-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C99GdcUOI01CgyeabJdpv0aZh3smPVWEcVi4ULQ+z/Vddb1wFO88rxLp9TnuPeCZ 8Emphpv5emWBC2bA/YqURA== 0001104659-10-044995.txt : 20100818 0001104659-10-044995.hdr.sgml : 20100818 20100818143007 ACCESSION NUMBER: 0001104659-10-044995 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100816 FILED AS OF DATE: 20100818 DATE AS OF CHANGE: 20100818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zatta Robert J CENTRAL INDEX KEY: 0001334318 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32609 FILM NUMBER: 101025277 MAIL ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rockwood Holdings, Inc. CENTRAL INDEX KEY: 0001315695 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 522277366 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-514-0300 MAIL ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 4 1 a4.xml 4 X0303 4 2010-08-16 0 0001315695 Rockwood Holdings, Inc. ROC 0001334318 Zatta Robert J C/O ROCKWOOD HOLDINGS, INC. 100 OVERLOOK CENTER PRINCETON NJ 08540 0 1 0 0 SVP & CFO Common Stock, par value $0.01 2010-08-16 4 M 0 10000 14.61 A 63018 D Common Stock, par value $0.01 2010-08-16 4 S 0 10000 27.865 D 53018 D Stock Options (right to buy) 14.61 2010-08-16 4 M 0 10000 0 D 2011-09-15 Common Stock, par value $0.01 per share 10000 40000 D This transaction was executed in multiple trades at share prices ranging from $27.5200 to $28.1500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed pursuant to the terms of a trading plan under SEC Rule 10b5-1. These options were granted on September 15, 2001 and vest 10% on each of the first and second anniversary of the grant date, 25% on each of the third and fourth anniversary of the grant date and 30% on the fifth anniversary of the grant date and expire on September 15, 2011. /S/ Robert J. Zatta 2010-08-18 -----END PRIVACY-ENHANCED MESSAGE-----