-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K+l/oGQh49IaTLUrYXXQSYoJaAx2e6LYns0PSvrPPvK8lvwoPPPwbxkUdn8zlpdY hU6j1IiWPZ9cXBbSNE/UGQ== 0001193125-09-028748.txt : 20090213 0001193125-09-028748.hdr.sgml : 20090213 20090213123241 ACCESSION NUMBER: 0001193125-09-028748 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090213 DATE AS OF CHANGE: 20090213 EFFECTIVENESS DATE: 20090213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Netols Asset Management, Inc. CENTRAL INDEX KEY: 0001315497 IRS NUMBER: 392013954 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12202 FILM NUMBER: 09600454 BUSINESS ADDRESS: STREET 1: 1045 W. GLEN OAKS LANE, SUITE 201 CITY: MEQUON STATE: WI ZIP: 53092 BUSINESS PHONE: 262-240-2930 MAIL ADDRESS: STREET 1: 1045 W. GLEN OAKS LANE, SUITE 201 CITY: MEQUON STATE: WI ZIP: 53092 13F-HR 1 d13fhr.txt NETOLS ASSET MANAGEMENT, INC. ---------------------------- OMB APPROVAL ---------------------------- OMB Number: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per form . . . . 22.8 ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2008 Check here if Amendment [ ]: Amendment Number: ---- This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Netols Asset Management, Inc. Address: 1045 W. Glen Oaks Lane, Suite 202 Mequon, WI 53092 Form 13F File Number 28-12202 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Name: Jeffrey W. Netols Title: President Phone: 262-240-2930 Signature, Place, and Date of Signing: /s/ Jeffrey W. Netols Mequon, WI February 13, 2009 - --------------------- ------------- (Signature) (City, State) Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager. (If there are no entries in this list, omit this section.) 28-01190 Frank Russell Company Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 140 Form 13F Information Table Value Total: $486,505 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. (If there are no entries in this list, state "NONE" and omit the column headings and list entries.) No. Form 13F File No. Name - --- ----------------- ----------------------- 1 28-12088 Forward Management, LLC Form 13F INFORMATION TABLE 12/31/2008
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME TITLE VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ----------------------- OF ISSUER OF CLASS CUSIP (X$1,000) PRINCIPAL PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------- ------------- --------- --------- ---------- --- ---- ---------- -------- --------- ------- ---- 99 CENTS ONLY STORES COM 65440K106 33 3,052 SH OTHER 1 3,052 99 CENTS ONLY STORES COM 65440K106 9,500 869,201 SH SOLE 869,201 ABERCROMBIE & FITCH CO CL A 002896207 15 648 SH OTHER 1 648 ABERCROMBIE & FITCH CO CL A 002896207 4,117 178,444 SH SOLE 178,444 ARBITRON INC COM 03875Q108 12 896 SH OTHER 1 896 