0001104659-16-144680.txt : 20160914 0001104659-16-144680.hdr.sgml : 20160914 20160914171648 ACCESSION NUMBER: 0001104659-16-144680 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160912 FILED AS OF DATE: 20160914 DATE AS OF CHANGE: 20160914 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Summer Infant, Inc. CENTRAL INDEX KEY: 0001314772 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 201994619 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 1275 PARK EAST DRIVE CITY: WOONSOCKET STATE: RI ZIP: 02895 BUSINESS PHONE: 401-671-6550 MAIL ADDRESS: STREET 1: 1275 PARK EAST DRIVE CITY: WOONSOCKET STATE: RI ZIP: 02895 FORMER COMPANY: FORMER CONFORMED NAME: KBL Healthcare Acquisition Corp. II DATE OF NAME CHANGE: 20050119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOTE WILLIAM E JR CENTRAL INDEX KEY: 0001624735 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33346 FILM NUMBER: 161885760 MAIL ADDRESS: STREET 1: C/O SUMMER INFANT, INC. STREET 2: 1275 PARK EAST DRIVE CITY: WOONSOCKET STATE: RI ZIP: 02895 4 1 a4.xml 4 X0306 4 2016-09-12 0 0001314772 Summer Infant, Inc. SUMR 0001624735 MOTE WILLIAM E JR C/O SUMMER INFANT, INC. 1275 PARK EAST DRIVE WOONSOCKET RI 02895 0 1 0 0 Chief Financial Officer Common Stock 2016-09-12 4 S 0 3000 2.10 D 34000 D Common Stock 2016-09-12 4 S 0 500 2.11 D 33500 D /s/ Elizabeth W. Fraser, as Attorney in Fact 2016-09-14