0001315785-11-000003.txt : 20110729 0001315785-11-000003.hdr.sgml : 20110729 20110729131915 ACCESSION NUMBER: 0001315785-11-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110729 DATE AS OF CHANGE: 20110729 EFFECTIVENESS DATE: 20110729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Essex Financial Services, Inc. CENTRAL INDEX KEY: 0001315785 IRS NUMBER: 364529342 STATE OF INCORPORATION: CT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11126 FILM NUMBER: 11996664 BUSINESS ADDRESS: STREET 1: P.O. BOX 999 STREET 2: 176 WESTBROOK RD CITY: ESSEX STATE: CT ZIP: 064260999 BUSINESS PHONE: 860-767-4300 MAIL ADDRESS: STREET 1: P.O. BOX 999 STREET 2: 176 WESTBROOK RD CITY: ESSEX STATE: CT ZIP: 064260999 13F-HR 1 j13fefs11.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: 06/30/11 Institutional Investment Manager Filing this Report: Name: Essex Financial Services, Inc. Address: 176 Westbrook Road P.O. Box 999 Essex, CT 06426-0999 Form 13F File Number: 28-11126 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules , lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William Terribile Title: Compliance Officer Phone: 203-767-4300 Report Type (Check only one.): [X] 13F HOLDING REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I am signing this report as required by the Securities Exchange Act of 1934. WILLIAM TERRIBILE FORM 13 F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 161 FORM 13F INFORMATION TABLE VALUE TOTAL: 151,167 (thousands) List of Other Included Managers: None FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHRTY NAME OF ISSUER TITLE OF CLASS CUSIP X 1000 PRN AMT PRN CALL DSCRETN MNGRS SOLE SHARED NONE PRIMUS GUARANTY LTD EQUITIES G72457107 210 40003 SH SOLE N/A NONE TRANSOCEAN LTD EQUITIES H8817H100 511 7910 SH SOLE N/A NONE AT & T EQUITIES 00206R102 3276 104284 SH SOLE N/A NONE ABBOTT LABS EQUITIES 002824100 583 11082 SH SOLE N/A NONE AES TR III PFD CONV SEC EQUITIES 00808N202 787 16000 SH SOLE N/A NONE AETNA US HEATHCARE INC EQUITIES 00817Y108 371 8419 SH SOLE N/A NONE AIR PRODUCTS & CHEMS EQUITIES 009158106 381 3984 SH SOLE N/A NONE ALLIANCE RES PARTNERS EQUITIES 01877R108 210 2705 SH SOLE N/A NONE ALLIANCE BERNSTEIN INC EQUITIES 01881E101 147 18596 SH SOLE N/A NONE ALTRIA GROUP INC EQUITIES 02209S103 2182 82605 SH SOLE N/A NONE AMERICAN EXPRESS EQUITIES 025816109 402 7778 SH SOLE N/A NONE ANDARKO PETE CORP EQUITIES 032511107 520 6772 SH SOLE N/A NONE ANNALY CAP MGMT INC EQUITIES 035710409 801 44391 SH SOLE N/A NONE APACHE CORP EQUITIES 037411105 974 7891 SH SOLE N/A NONE APOLLO INVT CORP EQUITIES 03761U106 134 13100 SH SOLE N/A NONE APPLE INC EQUITIES 037833100 2587 7706 SH SOLE N/A NONE AUTOMATIC DATA PROC,INC EQUITIES 053015103 1401 27542 SH SOLE N/A NONE BP PLC EQUITIES 055622104 291 6562 SH SOLE N/A NONE BANK OF AMERICA EQUITIES 060505104 1201 109560 SH SOLE N/A NONE BANK OF NY MELLON CORP EQUITIES 064058100 333 12989 SH SOLE N/A NONE BECTON DICKINSON & C0 EQUITIES 075887109 455 5278 