0000902664-11-001542.txt : 20111110 0000902664-11-001542.hdr.sgml : 20111110 20111110131630 ACCESSION NUMBER: 0000902664-11-001542 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111110 DATE AS OF CHANGE: 20111110 EFFECTIVENESS DATE: 20111110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HABROK CAPITAL MANAGEMENT LLP CENTRAL INDEX KEY: 0001315712 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11645 FILM NUMBER: 111194369 BUSINESS ADDRESS: STREET 1: 6TH FLOOR, 103 MOUNT STREET CITY: LONDON STATE: X0 ZIP: W1K 2TJ BUSINESS PHONE: 44 (207) 851-3900 MAIL ADDRESS: STREET 1: 6TH FLOOR, 103 MOUNT STREET CITY: LONDON STATE: X0 ZIP: W1K 2TJ FORMER COMPANY: FORMER CONFORMED NAME: TRAFELET & CO UK, LLP DATE OF NAME CHANGE: 20050127 13F-HR 1 p11-1797form13fhr.txt HABROK CAPITAL MANAGEMENT LLP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Habrok Capital Management LLP -------------------------------------------------- Address: 6th Floor, 103 Mount Street -------------------------------------------------- London, United Kingdom W1K 2TJ -------------------------------------------------- -------------------------------------------------- Form 13F File Number: ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Evans -------------------------------------------------- Title: General Counsel and Compliance Officer -------------------------------------------------- Phone: 44-20-7851-3924 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ JOHN EVANS London, United Kingdom November 10, 2011 ----------------------- ----------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 13 ------------- Form 13F Information Table Value Total: $340,627 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- BERKSHIRE HATHAWAY INC DEL CL A 084670108 2,136 20 SH SOLE 20 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 99,619 1,402,300 SH SOLE 1,402,300 0 0 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 3,915 285,985 SH SOLE 285,985 0 0 DISNEY WALT CO COM DISNEY 254687106 24,520 813,000 SH SOLE 813,000 0 0 DYNEGY INC DEL COM 26817G300 36,553 8,872,000 SH SOLE 8,872,000 0 0 HARRY WINSTON DIAMOND CORP COM 41587B100 12,527 1,227,900 SH SOLE 1,227,900 0 0 MICROSOFT CORP COM 594918104 24,392 980,000 SH SOLE 980,000 0 0 PHILIP MORRIS INTL INC COM 718172109 18,714 300,000 SH SOLE 300,000 0 0 PROMOTORA DE INFORMACIONES S ADR CL B CONV 74343G303 2,744 619,509 SH SOLE 619,509 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 9,305 430,000 SH SOLE 430,000 0 0 SHAW GROUP INC COM 820280105 9,218 424,000 SH SOLE 424,000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 51,392 325,100 SH SOLE 325,100 0 0 WELLS FARGO & CO NEW COM 949746101 45,592 1,890,200 SH SOLE 1,890,200 0 0