0000757657-17-000029.txt : 20171108
0000757657-17-000029.hdr.sgml : 20171108
20171108150431
ACCESSION NUMBER: 0000757657-17-000029
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171108
DATE AS OF CHANGE: 20171108
EFFECTIVENESS DATE: 20171108
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stephens Investment Management Group LLC
CENTRAL INDEX KEY: 0001314440
IRS NUMBER: 203456509
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11261
FILM NUMBER: 171186290
BUSINESS ADDRESS:
STREET 1: 9 GREENWAY PLAZA
STREET 2: SUITE 1900
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 800-458-6589
MAIL ADDRESS:
STREET 1: 111 CENTER STREET
CITY: LITTLE ROCK
STATE: AR
ZIP: 72203
FORMER COMPANY:
FORMER CONFORMED NAME: Stephens Inc.
DATE OF NAME CHANGE: 20050114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001314440
XXXXXXXX
09-30-2017
09-30-2017
false
Stephens Investment Management Group LLC
111 Center Street
Little Rock
AR
72203
13F HOLDINGS REPORT
028-11261
N
David C Prince
Corporated Counsel/Chief Compliance Officer
501-377-2151
David C. Prince
Little Rock
AR
11-08-2017
0
179
4335229
INFORMATION TABLE
2
infotable.xml
AAC HLDGS INC
COM
000307108
11331
1141040
SH
DFND
0
1141040
0
AARONS INC
COM PAR $0.50
002535300
21912
502221
SH
DFND
0
502221
0
ABIOMED INC
COM
003654100
53732
318694
SH
DFND
0
318694
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
51929
1087284
SH
DFND
0
1087284
0
ACUITY BRANDS INC
COM
00508Y102
16165
94380
SH
DFND
0
94380
0
ADOBE SYS INC
COM
00724F101
59
395
SH
DFND
0
395
0
ADVISORY BRD CO
COM
00762W107
43163
804897
SH
DFND
0
804897
0
AEROVIRONMENT INC
COM
008073108
14900
275316
SH
DFND
0
275316
0
AFFILIATED MANAGERS GROUP
COM
008252108
4025
21203
SH
DFND
0
21203
0
ALARM COM HLDGS INC
COM
011642105
4806
106378
SH
DFND
0
106378
0
ALEXION PHARMACEUTICALS INC
COM
015351109
2280
16251
SH
DFND
0
16251
0
ALLEGIANCE BANCSHARES INC
COM
01748H107
5924
160981
SH
DFND
0
160981
0
ANGIES LIST INC
COM
034754101
25166
2019753
SH
DFND
0
2019753
0
ANSYS INC
COM
03662Q105
14817
120730
SH
DFND
0
120730
0
APPLIED MATLS INC
COM
038222105
103
1975
SH
DFND
0
1975
0
ASPEN TECHNOLOGY INC
COM
045327103
54244
863628
SH
DFND
0
863628
0
ATHENAHEALTH INC
COM
04685W103
33712
271080
SH
DFND
0
271080
0
AUTODESK INC
COM
052769106
5064
45114
SH
DFND
0
45114
0
AXON ENTERPRISE INC
COM
05464C101
21301
939629
SH
DFND
0
939629
0
BALCHEM CORP
COM
057665200
31738
390435
SH
DFND
0
390435
0
BEACON ROOFING SUPPLY INC
COM
073685109
32333
630888
SH
DFND
0
630888
0
BIO TECHNE CORP
COM
09073M104
12397
102550
SH
DFND
0
102550
0
BOINGO WIRELESS INC
COM
09739C102
4656
217857
SH
DFND
0
217857
0
BOOT BARN HLDGS INC
COM
099406100
13964
1568993
SH
DFND
0
1568993
0
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
42440
492287
SH
DFND
0
492287
0
BROWN FORMAN CORP
CL B
115637209
3882
71489
SH
DFND
0
71489
0
BURLINGTON STORES INC
COM
122017106
33119
346943
SH
DFND
0
346943
0
CABOT OIL & GAS CORP
COM
127097103
14032
524550
SH
DFND
0
524550
0
CADENCE DESIGN SYSTEM INC
COM
127387108
31140
788957
SH
DFND
0
788957
0
CALAVO GROWERS INC
COM
128246105
57068
779618
SH
DFND
0
779618
0
CARRIZO OIL & GAS INC
