0001104659-13-062248.txt : 20130809
0001104659-13-062248.hdr.sgml : 20130809
20130809142842
ACCESSION NUMBER: 0001104659-13-062248
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130807
FILED AS OF DATE: 20130809
DATE AS OF CHANGE: 20130809
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rockwood Holdings, Inc.
CENTRAL INDEX KEY: 0001315695
STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800]
IRS NUMBER: 522277366
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 OVERLOOK CENTER
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 609-514-0300
MAIL ADDRESS:
STREET 1: 100 OVERLOOK CENTER
CITY: PRINCETON
STATE: NJ
ZIP: 08540
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zatta Robert J
CENTRAL INDEX KEY: 0001334318
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32609
FILM NUMBER: 131025934
MAIL ADDRESS:
STREET 1: 100 OVERLOOK CENTER
CITY: PRINCETON
STATE: NJ
ZIP: 08540
4
1
a4.xml
4
X0306
4
2013-08-07
0
0001315695
Rockwood Holdings, Inc.
ROC
0001334318
Zatta Robert J
C/O ROCKWOOD HOLDINGS, INC.
100 OVERLOOK CENTER
PRINCETON
NJ
08540
0
1
0
0
Sen VP&Chief Financial Officer
Common Stock, par value $0.01
2013-08-07
4
M
0
25351
32.39
A
148374
D
Common Stock, par value $0.01
2013-08-07
4
M
0
7149
23.79
A
155523
D
Common Stock, par value $0.01
2013-08-07
4
S
0
25351
64.897
D
130172
D
Common Stock, par value $0.01
2013-08-07
4
S
0
7149
65.011
D
123023
D
Stock Options (right to buy)
32.39
2013-08-07
4
M
0
25351
0
D
2014-12-14
Common Stock, par value $0.01 per share
25351
0
D
Stock Options (right to buy)
23.79
2013-08-07
4
M
0
7149
0
D
2016-12-11
Common Stock, par value $0.01 per share
7149
0
D
The price reported above reflects the weighted average sale price for price increments ranging from $64.74 to $65.07. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
The price reported above reflects the weighted average sale price for price increments ranging from $64.94 to $65.07. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
These time-based options were granted on December 14, 2007 and vested in three equal annual installments beginning on December 31, 2008.
These time-based options were granted on December 11, 2009 and vested in three equal annual installments beginning on December 31, 2010.
/s/ Robert J. Zatta
2013-08-09