ARBITRON INC COM 03875Q108 3,361 253,108 SH SOLE 253,108 ALASKA COMMUNICATIONS SYS GR COM 01167P101 11 1,167 SH OTHER 1 1,167 ALASKA COMMUNICATIONS SYS GR COM 01167P101 3,034 323,422 SH SOLE 323,422 ALEXANDER & BALDWIN INC COM 014482103 15 616 SH OTHER 1 616 ALEXANDER & BALDWIN INC COM 014482103 4,466 178,224 SH SOLE 178,224 AMERICAN SCIENCE & ENGR INC COM 029429107 37 505 SH OTHER 1 505 AMERICAN SCIENCE & ENGR INC COM 029429107 10,498 141,943 SH SOLE 141,943 ARBOR RLTY TR INC COM 038923108 6 2,202 SH OTHER 1 2,202 ARBOR RLTY TR INC COM 038923108 1,727 585,575 SH SOLE 585,575 C & D TECHNOLOGIES INC COM 124661109 10 3,208 SH OTHER 1 3,208 C & D TECHNOLOGIES INC COM 124661109 2,777 887,316 SH SOLE 887,316 CACI INTL INC CL A 127190304 40 882 SH OTHER 1 882 CACI INTL INC CL A 127190304 11,235 249,165 SH SOLE 249,165 CHAMPION ENTERPRISES INC COM 158496109 3 4,708 SH OTHER 1 4,708 CHAMPION ENTERPRISES INC COM 158496109 705 1,259,281 SH SOLE 1,259,281 CHATTEM INC COM 162456107 40 561 SH OTHER 1 561 CHATTEM INC COM 162456107 11,253 157,322 SH SOLE 157,322 CHEESECAKE FACTORY INC COM 163072101 16 1,632 SH OTHER 1 1,632 CHEESECAKE FACTORY INC COM 163072101 4,609 456,316 SH SOLE 456,316 COMMERCIAL METALS CO COM 201723103 19 1,579 SH OTHER 1 1,579 COMMERCIAL METALS CO COM 201723103 5,128 432,038 SH SOLE 432,038 CORINTHIAN COLLEGES INC COM 218868107 39 2,354 SH OTHER 1 2,354 CORINTHIAN COLLEGES INC COM 218868107 10,863 663,618 SH SOLE 663,618 CARTER INC COM 146229109 48 2,488 SH OTHER 1 2,488 CARTER INC COM 146229109 13,663 709,406 SH SOLE 709,406 CEDAR SHOPPING CTRS INC COM NEW 150602209 17 2,368 SH OTHER 1 2,368 CEDAR SHOPPING CTRS INC COM NEW 150602209 4,767 673,358 SH SOLE 673,358 CERADYNE INC COM 156710105 15 758 SH OTHER 1 758 CERADYNE INC COM 156710105 4,353 214,316 SH SOLE 214,316 COMPASS MINERALS INTL INC COM 20451N101 49 836 SH OTHER 1 836 COMPASS MINERALS INTL INC COM 20451N101 13,961 238,006 SH SOLE 238,006 DEVRY INC DEL COM 251893103 38 660 SH OTHER 1 660 DEVRY INC DEL COM 251893103 10,699 186,355 SH SOLE 186,355 ENCORE ACQUISITION CO COM 29255W100 19 737 SH OTHER 1 737 ENCORE ACQUISITION CO COM 29255W100 5,198 203,670 SH SOLE 203,670 ENGLOBAL CORP COM 293306106 5 1,545 SH OTHER 1 1,545 ENGLOBAL CORP COM 293306106 1,461 449,488 SH SOLE 449,488 EAST WEST BANCORP INC COM 27579R104 39 2,431 SH OTHER 1 2,431 EAST WEST BANCORP INC COM 27579R104 10,877 681,099 SH SOLE 681,099 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 8 1,059 SH OTHER 1 1,059 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 2,219 293,918 SH SOLE 293,918 FIRST MIDWEST BANCORP DEL COM 320867104 15 744 SH OTHER 1 744 FIRST MIDWEST BANCORP DEL COM 320867104 4,113 205,959 SH SOLE 205,959 FOREST OIL CORP COM PAR $0.01 346091705 15 934 SH OTHER 1 934 FOREST OIL CORP COM PAR $0.01 346091705 4,202 254,809 SH SOLE 254,809 FAIR ISAAC CORP COM 303250104 25 1,475 SH OTHER 1 1,475 FAIR ISAAC CORP COM 303250104 6,911 409,890 SH SOLE 409,890 FREDS INC CL A 356108100 34 3,174 SH OTHER 1 3,174 FREDS INC CL A 356108100 9,762 907,293 SH SOLE 907,293 FUEL TECH INC COM 359523107 17 1,644 SH OTHER 1 1,644 FUEL TECH INC COM 359523107 4,830 456,071 SH SOLE 456,071 GATX CORP COM 361448103 19 612 SH OTHER 1 612 GATX CORP COM 361448103 5,430 175,343 SH SOLE 175,343 GENTIVA HEALTH SERVICES INC COM 37247A102 44 1,511 SH OTHER 1 1,511 GENTIVA HEALTH SERVICES INC COM 37247A102 12,546 428,791 SH SOLE 428,791 GTSI CORP COM 36238K103 14 2,265 SH OTHER 1 2,265 GTSI CORP COM 36238K103 2,215 369,118 SH SOLE 369,118 GENERAL CABLE CORP DEL NEW COM 369300108 24 1,349 SH OTHER 1 1,349 GENERAL CABLE CORP DEL NEW COM 369300108 6,736 380,771 SH SOLE 380,771 GENERAL MARITIME CORP SHS Y2692M103 24 2,249 SH OTHER 1 2,249 GENERAL MARITIME CORP SHS Y2692M103 6,911 639,921 SH SOLE 639,921 GENESEE & WYO INC CL A 371559105 31 1,013 SH OTHER 1 1,013 GENESEE & WYO INC CL A 371559105 8,724 286,022 SH SOLE 286,022 GLACIER BANCORP INC NEW COM 37637Q105 13 661 SH OTHER 1 661 GLACIER BANCORP INC NEW COM 37637Q105 3,550 186,652 SH SOLE 186,652 HAEMONETICS CORP COM 405024100 34 596 SH OTHER 1 596 HAEMONETICS CORP COM 405024100 9,485 167,883 SH SOLE 167,883 ICU MED INC COM 44930G107 42 1,253 SH OTHER 1 1,253 ICU MED INC COM 44930G107 11,601 350,049 SH SOLE 350,049 IDEX CORP COM 45167R104 18 766 SH OTHER 1 766 IDEX CORP COM 45167R104 5,250 217,403 SH SOLE 217,403 ION GEOPHYSICAL CORP COM 462044108 7 1,931 SH OTHER 1 1,931 ION GEOPHYSICAL CORP COM 462044108 1,893 551,941 SH SOLE 551,941 KAYDON CORP COM 486587108 20 589 SH OTHER 1 589 KAYDON CORP COM 486587108 5,725 166,653 SH SOLE 166,653 LANCE INC COM 514606102 44 1,939 SH OTHER 1 1,939 LANCE INC COM 514606102 12,596 549,071 SH SOLE 549,071 MANTECH INTL CORP CL A 564563104 46 848 SH OTHER 1 848 MANTECH INTL CORP CL A 564563104 12,902 238,093 SH SOLE 238,093 MGIC INVT CORP WIS COM 552848103 18 5,068 SH OTHER 1 5,068 MGIC INVT CORP WIS COM 552848103 4,974 1,429,208 SH SOLE 1,429,208 MEDICAL ACTION INDS INC COM 58449L100 24 2,414 SH OTHER 1 2,414 MEDICAL ACTION INDS INC COM 58449L100 6,880 687,954 SH SOLE 687,954 MERIT MED SYS INC COM 589889104 55 3,064 SH OTHER 1 3,064 MERIT MED SYS INC COM 589889104 15,568 868,264 SH SOLE 868,264 MID-AMER APT CMNTYS INC COM 59522J103 29 791 SH OTHER 1 791 MID-AMER APT CMNTYS INC COM 59522J103 8,320 223,896 SH SOLE 223,896 NORTH AMERN ENERGY PARTNERS INC COM 656844107 7 2,133 SH OTHER 1 2,133 NORTH AMERN ENERGY PARTNERS INC COM 656844107 1,881 563,041 SH SOLE 563,041 OLD NATL BANCORP IND COM 680033107 44 2,396 SH OTHER 1 2,396 OLD NATL BANCORP IND COM 680033107 12,346 679,869 SH SOLE 