COM
144577103
7927
462751
SH
DFND
0
462751
0
CAVIUM INC
COM
14964U108
33691
510933
SH
DFND
0
510933
0
CERNER CORP
COM
156782104
33855
474688
SH
DFND
0
474688
0
CHUYS HLDGS INC
COM
171604101
28200
1339658
SH
DFND
0
1339658
0
CINEMARK HOLDINGS INC
COM
17243V102
2519
69557
SH
DFND
0
69557
0
COGNEX CORP
COM
192422103
68765
623547
SH
DFND
0
623547
0
COPART INC
COM
217204106
3835
111574
SH
DFND
0
111574
0
COSTAR GROUP INC
COM
22160N109
70096
261307
SH
DFND
0
261307
0
CYBEROPTICS CORP
COM
232517102
3893
239567
SH
DFND
0
239567
0
DENTSPLY SIRONA INC
COM
24906P109
2592
43329
SH
DFND
0
43329
0
DEXCOM INC
COM
252131107
9409
192324
SH
DFND
0
192324
0
DOMINOS PIZZA INC
COM
25754A201
10112
50931
SH
DFND
0
50931
0
E L F BEAUTY INC
COM
26856L103
9414
417482
SH
DFND
0
417482
0
EAST WEST BANCORP INC
COM
27579R104
15709
262786
SH
DFND
0
262786
0
ECHO GLOBAL LOGISTICS INC
COM
27875T101
14786
784397
SH
DFND
0
784397
0
8X8 INC NEW
COM
282914100
28275
2094413
SH
DFND
0
2094413
0
ELECTRONIC ARTS INC
COM
285512109
17883
151477
SH
DFND
0
151477
0
ENVESTNET INC
COM
29404K106
73173
1434756
SH
DFND
0
1434756
0
EURONET WORLDWIDE INC
COM
298736109
62249
656703
SH
DFND
0
656703
0
EXPEDIA INC DEL
COM NEW
30212P303
28470
197794
SH
DFND
0
197794
0
FLIR SYS INC
COM
302445101
51770
1330505
SH
DFND
0
1330505
0
FASTENAL CO
COM
311900104
3131
68686
SH
DFND
0
68686
0
FIRSTCASH INC
COM
33767D105
14374
227609
SH
DFND
0
227609
0
FISERV INC
COM
337738108
2753
21349
SH
DFND
0
21349
0
FIVE9 INC
COM
338307101
16971
710084
SH
DFND
0
710084
0
FORTINET INC
COM
34959E109
15086
420940
SH
DFND
0
420940
0
GENERAL ELECTRIC CO
COM
369604103
0
0
SH
DFND
0
0
0
GLOBAL PMTS INC
COM
37940X102
3717
39111
SH
DFND
0
39111
0
GREEN DOT CORP
CL A
39304D102
5807
117125
SH
DFND
0
117125
0
GUIDEWIRE SOFTWARE INC
COM
40171V100
58801
755218
SH
DFND
0
755218
0
HMS HLDGS CORP
COM
40425J101
56619
2850884
SH
DFND
0
2850884
0
HARRIS CORP DEL
COM
413875105
23670
179757
SH
DFND
0
179757
0
HEALTHSTREAM INC
COM
42222N103
13341
570870
SH
DFND
0
570870
0
HEALTHEQUITY INC
COM
42226A107
51477
1017730
SH
DFND
0
1017730
0
HEICO CORP NEW
CL A
422806208
52361
687150
SH
DFND
0
687150
0
HILLTOP HOLDINGS INC
COM
432748101
41333
1589721
SH
DFND
0
1589721
0
HOLOGIC INC
COM
436440101
21667
590534
SH
DFND
0
590534
0
HUB GROUP INC
CL A
443320106
12011
279661
SH
DFND
0
279661
0
HUNT J B TRANS SVCS INC
COM
445658107
17174
154612
SH
DFND
0
154612
0
IPG PHOTONICS CORP
COM
44980X109
5060
27340
SH
DFND
0
27340
0
IDEXX LABS INC
COM
45168D104
43191
277774
SH
DFND
0
277774
0
ILLUMINA INC
COM
452327109
35678
179106
SH
DFND
0
179106
0
IMAX CORP
COM
45245E109
44825
1979019
SH
DFND
0
1979019
0
IMPERVA INC
COM
45321L100
10960
252546
SH
DFND
0
252546
0
INPHI CORP
COM
45772F107
8028
202263
SH
DFND
0
202263
0
INTEGRATED DEVICE TECHNOLOGY
COM
458118106
29547
1111622
SH
DFND
0
1111622
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
28030
26800
SH
DFND
0
26800
0
KEYW HLDG CORP
COM
493723100
18606
2444979
SH
DFND
0
2444979
0
LKQ CORP
COM
501889208
25047
695944
SH
DFND
0
695944
0
LAM RESEARCH CORP
COM
512807108
4125
22293
SH
DFND
0
22293
0
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
