-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LTSInu/CSokq9f0suhbUkxER/KC+H83hkq8gzc2VOrZpPU7q8JbSlCU2G1YiMOJI 6+SMV8yR3bZE9jxh4wIpgg== 0001193125-08-109531.txt : 20080509 0001193125-08-109531.hdr.sgml : 20080509 20080509143619 ACCESSION NUMBER: 0001193125-08-109531 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080509 DATE AS OF CHANGE: 20080509 EFFECTIVENESS DATE: 20080509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Netols Asset Management, Inc. CENTRAL INDEX KEY: 0001315497 IRS NUMBER: 392013954 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12202 FILM NUMBER: 08817766 BUSINESS ADDRESS: STREET 1: 1045 W. GLEN OAKS LANE, SUITE 201 CITY: MEQUON STATE: WI ZIP: 53092 BUSINESS PHONE: 262-240-2930 MAIL ADDRESS: STREET 1: 1045 W. GLEN OAKS LANE, SUITE 201 CITY: MEQUON STATE: WI ZIP: 53092 13F-HR 1 d13fhr.txt NETOLS ASSET MANAGEMENT, INC. -------------------------- OMB APPROVAL -------------------------- OMB Number: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per form ...... 22.8 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2008 Check here if Amendment[ ]: Amendment Number: ---------- This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Netols Asset Management, Inc. Address: 1045 W. Glen Oaks Lane, Suite 202 Mequon, WI 53092 Form 13F File Number 28-12202 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Name: Jeffrey W. Netols Title: President Phone: 262-240-2930 Signature, Place, and Date of Signing: /s/ Jeffrey W. Netols - ------------------------------------- (Signature) Mequon, WI - ----------------- (City, State) May 3, 2008 - ----------------- (Date) Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [x] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager. (If there are no entries in this list, omit this section.) 28-01190 Frank Russell Company Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 --- Form 13F Information Table Entry Total: 142 --- Form 13F Information Table Value Total: $321,185 (thousands) -------- List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. (If there are no entries in this list, state "NONE" and omit the column headings and list entries.) No. Form 13F File No. Name - --- ----------------- ---- 1 28-12088 Forward Management, LLC Form 13F INFORMATION TABLE 12/31/2007
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 NAME TITLE VALUE SHARES/ PUT/ INVESTMENT OTHER VOTING AUTHORITY OF ISSUER OF CLASS CUSIP (X$1,000) PRINCIPAL SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------------------------------------------------------------------------------------------------------- 99 CENTS ONLY STORES COM 65440K106 35 3,587 SH OTHER 1 3,587 99 CENTS ONLY STORES COM 65440K106 4,650 470,221 SH SOLE 470,221 ARBITRON INC COM 03875Q108 44 1,020 SH OTHER 1 1,020 ARBITRON INC COM 03875Q108 5,678 131,529 SH SOLE 131,529 ALASKA COMMUNICATIONS SYS GR COM 01167P101 39 3,204 SH OTHER 1 3,204 ALASKA COMMUNICATIONS SYS GR COM 01167P101 5,117 418,033 SH SOLE 418,033 ALEXANDER & BALDWIN