0001209191-21-020317.txt : 20210312
0001209191-21-020317.hdr.sgml : 20210312
20210312200848
ACCESSION NUMBER: 0001209191-21-020317
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210310
FILED AS OF DATE: 20210312
DATE AS OF CHANGE: 20210312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Donato Craig
CENTRAL INDEX KEY: 0001834992
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39763
FILM NUMBER: 21739477
MAIL ADDRESS:
STREET 1: 970 PARK PLACE
CITY: SAN MATEO
STATE: CA
ZIP: 94403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Roblox Corp
CENTRAL INDEX KEY: 0001315098
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 200991664
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 970 PARK PLACE
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: (888) 858-2569
MAIL ADDRESS:
STREET 1: 970 PARK PLACE
CITY: SAN MATEO
STATE: CA
ZIP: 94403
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-10
0
0001315098
Roblox Corp
RBLX
0001834992
Donato Craig
C/O ROBLOX CORPORATION
970 PARK PLACE
SAN MATEO
CA
94403
0
1
0
0
Chief Business Officer
Class A Common Stock
2021-03-10
4
M
0
329265
0.165
A
2194826
D
Class A Common Stock
2021-03-10
4
M
0
83332
3.345
A
2278158
D
Class A Common Stock
2021-03-10
4
M
0
74999
3.405
A
2353157
D
Class A Common Stock
2021-03-10
4
S
0
500000
64.50
D
1853157
D
Class A Common Stock
2021-03-10
4
S
0
112404
69.00
D
1740753
D
Class A Common Stock
2021-03-10
4
S
0
37596
70.00
D
1703157
D
Class A Common Stock
2021-03-10
4
S
0
122013
71.1844
D
1581144
D
Class A Common Stock
2021-03-10
4
S
0
21110
72.0299
D
1560034
D
Class A Common Stock
2021-03-10
4
S
0
125000
64.50
D
575000
I
See Footnotes
Class A Common Stock
2021-03-10
4
S
0
50000
69.00
D
525000
I
See Footnotes
Class A Common Stock
2021-03-10
4
S
0
25000
71.0391
D
500000
I
See Footnotes
Class A Common Stock
2021-03-11
4
S
0
150000
75.00
D
1410034
D
Class A Common Stock
2021-03-11
4
S
0
25000
75.00
D
475000
I
See Footnotes
Stock Option (Right to Buy)
0.165
2021-03-10
4
M
0
329265
0.00
D
2026-11-22
Class A Common Stock
329265
0
D
Stock Option (RIght to Buy)
3.345
2021-03-10
4
M
0
83332
0.00
D
2028-11-15
Class A Common Stock
83332
191668
D
Stock Option (Right to Buy)
3.405
2021-03-10
4
M
0
74999
0.00
D
2029-12-21
Class A Common Stock
74999
206251
D
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $71.00 to $71.82, inclusive. The reporting person undertakes to provide Roblox Corporation, any security holder of Roblox Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.23, inclusive. The reporting person undertakes to provide Roblox Corporation, any security holder of Roblox Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These shares are held directly by the Donato Generation Skipping Trust dtd 09/04/2020 for which the reporting person and his spouse serve as trustees. The reporting person may be deemed to have beneficial ownership of the securities held by the Trust.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $71.00 to $71.21, inclusive. The reporting person undertakes to provide Roblox Corporation, any security holder of Roblox Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
1/4th of the shares subject to the option became vested and exercisable on December 12, 2017 and 1/48th of the shares subject to the option continued to vest each month thereafter.
1/48th of the shares subject to the option became vested and exercisable on November 22, 2018 and 1/48th of the shares subject to the option shall continue to vest each month thereafter, provided that the reporting person is a service provider to the issuer as of each vest date.
1/48th of the shares subject to the option became vested and exercisable on December 22, 2019, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
/s/ Mark Reinstra Attorney-in-Fact for Craig Donato
2021-03-12