0001315785-12-000001.txt : 20120111
0001315785-12-000001.hdr.sgml : 20120111
20120111141724
ACCESSION NUMBER: 0001315785-12-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120111
DATE AS OF CHANGE: 20120111
EFFECTIVENESS DATE: 20120111
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Essex Financial Services, Inc.
CENTRAL INDEX KEY: 0001315785
IRS NUMBER: 364529342
STATE OF INCORPORATION: CT
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11126
FILM NUMBER: 12521827
BUSINESS ADDRESS:
STREET 1: P.O. BOX 999
STREET 2: 176 WESTBROOK RD
CITY: ESSEX
STATE: CT
ZIP: 064260999
BUSINESS PHONE: 860-767-4300
MAIL ADDRESS:
STREET 1: P.O. BOX 999
STREET 2: 176 WESTBROOK RD
CITY: ESSEX
STATE: CT
ZIP: 064260999
13F-HR
1
d13fefs11.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: 12/31/11
Institutional Investment Manager Filing this Report:
Name: Essex Financial Services, Inc.
Address: 176 Westbrook Road
P.O. Box 999
Essex, CT 06426-0999
Form 13F File Number: 28-11126
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the
person signing the report is authorized to submit it, that
all information contained herein is true, correct and
complete, and that it is understood that all required
items, statements, schedules , lists, and tables, are
considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: William Terribile
Title: Compliance Officer
Phone: 203-767-4300
Report Type (Check only one.):
[X] 13F HOLDING REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
I am signing this report as required by the Securities
Exchange Act of 1934.
WILLIAM TERRIBILE
FORM 13 F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 194
FORM 13F INFORMATION TABLE VALUE TOTAL: 189,388
(thousands)
List of Other Included Managers: None
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHRTY
NAME OF ISSUER TITLE OF CLASS CUSIP X 1000 PRN AMT PRN CALL DSCRETN MNGRS SOLE SHARED NONE
ACCENTURE PLC IRELAND EQUITIES G1151C101 250 4700 SH SOLE N/A NONE
COVIDIEN PLC EQUITIES G2554F113 344 7634 SH SOLE N/A NONE
ACE LIMITED EQUITIES H0023R105 4733 67501 SH SOLE N/A NONE
WEATHERFORD INTL LTD EQUITIES H27013103 187 12744 SH SOLE N/A NONE
TRANSOCEAN LTD EQUITIES H8817H100 363 9456 SH SOLE N/A NONE
CORE LABORATORIES NV EQUITIES N22717107 221 1938 SH SOLE N/A NONE
ALPS ETF TR EQUITIES 00162Q866 203 12200 SH SOLE N/A NONE
AT & T EQUITIES 00206R102 3605 119225 SH SOLE N/A NONE
ABBOTT LABS EQUITIES 002824100 1308 23270 SH SOLE N/A NONE
ADOBE SYS INC EQUITIES 00724F101 210 7430 SH SOLE N/A NONE
AES TR III PFD CONV SEC EQUITIES 00808N202 785 16000 SH SOLE N/A NONE
AETNA US HEATHCARE INC EQUITIES 00817Y108 386 9139 SH SOLE N/A NONE
AIR PRODUCTS & CHEMS EQUITIES 009158106 506 5934 SH SOLE N/A NONE
ALLIANCE RESOURCE PRTNRSEQUITIES 01877R108 204 2705 SH SOLE N/A NONE
ALLIANCE BERNSTEIN INC EQUITIES 01881E101 150 18596 SH SOLE N/A NONE
