0001315785-11-000002.txt : 20110413
0001315785-11-000002.hdr.sgml : 20110413
20110413142640
ACCESSION NUMBER: 0001315785-11-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110413
DATE AS OF CHANGE: 20110413
EFFECTIVENESS DATE: 20110413
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Essex Financial Services, Inc.
CENTRAL INDEX KEY: 0001315785
IRS NUMBER: 364529342
STATE OF INCORPORATION: CT
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11126
FILM NUMBER: 11756818
BUSINESS ADDRESS:
STREET 1: P.O. BOX 999
STREET 2: 176 WESTBROOK RD
CITY: ESSEX
STATE: CT
ZIP: 064260999
BUSINESS PHONE: 860-767-4300
MAIL ADDRESS:
STREET 1: P.O. BOX 999
STREET 2: 176 WESTBROOK RD
CITY: ESSEX
STATE: CT
ZIP: 064260999
13F-HR
1
m13fefs11.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: 03/31/11
Institutional Investment Manager Filing this Report:
Name: Essex Financial Services, Inc.
Address: 176 Westbrook Road
P.O. Box 999
Essex, CT 06426-0999
Form 13F File Number: 28-11126
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the
person signing the report is authorized to submit it, that
all information contained herein is true, correct and
complete, and that it is understood that all required
items, statements, schedules , lists, and tables, are
considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: William Terribile
Title: Compliance Officer
Phone: 203-767-4300
Report Type (Check only one.):
[X] 13F HOLDING REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
I am signing this report as required by the Securities
Exchange Act of 1934.
WILLIAM TERRIBILE
FORM 13 F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 144
FORM 13F INFORMATION TABLE VALUE TOTAL: 145,497
(thousands)
List of Other Included Managers: None
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHRTY
NAME OF ISSUER TITLE OF CLASS CUSIP X 1000 PRN AMT PRN CALL DSCRETN MNGRS SOLE SHARED NONE
TRANSOCEAN LTD EQUITIES H8817H100 326 4185 SH SOLE N/A NONE
AT & T EQUITIES 00206R102 2939 96015 SH SOLE N/A NONE
ABBOTT LABS EQUITIES 002824100 207 4210 SH SOLE N/A NONE
AES TR III PFD CONV SEC EQUITIES 00808N202 785 16000 SH SOLE N/A NONE
AETNA US HEATHCARE INC EQUITIES 00817Y108 315 8419 SH SOLE N/A NONE
AIR PRODUCTS & CHEMS EQUITIES 009158106 350 3884 SH SOLE N/A NONE
ALLIANCE BERNSTEIN INC EQUITIES 01881E101 174 22596 SH SOLE N/A NONE
ALTRIA GROUP INC EQUITIES 02209S103 2180 83760 SH SOLE N/A NONE
AMERICAN EXPRESS EQUITIES 025816109 279 6178 SH SOLE N/A NONE
AMERICAN INTL GROUP INC EQUITIES 026874784 274 7707 SH SOLE N/A NONE
ANDARKO PETE CORP EQUITIES 032511107 534 6522 SH SOLE N/A NONE
ANNALY CAP MGMT INC EQUITIES 035710409 534 30596 SH SOLE N/A NONE
APACHE CORP EQUITIES 037411105 1069 8165 SH SOLE N/A NONE
APPLE INC EQUITIES 037833100 2870 8237 SH SOLE N/A NONE