INC COM 014482103 30 706 SH OTHER 1 706 ALEXANDER & BALDWIN INC COM 014482103 4,062 94,297 SH SOLE 94,297 AMERICAN SCIENCE & ENGR INC COM 029429107 47 856 SH OTHER 1 856 AMERICAN SCIENCE & ENGR INC COM 029429107 6,153 112,758 SH SOLE 112,758 ARBOR RLTY TR INC COM 038923108 30 1,999 SH OTHER 1 1,999 ARBOR RLTY TR INC COM 038923108 3,932 260,739 SH SOLE 260,739 BRUSH ENGINEERED MATLS INC COM 117421107 20 777 SH OTHER 1 777 BRUSH ENGINEERED MATLS INC COM 117421107 2,559 99,679 SH SOLE 99,679 BRUNSWICK CORP COM 117043109 16 995 SH OTHER 1 995 BRUNSWICK CORP COM 117043109 1,912 119,746 SH SOLE 119,746 C & D TECHNOLOGIES INC COM 124661109 17 3,378 SH OTHER 1 3,378 C & D TECHNOLOGIES INC COM 124661109 2,335 465,120 SH SOLE 465,120 CACI INTL INC CL A 127190304 46 1,007 SH OTHER 1 1,007 CACI INTL INC CL A 127190304 5,947 130,563 SH SOLE 130,563 CASUAL MALE RETAIL GRP INC COM 148711104 16 3,715 SH OTHER 1 3,715 CASUAL MALE RETAIL GRP INC COM 148711104 2,014 479,475 SH SOLE 479,475 CHAMPION ENTERPRISES INC COM 158496109 43 4,250 SH OTHER 1 4,250 CHAMPION ENTERPRISES INC COM 158496109 5,656 563,944 SH SOLE 563,944 CHATTEM INC COM 162456107 48 721 SH OTHER 1 721 CHATTEM INC COM 162456107 6,292 94,838 SH SOLE 94,838 COMMERCIAL METALS CO COM 201723103 29 971 SH OTHER 1 971 COMMERCIAL METALS CO COM 201723103 3,960 132,122 SH SOLE 132,122 CORINTHIAN COLLEGES INC COM 218868107 18 2,478 SH OTHER 1 2,478 CORINTHIAN COLLEGES INC COM 218868107 2,337 323,215 SH SOLE 323,215 CARTER INC COM 146229109 31 1,933 SH OTHER 1 1,933 CARTER INC COM 146229109 4,075 252,344 SH SOLE 252,344 CEDAR SHOPPING CTRS INC COM NEW 150602209 31 2,692 SH OTHER 1 2,692 CEDAR SHOPPING CTRS INC COM NEW 150602209 4,129 353,474 SH SOLE 353,474 CERADYNE INC COM 156710105 28 887 SH OTHER 1 887 CERADYNE INC COM 156710105 3,726 116,579 SH SOLE 116,579 COMPASS MINERALS INTL INC COM 20451N101 70 1,190 SH OTHER 1 1,190 COMPASS MINERALS INTL INC COM 20451N101 9,255 156,926 SH SOLE 156,926 COTT CORP QUE COM 22163N106 9 2,527 SH OTHER 1 2,527 COTT CORP QUE COM 22163N106 1,205 343,263 SH SOLE 343,263 DEVRY INC DEL COM 251893103 29 691 SH OTHER 1 691 DEVRY INC DEL COM 251893103 3,828 91,493 SH SOLE 91,493 ENCORE ACQUISITION CO COM 29255W100 49 1,210 SH OTHER 1 1,210 ENCORE ACQUISITION CO COM 29255W100 6,441 159,916 SH SOLE 159,916 ENGLOBAL CORP COM 293306106 33 3,861 SH OTHER 1 3,861 ENGLOBAL CORP COM 293306106 4,377 511,934 SH SOLE 511,934 EPIQ SYS INC COM 26882D109 33 2,121 SH OTHER 1 2,121 EPIQ SYS INC COM 26882D109 4,325 278,660 SH SOLE 278,660 EAST WEST BANCORP INC COM 27579R104 20 1,121 SH OTHER 1 1,121 EAST WEST BANCORP INC COM 27579R104 2,568 144,683 SH SOLE 144,683 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 28 914 SH OTHER 1 914 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 3,638 117,780 SH SOLE 117,780 FLEETWOOD ENTERPRISES INC COM 339099103 14 3,132 SH OTHER 1 3,132 FLEETWOOD ENTERPRISES INC COM 339099103 1,908 414,677 SH SOLE 414,677 FOREST OIL CORP COM PAR $0.01 346091705 54 1,104 SH OTHER 1 1,104 FOREST OIL CORP COM PAR $0.01 346091705 7,139 145,818 SH SOLE 145,818