ALTRIA GROUP INC EQUITIES 02209S103 2516 84863 SH SOLE N/A NONE
AMERICA MOVIL SAB DE CV EQUITIES 02364W105 1137 50300 SH SOLE N/A NONE
AMERICAN EXPRESS EQUITIES 025816109 557 11809 SH SOLE N/A NONE
ANDARKO PETE CORP EQUITIES 032511107 668 8748 SH SOLE N/A NONE
ANNALY CAP MGMT INC EQUITIES 035710409 834 52229 SH SOLE N/A NONE
APACHE CORP EQUITIES 037411105 808 8925 SH SOLE N/A NONE
APOLLO INVT CORP EQUITIES 03761U106 84 13100 SH SOLE N/A NONE
APPLE INC EQUITIES 037833100 3289 8121 SH SOLE N/A NONE
AUTOMATIC DATA PROC,INC EQUITIES 053015103 1647 30487 SH SOLE N/A NONE
BP PLC EQUITIES 055622104 399 9329 SH SOLE N/A NONE
BANK OF AMERICA EQUITIES 060505104 826 148643 SH SOLE N/A NONE
BANK AMER 7.25% NON CUM PREFERRED 060505682 274 349 SH SOLE N/A NONE
BANK OF NY MELLON CORP EQUITIES 064058100 759 38096 SH SOLE N/A NONE
BECTON DICKINSON & C0 EQUITIES 075887109 394 5278 SH SOLE N/A NONE
BERKSHIRE HATHAWAY CLA EQUITIES 084670108 3902 34 SH SOLE N/A NONE
BERKSHIRE HATHAWAY CLB EQUITIES 084670207 1665 21822 SH SOLE N/A NONE
BLACKROCK MUN INC TR EQUITIES 09248F109 163 11700 SH SOLE N/A NONE
BOEING CO EQUITIES 097023105 760 10361 SH SOLE N/A NONE
BRISTOL MYERS SQUIBB CO EQUITIES 110122108 734 20837 SH SOLE N/A NONE
BROOKFIELD ASSET MGMT EQUITIES 112585104 370 13450 SH SOLE N/A NONE
BUCKEYE PARTNERS LP EQUITIES 118230101 1329 20765 SH SOLE N/A NONE
CSX EQUITIES 126408103 1588 75425 SH SOLE N/A NONE
CVS CORP EQUITIES 126650100 733 17966 SH SOLE N/A NONE
CAMERON INTL CORP EQUITIES 13342B105 263 5350 SH SOLE N/A NONE
CATERPILLAR INC EQUITIES 149123101 1174 12963 SH SOLE N/A NONE
CELGENE CORP EQUITIES 151020104 794 11745 SH SOLE N/A NONE
CENOVUS ENERGY INC EQUITIES 15135U109 335 10093 SH SOLE N/A NONE
CHESAPEAKE ENERGY CORP EQUITIES 165167107 714 32016 SH SOLE N/A NONE
CHEVRON CORP EQUITIES 166764100 3619 34013 SH SOLE N/A NONE
CHICAGO BRIDGE & IRON COEQUITIES 167250109 622 16450 SH SOLE N/A NONE
CHUBB CORP EQUITIES 171232101 655 9459 SH SOLE N/A NONE
CISCO SYSTEMS INC EQUITIES 17275R102 1521 84102 SH SOLE N/A NONE
CITIGROUP INC EQUITIES 172967424 645 24530 SH SOLE N/A NONE
COCA COLA CO EQUITIES 191216100 2083 29773 SH SOLE N/A NONE
COLGATE-PALMOLIVE CO EQUITIES 194162103 1069 11574 SH SOLE N/A NONE
COAMERICA INC EQUITIES 200340107 232 9000 SH SOLE N/A NONE
COMPASS DIVERSIFIED HLD EQUITIES 20451Q104 3561 287420 SH SOLE N/A NONE
CONOCOPHILLIPS EQUITIES 20825C104 1236 16967 SH SOLE N/A NONE
CONSOLIDATED EDISON INC EQUITIES 209115104 396 6389 SH SOLE N/A NONE
CUMMINS ENGINE INC EQUITIES 231021106 516 5860 SH SOLE N/A NONE
DWS MUN INC TR EQUITIES 23338M106 357 25900 SH SOLE N/A NONE
DEERE & CO EQUITIES 244199105 277 3586 SH SOLE N/A NONE
DEVON ENERGY CORP EQUITIES 25179M103 320 5165 SH SOLE N/A NONE
DIAGEO PLC EQUITIES 25243Q205 249 2853 SH SOLE N/A NONE
DIAMOND OFFSHORE DRILL EQUITIES 25271C102 272 4918 SH SOLE N/A NONE
