-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NYBLMXTwNA4DDm/JF3z6UpNN/uB06DaPL7F0lOv+g5LukScNa9EB7Qr/7bNxF/Je BMGPB+KMD1darC8Y0KUmpw== 0001193125-09-172705.txt : 20090812 0001193125-09-172705.hdr.sgml : 20090812 20090812132244 ACCESSION NUMBER: 0001193125-09-172705 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090812 DATE AS OF CHANGE: 20090812 EFFECTIVENESS DATE: 20090812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Netols Asset Management, Inc. CENTRAL INDEX KEY: 0001315497 IRS NUMBER: 392013954 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12202 FILM NUMBER: 091006058 BUSINESS ADDRESS: STREET 1: 1045 W. GLEN OAKS LANE, SUITE 201 CITY: MEQUON STATE: WI ZIP: 53092 BUSINESS PHONE: 262-240-2930 MAIL ADDRESS: STREET 1: 1045 W. GLEN OAKS LANE, SUITE 201 CITY: MEQUON STATE: WI ZIP: 53092 13F-HR 1 d13fhr.txt NETOLS ASSET MANAGEMENT, INC. -------------------------- OMB APPROVAL -------------------------- OMB Number: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per form .......22.8 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2009 Check here if Amendment[ ]: Amendment Number: _______ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Netols Asset Management, Inc. Address: 1045 W. Glen Oaks Lane, Suite 202 Mequon, WI 53092 Form 13F File Number 28-12202 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Name: Jeffrey W. Netols Title: President Phone: 262-240-2930 Signature, Place, and Date of Signing: /s/ Jeffrey W. Netols Mequon, WI August 12, 2009 - --------------------- ------------- (Signature) (City, State) Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [x] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager. (If there are no entries in this list, omit this section.) 28-01190 Frank Russell Company Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 142 Form 13F Information Table Value Total: $484,657 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. (If there are no entries in this list, state "NONE" and omit the column headings and list entries.) No. Form 13F File No. Name - --- ----------------- ----------------------- 1 28-12088 Forward Management, LLC Form 13F INFORMATION TABLE 6/30/2009
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME TITLE VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ----------------------- OF ISSUER OF CLASS CUSIP (X$1,000) PRINCIPAL PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ------------- --------- --------- --------- --- ---- ---------- -------- ---------- ------- ---- ABERCROMBIE & FITCH CO CL A 002896207 31 1,218 SH OTHER 1 1,218 ABERCROMBIE & FITCH CO CL A 002896207 5,720 225,298 SH SOLE 225,298 ARBITRON INC COM 03875Q108 21 1,351 SH OTHER 1 1,351 ARBITRON INC COM 03875Q108 3,976 250,202 SH SOLE 250,202 ALASKA COMMUNICATIONS SYS GR COM 01167P101 15 2,079 SH OTHER 1 2,079 ALASKA COMMUNICATIONS SYS GR COM 01167P101 2,788 380,808 SH SOLE 380,808 ALEXANDER & BALDWIN INC COM 014482103 22 929 SH OTHER 1 929 ALEXANDER & BALDWIN INC COM 014482103 4,117 175,648 SH SOLE 175,648 AMERICAN