AUTOMATIC DATA PROC,INC EQUITIES 053015103 1405 27392 SH SOLE N/A NONE
BANK OF AMERICA EQUITIES 060505104 786 58956 SH SOLE N/A NONE
BANK OF NY MELLON CORP EQUITIES 064058100 576 19279 SH SOLE N/A NONE
BECTON DICKINSON & C0 EQUITIES 075887109 420 5278 SH SOLE N/A NONE
BERKSHIRE HATHAWAY CLA EQUITIES 084670108 3759 30 SH SOLE N/A NONE
BERKSHIRE HATHAWAY CLB EQUITIES 084670207 1460 17461 SH SOLE N/A NONE
BOEING CO EQUITIES 097023105 633 8556 SH SOLE N/A NONE
BRISTOL MYERS SQUIBB CO EQUITIES 110122108 527 19957 SH SOLE N/A NONE
BROOKFIELD ASSET MGMT EQUITIES 112585104 502 15468 SH SOLE N/A NONE
BUCKEYE PARTNERS LP EQUITIES 118230101 1009 15878 SH SOLE N/A NONE
CSX EQUITIES 126408103 3103 39480 SH SOLE N/A NONE
CVS CORP EQUITIES 126650100 449 13083 SH SOLE N/A NONE
CAMERON INTL CORP EQUITIES 13342B105 317 5550 SH SOLE N/A NONE
CATERPILLAR INC EQUITIES 149123101 1154 10361 SH SOLE N/A NONE
CELGENE CORP EQUITIES 151020104 909 15795 SH SOLE N/A NONE
CHESAPEAKE ENERGY CORP EQUITIES 165167107 398 11885 SH SOLE N/A NONE
CHEVRON CORP EQUITIES 166764100 3186 29637 SH SOLE N/A NONE
CHICAGO BRIDGE & IRON COEQUITIES 167250109 775 19050 SH SOLE N/A NONE
CHUBB CORP EQUITIES 171232101 454 7405 SH SOLE N/A NONE
CISCO SYSTEMS INC EQUITIES 17275R102 1014 59104 SH SOLE N/A NONE
CITIGROUP INC EQUITIES 172967101 985 222847 SH SOLE N/A NONE
COCA COLA CO EQUITIES 191216100 1471 22171 SH SOLE N/A NONE
COLGATE-PALMOLIVE CO EQUITIES 194162103 906 11223 SH SOLE N/A NONE
COAMERICA INC EQUITIES 200340107 330 9000 SH SOLE N/A NONE
CONOCOPHILLIPS EQUITIES 20825C104 989 12388 SH SOLE N/A NONE
CUMMINS ENGINE INC EQUITIES 231021106 576 5252 SH SOLE N/A NONE
DEERE & CO EQUITIES 244199105 307 3170 SH SOLE N/A NONE
DEVON ENERGY CORP EQUITIES 25179M103 323 3516 SH SOLE N/A NONE
DIAMOND OFFSHORE DRILL EQUITIES 25271C102 296 3810 SH SOLE N/A NONE
DISNEY WALT CO EQUITIES 254687106 294 6814 SH SOLE N/A NONE
DREYFUS STRAT MUNI INC EQUITIES 261932107 288 35850 SH SOLE N/A NONE
DREYFUS STRAT MUNI BD FDEQUITIES 26202F107 249 32294 SH SOLE N/A NONE
DU PONT E I DE NEMOURS EQUITIES 263534109 980 17830 SH SOLE N/A NONE
DUKE ENERGY EQUITIES 26441C105 195 10757 SH SOLE N/A NONE
EMC CORP EQUITIES 268648102 262 9855 SH SOLE N/A NONE
EATON VANCE CORP EQUITIES 278265103 464 14405 SH SOLE N/A NONE
ECOLAB INC EQUITIES 278865100 1446 28344 SH SOLE N/A NONE
EMERSON ELECTRIC CO EQUITIES 291011104 761 13023 SH SOLE N/A NONE
ENCANA CORP EQUITIES 292505104 477 13820 SH SOLE N/A NONE
ENERGY TRANSFER PERTLP EQUITIES 29273R109 542 10478 SH SOLE N/A NONE
ENTERPRISE PRODS PARTN EQUITIES 293792107 698 16211 SH SOLE N/A NONE
EQUITY RESIDENTIAL SHS EQUITIES 29476L107 459 8132 SH SOLE N/A NONE
EXPRESS SCRIPTS INC EQUITIES 302182100 278 5000 SH SOLE N/A NONE