DISNEY WALT CO EQUITIES 254687106 471 12561 SH SOLE N/A NONE
DOMINION RES INC EQUITIES 25746U109 249 4698 SH SOLE N/A NONE
DREYFUS STRAT MUNI INC EQUITIES 261932107 310 34870 SH SOLE N/A NONE
DREYFUS STRAT MUNI BD FDEQUITIES 26202F107 248 28550 SH SOLE N/A NONE
DU PONT E I DE NEMOURS EQUITIES 263534109 1024 22360 SH SOLE N/A NONE
DUKE ENERGY EQUITIES 26441C105 409 18610 SH SOLE N/A NONE
EMC CORP EQUITIES 268648102 303 14060 SH SOLE N/A NONE
EATON CORP EQUITIES 278058102 231 5300 SH SOLE N/A NONE
ECOLAB INC EQUITIES 278865100 1330 23005 SH SOLE N/A NONE
EL PASO CORP EQUITIES 28336L109 275 10344 SH SOLE N/A NONE
EMERSON ELECTRIC CO EQUITIES 291011104 628 13478 SH SOLE N/A NONE
ENCANA CORP EQUITIES 292505104 363 19570 SH SOLE N/A NONE
ENERGY TRANSFER PART LP EQUITIES 29273R109 1264 27569 SH SOLE N/A NONE
ENSCO PLC EQUITIES 29358Q109 347 7387 SH SOLE N/A NONE
ENTERPRISE PRODS PARTN EQUITIES 293792107 831 17921 SH SOLE N/A NONE
EQUITY RESIDENTIAL SHS EQUITIES 29476L107 347 6086 SH SOLE N/A NONE
EXELON CORP EQUITIES 30161N101 218 5023 SH SOLE N/A NONE
EXPRESS SCRIPTS INC EQUITIES 302182100 210 4706 SH SOLE N/A NONE
EXXON MOBIL CORP EQUITIES 30231G102 17247 203479 SH SOLE N/A NONE
FERRELL GAS PART LP UNITEQUITIES 315293100 204 10760 SH SOLE N/A NONE
FIFTH ST FIN CORP EQUITIES 31678A103 106 11120 SH SOLE N/A NONE
FIRST CONN BANCORP INC EQUITIES 319850103 720 55316 SH SOLE N/A NONE
FIRST NIAGARA FINL EQUITIES 33582V108 1284 148741 SH SOLE N/A NONE
FORD MOTOR CO EQUITIES 345370860 196 18187 SH SOLE N/A NONE
FRANCE TELECOM ADR EQUITIES 35177Q105 431 27551 SH SOLE N/A NONE
FRANKLIN RESOURCES EQUITIES 354613101 658 6848 SH SOLE N/A NONE
FREEPORT MCMORAN EQUITIES 35671D857 243 6611 SH SOLE N/A NONE
FRONTIER COMM CORP EQUITIES 35906A108 168 32591 SH SOLE N/A NONE
FULTON FINL CORP EQUITIES 360271100 222 22603 SH SOLE N/A NONE
GENERAL DYNAMICS CORP EQUITIES 369550108 872 13124 SH SOLE N/A NONE
GENERAL ELECTRIC CO EQUITIES 369604103 5525 308513 SH SOLE N/A NONE
GENERAL MILLS EQUITIES 370334104 764 18912 SH SOLE N/A NONE
GENESCO INC EQUITIES 371532102 481 7790 SH SOLE N/A NONE
GOLDMAN SACHS GROUP INC EQUITIES 38141G104 299 3305 SH SOLE N/A NONE
GOOGLE INC EQUITIES 38259P508 1940 3003 SH SOLE N/A NONE
GRAINGER WW INC EQUITIES 384802104 445 2375 SH SOLE N/A NONE
HCP INC EQUITIES 40414L109 1240 29922 SH SOLE N/A NONE
HALLIBURTON CO EQUITIES 406216101 213 6165 SH SOLE N/A NONE
HATTERAS FINL CORP EQUITIES 41902R103 227 8600 SH SOLE N/A NONE
HEINZ HJ CO EQUITIES 423074103 580 10724 SH SOLE N/A NONE
HELIX ENERGY SOLUTIONS EQUITIES 42330P107 180 11410 SH SOLE N/A NONE
HERSHEY FOODS CORP EQUITIES 427866108 492 7971 SH SOLE N/A NONE
HEWLETT PACKARD CO EQUITIES 428236103 407 15792 SH SOLE N/A NONE
HOME DEPOT INC EQUITIES 437076102 954 22702 SH SOLE N/A NONE
HONEYWELL INTL INC EQUITIES 438516106 363 6683 SH SOLE N/A NONE
INTEL CORP EQUITIES 458140100 964 39737 SH SOLE N/A NONE
