-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AkysvmKKM6s+JyA97gARN2Ei9TdXZNxOBA5Em42v9mG/I4o20PRgmSGZRI9s2ISs HDtdmgEUta8GMa5pWe908w== 0001193125-08-235121.txt : 20081113 0001193125-08-235121.hdr.sgml : 20081113 20081113155235 ACCESSION NUMBER: 0001193125-08-235121 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081113 DATE AS OF CHANGE: 20081113 EFFECTIVENESS DATE: 20081113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Netols Asset Management, Inc. CENTRAL INDEX KEY: 0001315497 IRS NUMBER: 392013954 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12202 FILM NUMBER: 081184965 BUSINESS ADDRESS: STREET 1: 1045 W. GLEN OAKS LANE, SUITE 201 CITY: MEQUON STATE: WI ZIP: 53092 BUSINESS PHONE: 262-240-2930 MAIL ADDRESS: STREET 1: 1045 W. GLEN OAKS LANE, SUITE 201 CITY: MEQUON STATE: WI ZIP: 53092 13F-HR 1 d13fhr.txt NETOLS ASSET MANAGEMENT, INC. -------------------------------------- OMB APPROVAL -------------------------------------- OMB Number: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per form........22.8 -------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2008 Check here if Amendment[ ]: Amendment Number: _____ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Netols Asset Management, Inc. Address: 1045 W. Glen Oaks Lane, Suite 202 Mequon, WI 53092 Form 13F File Number 28-12202 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Name: Jeffrey W. Netols Title: President Phone: 262-240-2930 Signature, Place, and Date of Signing: /s/ Jeffrey W. Netols Mequon, WI November 11, 2008 - ---------------------------------- -------------------- -------------------- (Signature) (City, State) Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager. (If there are no entries in this list, omit this section.) 28-01190 Frank Russell Company Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 146 Form 13F Information Table Value Total: $611,749 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. (If there are no entries in this list, state "NONE" and omit the column headings and list entries.) No. Form 13F File No. Name - --- ----------------- ---- 1 28-12088 Forward Management, LLC Form 13F INFORMATION TABLE 9/30/2008
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------- ------------- --------- --------- ------------------- ---------- -------- ------------------------ VOTING AUTHORITY TITLE VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER ------------------------ NAME OF ISSUER OF CLASS CUSIP (X$1,000) PRINCIPAL PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------- ------------- --------- --------- ---------- --- ---- ---------- -------- ---------- ------- ----- 99 CENTS ONLY STORES COM 65440K106 38 3,458 SH OTHER 1 3,458 99 CENTS ONLY STORES COM 65440K106 9,197 838,422 SH SOLE 838,422 ARBITRON INC COM 03875Q108 46 1,020 SH OTHER 1 1,020 ARBITRON INC COM 03875Q108 10,888 243,641 SH SOLE 243,641 ALASKA COMMUNICATIONS SYS GR COM 