SH SOLE N/A NONE BERKSHIRE HATHAWAY CLA EQUITIES 084670108 3831 33 SH SOLE N/A NONE BERKSHIRE HATHAWAY CLB EQUITIES 084670207 1508 19481 SH SOLE N/A NONE BLACKROCK MUN INC TR EQUITIES 09248F109 195 15025 SH SOLE N/A NONE BOEING CO EQUITIES 097023105 634 8581 SH SOLE N/A NONE BRISTOL MYERS SQUIBB CO EQUITIES 110122108 578 19959 SH SOLE N/A NONE BROOKFIELD ASSET MGMT EQUITIES 112585104 452 13618 SH SOLE N/A NONE BUCKEYE PARTNERS LP EQUITIES 118230101 1225 18968 SH SOLE N/A NONE CSX EQUITIES 126408103 2001 76305 SH SOLE N/A NONE CVS CORP EQUITIES 126650100 395 10506 SH SOLE N/A NONE CAMERON INTL CORP EQUITIES 13342B105 279 5550 SH SOLE N/A NONE CATERPILLAR INC EQUITIES 149123101 1145 10757 SH SOLE N/A NONE CELGENE CORP EQUITIES 151020104 868 14395 SH SOLE N/A NONE CHESAPEAKE ENERGY CORP EQUITIES 165167107 307 10335 SH SOLE N/A NONE CHEVRON CORP EQUITIES 166764100 3115 30290 SH SOLE N/A NONE CHICAGO BRIDGE & IRON COEQUITIES 167250109 601 15450 SH SOLE N/A NONE CHUBB CORP EQUITIES 171232101 454 7250 SH SOLE N/A NONE CISCO SYSTEMS INC EQUITIES 17275R102 1145 73329 SH SOLE N/A NONE CITIGROUP INC EQUITIES 172967101 1097 26337 SH SOLE N/A NONE COCA COLA CO EQUITIES 191216100 1560 23176 SH SOLE N/A NONE COLGATE-PALMOLIVE CO EQUITIES 194162103 964 11023 SH SOLE N/A NONE COAMERICA INC EQUITIES 200340107 311 9000 SH SOLE N/A NONE CONOCOPHILLIPS EQUITIES 20825C104 924 12295 SH SOLE N/A NONE CONSOLIDATED EDISON INC EQUITIES 209115104 251 4726 SH SOLE N/A NONE CUMMINS ENGINE INC EQUITIES 231021106 567 5480 SH SOLE N/A NONE DWS MUN INC TR EQUITIES 23338M106 219 18400 SH SOLE N/A NONE DEERE & CO EQUITIES 244199105 270 3270 SH SOLE N/A NONE DEVON ENERGY CORP EQUITIES 25179M103 277 3516 SH SOLE N/A NONE DIAMOND OFFSHORE DRILL EQUITIES 25271C102 256 3640 SH SOLE N/A NONE DISNEY WALT CO EQUITIES 254687106 483 12361 SH SOLE N/A NONE DOMINION RES INC EQUITIES 25746U109 212 4398 SH SOLE N/A NONE DREYFUS STRAT MUNI INC EQUITIES 261932107 294 36048 SH SOLE N/A NONE DREYFUS STRAT MUNI BD FDEQUITIES 26202F107 259 32392 SH SOLE N/A NONE DU PONT E I DE NEMOURS EQUITIES 263534109 1072 19833 SH SOLE N/A NONE DUKE ENERGY EQUITIES 26441C105 215 11422 SH SOLE N/A NONE EMC CORP EQUITIES 268648102 316 11480 SH SOLE N/A NONE EATON VANCE CORP EQUITIES 278265103 433 14312 SH SOLE N/A NONE ECOLAB INC EQUITIES 278865100 1614 28619 SH SOLE N/A NONE EL PASO CORP EQUITIES 28336L109 209 10344 SH SOLE N/A NONE EMERSON ELECTRIC CO EQUITIES 291011104 688 12223 SH SOLE N/A NONE ENCANA CORP EQUITIES 292505104 409 13270 SH SOLE N/A NONE ENERGY TRANSFER PART LP EQUITIES 29273R109 1118 22886 SH SOLE N/A NONE ENTERPRISE PRODS PARTN EQUITIES 293792107 709 16336 SH SOLE N/A NONE EQUITY RESIDENTIAL SHS EQUITIES 29476L107 368 6132 SH SOLE N/A NONE EXPRESS SCRIPTS INC EQUITIES 302182100 256 4750 SH SOLE N/A NONE EXXON MOBIL CORP EQUITIES 30231G102 14524 178471 SH SOLE N/A NONE FERRELL GAS PART LP UNITEQUITIES 315293100 273 12110 SH SOLE N/A NONE FIFTH ST FIN CORP EQUITIES 31678A103 129 11120 