EXXON MOBIL CORP EQUITIES 30231G102 14776 175632 SH SOLE N/A NONE
FORD MOTOR CO EQUITIES 345370860 248 16662 SH SOLE N/A NONE
FRANCE TELECOM ADR EQUITIES 35177Q105 825 36651 SH SOLE N/A NONE
FREEPORT MCMORAN EQUITIES 35671D857 847 15246 SH SOLE N/A NONE
FRONTIER COMM CORP EQUITIES 35906A108 186 22671 SH SOLE N/A NONE
GENERAL DYNAMICS CORP EQUITIES 369550108 667 8716 SH SOLE N/A NONE
GENERAL ELECTRIC CO EQUITIES 369604103 5328 265718 SH SOLE N/A NONE
GENERAL MILLS EQUITIES 370334104 677 18512 SH SOLE N/A NONE
GOLDMAN SACHS GROUP INC EQUITIES 38141G104 820 5172 SH SOLE N/A NONE
GOOGLE INC EQUITIES 38259P508 2257 3850 SH SOLE N/A NONE
GRAINGER WW INC EQUITIES 384802104 324 2350 SH SOLE N/A NONE
HCP INC EQUITIES 40414L109 1290 33990 SH SOLE N/A NONE
HEINZ HJ CO EQUITIES 423074103 411 8426 SH SOLE N/A NONE
HERSHEY FOODS CORP EQUITIES 427866108 582 10711 SH SOLE N/A NONE
HEWLETT PACKARD CO EQUITIES 428236103 777 18984 SH SOLE N/A NONE
HOME DEPOT INC EQUITIES 437076102 597 16102 SH SOLE N/A NONE
INTEL CORP EQUITIES 458140100 443 21973 SH SOLE N/A NONE
INTL BUSINESS MACHS EQUITIES 459200101 4867 29848 SH SOLE N/A NONE
INVESCO VAN KAMPEN INVT EQUITIES 46131T101 208 15286 SH SOLE N/A NONE
INVESCO VAN KAMPEN MUN EQUITIES 46132E103 216 19062 SH SOLE N/A NONE
IRON MTN INC EQUITIES 462846106 222 7100 SH SOLE N/A NONE
ISHARES MSCI JAPAN EQUITIES 464286848 164 15910 SH SOLE N/A NONE
ISHARES BARCLAYS TIPS EQUITIES 464287176 908 8315 SH SOLE N/A NONE
ISHARES MSCI EMERGING EQUITIES 464287234 251 5163 SH SOLE N/A NONE
JP MORGAN CHASE & CO EQUITIES 46625H100 1658 35968 SH SOLE N/A NONE
JPMORGAN CHASE ALER IND EQUITIES 46625H365 4108 108185 SH SOLE N/A NONE
JOHNSON & JOHNSON EQUITIES 478160104 4727 79779 SH SOLE N/A NONE
KEYCORP EQUITIES 493267108 194 21845 SH SOLE N/A NONE
KIMBERLY CLARK CORP EQUITIES 494368103 321 4912 SH SOLE N/A NONE
KINDER MORGAN ENERGY EQUITIES 494550106 1247 16833 SH SOLE N/A NONE
KRAFT FOODS INC EQUITIES 50075N104 386 12305 SH SOLE N/A NONE
LABORATORY CORP AMER EQUITIES 50540R409 1007 10926 SH SOLE N/A NONE
LILLY ELI & CO EQUITIES 532457108 988 28084 SH SOLE N/A NONE
LINN ENERGY LLC EQUITIES 536020100 515 13222 SH SOLE N/A NONE
M & T BK CORP EQUITIES 55261F104 520 5875 SH SOLE N/A NONE
MARRIOTT INTL INC EQUITIES 571903202 304 8553 SH SOLE N/A NONE
MCDONALDS CORP EQUITIES 580135101 1199 15761 SH SOLE N/A NONE
MEDCOHEALTH SOLUTIONS EQUITIES 58405U102 263 4690 SH SOLE N/A NONE
MEDTRONIC INC EQUITIES 585055106 431 10965 SH SOLE N/A NONE
MERCK & CO INC EQUITIES 589331107 1158 35092 SH SOLE N/A NONE
MICROSOFT CORP EQUITIES 594918104 1200 47325 SH SOLE N/A NONE
MONSANTO CO EQUITIES 61166W101 400 5537 SH SOLE N/A NONE
NEW YORK CMNTY BANCORP EQUITIES 649445103 279 16171 SH SOLE N/A NONE
NEWALLIANCE BANCSHARES EQUITIES 650203102 1682 113347 SH SOLE N/A NONE