679,869 PSS WORLD MED INC COM 69366A100 41 2,198 SH OTHER 1 2,198 PSS WORLD MED INC COM 69366A100 11,628 617,857 SH SOLE 617,857 ROBBINS & MYERS INC COM 770196103 10 608 SH OTHER 1 608 ROBBINS & MYERS INC COM 770196103 2,861 176,952 SH SOLE 176,952 SCHOOL SPECIALTY INC COM 807863105 14 708 SH OTHER 1 708 SCHOOL SPECIALTY INC COM 807863105 3,859 201,856 SH SOLE 201,856 SMITH & WESSON HLDG CORP COM 831756101 15 6,729 SH OTHER 1 6,729 SMITH & WESSON HLDG CORP COM 831756101 4,193 1,847,119 SH SOLE 1,847,119 SUNRISE SENIOR LIVING INC COM 86768K106 5 2,892 SH OTHER 1 2,892 SUNRISE SENIOR LIVING INC COM 86768K106 1,324 787,810 SH SOLE 787,810 STEWART INFORMATION SVCS COR COM 860372101 34 1,449 SH OTHER 1 1,449 STEWART INFORMATION SVCS COR COM 860372101 9,608 409,014 SH SOLE 409,014 SUN COMMUNITIES INC COM 866674104 22 1,585 SH OTHER 1 1,585 SUN COMMUNITIES INC COM 866674104 6,290 449,317 SH SOLE 449,317 SURMODICS INC COM 868873100 14 569 SH OTHER 1 569 SURMODICS INC COM 868873100 4,177 165,312 SH SOLE 165,312 HANOVER INS GROUP INC COM 410867105 32 738 SH OTHER 1 738 HANOVER INS GROUP INC COM 410867105 9,093 211,621 SH SOLE 211,621 TENNECO INC COM 880349105 4 1,355 SH OTHER 1 1,355 TENNECO INC COM 880349105 1,110 376,391 SH SOLE 376,391 TERRA INDS INC COM 880915103 18 1,051 SH OTHER 1 1,051 TERRA INDS INC COM 880915103 4,933 295,895 SH SOLE 295,895 TETRA TECH INC NEW COM 88162G103 16 676 SH OTHER 1 676 TETRA TECH INC NEW COM 88162G103 4,568 189,154 SH SOLE 189,154 TRACTOR SUPPLY CO COM 892356106 31 868 SH OTHER 1 868 TRACTOR SUPPLY CO COM 892356106 8,909 246,512 SH SOLE 246,512 TREEHOUSE FOODS INC COM 89469A104 37 1,369 SH OTHER 1 1,369 TREEHOUSE FOODS INC COM 89469A104 10,611 389,544 SH SOLE 389,544 UCBH HOLDINGS INC COM 90262T308 40 5,886 SH OTHER 1 5,886 UCBH HOLDINGS INC COM 90262T308 11,402 1,657,231 SH SOLE 1,657,231 UNDER ARMOUR INC CL A 904311107 14 603 SH OTHER 1 603 UNDER ARMOUR INC CL A 904311107 4,024 168,804 SH SOLE 168,804 UNITED NAT FOODS INC COM 911163103 35 1,956 SH OTHER 1 1,956 UNITED NAT FOODS INC COM 911163103 9,826 551,404 SH SOLE 551,404 U S PHYSICAL THERAPY INC COM 90337L108 19 1,451 SH OTHER 1 1,451 U S PHYSICAL THERAPY INC COM 90337L108 5,476 410,819 SH SOLE 410,819 VARIAN INC COM 922206107 21 627 SH OTHER 1 627 VARIAN INC COM 922206107 5,907 176,289 SH SOLE 176,289 WABTEC CORP COM 929740108 45 1,123 SH OTHER 1 1,123 WABTEC CORP COM 929740108 12,759 320,971 SH SOLE 320,971 WESTAMERICA BANCORPORATION COM 957090103 43 834 SH OTHER 1 834 WESTAMERICA BANCORPORATION COM 957090103 12,109 236,741 SH SOLE 236,741 WHITING PETE CORP NEW COM 966387102 16 467 SH OTHER 1 467 WHITING PETE CORP NEW COM 966387102 4,293 128,290 SH SOLE 128,290 TOTAL 486,505 31,807,510 31,693,457 114,053 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