01167P101 29 2,411 SH OTHER 1 2,411 ALASKA COMMUNICATIONS SYS GR COM 01167P101 7,237 591,761 SH SOLE 591,761 ALEXANDER & BALDWIN INC COM 014482103 31 706 SH OTHER 1 706 ALEXANDER & BALDWIN INC COM 014482103 7,554 171,567 SH SOLE 171,567 AMERICAN SCIENCE & ENGR INC COM 029429107 42 705 SH OTHER 1 705 AMERICAN SCIENCE & ENGR INC COM 029429107 10,232 171,298 SH SOLE 171,298 ARBOR RLTY TR INC COM 038923108 31 3,050 SH OTHER 1 3,050 ARBOR RLTY TR INC COM 038923108 7,238 723,825 SH SOLE 723,825 BRUSH ENGINEERED MATLS INC COM 117421107 12 667 SH OTHER 1 667 BRUSH ENGINEERED MATLS INC COM 117421107 2,981 160,502 SH SOLE 160,502 C & D TECHNOLOGIES INC COM 124661109 20 3,509 SH OTHER 1 3,509 C & D TECHNOLOGIES INC COM 124661109 4,712 829,577 SH SOLE 829,577 CACI INTL INC CL A 127190304 50 1,007 SH OTHER 1 1,007 CACI INTL INC CL A 127190304 12,053 240,579 SH SOLE 240,579 CHAMPION ENTERPRISES INC COM 158496109 30 5,324 SH OTHER 1 5,324 CHAMPION ENTERPRISES INC COM 158496109 7,051 1,270,491 SH SOLE 1,270,491 CHATTEM INC COM 162456107 56 721 SH OTHER 1 721 CHATTEM INC COM 162456107 13,614 174,142 SH SOLE 174,142 CHEESECAKE FACTORY INC COM 163072101 23 1,593 SH OTHER 1 1,593 CHEESECAKE FACTORY INC COM 163072101 5,652 386,610 SH SOLE 386,610 COMMERCIAL METALS CO COM 201723103 16 971 SH OTHER 1 971 COMMERCIAL METALS CO COM 201723103 3,939 233,225 SH SOLE 233,225 CORINTHIAN COLLEGES INC COM 218868107 40 2,655 SH OTHER 1 2,655 CORINTHIAN COLLEGES INC COM 218868107 9,604 640,281 SH SOLE 640,281 CARTER INC COM 146229109 56 2,816 SH OTHER 1 2,816 CARTER INC COM 146229109 13,501 684,268 SH SOLE 684,268 CEDAR SHOPPING CTRS INC COM NEW 150602209 36 2,692 SH OTHER 1 2,692 CEDAR SHOPPING CTRS INC COM NEW 150602209 8,588 649,589 SH SOLE 649,589 CERADYNE INC COM 156710105 33 887 SH OTHER 1 887 CERADYNE INC COM 156710105 7,851 214,148 SH SOLE 214,148 COMPASS MINERALS INTL INC COM 20451N101 50 945 SH OTHER 1 945 COMPASS MINERALS INTL INC COM 20451N101 12,031 229,635 SH SOLE 229,635 DEVRY INC DEL COM 251893103 37 745 SH OTHER 1 745 DEVRY INC DEL COM 251893103 8,700 175,607 SH SOLE 175,607 ENCORE ACQUISITION CO COM 29255W100 26 622 SH OTHER 1 622 ENCORE ACQUISITION CO COM 29255W100 6,286 150,456 SH SOLE 150,456 ENGLOBAL CORP COM 293306106 23 1,738 SH OTHER 1 1,738 ENGLOBAL CORP COM 293306106 5,714 430,593 SH SOLE 430,593 EAST WEST BANCORP INC COM 27579R104 42 3,097 SH OTHER 1 3,097 EAST WEST BANCORP INC COM 27579R104 10,111 737,997 SH SOLE 737,997 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 34 1,193 SH OTHER 1 1,193 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 8,136 283,674 SH SOLE 283,674 FIRST MIDWEST BANCORP INC COM 320867104 14 586 SH OTHER 1 586 FIRST MIDWEST BANCORP INC COM 320867104 3,456 142,591 SH SOLE 142,591 FOREST OIL CORP COM PAR $0.01 346091705 25 508 SH OTHER 1 508 FOREST OIL CORP COM PAR $0.01 346091705 6,126 123,501 SH SOLE 123,501 FAIR ISAAC CORP COM 303250104 35 1,539 SH OTHER 