0000757657-20-000034.txt : 20201113
0000757657-20-000034.hdr.sgml : 20201113
20201112175053
ACCESSION NUMBER: 0000757657-20-000034
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201113
DATE AS OF CHANGE: 20201112
EFFECTIVENESS DATE: 20201113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stephens Investment Management Group LLC
CENTRAL INDEX KEY: 0001314440
IRS NUMBER: 203456509
STATE OF INCORPORATION: AR
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11261
FILM NUMBER: 201308307
BUSINESS ADDRESS:
STREET 1: 9 GREENWAY PLAZA
STREET 2: SUITE 1900
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 800-458-6589
MAIL ADDRESS:
STREET 1: 111 CENTER STREET
CITY: LITTLE ROCK
STATE: AR
ZIP: 72203
FORMER COMPANY:
FORMER CONFORMED NAME: Stephens Inc.
DATE OF NAME CHANGE: 20050114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001314440
XXXXXXXX
09-30-2020
09-30-2020
false
Stephens Investment Management Group LLC
111 Center Street
Little Rock
AR
72203
13F HOLDINGS REPORT
028-11261
N
David C Prince
Chief Compiance Officer
501-377-2151
David C Prince
Little Rock
AR
11-12-2020
0
172
5654851
INFORMATION TABLE
2
infotable.xml
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COM CL A
00183L102
22600
2036910
SH
DFND
0
2036910
0
AARONS INC
COM PAR $0.50
002535300
96010
1694799
SH
DFND
0
1694799
0
ABIOMED INC
COM
003654100
4936
17814
SH
DFND
0
17814
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
48149
1633276
SH
DFND
0
1633276
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
194
395
SH
DFND
0
395
0
AEROVIRONMENT INC
COM
008073108
21489
358085
SH
DFND
0
358085
0
ALEXION PHARMACEUTICALS INC
COM
015351109
3899
34069
SH
DFND
0
34069
0
ALIGN TECHNOLOGY INC
COM
016255101
25713
78546
SH
DFND
0
78546
0
AMAZON COM INC
COM
023135106
157
50
SH
DFND
0
50
0
ANSYS INC
COM
03662Q105
35242
107697
SH
DFND
0
107697
0
ASPEN TECHNOLOGY INC
COM
045327103
51848
409572
SH
DFND
0
409572
0
AUTODESK INC
COM
052769106
12414
53738
SH
DFND
0
53738
0
AXON ENTERPRISE INC
COM
05464C101
69450
765706
SH
DFND
0
765706
0
AZEK CO INC
CL A
05478C105
39205
1126267
SH
DFND
0
1126267
0
BALCHEM CORP
COM
057665200
32772
335674
SH
DFND
0
335674
0
BIOTELEMETRY INC
COM
090672106
47807
1048858
SH
DFND
0
1048858
0
BIO-TECHNE CORP
COM
09073M104
42565
171820
SH
DFND
0
171820
0
BOINGO WIRELESS INC
COM
09739C102
10767
1056107
SH
DFND
0
1056107
0
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
58792
386687
SH
DFND
0
386687
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BROWN FORMAN CORP
CL B
115637209
7444
98826
SH
DFND
0
98826
0
BURLINGTON STORES INC
COM
122017106
39336
190866
SH
DFND
0
190866
0
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
5827
57026
SH
DFND
0
57026
0
CME GROUP INC
COM
12572Q105
118
706
SH
DFND
0
706
0
CABOT OIL & GAS CORP
COM
127097103
19390
1116919
SH
DFND
0
1116919
0
CADENCE DESIGN SYSTEM INC
COM
127387108
77002
722143
SH
DFND
0
722143
0
CALAVO GROWERS INC
COM
128246105
54720
825709
SH
DFND
0
825709
0
CERNER CORP
COM
156782104
34371
475461
SH
DFND
0
475461
0
CHEGG INC
COM
163092109
68569
959810
SH
DFND
0
959810
0
CIENA CORP
COM NEW
171779309
14725
370991
SH
DFND
0
370991
0
COGNEX CORP
COM
192422103
53424
820643
SH
DFND
0
820643
0
COPART INC
COM
217204106
13151
125058
SH
DFND
0
125058
0
COSTAR GROUP INC
COM
22160N109
49242
58033
SH
DFND
0
58033
0
COUPA SOFTWARE INC
COM
22266L106
19632
71588
SH
DFND
0
71588
0
DEXCOM INC
COM
252131107
79453
192740
SH
DFND
0
192740
0
DOCUSIGN INC
COM
256163106
71684
333041
SH
DFND
0
333041
0
DOLLAR TREE INC