INTL BUSINESS MACHS EQUITIES 459200101 6454 35098 SH SOLE N/A NONE
INVESCO VAN KAMP MUN TR EQUITIES 46131J103 141 10100 SH SOLE N/A NONE
INVESCO VAN KAMPEN EQUITIES 46131L108 169 12357 SH SOLE N/A NONE
INVESCO VAN KAMPEN INVT EQUITIES 46131T101 233 15286 SH SOLE N/A NONE
INVESCO VAN KAMPEN MUN EQUITIES 46132E103 447 35871 SH SOLE N/A NONE
ISHARES BARCLAYS TIPS EQUITIES 464287176 603 5171 SH SOLE N/A NONE
ISHARES MSCI EAFE INDEX EQUITIES 464287465 217 4383 SH SOLE N/A NONE
ISHARES SILVER TR EQUITIES 46428Q109 268 9943 SH SOLE N/A NONE
JP MORGAN CHASE & CO EQUITIES 46625H100 1341 40328 SH SOLE N/A NONE
JPMORGAN CHASE ALER IND EQUITIES 46625H365 4781 122693 SH SOLE N/A NONE
JOHNSON & JOHNSON EQUITIES 478160104 7009 106874 SH SOLE N/A NONE
KIMBERLY CLARK CORP EQUITIES 494368103 412 5603 SH SOLE N/A NONE
KINDER MORGAN ENERGY EQUITIES 494550106 1713 20161 SH SOLE N/A NONE
KRAFT FOODS INC EQUITIES 50075N104 678 18159 SH SOLE N/A NONE
LABORATORY CORP AMER EQUITIES 50540R409 877 10196 SH SOLE N/A NONE
LILLY ELI & CO EQUITIES 532457108 1183 28468 SH SOLE N/A NONE
LINN ENERGY LLC EQUITIES 536020100 800 21105 SH SOLE N/A NONE
LOEWS CORP EQUITIES 540424108 287 7635 SH SOLE N/A NONE
M & T BK CORP EQUITIES 55261F104 401 5250 SH SOLE N/A NONE
MARKET VECTORS ETF TR EQUITIES 57060U100 327 6361 SH SOLE N/A NONE
MARRIOTT INTL INC EQUITIES 571903202 304 10415 SH SOLE N/A NONE
MCDONALDS CORP EQUITIES 580135101 2340 23322 SH SOLE N/A NONE
MEDCOHEALTH SOLUTIONS EQUITIES 58405U102 276 4939 SH SOLE N/A NONE
MEDTRONIC INC EQUITIES 585055106 435 11365 SH SOLE N/A NONE
MERCK & CO INC EQUITIES 589331107 1466 38893 SH SOLE N/A NONE
METLIFE INC EQUITIES 59156R108 227 7246 SH SOLE N/A NONE
MFS INVT GRADE MUN TR EQUITIES 59318B108 109 11170 SH SOLE N/A NONE
MICROSOFT CORP EQUITIES 594918104 1182 45540 SH SOLE N/A NONE
MONSANTO CO EQUITIES 61166W101 409 5839 SH SOLE N/A NONE
NEW YORK CMNTY BANCORP EQUITIES 649445103 163 13170 SH SOLE N/A NONE
NEXTERA ENERGY INC EQUITIES 65339F101 244 4007 SH SOLE N/A NONE
NORFOLK SOUTHERN CORP EQUITIES 655844108 516 7080 SH SOLE N/A NONE
NOVARTIS AG EQUITIES 66987V109 447 7825 SH SOLE N/A NONE
NUVEEN SELECT QUALTY EQUITIES 670973106 227 14660 SH SOLE N/A NONE
NUVEEN QUALITY INC MUNI EQUITIES 670977107 213 14595 SH SOLE N/A NONE
ONEOK PRTNRS LP EQUITIES 68268N103 203 3518 SH SOLE N/A NONE
ORACLE CORP EQUITIES 68389X105 253 9868 SH SOLE N/A NONE
OWENS ILLINOIS INC EQUITIES 690968403 251 12975 SH SOLE N/A NONE
PEPSICO INC EQUITIES 713448108 1916 28882 SH SOLE N/A NONE
PFIZER INC EQUITIES 717081103 3881 179349 SH SOLE N/A NONE
PHILIP MORRIS INTL INC EQUITIES 718172109 2426 30911 SH SOLE N/A NONE
PIMCO HIGH INCOME FD EQUITIES 722014107 139 11600 SH SOLE N/A NONE
PLAINS ALL AMERICAN EQUITIES 726503105 283 3855 SH SOLE N/A NONE
POWERSHARES QQQ TR EQUITIES 73935A104 562 10068 SH SOLE N/A NONE