61435
451228
SH
DFND
0
451228
0
LINDSAY CORP
COM
535555106
11458
124677
SH
DFND
0
124677
0
LIVE NATION ENTERTAINMENT IN
COM
538034109
19429
446126
SH
DFND
0
446126
0
LULULEMON ATHLETICA INC
COM
550021109
19655
315736
SH
DFND
0
315736
0
MGM RESORTS INTERNATIONAL
COM
552953101
2398
73581
SH
DFND
0
73581
0
MGP INGREDIENTS INC NEW
COM
55303J106
36823
607339
SH
DFND
0
607339
0
MSC INDL DIRECT INC
CL A
553530106
25629
339147
SH
DFND
0
339147
0
MACOM TECH SOLUTIONS HLDGS I
COM
55405Y100
14872
333370
SH
DFND
0
333370
0
MANHATTAN ASSOCS INC
COM
562750109
27664
665482
SH
DFND
0
665482
0
MARKETAXESS HLDGS INC
COM
57060D108
59712
323626
SH
DFND
0
323626
0
MASTERCARD INCORPORATED
CL A
57636Q104
61
430
SH
DFND
0
430
0
MAXIMUS INC
COM
577933104
12280
190395
SH
DFND
0
190395
0
MEDIDATA SOLUTIONS INC
COM
58471A105
66710
854600
SH
DFND
0
854600
0
MERCADOLIBRE INC
COM
58733R102
40298
155631
SH
DFND
0
155631
0
MICROSOFT CORP
COM
594918104
74
987
SH
DFND
0
987
0
MICROCHIP TECHNOLOGY INC
COM
595017104
41886
466546
SH
DFND
0
466546
0
MICROSEMI CORP
COM
595137100
44374
861966
SH
DFND
0
861966
0
MIMEDX GROUP INC
COM
602496101
11764
990262
SH
DFND
0
990262
0
MONRO INC
COM
610236101
15251
272089
SH
DFND
0
272089
0
MONSANTO CO NEW
COM
61166W101
32
270
SH
DFND
0
270
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
35793
647838
SH
DFND
0
647838
0
MOTORCAR PTS AMER INC
COM
620071100
10052
341212
SH
DFND
0
341212
0
MUELLER WTR PRODS INC
COM SER A
624758108
20457
1598190
SH
DFND
0
1598190
0
NATIONAL INSTRS CORP
COM
636518102
33483
793999
SH
DFND
0
793999
0
NEOGEN CORP
COM
640491106
57451
741682
SH
DFND
0
741682
0
NETFLIX INC
COM
64110L106
21010
115856
SH
DFND
0
115856
0
NVIDIA CORP
COM
67066G104
4239
23712
SH
DFND
0
23712
0
NUVASIVE INC
COM
670704105
37939
684079
SH
DFND
0
684079
0
OCEANEERING INTL INC
COM
675232102
23572
897301
SH
DFND
0
897301
0
OLLIES BARGAIN OUTLT HLDGS I
COM
681116109
44852
966637
SH
DFND
0
966637
0
OMNICELL INC
COM
68213N109
21834
427699
SH
DFND
0
427699
0
ON SEMICONDUCTOR CORP
COM
682189105
8815
477262
SH
DFND
0
477262
0
ORBITAL ATK INC
COM
68557N103
58966
442822
SH
DFND
0
442822
0
PDC ENERGY INC
COM
69327R101
3555
72502
SH
DFND
0
72502
0
PRA HEALTH SCIENCES INC
COM
69354M108
29834
391672
SH
DFND
0
391672
0
PTC INC
COM
69370C100
13961
248069
SH
DFND
0
248069
0
PACIRA PHARMACEUTICALS INC
COM
695127100
37817
1007100
SH
DFND
0
1007100
0
PALO ALTO NETWORKS INC
COM
697435105
15307
106225
SH
DFND
0
106225
0
PAPA JOHNS INTL INC
COM
698813102
54010
739148
SH
DFND
0
739148
0
PENUMBRA INC
COM
70975L107
24776
274369
SH
DFND
0
274369
0
PIONEER NAT RES CO
COM
723787107
2341
15865
SH
DFND
0
15865
0
POTBELLY CORP
COM
73754Y100
9653
778452
SH
DFND
0
778452
0
POWER INTEGRATIONS INC
COM
739276103
47155
644192
SH
DFND
0
644192
0
PROOFPOINT INC
COM
743424103
61690
707288
SH
DFND
0
707288
0
PROS HOLDINGS INC
COM
74346Y103
14503
601047
SH
DFND
0
601047
0
PROTO LABS INC
COM
743713109
55945
696704
SH
DFND
0
696704
0
Q2 HLDGS INC
COM
74736L109
35669
856395
SH
DFND
0
856395
0
QUALYS INC
COM
74758T303
32761
632452
SH
DFND
0
632452
0
RPC INC
COM
749660106
19142
772164
SH
DFND
0
772164