COM
256746108
34958
382721
SH
DFND
0
382721
0
DOMINOS PIZZA INC
COM
25754A201
60460
142165
SH
DFND
0
142165
0
DROPBOX INC
CL A
26210C104
4188
217465
SH
DFND
0
217465
0
ECHO GLOBAL LOGISTICS INC
COM
27875T101
13978
542407
SH
DFND
0
542407
0
EHEALTH INC
COM
28238P109
4088
51745
SH
DFND
0
51745
0
8X8 INC NEW
COM
282914100
21147
1359966
SH
DFND
0
1359966
0
ELECTRONIC ARTS INC
COM
285512109
40406
309840
SH
DFND
0
309840
0
ENCORE CAP GROUP INC
COM
292554102
56364
1460588
SH
DFND
0
1460588
0
ENVESTNET INC
COM
29404K106
81911
1061568
SH
DFND
0
1061568
0
EXELIXIS INC
COM
30161Q104
35331
1445034
SH
DFND
0
1445034
0
EZCORP INC
CL A NON VTG
302301106
12531
2491199
SH
DFND
0
2491199
0
FLIR SYS INC
COM
302445101
3490
97341
SH
DFND
0
97341
0
FASTENAL CO
COM
311900104
6474
143581
SH
DFND
0
143581
0
FIREEYE INC
COM
31816Q101
13631
1104171
SH
DFND
0
1104171
0
FIRSTCASH INC
COM
33767D105
53887
941912
SH
DFND
0
941912
0
FISERV INC
COM
337738108
7376
71581
SH
DFND
0
71581
0
FIVE9 INC
COM
338307101
63089
486495
SH
DFND
0
486495
0
FLOOR & DECOR HLDGS INC
CL A
339750101
62243
832131
SH
DFND
0
832131
0
FORTINET INC
COM
34959E109
25419
215763
SH
DFND
0
215763
0
FOX FACTORY HLDG CORP
COM
35138V102
14541
195632
SH
DFND
0
195632
0
GLOBAL PMTS INC
COM
37940X102
11324
63770
SH
DFND
0
63770
0
GUIDEWIRE SOFTWARE INC
COM
40171V100
30101
288681
SH
DFND
0
288681
0
HMS HLDGS CORP
COM
40425J101
35624
1487447
SH
DFND
0
1487447
0
HALOZYME THERAPEUTICS INC
COM
40637H109
7067
268898
SH
DFND
0
268898
0
HEALTHSTREAM INC
COM
42222N103
8170
407097
SH
DFND
0
407097
0
HEALTHEQUITY INC
COM
42226A107
38829
755862
SH
DFND
0
755862
0
HEICO CORP NEW
CL A
422806208
48829
550740
SH
DFND
0
550740
0
HOLOGIC INC
COM
436440101
50919
766041
SH
DFND
0
766041
0
HUB GROUP INC
CL A
443320106
17080
340268
SH
DFND
0
340268
0
HUNT J B TRANS SVCS INC
COM
445658107
23089
182693
SH
DFND
0
182693
0
IAC INTERACTIVECORP NEW
COM
44891N109
37626
314126
SH
DFND
0
314126
0
IPG PHOTONICS CORP
COM
44980X109
24702
145329
SH
DFND
0
145329
0
IDEXX LABS INC
COM
45168D104
88623
225440
SH
DFND
0
225440
0
ILLUMINA INC
COM
452327109
30373
98268
SH
DFND
0
98268
0
INPHI CORP
COM
45772F107
18828
167735
SH
DFND
0
167735
0
INSULET CORP
COM
45784P101
29575
125007
SH
DFND
0
125007
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
23516
33142
SH
DFND
0
33142
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
5923
59963
SH
DFND
0
59963
0
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
62972
3266180
SH
DFND
0
3266180
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
6473
38115
SH
DFND
0
38115
0
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
56678
594612
SH
DFND
0
594612
0
LIMONEIRA CO
COM
532746104
7532
526713
SH
DFND
0
526713
0
LINDSAY CORP
COM
535555106
9665
99968
SH
DFND
0
99968
0
LIVE NATION ENTERTAINMENT IN
COM
538034109
48558
901227
SH
DFND
0
901227
0
LULULEMON ATHLETICA INC
COM
550021109
20211
61362
SH
DFND
0
61362
0
MGP INGREDIENTS INC NEW
COM
55303J106
13920
350267
SH
DFND
0
350267
0
MANHATTAN ASSOCS INC
COM
562750109
73043
764925
SH
DFND
0
764925
0
MARKETAXESS HLDGS INC
COM
57060D108
86835
180310
SH
DFND
0
180310
0
MASTERCARD INCORPORATED
CL A
57636Q104
145
430
SH
DFND
0
430
0
MATCH GROUP INC NEW
COM
57667L107
59406
536880
SH
DFND
0
536880
0
MAXIMUS INC
COM
577933104
9440
137998
SH
DFND
0
137998
0
MERCADOLIBRE INC
COM
58733R102
45327
41873
SH
DFND
0
41873
0
MERCURY SYS INC
COM
589378108
52096
672557
SH
DFND
0
672557
0
MICROSOFT CORP
COM
594918104
400
1903
SH
DFND
0
1903
0
MICROCHIP TECHNOLOGY INC.