Form 13F INFORMATION TABLE 12/31/2007
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 NAME TITLE VALUE SHARES/ PUT/ INVESTMENT OTHER VOTING AUTHORITY OF ISSUER OF CLASS CUSIP (X$1,000) PRINCIPAL SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------ FAIR ISAAC CORP COM 303250104 28 1,280 SH OTHER 1 1,280 FAIR ISAAC CORP COM 303250104 3,626 168,478 SH SOLE 168,478 FOUNDATION COAL HLDGS INC COM 35039W100 57 1,126 SH OTHER 1 1,126 FOUNDATION COAL HLDGS INC COM 35039W100 7,530 149,619 SH SOLE 149,619 FREDS INC CL A 356108100 37 3,619 SH OTHER 1 3,619 FREDS INC CL A 356108100 4,812 469,483 SH SOLE 469,483 GATX CORP COM 361448103 25 635 SH OTHER 1 635 GATX CORP COM 361448103 3,358 85,960 SH SOLE 85,960 GENTIVA HEALTH SERVICES INC COM 37247A102 50 2,288 SH OTHER 1 2,288 GENTIVA HEALTH SERVICES INC COM 37247A102 6,602 303,409 SH SOLE 303,409 GTSI CORP COM 36238K103 17 2,308 SH OTHER 1 2,308 GTSI CORP COM 36238K103 2,195 303,969 SH SOLE 303,969 GENERAL CABLE CORP DEL NEW COM 369300108 53 895 SH OTHER 1 895 GENERAL CABLE CORP DEL NEW COM 369300108 6,972 118,035 SH SOLE 118,035 GENERAL MARITIME CORP SHS Y2692M103 45 1,927 SH OTHER 1 1,927 GENERAL MARITIME CORP SHS Y2692M103 5,923 250,861 SH SOLE 250,861 GENESEE & WYO INC CL A 371559105 33 948 SH OTHER 1 948 GENESEE & WYO INC CL A 371559105 4,172 121,284 SH SOLE 121,284 HAEMONETICS CORP COM 405024100 48 798 SH OTHER 1 798 HAEMONETICS CORP COM 405024100 6,320 106,068 SH SOLE 106,068 INTERNATIONAL COAL GRP INC N COM 45928H106 51 7,978 SH OTHER 1 7,978 INTERNATIONAL COAL GRP INC N COM 45928H106 6,560 1,033,098 SH SOLE 1,033,098 ICU MED INC COM 44930G107 36 1,255 SH OTHER 1 1,255 ICU MED INC COM 44930G107 4,687 162,900 SH SOLE 162,900 IDEX CORP COM 45167R104 25 803 SH OTHER 1 803 IDEX CORP COM 45167R104 3,283 106,978 SH SOLE 106,978 ION GEOPHYSICAL CORP COM 462044108 26 1,850 SH OTHER 1 1,850 ION GEOPHYSICAL CORP COM 462044108 3,284 238,002 SH SOLE 238,002 K V PHARMACEUTICAL CO CL A 482740206 24 978 SH OTHER 1 978 K V PHARMACEUTICAL CO CL A 482740206 3,206 128,451 SH SOLE 128,451 KAYDON CORP COM 486587108 18 399 SH OTHER 1 399 KAYDON CORP COM 486587108 2,284 52,008 SH SOLE 52,008 LANCE INC COM 514606102 40 2,065 SH OTHER 1 2,065 LANCE INC COM 514606102 5,313 271,076 SH SOLE 271,076 LSI INDS INC COM 50216C108 21 1,560 SH OTHER 1 1,560 LSI INDS INC COM 50216C108 2,717 205,688 SH SOLE 205,688 MANTECH INTL CORP CL A 564563104 55 1,216 SH OTHER 1 1,216 MANTECH INTL CORP CL A 564563104 7,279 160,481 SH SOLE 160,481 MGIC INVT CORP WIS COM 552848103 22 2,092 SH OTHER 1 2,092 MGIC INVT CORP WIS COM 552848103 2,771 263,177 SH SOLE 263,177 MGP INGREDIENTS INC COM 55302G103 19 2,655 SH OTHER 1 2,655 MGP INGREDIENTS INC COM 55302G103 2,319 331,698 SH SOLE 331,698 MEDICAL ACTION INDS INC COM 58449L100 35 2,152 SH OTHER 1 2,152 MEDICAL ACTION INDS INC COM 58449L100 4,586 279,130 SH SOLE 279,130 MENTOR CORP MINN COM 587188103 26 1,010 SH OTHER 1 1,010 