SH SOLE N/A NONE FIRST NIAGARA FINL EQUITIES 33582V108 1557 117954 SH SOLE N/A NONE FORD MOTOR CO EQUITIES 345370860 238 17237 SH SOLE N/A NONE FRANCE TELECOM ADR EQUITIES 35177Q105 759 35651 SH SOLE N/A NONE FRANKLIN RESOURCES EQUITIES 354613101 899 6848 SH SOLE N/A NONE FREEPORT MCMORAN EQUITIES 35671D857 322 6084 SH SOLE N/A NONE FRONTIER COMM CORP EQUITIES 35906A108 186 23010 SH SOLE N/A NONE FULTON FINL CORP EQUITIES 360271100 242 22603 SH SOLE N/A NONE GENERAL DYNAMICS CORP EQUITIES 369550108 661 8867 SH SOLE N/A NONE GENERAL ELECTRIC CO EQUITIES 369604103 4993 264743 SH SOLE N/A NONE GENERAL MILLS EQUITIES 370334104 689 18512 SH SOLE N/A NONE GOLDMAN SACHS GROUP INC EQUITIES 38141G104 476 3576 SH SOLE N/A NONE GOOGLE INC EQUITIES 38259P508 1304 2576 SH SOLE N/A NONE GRAINGER WW INC EQUITIES 384802104 361 2350 SH SOLE N/A NONE HCP INC EQUITIES 40414L109 1100 29990 SH SOLE N/A NONE HATTERAS FINL CORP EQUITIES 41902R103 215 7600 SH SOLE N/A NONE HEINZ HJ CO EQUITIES 423074103 480 9011 SH SOLE N/A NONE HERSHEY FOODS CORP EQUITIES 427866108 609 10711 SH SOLE N/A NONE HEWLETT PACKARD CO EQUITIES 428236103 604 16602 SH SOLE N/A NONE HOME DEPOT INC EQUITIES 437076102 746 20602 SH SOLE N/A NONE INTEL CORP EQUITIES 458140100 574 25892 SH SOLE N/A NONE INTL BUSINESS MACHS EQUITIES 459200101 5266 31279 SH SOLE N/A NONE INVESCO MORTGAGE CAP EQUITIES 46131B100 218 10340 SH SOLE N/A NONE INVESCO VAN KAMPEN EQUITIES 46131L108 156 12203 SH SOLE N/A NONE INVESCO VAN KAMPEN INVT EQUITIES 46131T101 214 15286 SH SOLE N/A NONE INVESCO VAN KAMPEN MUN EQUITIES 46132E103 327 27862 SH SOLE N/A NONE IRON MTN INC EQUITIES 462846106 211 6200 SH SOLE N/A NONE ISHARES BARCLAYS TIPS EQUITIES 464287176 590 5336 SH SOLE N/A NONE ISHARES MSCI EMERGING EQUITIES 464287234 387 8125 SH SOLE N/A NONE ISHARES MSCI EAFE INDEX EQUITIES 464287465 264 4383 SH SOLE N/A NONE ISHARES SILVER TR EQUITIES 46428Q109 375 11093 SH SOLE N/A NONE JP MORGAN CHASE & CO EQUITIES 46625H100 1451 35441 SH SOLE N/A NONE JPMORGAN CHASE ALER IND EQUITIES 46625H365 3999 107715 SH SOLE N/A NONE JOHNSON & JOHNSON EQUITIES 478160104 5367 80681 SH SOLE N/A NONE KIMBERLY CLARK CORP EQUITIES 494368103 342 5133 SH SOLE N/A NONE KINDER MORGAN ENERGY EQUITIES 494550106 1367 18828 SH SOLE N/A NONE KRAFT FOODS INC EQUITIES 50075N104 444 12605 SH SOLE N/A NONE LABORATORY CORP AMER EQUITIES 50540R409 908 9386 SH SOLE N/A NONE LILLY ELI & CO EQUITIES 532457108 1145 30504 SH SOLE N/A NONE LINN ENERGY LLC EQUITIES 536020100 561 14348 SH SOLE N/A NONE M & T BK CORP EQUITIES 55261F104 504 5725 SH SOLE N/A NONE MARKET VECTORS ETF TR EQUITIES 57060U100 407 7451 SH SOLE N/A NONE MARRIOTT INTL INC EQUITIES 571903202 304 8553 SH SOLE N/A NONE MCDONALDS CORP EQUITIES 580135101 1731 20533 SH SOLE N/A NONE MEDCOHEALTH SOLUTIONS EQUITIES 58405U102 274 4840 SH SOLE N/A NONE MEDTRONIC INC EQUITIES 585055106 384 9965 SH SOLE N/A NONE MERCK & CO INC EQUITIES 589331107 1425 40367 SH SOLE N/A NONE MICROSOFT CORP EQUITIES 