0001104659-13-062248.txt : 20130809 0001104659-13-062248.hdr.sgml : 20130809 20130809142842 ACCESSION NUMBER: 0001104659-13-062248 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130807 FILED AS OF DATE: 20130809 DATE AS OF CHANGE: 20130809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rockwood Holdings, Inc. CENTRAL INDEX KEY: 0001315695 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 522277366 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-514-0300 MAIL ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zatta Robert J CENTRAL INDEX KEY: 0001334318 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32609 FILM NUMBER: 131025934 MAIL ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 4 1 a4.xml 4 X0306 4 2013-08-07 0 0001315695 Rockwood Holdings, Inc. ROC 0001334318 Zatta Robert J C/O ROCKWOOD HOLDINGS, INC. 100 OVERLOOK CENTER PRINCETON NJ 08540 0 1 0 0 Sen VP&Chief Financial Officer Common Stock, par value $0.01 2013-08-07 4 M 0 25351 32.39 A 148374 D Common Stock, par value $0.01 2013-08-07 4 M 0 7149 23.79 A 155523 D Common Stock, par value $0.01 2013-08-07 4 S 0 25351 64.897 D 130172 D Common Stock, par value $0.01 2013-08-07 4 S 0 7149 65.011 D 123023 D Stock Options (right to buy) 32.39 2013-08-07 4 M 0 25351 0 D 2014-12-14 Common Stock, par value $0.01 per share 25351 0 D Stock Options (right to buy) 23.79 2013-08-07 4 M 0 7149 0 D 2016-12-11 Common Stock, par value $0.01 per share 7149 0 D The price reported above reflects the weighted average sale price for price increments ranging from $64.74 to $65.07. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. The price reported above reflects the weighted average sale price for price increments ranging from $64.94 to $65.07. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. These time-based options were granted on December 14, 2007 and vested in three equal annual installments beginning on December 31, 2008. These time-based options were granted on December 11, 2009 and vested in three equal annual installments beginning on December 31, 2010. /s/ Robert J. Zatta 2013-08-09