COM
595017104
48922
476081
SH
DFND
0
476081
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
41512
517600
SH
DFND
0
517600
0
MONTROSE ENVIRONMENTAL GROUP
COM
615111101
8029
337061
SH
DFND
0
337061
0
NATIONAL INSTRS CORP
COM
636518102
36901
1033633
SH
DFND
0
1033633
0
NEOGEN CORP
COM
640491106
40255
514447
SH
DFND
0
514447
0
NETFLIX INC
COM
64110L106
156
311
SH
DFND
0
311
0
NLIGHT INC
COM
65487K100
21412
911911
SH
DFND
0
911911
0
NVIDIA CORPORATION
COM
67066G104
40
74
SH
DFND
0
74
0
NUVASIVE INC
COM
670704105
25463
524261
SH
DFND
0
524261
0
OLLIES BARGAIN OUTLET HLDGS
COM
681116109
79767
913186
SH
DFND
0
913186
0
OMNICELL COM
COM
68213N109
23393
313323
SH
DFND
0
313323
0
PRA HEALTH SCIENCES INC
COM
69354M108
54218
534480
SH
DFND
0
534480
0
PRA GROUP INC
COM
69354N106
68223
1707709
SH
DFND
0
1707709
0
PTC INC
COM
69370C100
33367
403376
SH
DFND
0
403376
0
PACIRA BIOSCIENCES
COM
695127100
60020
998338
SH
DFND
0
998338
0
PALO ALTO NETWORKS INC
COM
697435105
28314
115685
SH
DFND
0
115685
0
PALOMAR HLDGS INC
COM
69753M105
67650
648983
SH
DFND
0
648983
0
PAPA JOHNS INTL INC
COM
698813102
22772
276763
SH
DFND
0
276763
0
PARSLEY ENERGY INC
CL A
701877102
10054
1074115
SH
DFND
0
1074115
0
PAYPAL HLDGS INC
COM
70450Y103
298
1511
SH
DFND
0
1511
0
PENUMBRA INC
COM
70975L107
55696
286531
SH
DFND
0
286531
0
PIONEER NAT RES CO
COM
723787107
2047
23803
SH
DFND
0
23803
0
PIPER SANDLER COMPANIES
COM
724078100
35940
492330
SH
DFND
0
492330
0
POOL CORP
COM
73278L105
26967
80609
SH
DFND
0
80609
0
POWER INTEGRATIONS INC
COM
739276103
43044
776970
SH
DFND
0
776970
0
PROOFPOINT INC
COM
743424103
60502
573207
SH
DFND
0
573207
0
PROS HOLDINGS INC
COM
74346Y103
31932
999736
SH
DFND
0
999736
0
PROTO LABS INC
COM
743713109
62264
480800
SH
DFND
0
480800
0
Q2 HLDGS INC
COM
74736L109
49192
539031
SH
DFND
0
539031
0
QUALYS INC
COM
74758T303
37971
387416
SH
DFND
0
387416
0
RAPID7 INC
COM
753422104
36512
596219
SH
DFND
0
596219
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
44
772
SH
DFND
0
772
0
RBC BEARINGS INC
COM
75524B104
12441
102641
SH
DFND
0
102641
0
REPLIGEN CORP
COM
759916109
99035
671245
SH
DFND
0
671245
0
REPAY HLDGS CORP
COM CL A
76029L100
27201
1157481
SH
DFND
0
1157481
0
RESMED INC
COM
761152107
50569
294981
SH
DFND
0
294981
0
RINGCENTRAL INC
CL A
76680R206
55771
203090
SH
DFND
0
203090
0
ROCKWELL AUTOMATION INC
COM
773903109
30466
138055
SH
DFND
0
138055
0
ROKU INC
COM CL A
77543R102
49775
263639
SH
DFND
0
263639
0
ROPER TECHNOLOGIES INC
COM
776696106
6365
16109
SH
DFND
0
16109
0
ROSS STORES INC
COM
778296103
7273
77936
SH
DFND
0
77936
0
SPS COMMERCE INC
COM
78463M107
21710
278794
SH