594918104 827 31805 SH SOLE N/A NONE MONSANTO CO EQUITIES 61166W101 409 5637 SH SOLE N/A NONE NEW YORK CMNTY BANCORP EQUITIES 649445103 241 16071 SH SOLE N/A NONE NORFOLK SOUTHERN CORP EQUITIES 655844108 462 6160 SH SOLE N/A NONE NOVARTIS AG EQUITIES 66987V109 297 4857 SH SOLE N/A NONE NUVEEN SELECT QUALTY EQUITIES 670973106 206 14660 SH SOLE N/A NONE ORACLE CORP EQUITIES 68389X105 225 6843 SH SOLE N/A NONE PEPSICO INC EQUITIES 713448108 1818 25819 SH SOLE N/A NONE PFIZER INC EQUITIES 717081103 3320 161160 SH SOLE N/A NONE PHILIP MORRIS INTL INC EQUITIES 718172109 1871 28024 SH SOLE N/A NONE PLAINS ALL AMERICAN EQUITIES 726503105 225 3515 SH SOLE N/A NONE POWERSHARES QQQ TR EQUITIES 73935A104 586 10257 SH SOLE N/A NONE POWERSHARES ETF FINL PFDEQUITIES 73935X229 308 17108 SH SOLE N/A NONE PROCTER & GAMBLE CO EQUITIES 742718109 4363 68634 SH SOLE N/A NONE RAYMOND JAMES FINL INC EQUITIES 754730109 441 13715 SH SOLE N/A NONE REALTY INCOME CORP EQUITIES 756109104 260 7750 SH SOLE N/A NONE ROYAL DUTCH SHELL PLC EQUITIES 780259206 590 8289 SH SOLE N/A NONE SPDR S&P 500 EFT TR EQUITIES 78462F103 286 2170 SH SOLE N/A NONE SPDR GOLD TR EQUITIES 78463V107 567 3883 SH SOLE N/A NONE SPDR S&P MIDCAP 400 ETF EQUITIES 78467Y107 409 2307 SH SOLE N/A NONE SCHLUMBERGER LTD EQUITIES 806857108 1607 18605 SH SOLE N/A NONE SHERMAN WILLIAMS EQUITIES 824348106 455 5420 SH SOLE N/A NONE SIMON PPTY GROUP INC EQUITIES 828806109 336 2889 SH SOLE N/A NONE SOUTHERN CO EQUITIES 842587107 1561 38660 SH SOLE N/A NONE SPECTRANETICS CORP EQUITIES 84760C107 243 39020 SH SOLE N/A NONE STANLEY BLACK & DECKER EQUITIES 854502101 742 10300 SH SOLE N/A NONE STATE STREET CORP EQUITIES 857477103 258 5723 SH SOLE N/A NONE STRYKER CORP EQUITIES 863667101 809 13780 SH SOLE N/A NONE SYSCO CORP EQUITIES 871829107 257 8240 SH SOLE N/A NONE TARGET CORP EQUITIES 87612E106 334 7116 SH SOLE N/A NONE TEVA PHARMACEUTICAL EQUITIES 881624209 236 4886 SH SOLE N/A NONE 3M CO EQUITIES 88579Y101 804 8479 SH SOLE N/A NONE UIL HLDG CORP EQUITIES 902748102 305 9440 SH SOLE N/A NONE US BANCORP EQUITIES 902973304 2871 112535 SH SOLE N/A NONE UNION PACIFIC CORP EQUITIES 907818108 927 8879 SH SOLE N/A NONE UNITED TECHNOLOGIES CO EQUITIES 913017109 2458 27773 SH SOLE N/A NONE VALLEY NATL BANCORP EQUITIES 919794107 252 18510 SH SOLE N/A NONE VANGUARD INDEX FD EQUITIES 922908769 717 10482 SH SOLE N/A NONE VERIZON COMMUNICATIONS EQUITIES 92343V104 1908 51260 SH SOLE N/A NONE VISA INC EQUITIES 92826C839 330 3915 SH SOLE N/A NONE VODAFONE GRP PLC EQUITIES 92857W209 318 11892 SH SOLE N/A NONE WALGREEN CO EQUITIES 931422109 482 11357 SH SOLE N/A NONE WEBSTER FINL CORP EQUITIES 947890109 286 13594 SH SOLE N/A NONE WELLS FARGO & CO NEW EQUITIES 949746101 1692 60310 SH SOLE N/A NONE WINDSTREAM CORP EQUITIES 97381W104 221 17025 SH SOLE N/A NONE YUM BRANDS INC EQUITIES 988498101 309 5593 SH SOLE N/A NONE ZIMMER HLDGS INC EQUITIES 98956P102 335 5302 SH SOLE N/A NONE REPORT SUMMARY 161 DATA RECORDS 151167 0 OTHER MANAGERS