POWERSHARES ETF FINL PFDEQUITIES 73935X229 276 17146 SH SOLE N/A NONE
PROCTER & GAMBLE CO EQUITIES 742718109 5179 77630 SH SOLE N/A NONE
PUTNAM MNGD MUNI INC TR EQUITIES 746823107 98 13175 SH SOLE N/A NONE
RAYMOND JAMES FINL INC EQUITIES 754730109 4256 13715 SH SOLE N/A NONE
REALTY INCOME CORP EQUITIES 756109104 271 7750 SH SOLE N/A NONE
ROYAL DUTCH SHELL PLC EQUITIES 780259206 603 8250 SH SOLE N/A NONE
ROYCE FOCUS TR INC EQUITIES 78080N108 451 71580 SH SOLE N/A NONE
SPDR S&P 500 EFT TR EQUITIES 78462F103 263 2099 SH SOLE N/A NONE
SPDR GOLD TR EQUITIES 78463V107 805 5295 SH SOLE N/A NONE
SPDR S&P MIDCAP 400 TR EQUITIES 78467Y107 222 1395 SH SOLE N/A NONE
SANOFI SPONS ADR EQUITIES 80105N105 267 7298 SH SOLE N/A NONE
SCHLUMBERGER LTD EQUITIES 806857108 1312 19210 SH SOLE N/A NONE
SHERMAN WILLIAMS EQUITIES 824348106 484 5421 SH SOLE N/A NONE
SIMON PPTY GROUP INC EQUITIES 828806109 406 3150 SH SOLE N/A NONE
SIRIUS XM RADIO INC EQUITIES 82967N108 22 11847 SH SOLE N/A NONE
SOUTHERN CO EQUITIES 842587107 1912 41313 SH SOLE N/A NONE
SPECTRANETICS CORP EQUITIES 84760C107 282 39020 SH SOLE N/A NONE
STANLEY BLACK & DECKER EQUITIES 854502101 696 10300 SH SOLE N/A NONE
STRYKER CORP EQUITIES 863667101 658 13230 SH SOLE N/A NONE
SYSCO CORP EQUITIES 871829107 272 9290 SH SOLE N/A NONE
TARGET CORP EQUITIES 87612E106 515 10046 SH SOLE N/A NONE
TEVA PHARMACEUTICAL EQUITIES 881624209 254 6290 SH SOLE N/A NONE
THERMO FISHER SCIENTFIC EQUITIES 883556102 363 8075 SH SOLE N/A NONE
3M CO EQUITIES 88579Y101 672 8219 SH SOLE N/A NONE
TRAVELERS COS INC EQUITIES 89417E109 352 5956 SH SOLE N/A NONE
UIL HLDG CORP EQUITIES 902748102 340 9615 SH SOLE N/A NONE
US BANCORP EQUITIES 902973304 2972 109875 SH SOLE N/A NONE
UNION PACIFIC CORP EQUITIES 907818108 1211 11428 SH SOLE N/A NONE
UNITED TECHNOLOGIES CO EQUITIES 913017109 2278 31167 SH SOLE N/A NONE
UNITEDHEALTH GROUP INC EQUITIES 91324P102 490 9660 SH SOLE N/A NONE
URANIUM ENERGY CORP EQUITIES 916896103 96 31300 SH SOLE N/A NONE
VALLEY NATL BANCORP EQUITIES 919794107 229 18510 SH SOLE N/A NONE
VANGUARD INDEX FD EQUITIES 922908769 674 10482 SH SOLE N/A NONE
VERIZON COMMUNICATIONS EQUITIES 92343V104 2319 57796 SH SOLE N/A NONE
VISA INC EQUITIES 92826C839 367 3614 SH SOLE N/A NONE
VODAFONE GRP PLC EQUITIES 92857W209 445 15873 SH SOLE N/A NONE
WALMART STORES INC EQUITIES 931142103 494 8274 SH SOLE N/A NONE
WALGREEN CO EQUITIES 931422109 376 11374 SH SOLE N/A NONE
WASHINGTON TR BANCORP EQUITIES 940610108 215 9039 SH SOLE N/A NONE
WEBSTER FINL CORP EQUITIES 947890109 232 11361 SH SOLE N/A NONE
WELLS FARGO & CO NEW EQUITIES 949746101 1676 60811 SH SOLE N/A NONE
WINDSTREAM CORP EQUITIES 97381W104 306 26079 SH SOLE N/A NONE
YUM BRANDS INC EQUITIES 988498101 386 6539 SH SOLE N/A NONE
ZIMMER HLDGS INC EQUITIES 98956P102 294 5504 SH SOLE N/A NONE
REPORT SUMMARY 194 DATA RECORDS 189388 0 OTHER MANAGERS