0001209191-21-020317.txt : 20210312 0001209191-21-020317.hdr.sgml : 20210312 20210312200848 ACCESSION NUMBER: 0001209191-21-020317 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210310 FILED AS OF DATE: 20210312 DATE AS OF CHANGE: 20210312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Donato Craig CENTRAL INDEX KEY: 0001834992 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 21739477 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roblox Corp CENTRAL INDEX KEY: 0001315098 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 200991664 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (888) 858-2569 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-10 0 0001315098 Roblox Corp RBLX 0001834992 Donato Craig C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 0 1 0 0 Chief Business Officer Class A Common Stock 2021-03-10 4 M 0 329265 0.165 A 2194826 D Class A Common Stock 2021-03-10 4 M 0 83332 3.345 A 2278158 D Class A Common Stock 2021-03-10 4 M 0 74999 3.405 A 2353157 D Class A Common Stock 2021-03-10 4 S 0 500000 64.50 D 1853157 D Class A Common Stock 2021-03-10 4 S 0 112404 69.00 D 1740753 D Class A Common Stock 2021-03-10 4 S 0 37596 70.00 D 1703157 D Class A Common Stock 2021-03-10 4 S 0 122013 71.1844 D 1581144 D Class A Common Stock 2021-03-10 4 S 0 21110 72.0299 D 1560034 D Class A Common Stock 2021-03-10 4 S 0 125000 64.50 D 575000 I See Footnotes Class A Common Stock 2021-03-10 4 S 0 50000 69.00 D 525000 I See Footnotes Class A Common Stock 2021-03-10 4 S 0 25000 71.0391 D 500000 I See Footnotes Class A Common Stock 2021-03-11 4 S 0 150000 75.00 D 1410034 D Class A Common Stock 2021-03-11 4 S 0 25000 75.00 D 475000 I See Footnotes Stock Option (Right to Buy) 0.165 2021-03-10 4 M 0 329265 0.00 D 2026-11-22 Class A Common Stock 329265 0 D Stock Option (RIght to Buy) 3.345 2021-03-10 4 M 0 83332 0.00 D 2028-11-15 Class A Common Stock 83332 191668 D Stock Option (Right to Buy) 3.405 2021-03-10 4 M 0 74999 0.00 D 2029-12-21 Class A Common Stock 74999 206251 D The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $71.00 to $71.82, inclusive. The reporting person undertakes to provide Roblox Corporation, any security holder of Roblox Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.23, inclusive. The reporting person undertakes to provide Roblox Corporation, any security holder of Roblox Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These shares are held directly by the Donato Generation Skipping Trust dtd 09/04/2020 for which the reporting person and his spouse serve as trustees. The reporting person may be deemed to have beneficial ownership of the securities held by the Trust. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $71.00 to $71.21, inclusive. The reporting person undertakes to provide Roblox Corporation, any security holder of Roblox Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. 1/4th of the shares subject to the option became vested and exercisable on December 12, 2017 and 1/48th of the shares subject to the option continued to vest each month thereafter. 1/48th of the shares subject to the option became vested and exercisable on November 22, 2018 and 1/48th of the shares subject to the option shall continue to vest each month thereafter, provided that the reporting person is a service provider to the issuer as of each vest date. 1/48th of the shares subject to the option became vested and exercisable on December 22, 2019, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. /s/ Mark Reinstra Attorney-in-Fact for Craig Donato 2021-03-12