-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GMF2gMnO99fauylGkGGpSUvkUCZ6O022KZ1tPhTRBQrjL8W/+2UtbtZ0mIN4bYBe U6Ve0MfUkyOJZc+Rh9lxVA== 0000898432-10-001040.txt : 20100806 0000898432-10-001040.hdr.sgml : 20100806 20100806172324 ACCESSION NUMBER: 0000898432-10-001040 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100806 DATE AS OF CHANGE: 20100806 EFFECTIVENESS DATE: 20100806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Netols Asset Management, Inc. CENTRAL INDEX KEY: 0001315497 IRS NUMBER: 392013954 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12202 FILM NUMBER: 10999331 BUSINESS ADDRESS: STREET 1: 1045 W. GLEN OAKS LANE, SUITE 201 CITY: MEQUON STATE: WI ZIP: 53092 BUSINESS PHONE: 262-240-2930 MAIL ADDRESS: STREET 1: 1045 W. GLEN OAKS LANE, SUITE 201 CITY: MEQUON STATE: WI ZIP: 53092 13F-HR 1 netols13f-hr.txt OMB Number: 3235-0006 Expires: August 31, 2012 Estimated average burden hours per form ....23.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2010 ---------- Check here if Amendment[ ]: Amendment Number: ---------- This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Netols Asset Management, Inc. -------------------------------------- Address: 1045 W. Glen Oaks Lane, Suite 202 -------------------------------------- Mequon, WI 53092 -------------------------------------- Form 13F File Number 28-12202 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Name: Jeffrey W. Netols ------------------ Title: President ------------------ Phone: 262-240-2930 ------------------ Signature, Place, and Date of Signing: /s/ Jeffrey W. Netols - -------------------------- (Signature) Mequon, WI - -------------------------- (City, State) August 6, 2010 - -------------------------- Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [x] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager. (If there are no entries in this list, omit this section.) 28-01190 Frank Russell Company Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 -------- Form 13F Information Table Entry Total: 140 -------- Form 13F Information Table Value Total: 631,006 (thousands) ======== List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. (If there are no entries in this list, state "NONE" and omit the column headings and list entries.) NO. FORM 13F FILE NO. NAME --- ----------------- ---- 1 28-12088 Forward Management, LLC
FORM 13F INFORMATION TABLE 6/30/2010 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 NAME TITLE VALUE SHARES/ SH/PRN PUT/CALL INVESTMENT OTHER VOTING AUTHORITY OF ISSUER OF CLASS CUSIP (X$1,000) PRINCIPAL DISCRETION MANAGERS SOLE SHARED NONE ARBITRON INC COM 03875Q108 35 1,368 SH OTHER 1 1,368 ARBITRON INC COM 03875Q108 5,980 233,305 SH SOLE 233,305 ALEXANDER & COM 014482103 51 1,728 SH OTHER 1 1,728 BALDWIN INC ALEXANDER & COM 014482103 8,835 296,679 SH SOLE 296,679 BALDWIN INC AMERICAN SCIENCE COM 029429107 