1 1,539 FAIR ISAAC CORP COM 303250104 8,536 370,330 SH SOLE 370,330 FOUNDATION COAL HLDGS INC COM 35039W100 13 376 SH OTHER 1 376 FOUNDATION COAL HLDGS INC COM 35039W100 3,319 93,281 SH SOLE 93,281 FREDS INC CL A 356108100 51 3,567 SH OTHER 1 3,567 FREDS INC CL A 356108100 12,393 871,509 SH SOLE 871,509 FUEL TECH INC COM 359523107 29 1,618 SH OTHER 1 1,618 FUEL TECH INC COM 359523107 7,032 388,704 SH SOLE 388,704 GATX CORP COM 361448103 27 692 SH OTHER 1 692 GATX CORP COM 361448103 6,684 168,919 SH SOLE 168,919 GENTIVA HEALTH SERVICES INC COM 37247A102 51 1,878 SH OTHER 1 1,878 GENTIVA HEALTH SERVICES INC COM 37247A102 12,411 460,708 SH SOLE 460,708 GTSI CORP COM 36238K103 14 2,308 SH OTHER 1 2,308 GTSI CORP COM 36238K103 2,321 370,121 SH SOLE 370,121 GENERAL CABLE CORP DEL NEW COM 369300108 32 895 SH OTHER 1 895 GENERAL CABLE CORP DEL NEW COM 369300108 7,666 215,161 SH SOLE 215,161 GENERAL MARITIME CORP SHS Y2692M103 38 1,927 SH OTHER 1 1,927 GENERAL MARITIME CORP SHS Y2692M103 8,970 460,469 SH SOLE 460,469 GENESEE & WYO INC CL A 371559105 43 1,145 SH OTHER 1 1,145 GENESEE & WYO INC CL A 371559105 10,361 276,140 SH SOLE 276,140 GLACIER BANCORP INC COM 37637Q105 12 499 SH OTHER 1 499 GLACIER BANCORP INC COM 37637Q105 2,839 114,619 SH SOLE 114,619 HAEMONETICS CORP COM 405024100 44 707 SH OTHER 1 707 HAEMONETICS CORP COM 405024100 10,720 173,687 SH SOLE 173,687 INTERNATIONAL COAL GRP INC N COM 45928H106 6 902 SH OTHER 1 902 INTERNATIONAL COAL GRP INC N COM 45928H106 1,608 257,685 SH SOLE 257,685 ICU MED INC COM 44930G107 47 1,537 SH OTHER 1 1,537 ICU MED INC COM 44930G107 11,355 373,397 SH SOLE 373,397 IDEX CORP COM 45167R104 27 870 SH OTHER 1 870 IDEX CORP COM 45167R104 6,511 209,898 SH SOLE 209,898 ION GEOPHYSICAL CORP COM 462044108 31 2,182 SH OTHER 1 2,182 ION GEOPHYSICAL CORP COM 462044108 7,552 532,198 SH SOLE 532,198 K V PHARMACEUTICAL CO CL A 482740206 22 978 SH OTHER 1 978 K V PHARMACEUTICAL CO CL A 482740206 5,336 234,950 SH SOLE 234,950 KAYDON CORP COM 486587108 30 665 SH OTHER 1 665 KAYDON CORP COM 486587108 7,221 160,250 SH SOLE 160,250 LANCE INC COM 514606102 50 2,192 SH OTHER 1 2,192 LANCE INC COM 514606102 11,975 527,781 SH SOLE 527,781 MANTECH INTL CORP CL A 564563104 66 1,114 SH OTHER 1 1,114 MANTECH INTL CORP CL A 564563104 16,050 270,699 SH SOLE 270,699 MGIC INVT CORP WIS COM 552848103 40 5,697 SH OTHER 1 5,697 MGIC INVT CORP WIS COM 552848103 9,702 1,380,139 SH SOLE 1,380,139 MGP INGREDIENTS INC COM 55302G103 8 2,655 SH OTHER 1 2,655 MGP INGREDIENTS INC COM 55302G103 1,055 371,630 SH SOLE 371,630 MEDICAL ACTION INDS INC COM 58449L100 36 2,718 SH OTHER 1 2,718 MEDICAL ACTION INDS INC COM 58449L100 8,680 661,055 SH SOLE 661,055 MENTOR CORP MINN COM 587188103 33 1,396 SH OTHER 1 1,396 MENTOR CORP MINN COM 587188103 8,057 337,678 SH SOLE 337,678 MERIT MED SYS INC COM 589889104 71 3,778 SH OTHER 1 3,778 MERIT MED SYS INC COM 589889104 17,188 915,735 SH SOLE 915,735 