SCIENCE & ENGR INC COM 029429107 48 701 SH OTHER 1 701 AMERICAN SCIENCE & ENGR INC COM 029429107 8,904 128,824 SH SOLE 128,824 C & D TECHNOLOGIES INC COM 124661109 10 4,838 SH OTHER 1 4,838 C & D TECHNOLOGIES INC COM 124661109 1,735 867,514 SH SOLE 867,514 CACI INTL INC CL A 127190304 57 1,330 SH OTHER 1 1,330 CACI INTL INC CL A 127190304 10,551 247,044 SH SOLE 247,044 CHAMPION ENTERPRISES INC COM 158496109 2 4,708 SH OTHER 1 4,708 CHAMPION ENTERPRISES INC COM 158496109 388 1,211,705 SH SOLE 1,211,705 CHATTEM INC COM 162456107 58 846 SH OTHER 1 846 CHATTEM INC COM 162456107 10,748 157,822 SH SOLE 157,822 CHEESECAKE FACTORY INC COM 163072101 55 3,168 SH OTHER 1 3,168 CHEESECAKE FACTORY INC COM 163072101 10,115 584,705 SH SOLE 584,705 COMMERCIAL METALS CO COM 201723103 38 2,382 SH OTHER 1 2,382 COMMERCIAL METALS CO COM 201723103 7,075 441,371 SH SOLE 441,371 CORINTHIAN COLLEGES INC COM 218868107 23 1,330 SH OTHER 1 1,330 CORINTHIAN COLLEGES INC COM 218868107 4,415 260,799 SH SOLE 260,799 CARTER INC COM 146229109 71 2,901 SH OTHER 1 2,901 CARTER INC COM 146229109 13,208 536,698 SH SOLE 536,698 CEDAR SHOPPING CTRS INC COM NEW 150602209 18 3,909 SH OTHER 1 3,909 CEDAR SHOPPING CTRS INC COM NEW 150602209 3,230 714,666 SH SOLE 714,666 COMPASS MINERALS INTL INC COM 20451N101 69 1,261 SH OTHER 1 1,261 COMPASS MINERALS INTL INC COM 20451N101 12,942 235,691 SH SOLE 235,691 DREAMWORKS ANIMATION SKG INC CL A 26153C103 33 1,206 SH OTHER 1 1,206 DREAMWORKS ANIMATION SKG INC CL A 26153C103 6,022 218,257 SH SOLE 218,257 ENCORE ACQUISITION CO COM 29255W100 40 1,291 SH OTHER 1 1,291 ENCORE ACQUISITION CO COM 29255W100 7,391 239,565 SH SOLE 239,565 ENERGYSOLUTIONS INC COM 292756202 45 4,857 SH OTHER 1 4,857 ENERGYSOLUTIONS INC COM 292756202 8,182 889,387 SH SOLE 889,387 ENGLOBAL CORP COM 293306106 16 3,304 SH OTHER 1 3,304 ENGLOBAL CORP COM 293306106 3,007 611,162 SH SOLE 611,162 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 9 2,089 SH OTHER 1 2,089 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 1,631 374,831 SH SOLE 374,831 FIRST MIDWEST BANCORP DEL COM 320867104 8 1,123 SH OTHER 1 1,123 FIRST MIDWEST BANCORP DEL COM 320867104 1,504 205,775 SH SOLE 205,775 FOREST OIL CORP COM PAR $0.01 346091705 29 1,975 SH OTHER 1 1,975 FOREST OIL CORP COM PAR $0.01 346091705 5,426 363,674 SH SOLE 363,674 FAIR ISAAC CORP COM 303250104 41 2,684 SH OTHER 1 2,684 FAIR ISAAC CORP COM 303250104 7,666 495,849 SH SOLE 495,849 FREDS INC CL A 356108100 57 4,493 SH OTHER 1 4,493 FREDS INC CL A 356108100 10,492 830,041 SH SOLE 830,041 FUEL TECH INC COM 359523107 32 3,315 SH OTHER 1 3,315 FUEL TECH INC COM 359523107 5,946 612,961 SH SOLE 612,961 GATX CORP COM 361448103 33 1,281 SH OTHER 1 1,281 GATX CORP COM 361448103 6,040 234,831 SH SOLE 234,831 GENTIVA HEALTH SERVICES INC COM 37247A102 36 2,157 SH OTHER 1 2,157 GENTIVA HEALTH SERVICES INC COM 37247A102 6,598 400,854 SH SOLE 400,854 GTSI CORP COM 36238K103 17 3,255 SH OTHER 1 3,255 GTSI CORP COM 36238K103 1,921 357,710 SH SOLE 357,710 GENERAL CABLE CORP DEL NEW COM 369300108 70 1,871 SH OTHER 1 1,871 GENERAL CABLE CORP DEL NEW COM 369300108 12,977 345,313 SH SOLE 345,313 GENERAL MARITIME CORP NEW SHS Y2693R101 34 3,392 SH OTHER 1 3,392 GENERAL MARITIME CORP NEW SHS Y2693R101 6,263 633,303 SH SOLE 633,303