45 593 SH OTHER 1 593 & ENGR INC AMERICAN SCIENCE COM 029429107 7,828 102,722 SH SOLE 102,722 & ENGR INC ANN TAYLOR COM 036115103 65 4,020 SH OTHER 1 4,020 STORES CORP ANN TAYLOR COM 036115103 11,289 693,833 SH SOLE 693,833 STORES CORP ADVANCED ENERGY COM 007973100 42 3,449 SH OTHER 1 3,449 INDS ADVANCED ENERGY COM 007973100 7,297 593,769 SH SOLE 593,769 INDS ASTORIA FINL COM 046265104 55 3,963 SH OTHER 1 3,963 CORP ASTORIA FINL COM 046265104 9,403 683,340 SH SOLE 683,340 CORP BANK HAWAII CORP COM 062540109 55 1,134 SH OTHER 1 1,134 BANK HAWAII CORP COM 062540109 9,406 194,537 SH SOLE 194,537 CACI INTL INC CL A 127190304 68 1,601 SH OTHER 1 1,601 CACI INTL INC CL A 127190304 11,755 276,720 SH SOLE 276,720 CARPENTER COM 144285103 62 1,892 SH OTHER 1 1,892 TECHNOLOGY CORP CARPENTER COM 144285103 10,788 328,602 SH SOLE 328,602 TECHNOLOGY CORP CHEESECAKE COM 163072101 60 2,706 SH OTHER 1 2,706 FACTORY INC CHEESECAKE COM 163072101 10,413 467,773 SH SOLE 467,773 FACTORY INC CORINTHIAN COM 218868107 40 4,035 SH OTHER 1 4,035 COLLEGES INC CORINTHIAN COM 218868107 6,804 690,732 SH SOLE 690,732 COLLEGES INC CARTER INC COM 146229109 71 2,693 SH OTHER 1 2,693 CARTER INC COM 146229109 12,176 463,857 SH SOLE 463,857 CEDAR SHOPPING COM NEW 150602209 38 6,251 SH OTHER 1 6,251 CTRS INC CEDAR SHOPPING COM NEW 150602209 6,411 1,064,936 SH SOLE 1,064,936 CTRS INC COMMUNITY BK SYS COM 203607106 33 1,517 SH OTHER 1 1,517 INC COMMUNITY BK SYS COM 203607106 5,764 261,639 SH SOLE 261,639 INC COMPASS MINERALS COM 20451N101 87 1,242 SH OTHER 1 1,242 INTL INC COMPASS MINERALS COM 20451N101 15,080 214,572 SH SOLE 214,572 INTL INC DOMINOS PIZZA COM 25754A201 56 4,962 SH OTHER 1 4,962 DOMINOS PIZZA COM 25754A201 9,667 855,471 SH SOLE 855,471 DREAMWORKS CL A 26153C103 53 1,852 SH OTHER 1 1,852 ANIMATION SKG INC DREAMWORKS CL A 26153C103 8,974 314,340 SH SOLE 314,340 ANIMATION SKG INC EAGLE BULK COM Y2187A101 46 10,842 SH OTHER 1 10,842 SHIPPING INC EAGLE BULK COM Y2187A101 7,802 1,848,768 SH SOLE 1,848,768 SHIPPING INC ENTEGRIS INC COM 29362U104 42 10,699 SH OTHER 1 10,699 ENTEGRIS INC COM 29362U104 7,301 1,839,033 SH SOLE 1,839,033 FAIRCHILD COM 303726103 52 6,215 SH OTHER 1 6,215 SEMICONDUCTOR INTL FAIRCHILD COM 303726103 8,994 1,069,410 SH SOLE 1,069,410 SEMICONDUCTOR INTL FIRST INDUSTRIAL COM 32054K103 28 5,859 SH OTHER 1 5,859 REALTY TRUST INC FIRST INDUSTRIAL COM 32054K103 4,811 998,237 SH SOLE 998,237 REALTY TRUST INC FIRST MIDWEST COM 320867104 47 3,858 SH OTHER 1 3,858 BANCORP DEL FIRST MIDWEST COM 320867104 8,028 660,212 SH SOLE 660,212 BANCORP DEL FOREST OIL CORP COM PAR 346091705 77 2,832 SH OTHER 1 2,832 $0.01 FOREST OIL CORP COM PAR 346091705 13,400 489,772 SH SOLE 489,772 $0.01 FAIR ISAAC CORP COM 303250104 64 2,953 SH OTHER 1 2,953 FAIR ISAAC CORP COM 303250104 11,148 511,609 SH SOLE 511,609 GARDNER DENVER COM 365558105 60 1,341 SH OTHER 1 1,341 INC GARDNER