MID-AMER APT CMNTYS INC COM 59522J103 44 891 SH OTHER 1 891 MID-AMER APT CMNTYS INC COM 59522J103 10,600 215,710 SH SOLE 215,710 NORTH AMERN ENERGY PARTNERS INC COM 656844107 8 778 SH OTHER 1 778 NORTH AMERN ENERGY PARTNERS INC COM 656844107 1,849 178,351 SH SOLE 178,351 OLD NATL BANCORP IND COM 680033107 54 2,693 SH OTHER 1 2,693 OLD NATL BANCORP IND COM 680033107 12,842 641,449 SH SOLE 641,449 PSS WORLD MED INC COM 69366A100 49 2,488 SH OTHER 1 2,488 PSS WORLD MED INC COM 69366A100 11,642 597,005 SH SOLE 597,005 ROBBINS & MYERS INC COM 770196103 21 684 SH OTHER 1 684 ROBBINS & MYERS INC COM 770196103 5,247 169,630 SH SOLE 169,630 SCHOOL SPECIALTY INC COM 807863105 25 812 SH OTHER 1 812 SCHOOL SPECIALTY INC COM 807863105 6,072 194,664 SH SOLE 194,664 SMITH & WESSON HLDG CORP COM 831756101 21 5,632 SH OTHER 1 5,632 SMITH & WESSON HLDG CORP COM 831756101 5,045 1,348,985 SH SOLE 1,348,985 SUNRISE SENIOR LIVING INC COM 86768K106 35 2,518 SH OTHER 1 2,518 SUNRISE SENIOR LIVING INC COM 86768K106 8,403 609,375 SH SOLE 609,375 STEWART INFORMATION SVCS COR COM 860372101 49 1,632 SH OTHER 1 1,632 STEWART INFORMATION SVCS COR COM 860372101 11,728 394,205 SH SOLE 394,205 SUN COMMUNITIES INC COM 866674104 35 1,790 SH OTHER 1 1,790 SUN COMMUNITIES INC COM 866674104 8,553 431,747 SH SOLE 431,747 SURMODICS INC COM 868873100 20 640 SH OTHER 1 640 SURMODICS INC COM 868873100 4,991 158,484 SH SOLE 158,484 HANOVER INS GROUP INC COM 410867105 38 841 SH OTHER 1 841 HANOVER INS GROUP INC COM 410867105 9,281 203,892 SH SOLE 203,892 TENNECO INC COM 880349105 17 1,621 SH OTHER 1 1,621 TENNECO INC COM 880349105 4,087 384,455 SH SOLE 384,455 TERRA INDS INC COM 880915103 28 955 SH OTHER 1 955 TERRA INDS INC COM 880915103 6,887 234,264 SH SOLE 234,264 TRACTOR SUPPLY CO COM 892356106 41 977 SH OTHER 1 977 TRACTOR SUPPLY CO COM 892356106 9,790 232,824 SH SOLE 232,824 TREEHOUSE FOODS INC COM 89469A104 46 1,546 SH OTHER 1 1,546 TREEHOUSE FOODS INC COM 89469A104 11,160 375,744 SH SOLE 375,744 UCBH HOLDINGS INC COM 90262T308 43 6,635 SH OTHER 1 6,635 UCBH HOLDINGS INC COM 90262T308 10,242 1,597,773 SH SOLE 1,597,773 UNITED NAT FOODS INC COM 911163103 55 2,209 SH OTHER 1 2,209 UNITED NAT FOODS INC COM 911163103 13,304 532,375 SH SOLE 532,375 U S PHYSICAL THERAPY INC COM 90337L108 29 1,664 SH OTHER 1 1,664 U S PHYSICAL THERAPY INC COM 90337L108 6,857 395,017 SH SOLE 395,017 VARIAN INC COM 922206107 33 768 SH OTHER 1 768 VARIAN INC COM 922206107 7,914 184,473 SH SOLE 184,473 WABTEC CORP COM 929740108 66 1,287 SH OTHER 1 1,287 WABTEC CORP COM 929740108 15,864 309,670 SH SOLE 309,670 WESTAMERICA BANCORPORATION COM 957090103 54 937 SH OTHER 1 937 WESTAMERICA BANCORPORATION COM 957090103 12,854 223,438 SH SOLE 223,438 WHITING PETE CORP NEW COM 966387102 25 349 SH OTHER 1 349 WHITING PETE CORP NEW COM 966387102 6,011 84,347 SH SOLE 84,347 TOTAL 611,749 30,520,408 30,392,600 127,808
-----END PRIVACY-ENHANCED MESSAGE-----