NORFOLK SOUTHERN CORP EQUITIES 655844108 439 6337 SH SOLE N/A NONE
NOVARTIS AG EQUITIES 66987V109 306 5634 SH SOLE N/A NONE
ORACLE CORP EQUITIES 68389X105 216 6468 SH SOLE N/A NONE
OSHKOSH CORP EQUITIES 688239201 251 7100 SH SOLE N/A NONE
PEPSICO INC EQUITIES 713448108 1733 26903 SH SOLE N/A NONE
PFIZER INC EQUITIES 717081103 3056 150444 SH SOLE N/A NONE
PHILIP MORRIS INTL INC EQUITIES 718172109 1864 28408 SH SOLE N/A NONE
POWERSHARES QQQ TR EQUITIES 73935A104 589 10255 SH SOLE N/A NONE
POWERSHARES ETF FINL PFDEQUITIES 73935X229 238 13108 SH SOLE N/A NONE
PROCTER & GAMBLE CO EQUITIES 742718109 3934 63869 SH SOLE N/A NONE
PUTNAM MANAGED MUNI INC EQUITIES 746823103 116 16805 SH SOLE N/A NONE
RAYMOND JAMES FINL INC EQUITIES 754730109 524 13715 SH SOLE N/A NONE
REALTY INCOME CORP EQUITIES 756109104 318 9090 SH SOLE N/A NONE
ROYAL DUTCH SHELL PLC EQUITIES 780259206 674 9250 SH SOLE N/A NONE
SPDR S&P 500 EFT TR EQUITIES 78462F103 310 2339 SH SOLE N/A NONE
SPDR GOLD TR EQUITIES 78463V107 643 4598 SH SOLE N/A NONE
SCHLUMBERGER LTD EQUITIES 806857108 1719 18430 SH SOLE N/A NONE
SHERMAN WILLIAMS EQUITIES 824348106 455 5420 SH SOLE N/A NONE
SOUTHERN CO EQUITIES 842587107 1485 38966 SH SOLE N/A NONE
SPECTRANETICS CORP EQUITIES 84760C107 184 39020 SH SOLE N/A NONE
STANLEY BLACK & DECKER EQUITIES 854502101 789 10300 SH SOLE N/A NONE
STATE STREET CORP EQUITIES 857477103 288 6403 SH SOLE N/A NONE
STRYKER CORP EQUITIES 863667101 765 12580 SH SOLE N/A NONE
SYSCO CORP EQUITIES 871829107 228 8240 SH SOLE N/A NONE
TARGET CORP EQUITIES 87612E106 413 8264 SH SOLE N/A NONE
TEVA PHARMACEUTICAL EQUITIES 881624209 257 5125 SH SOLE N/A NONE
3M CO EQUITIES 88579Y101 786 8404 SH SOLE N/A NONE
TIME WARNER INC EQUITIES 887317303 212 4942 SH SOLE N/A NONE
UIL HLDG CORP EQUITIES 902748102 288 9440 SH SOLE N/A NONE
US BANCORP EQUITIES 902973304 3055 115570 SH SOLE N/A NONE
UNION PACIFIC CORP EQUITIES 907818108 843 8574 SH SOLE N/A NONE
UNITED TECHNOLOGIES CO EQUITIES 913017109 2345 27700 SH SOLE N/A NONE
VALLEY NATL BANCORP EQUITIES 919794107 246 17629 SH SOLE N/A NONE
VERIZON COMMUNICATIONS EQUITIES 92343V104 1815 47105 SH SOLE N/A NONE
VISA INC EQUITIES 92826C839 296 4015 SH SOLE N/A NONE
VODAFONE GRP PLC EQUITIES 92857W209 332 11542 SH SOLE N/A NONE
WALMART STORES INC EQUITIES 931142103 240 4613 SH SOLE N/A NONE
WALGREEN CO EQUITIES 931422109 456 11351 SH SOLE N/A NONE
WEBSTER FINL CORP EQUITIES 947890109 236 11019 SH SOLE N/A NONE
WELLS FARGO & CO NEW EQUITIES 949746101 1981 62475 SH SOLE N/A NONE
WINDSTREAM CORP EQUITIES 97381W104 193 15000 SH SOLE N/A NONE
YUM BRANDS INC EQUITIES 988498101 287 5593 SH SOLE N/A NONE
ZIMMER HLDGS INC EQUITIES 98956P102 366 6052 SH SOLE N/A NONE
REPORT SUMMARY 144 DATA RECORDS 145497 0 OTHER MANAGERS