Form 13F INFORMATION TABLE 6/30/2009
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME TITLE VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ----------------------- OF ISSUER OF CLASS CUSIP (X$1,000) PRINCIPAL PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ------------- --------- --------- --------- --- ---- ---------- -------- ---------- ------- ---- GENESEE & WYO INC CL A 371559105 41 1,528 SH OTHER 1 1,528 GENESEE & WYO INC CL A 371559105 7,525 283,850 SH SOLE 283,850 GLACIER BANCORP INC NEW COM 37637Q105 25 1,681 SH OTHER 1 1,681 GLACIER BANCORP INC NEW COM 37637Q105 4,596 311,146 SH SOLE 311,146 GREENHILL & CO INC COM 395259104 22 309 SH OTHER 1 309 GREENHILL & CO INC COM 395259104 4,082 56,532 SH SOLE 56,532 HAEMONETICS CORP COM 405024100 51 898 SH OTHER 1 898 HAEMONETICS CORP COM 405024100 9,462 165,997 SH SOLE 165,997 ICU MED INC COM 44930G107 71 1,729 SH OTHER 1 1,729 ICU MED INC COM 44930G107 13,020 316,400 SH SOLE 316,400 IDEX CORP COM 45167R104 28 1,155 SH OTHER 1 1,155 IDEX CORP COM 45167R104 5,293 215,433 SH SOLE 215,433 ION GEOPHYSICAL CORP COM 462044108 14 5,572 SH OTHER 1 5,572 ION GEOPHYSICAL CORP COM 462044108 2,600 1,011,667 SH SOLE 1,011,667 KANSAS CITY SOUTHERN COM NEW 485170302 28 1,744 SH OTHER 1 1,744 KANSAS CITY SOUTHERN COM NEW 485170302 5,197 322,578 SH SOLE 322,578 KAYDON CORP COM 486587108 34 1,045 SH OTHER 1 1,045 KAYDON CORP COM 486587108 6,236 191,514 SH SOLE 191,514 LANCE INC COM 514606102 62 2,694 SH OTHER 1 2,694 LANCE INC COM 514606102 11,591 501,116 SH SOLE 501,116 MANTECH INTL CORP CL A 564563104 56 1,305 SH OTHER 1 1,305 MANTECH INTL CORP CL A 564563104 10,457 242,949 SH SOLE 242,949 MGIC INVT CORP WIS COM 552848103 35 8,052 SH OTHER 1 8,052 MGIC INVT CORP WIS COM 552848103 6,526 1,483,285 SH SOLE 1,483,285 MEDICAL ACTION INDS INC COM 58449L100 42 3,642 SH OTHER 1 3,642 MEDICAL ACTION INDS INC COM 58449L100 7,658 668,848 SH SOLE 668,848 MERIT MED SYS INC COM 589889104 73 4,469 SH OTHER 1 4,469 MERIT MED SYS INC COM 589889104 13,556 831,665 SH SOLE 831,665 MID-AMER APT CMNTYS INC COM 59522J103 44 1,193 SH OTHER 1 1,193 MID-AMER APT CMNTYS INC COM 59522J103 8,151 222,045 SH SOLE 222,045 NORTH AMERN ENERGY PARTNERS COM 656844107 23 3,724 SH OTHER 1 3,724 NORTH AMERN ENERGY PARTNERS COM 656844107 4,189 687,791 SH SOLE 687,791 OLD NATL BANCORP IND COM 680033107 35 3,614 SH OTHER 1 3,614 OLD NATL BANCORP IND COM 680033107 6,617 673,868 SH SOLE 673,868 PROSPERITY BANCSHARES INC COM 743606105 28 929 SH OTHER 1 929 PROSPERITY BANCSHARES INC COM 743606105 5,057 169,536 SH SOLE 169,536 PSS WORLD MED INC COM 69366A100 58 3,157 SH OTHER 1 3,157 PSS WORLD MED INC COM 69366A100 10,738 580,113 SH SOLE 580,113 ROBBINS & MYERS INC COM 770196103 31 1,610 SH OTHER 1 1,610 ROBBINS & MYERS INC COM 770196103 5,684 295,277 SH