0
RANGE RES CORP
COM
75281A109
6602
337348
SH
DFND
0
337348
0
RAYTHEON CO
COM NEW
755111507
35
190
SH
DFND
0
190
0
RBC BEARINGS INC
COM
75524B104
25911
207042
SH
DFND
0
207042
0
RED HAT INC
COM
756577102
21327
192377
SH
DFND
0
192377
0
REPLIGEN CORP
COM
759916109
35233
919432
SH
DFND
0
919432
0
RESMED INC
COM
761152107
27453
356714
SH
DFND
0
356714
0
RICE ENERGY INC
COM
762760106
34947
1207580
SH
DFND
0
1207580
0
RIGNET INC
COM
766582100
9918
576633
SH
DFND
0
576633
0
ROPER TECHNOLOGIES INC
COM
776696106
2788
11453
SH
DFND
0
11453
0
ROSS STORES INC
COM
778296103
26181
405468
SH
DFND
0
405468
0
RUDOLPH TECHNOLOGIES INC
COM
781270103
14590
554762
SH
DFND
0
554762
0
SPS COMM INC
COM
78463M107
9573
168798
SH
DFND
0
168798
0
SVB FINL GROUP
COM
78486Q101
45628
243884
SH
DFND
0
243884
0
SALESFORCE COM INC
COM
79466L302
2631
28158
SH
DFND
0
28158
0
SCHEIN HENRY INC
COM
806407102
3827
46676
SH
DFND
0
46676
0
SEMTECH CORP
COM
816850101
42428
1129920
SH
DFND
0
1129920
0
SHOPIFY INC
CL A
82509L107
34651
297457
SH
DFND
0
297457
0
SITEONE LANDSCAPE SUPPLY INC
COM
82982L103
36254
623985
SH
DFND
0
623985
0
SPLUNK INC
COM
848637104
2333
35122
SH
DFND
0
35122
0
SQUARE INC
CL A
852234103
24189
839608
SH
DFND
0
839608
0
STAMPS COM INC
COM NEW
852857200
44872
221427
SH
DFND
0
221427
0
STARBUCKS CORP
COM
855244109
37
680
SH
DFND
0
680
0
TJX COS INC NEW
COM
872540109
61
825
SH
DFND
0
825
0
TABLEAU SOFTWARE INC
CL A
87336U105
15728
210014
SH
DFND
0
210014
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
64064
626668
SH
DFND
0
626668
0
TESLA INC
COM
88160R101
2403
7044
SH
DFND
0
7044
0
TREX CO INC
COM
89531P105
27320
303324
SH
DFND
0
303324
0
2U INC
COM
90214J101
19586
349493
SH
DFND
0
349493
0
TYLER TECHNOLOGIES INC
COM
902252105
42135
241709
SH
DFND
0
241709
0
ULTA BEAUTY INC
COM
90384S303
25489
112755
SH
DFND
0
112755
0
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
48377
255154
SH
DFND
0
255154
0
UNITED PARCEL SERVICE INC
CL B
911312106
68
565
SH
DFND
0
565
0
VARIAN MED SYS INC
COM
92220P105
1788
17868
SH
DFND
0
17868
0
VERITEX HLDGS INC
COM
923451108
6547
242835
SH
DFND
0
242835
0
VERISK ANALYTICS INC
COM
92345Y106
30506
366704
SH
DFND
0
366704
0
WAGEWORKS INC
COM
930427109
63242
1041870
SH
DFND
0
1041870
0
WEX INC
COM
96208T104
46524
414580
SH
DFND
0
414580
0
WINGSTOP INC
COM
974155103
44941
1351608
SH
DFND
0
1351608
0
XILINX INC
COM
983919101
4052
57203
SH
DFND
0
57203
0
MIMECAST LTD
ORD SHS
G14838109
14475
509314
SH
DFND
0
509314
0
ICON PLC
SHS
G4705A100
78451
688891
SH
DFND
0
688891
0
IHS MARKIT LTD
SHS
G47567105
14761
334863
SH
DFND
0
334863
0
GLOBANT S A
COM
L44385109
9428
235287
SH
DFND
0
235287
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
2382
20895
SH
DFND
0
20895
0
CYBERARK SOFTWARE LTD
SHS
M2682V108
18617
454077
SH
DFND
0
454077
0
KORNIT DIGITAL LTD
SHS
M6372Q113
21956
1435057
SH
DFND
0
1435057
0
CORE LABORATORIES N V
COM
N22717107
23424
237329
SH
DFND
0
237329
0
NXP SEMICONDUCTORS N V
COM
N6596X109
2275
20120
SH
DFND
0
20120
0
QIAGEN NV
SHS NEW
N72482123
3283
104225
SH
DFND
0
104225
0
SENSATA TECHNOLOGIES HLDG NV
SHS
N7902X106
2136
44426
SH
DFND
0
44426
0