NONE VANGUARD BD INDEX FD EQUITIES 921937827 538 6640 SH SOLE N/A NONE VANGUARD INTL EQUITY EQUITIES 922042858 207 4642 SH SOLE N/A NONE VANGUARD SCOTTSDALE EQUITIES 92206C409 673 8380 SH SOLE N/A NONE VERIZON COMMUNICATIONS EQUITIES 92343V104 2637 59568 SH SOLE N/A NONE VISA INC EQUITIES 92826C839 557 3674 SH SOLE N/A NONE VODAFONE GRP PLC EQUITIES 92857W209 652 25566 SH SOLE N/A NONE WALMART STORES INC EQUITIES 931142103 815 11942 SH SOLE N/A NONE WALGREEN CO EQUITIES 931422109 408 10913 SH SOLE N/A NONE WASHINGTON TR BANCORP EQUITIES 940610108 293 11129 SH SOLE N/A NONE WEBSTER FINL CORP EQUITIES 947890109 237 11542 SH SOLE N/A NONE WELLS FARGO & CO NEW EQUITIES 949746101 1720 50332 SH SOLE N/A NONE WINDSTREAM CORP EQUITIES 97381W104 722 87176 SH SOLE N/A NONE YUM BRANDS INC EQUITIES 988498101 433 6518 SH SOLE N/A NONE REPORT SUMMARY 225 DATA RECORDS 235735 0 OTHER MANAGERS