SOLE 295,277 SCHOOL SPECIALTY INC COM 807863105 29 1,448 SH OTHER 1 1,448 SCHOOL SPECIALTY INC COM 807863105 5,350 264,734 SH SOLE 264,734 SMITH & WESSON HLDG CORP COM 831756101 33 5,859 SH OTHER 1 5,859 SMITH & WESSON HLDG CORP COM 831756101 6,131 1,079,320 SH SOLE 1,079,320 SPARTECH CORP COM NEW 847220209 10 1,072 SH OTHER 1 1,072 SPARTECH CORP COM NEW 847220209 1,687 183,579 SH SOLE 183,579 SUNRISE SENIOR LIVING INC COM 86768K106 9 5,432 SH OTHER 1 5,432 SUNRISE SENIOR LIVING INC COM 86768K106 1,578 956,222 SH SOLE 956,222 STEWART INFORMATION SVCS COR COM 860372101 24 1,670 SH OTHER 1 1,670 STEWART INFORMATION SVCS COR COM 860372101 4,440 311,558 SH SOLE 311,558 SUN COMMUNITIES INC COM 866674104 33 2,391 SH OTHER 1 2,391 SUN COMMUNITIES INC COM 866674104 6,135 445,239 SH SOLE 445,239 HANOVER INS GROUP INC COM 410867105 42 1,113 SH OTHER 1 1,113 HANOVER INS GROUP INC COM 410867105 7,966 209,038 SH SOLE 209,038 TENNECO INC COM 880349105 30 2,843 SH OTHER 1 2,843 TENNECO INC COM 880349105 5,517 520,480 SH SOLE 520,480 TERRA INDS INC COM 880915103 45 1,873 SH OTHER 1 1,873 TERRA INDS INC COM 880915103 8,347 344,638 SH SOLE 344,638 TETRA TECH INC NEW COM 88162G103 32 1,129 SH OTHER 1 1,129 TETRA TECH INC NEW COM 88162G103 5,924 206,776 SH SOLE 206,776
Form 13F INFORMATION TABLE 6/30/2009
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME TITLE VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ----------------------- OF ISSUER OF CLASS CUSIP (X$1,000) PRINCIPAL PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ------------- --------- --------- --------- --- ---- ---------- -------- ---------- ------- ---- TRACTOR SUPPLY CO COM 892356106 54 1,310 SH OTHER 1 1,310 TRACTOR SUPPLY CO COM 892356106 10,090 244,192 SH SOLE 244,192 TREEHOUSE FOODS INC COM 89469A104 59 2,066 SH OTHER 1 2,066 TREEHOUSE FOODS INC COM 89469A104 11,088 385,395 SH SOLE 385,395 TUTOR PERINI CORP COM 901109108 27 1,530 SH OTHER 1 1,530 TUTOR PERINI CORP COM 901109108 4,785 275,612 SH SOLE 275,612 UCBH HOLDINGS INC COM 90262T308 7 5,200 SH OTHER 1 5,200 UCBH HOLDINGS INC COM 90262T308 1,303 1,034,207 SH SOLE 1,034,207 UNDER ARMOUR INC CL A 904311107 43 1,912 SH OTHER 1 1,912 UNDER ARMOUR INC CL A 904311107 7,926 354,169 SH SOLE 354,169 UNITED NAT FOODS INC COM 911163103 74 2,815 SH OTHER 1 2,815 UNITED NAT FOODS INC COM 911163103 13,680 521,132 SH SOLE 521,132 U S PHYSICAL THERAPY INC COM 90337L108 32 2,188 SH OTHER 1 2,188 U S PHYSICAL THERAPY INC COM 90337L108 6,004 407,065 SH SOLE 407,065 VARIAN INC COM 922206107 40 1,014 SH OTHER 1 1,014 VARIAN INC COM 922206107 7,371 186,930 SH SOLE 186,930 WABTEC CORP COM 929740108 54 1,694 SH OTHER 1 1,694 WABTEC CORP COM 929740108 10,222 317,755 SH SOLE 317,755 WESTAMERICA BANCORPORATION COM 957090103 55 1,117 SH OTHER 1 1,117 WESTAMERICA BANCORPORATION COM 957090103 10,311 207,851 SH SOLE 207,851 WHITING PETE CORP NEW COM 966387102 38 1,081 SH OTHER 1 1,081 WHITING PETE CORP NEW COM 966387102 6,980 198,520 SH SOLE 198,520
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