0001104659-23-063690.txt : 20230523 0001104659-23-063690.hdr.sgml : 20230523 20230523171714 ACCESSION NUMBER: 0001104659-23-063690 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230520 FILED AS OF DATE: 20230523 DATE AS OF CHANGE: 20230523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sturman Daniel CENTRAL INDEX KEY: 0001835042 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39763 FILM NUMBER: 23949853 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roblox Corp CENTRAL INDEX KEY: 0001315098 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 200991664 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (888) 858-2569 MAIL ADDRESS: STREET 1: 970 PARK PLACE CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 tm2316403-2_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-05-20 0 0001315098 Roblox Corp RBLX 0001835042 Sturman Daniel C/O ROBLOX CORPORATION 970 PARK PLACE SAN MATEO CA 94403 0 1 0 0 Chief Technology Officer 0 Class A Common Stock 2023-05-20 4 J 0 11757 0 D 535262 D Class A Common Stock 2023-05-22 4 S 0 9530 39.637 D 525732 D Class A Common Stock 111982 I See Footnotes Class A Common Stock 111983 I See Footnotes Phantom Stock 2023-05-20 4 J 0 11757 A Class A Common Stock 11757 11757 D In connection with the vesting on May 20, 2023, of restricted stock units previously granted to the reporting person, the reporting person's receipt of 11,757 shares of Class A common stock was deferred, resulting in the reporting person's receipt instead of 11,757 shares of phantom stock pursuant to Roblox Corporation's deferred compensation plan. The reporting person is therefore reporting the disposition of 11,757 shares of Class A common stock in exchange for an equal number of shares of phantom stock. A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of RSUs. This sale was to satisfy tax withholding obligations to be funded by a "sell to cover' transaction. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $39.4901 to $40.1189, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These shares are held directly by Lucy Simon LLC, a Delaware limited liability company for which the spouse of the Reporting Person serves as manager. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the limited liability company. These shares are held directly by Mo Red LLC, a Delaware limited liability company for which the reporting person serves as manager. The Reporting Person may be deemed to have beneficial ownership over the securities held by the limited liability company. Each share of phantom stock represents a right to receive one share of Class A common stock. The phantom stock becomes payable in 3 equal annual installments starting on March 1, 2026 subject to the Reporting Person continuing as a service provider through March 1, 2026. /s/Mark Reinstra Attorney-in-Fact for Daniel Sturman 2023-05-23