DENVER COM 365558105 10,283 230,614 SH SOLE 230,614 INC GENTIVA HEALTH COM 37247A102 67 2,464 SH OTHER 1 2,464 SERVICES INC GENTIVA HEALTH COM 37247A102 11,405 422,262 SH SOLE 422,262 SERVICES INC GTSI CORP COM 36238K103 16 3,019 SH OTHER 1 3,019 GTSI CORP COM 36238K103 1,541 282,307 SH SOLE 282,307 GENERAL MARITIME SHS Y2693R101 47 7,857 SH OTHER 1 7,857 CORP NEW GENERAL MARITIME SHS Y2693R101 8,173 1,353,235 SH SOLE 1,353,235 CORP NEW GENESEE & WYO CL A 371559105 61 1,637 SH OTHER 1 1,637 INC GENESEE & WYO CL A 371559105 10,568 283,249 SH SOLE 283,249 INC GIBRALTAR INDS COM 374689107 28 2,733 SH OTHER 1 2,733 INC GIBRALTAR INDS COM 374689107 4,729 468,207 SH SOLE 468,207 INC GLACIER BANCORP COM 37637Q105 54 3,668 SH OTHER 1 3,668 INC NEW GLACIER BANCORP COM 37637Q105 9,275 632,257 SH SOLE 632,257 INC NEW HAEMONETICS CORP COM 405024100 51 944 SH OTHER 1 944 HAEMONETICS CORP COM 405024100 8,790 164,235 SH SOLE 164,235 HARMONIC INC COM 413160102 36 6,540 SH OTHER 1 6,540 HARMONIC INC COM 413160102 6,114 1,123,837 SH SOLE 1,123,837 HSN INC COM 404303109 54 2,267 SH OTHER 1 2,267 HSN INC COM 404303109 9,267 386,119 SH SOLE 386,119 IDEX CORP COM 45167R104 44 1,531 SH OTHER 1 1,531 IDEX CORP COM 45167R104 7,519 263,191 SH SOLE 263,191 ION GEOPHYSICAL COM 462044108 30 8,742 SH OTHER 1 8,742 CORP ION GEOPHYSICAL COM 462044108 5,289 1,519,901 SH SOLE 1,519,901 CORP KANSAS CITY COM NEW 485170302 56 1,534 SH OTHER 1 1,534 SOUTHERN KANSAS CITY COM NEW 485170302 9,625 264,800 SH SOLE 264,800 SOUTHERN KAYDON CORP COM 486587108 46 1,391 SH OTHER 1 1,391 KAYDON CORP COM 486587108 7,925 241,166 SH SOLE 241,166 LANCE INC COM 514606102 26 1,548 SH OTHER 1 1,548 LANCE INC COM 514606102 4,506 273,248 SH SOLE 273,248 LIFEPOINT COM 53219L109 53 1,684 SH OTHER 1 1,684 HOSPITALS INC LIFEPOINT COM 53219L109 9,074 288,972 SH SOLE 288,972 HOSPITALS INC MANTECH INTL CL A 564563104 61 1,426 SH OTHER 1 1,426 CORP MANTECH INTL CL A 564563104 10,564 248,154 SH SOLE 248,154 CORP MAGELLAN HEALTH COM NEW 559079207 47 1,281 SH OTHER 1 1,281 SVCS INC MAGELLAN HEALTH COM NEW 559079207 8,032 221,149 SH SOLE 221,149 SVCS INC MGIC INVT CORP COM 552848103 33 4,804 SH OTHER 1 4,804 WIS MGIC INVT CORP COM 552848103 5,720 830,172 SH SOLE 830,172 WIS MEDICAL ACTION COM 58449L100 38 3,177 SH OTHER 1 3,177 INDS INC MEDICAL ACTION COM 58449L100 6,331 528,048 SH SOLE 528,048 INDS INC MERIT MED SYS COM 589889104 76 4,742 SH OTHER 1 4,742 INC MERIT MED SYS COM 589889104 13,254 824,785 SH SOLE 824,785 INC MID-AMER APT COM 59522J103 70 1,361 SH OTHER 1 1,361 CMNTYS INC MID-AMER APT COM 59522J103 12,132 235,704 SH SOLE 235,704 CMNTYS INC MODINE MFG CO COM 607828100 36 4,648 SH OTHER 1 4,648 MODINE MFG CO COM 607828100 6,052 788,001 SH SOLE 788,001 NORTH AMERN COM 656844107 44 4,963 SH OTHER 1 4,963 ENERGY PARTNERS NORTH AMERN COM 656844107 7,512 850,743 SH SOLE 850,743 ENERGY PARTNERS NORDSON