MENTOR CORP MINN COM 587188103 3,320 129,094 SH SOLE 129,094 MERIT MED SYS INC COM 589889104 65 4,122 SH OTHER 1 4,122 MERIT MED SYS INC COM 589889104 8,484 535,922 SH SOLE 535,922 MID-AMER APT CMNTYS INC COM 59522J103 37 746 SH OTHER 1 746 MID-AMER APT CMNTYS INC COM 59522J103 4,788 96,074 SH SOLE 96,074 OLD NATL BANCORP IND COM 680033107 19 1,043 SH OTHER 1 1,043 OLD NATL BANCORP IND COM 680033107 2,466 137,015 SH SOLE 137,015 PAR PHARMACEUTICAL COS INC COM 69888P106 18 1,032 SH OTHER 1 1,032 PAR PHARMACEUTICAL COS INC COM 69888P106 2,432 139,858 SH SOLE 139,858 PSS WORLD MED INC COM 69366A100 37 2,199 SH OTHER 1 2,199 PSS WORLD MED INC COM 69366A100 4,829 289,878 SH SOLE 289,878
Form 13F INFORMATION TABLE 12/31/2007
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 NAME TITLE VALUE SHARES/ PUT/ INVESTMENT OTHER VOTING AUTHORITY OF ISSUER OF CLASS CUSIP (X$1,000) PRINCIPAL SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------------------------------------------------------------------------------------------- ----------------------- ROBBINS & MYERS INC COM 770196103 56 1,724 SH OTHER 1 1,724 ROBBINS & MYERS INC COM 770196103 7,426 227,442 SH SOLE 227,442 SCHOOL SPECIALTY INC COM 807863105 26 812 SH OTHER 1 812 SCHOOL SPECIALTY INC COM 807863105 3,353 106,304 SH SOLE 106,304 SUNRISE SENIOR LIVING INC COM 86768K106 16 716 SH OTHER 1 716 SUNRISE SENIOR LIVING INC COM 86768K106 2,187 98,156 SH SOLE 98,156 STEWART INFORMATION SVCS COR COM 860372101 26 922 SH OTHER 1 922 STEWART INFORMATION SVCS COR COM 860372101 3,394 121,266 SH SOLE 121,266 SUN COMMUNITIES INC COM 866674104 34 1,663 SH OTHER 1 1,663 SUN COMMUNITIES INC COM 866674104 4,465 217,789 SH SOLE 217,789 SURMODICS INC COM 868873100 35 837 SH OTHER 1 837 SURMODICS INC COM 868873100 4,618 110,263 SH SOLE 110,263 HANOVER INS GROUP INC COM 410867105 35 841 SH OTHER 1 841 HANOVER INS GROUP INC COM 410867105 4,587 111,502 SH SOLE 111,502 TENNECO INC COM 880349105 36 1,285 SH OTHER 1 1,285 TENNECO INC COM 880349105 4,610 164,987 SH SOLE 164,987 TERRA INDS INC COM 880915103 56 1,587 SH OTHER 1 1,587 TERRA INDS INC COM 880915103 7,390 207,990 SH SOLE 207,990 UCBH HOLDINGS INC COM 90262T308 20 2,609 SH OTHER 1 2,609 UCBH HOLDINGS INC COM 90262T308 2,648 341,187 SH SOLE 341,187 U S PHYSICAL THERAPY INC COM 90337L108 24 1,664 SH OTHER 1 1,664 U S PHYSICAL THERAPY INC COM 90337L108 3,145 218,127 SH SOLE 218,127 VARIAN INC COM 922206107 38 651 SH OTHER 1 651 VARIAN INC COM 922206107 4,932 85,151 SH SOLE 85,151 WABTEC CORP COM 929740108 48 1,287 SH OTHER 1 1,287 WABTEC CORP COM 929740108 6,571 174,480 SH SOLE 174,480 WESTAMERICA BANCORPORATION COM 957090103 39 732 SH OTHER 1 732 WESTAMERICA BANCORPORATION COM 957090103 4,979 94,665 SH SOLE 94,665 WHITING PETE CORP NEW COM 966387102 70 1,088 SH OTHER 1 1,088 WHITING PETE CORP NEW COM 966387102 9,111 140,934 SH SOLE 140,934 TOTAL 321,185 16,164,207 16,041,763 122,444 ==================== ==================
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