DFND
0
278794
0
SVB FINANCIAL GROUP
COM
78486Q101
38012
157977
SH
DFND
0
157977
0
SALESFORCE COM INC
COM
79466L302
171
680
SH
DFND
0
680
0
HENRY SCHEIN INC
COM
806407102
4235
72043
SH
DFND
0
72043
0
SEMTECH CORP
COM
816850101
63703
1202851
SH
DFND
0
1202851
0
SHOPIFY INC
CL A
82509L107
12985
12693
SH
DFND
0
12693
0
SILICON LABORATORIES INC
COM
826919102
42011
429343
SH
DFND
0
429343
0
SITEONE LANDSCAPE SUPPLY INC
COM
82982L103
70153
575260
SH
DFND
0
575260
0
SPLUNK INC
COM
848637104
9767
51915
SH
DFND
0
51915
0
SPORTSMANS WHSE HLDGS INC
COM
84920Y106
21680
1515031
SH
DFND
0
1515031
0
SQUARE INC
CL A
852234103
6745
41492
SH
DFND
0
41492
0
SUPERNUS PHARMACEUTICALS INC
COM
868459108
6224
298640
SH
DFND
0
298640
0
TJX COS INC NEW
COM
872540109
108
1949
SH
DFND
0
1949
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
190
2348
SH
DFND
0
2348
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
74077
448352
SH
DFND
0
448352
0
TANDEM DIABETES CARE INC
COM NEW
875372203
68098
599984
SH
DFND
0
599984
0
TELADOC HEALTH INC
COM
87918A105
24260
110653
SH
DFND
0
110653
0
TRADEWEB MKTS INC
CL A
892672106
64081
1104847
SH
DFND
0
1104847
0
TREX CO INC
COM
89531P105
55732
778386
SH
DFND
0
778386
0
TYLER TECHNOLOGIES INC
COM
902252105
62251
178594
SH
DFND
0
178594
0
ULTA BEAUTY INC
COM
90384S303
35139
156885
SH
DFND
0
156885
0
UNITED PARCEL SERVICE INC
CL B
911312106
145
869
SH
DFND
0
869
0
UNITY SOFTWARE INC
COM
91332U101
6364
72919
SH
DFND
0
72919
0
VARIAN MED SYS INC
COM
92220P105
7062
41057
SH
DFND
0
41057
0
VARONIS SYS INC
COM
922280102
21082
182655
SH
DFND
0
182655
0
VEEVA SYS INC
CL A COM
922475108
11723
41692
SH
DFND
0
41692
0
VERISK ANALYTICS INC
COM
92345Y106
65061
351095
SH
DFND
0
351095
0
WEX INC
COM
96208T104
42268
304152
SH
DFND
0
304152
0
WINGSTOP INC
COM
974155103
63917
467740
SH
DFND
0
467740
0
XILINX INC
COM
983919101
8654
83022
SH
DFND
0
83022
0
YETI HLDGS INC
COM
98585X104
11660
257292
SH
DFND
0
257292
0
MIMECAST LTD
ORD SHS
G14838109
11036
235219
SH
DFND
0
235219
0
ICON PLC
SHS
G4705A100
101531
531328
SH
DFND
0
531328
0
IHS MARKIT LTD
SHS
G47567105
30132
383794
SH
DFND
0
383794
0
MEDTRONIC PLC
SHS
G5960L103
84
804
SH
DFND
0
804
0
GARMIN LTD
SHS
H2906T109
19431
204840
SH
DFND
0
204840
0
GLOBANT S A
COM
L44385109
38093
212547
SH
DFND
0
212547
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
14114
58184
SH
DFND
0
58184
0
CYBERARK SOFTWARE LTD
SHS
M2682V108
30668
296543
SH
DFND
0
296543
0
KORNIT DIGITAL LTD
SHS
M6372Q113
78623
1212005
SH
DFND
0
1212005
0
WIX COM LTD
SHS
M98068105
23624
92698
SH
DFND
0
92698
0
NXP SEMICONDUCTORS N V
COM
N6596X109
5966
47804
SH
DFND
0
47804
0