CORP COM 655663102 39 694 SH OTHER 1 694 NORDSON CORP COM 655663102 6,707 119,600 SH SOLE 119,600 OLD NATL BANCORP COM 680033107 53 5,086 SH OTHER 1 5,086 IND OLD NATL BANCORP COM 680033107 9,074 875,841 SH SOLE 875,841 IND PROSPERITY COM 743606105 49 1,417 SH OTHER 1 1,417 BANCSHARES INC PROSPERITY COM 743606105 8,433 242,665 SH SOLE 242,665 BANCSHARES INC PSS WORLD MED COM 69366A100 81 3,808 SH OTHER 1 3,808 INC PSS WORLD MED COM 69366A100 13,852 654,963 SH SOLE 654,963 INC REHABCARE GROUP COM 759148109 57 2,601 SH OTHER 1 2,601 INC REHABCARE GROUP COM 759148109 9,738 447,117 SH SOLE 447,117 INC ROBBINS & MYERS COM 770196103 47 2,143 SH OTHER 1 2,143 INC ROBBINS & MYERS COM 770196103 8,095 372,356 SH SOLE 372,356 INC SPARTECH CORP COM NEW 847220209 54 5,253 SH OTHER 1 5,253 SPARTECH CORP COM NEW 847220209 9,235 900,934 SH SOLE 900,934 SUNRISE SENIOR COM 86768K106 10 3,611 SH OTHER 1 3,611 LIVING INC SUNRISE SENIOR COM 86768K106 1,694 609,360 SH SOLE 609,360 LIVING INC SUN COMMUNITIES COM 866674104 84 3,238 SH OTHER 1 3,238 INC SUN COMMUNITIES COM 866674104 14,443 556,355 SH SOLE 556,355.48 INC SUPERIOR ENERGY COM 868157108 47 2,495 SH OTHER 1 2,495 SVS INC SUPERIOR ENERGY COM 868157108 7,946 425,578 SH SOLE 425,578 SVS INC HANOVER INS COM 410867105 63 1,441 SH OTHER 1 1,441 GROUP INC HANOVER INS COM 410867105 10,809 248,487 SH SOLE 248,487 GROUP INC TENNECO INC COM 880349105 54 2,586 SH OTHER 1 2,586 TENNECO INC COM 880349105 9,556 453,745 SH SOLE 453,745 TETRA TECH INC COM 88162G103 37 1,907 SH OTHER 1 1,907 NEW TETRA TECH INC COM 88162G103 6,356 324,144 SH SOLE 324,144 NEW TITAN INTL INC COM 88830M102 49 4,953 SH OTHER 1 4,953 ILL TITAN INTL INC COM 88830M102 8,529 855,485 SH SOLE 855,485 ILL TRACTOR SUPPLY COM 892356106 69 1,133 SH OTHER 1 1,133 CO TRACTOR SUPPLY COM 892356106 12,005 196,906 SH SOLE 196,906 CO TREEHOUSE FOODS COM 89469A104 85 1,851 SH OTHER 1 1,851 INC TREEHOUSE FOODS COM 89469A104 14,647 320,778 SH SOLE 320,778 INC TUTOR PERINI COM 901109108 36 2,169 SH OTHER 1 2,169 CORP TUTOR PERINI COM 901109108 6,190 375,622 SH SOLE 375,622 CORP UNITED NAT FOODS COM 911163103 66 2,194 SH OTHER 1 2,194 INC UNITED NAT FOODS COM 911163103 11,385 381,015 SH SOLE 381,015 INC U S PHYSICAL COM 90337L108 44 2,620 SH OTHER 1 2,620 THERAPY INC U S PHYSICAL COM 90337L108 7,767 460,137 SH SOLE 460,137 THERAPY INC WABTEC CORP COM 929740108 56 1,407 SH OTHER 1 1,407 WABTEC CORP COM 929740108 9,764 244,769 SH SOLE 244,769 WESTAMERICA COM 957090103 71 1,359 SH OTHER 1 1,359 BANCORPORATION WESTAMERICA COM 957090103 12,414 236,368 SH SOLE 236,368 BANCORPORATION WHITING PETE COM 966387102 90 1,152 SH OTHER 1 1,152 CORP NEW WHITING PETE COM 966387102 15,686 200,020 SH SOLE 200,020 CORP NEW TOTAL 631,006 37,599,153 37,380,469 218,684 ==================================== ===========================
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