0000757657-17-000014.txt : 20170511
0000757657-17-000014.hdr.sgml : 20170511
20170511153911
ACCESSION NUMBER: 0000757657-17-000014
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170511
DATE AS OF CHANGE: 20170511
EFFECTIVENESS DATE: 20170511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stephens Investment Management Group LLC
CENTRAL INDEX KEY: 0001314440
IRS NUMBER: 203456509
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11261
FILM NUMBER: 17834054
BUSINESS ADDRESS:
STREET 1: 9 GREENWAY PLAZA
STREET 2: SUITE 1900
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 800-458-6589
MAIL ADDRESS:
STREET 1: 111 CENTER STREET
CITY: LITTLE ROCK
STATE: AR
ZIP: 72203
FORMER COMPANY:
FORMER CONFORMED NAME: Stephens Inc.
DATE OF NAME CHANGE: 20050114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001314440
XXXXXXXX
03-31-2017
03-31-2017
false
Stephens Investment Management Group LLC
111 Center Street
Little Rock
AR
72203
13F HOLDINGS REPORT
028-11261
N
David Prince
SVP/Counsel/Chief Compliance Officer
501-377-2151
David Prince
Little Rock
AR
05-11-2017
0
184
4058613
INFORMATION TABLE
2
infotable.xml
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AARONS INC
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ABAXIS INC
COM
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DFND
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ABIOMED INC
COM
003654100
39407
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0
ACADIA HEALTHCARE COMPANY IN
COM
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46819
1073819
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ACUITY BRANDS INC
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DFND
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ADOBE SYS INC
COM
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ADVISORY BRD CO
COM
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AEROVIRONMENT INC
COM
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403769
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AFFILIATED MANAGERS GROUP
COM
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AKAMAI TECHNOLOGIES INC
COM
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AKORN INC
COM
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ALEXION PHARMACEUTICALS INC
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ALLEGIANCE BANCSHARES INC
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AMAZON COM INC
COM
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ANSYS INC
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ATHENAHEALTH INC
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AUTODESK INC
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BAKER HUGHES INC
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BALCHEM CORP
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BIO TECHNE CORP
COM
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BOOT BARN HLDGS INC
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BRIGHT HORIZONS FAM SOL IN D
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BROWN FORMAN CORP
CL B
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BURLINGTON STORES INC
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173305
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CABOT OIL & GAS CORP
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CADENCE DESIGN SYSTEM INC
COM
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CALAVO GROWERS INC
COM
128246105
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747701
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DFND
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CARRIZO OIL & GAS INC
COM
144577103
18075
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CAVIUM INC
COM
14964U108
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CERNER CORP
COM
156782104
28098
477452
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DFND
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CHUYS HLDGS INC
COM
171604101
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SH
DFND
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CINEMARK HOLDINGS INC
COM
17243V102
3904
88039
SH
DFND
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CIRCOR INTL INC
COM
17273K109
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SH
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COGNEX CORP
COM
192422103
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COPART INC
COM
217204106
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DFND
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COSTAR GROUP INC
COM
22160N109
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CYBEROPTICS CORP
COM
232517102
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DFND
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DENTSPLY SIRONA INC
COM
24906P109
2702
43266
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DFND
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DEXCOM INC
COM
252131107
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37728
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DFND
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37728
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EAST WEST BANCORP INC
COM
27579R104
15862
307350
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DFND
0
307350
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ECHO GLOBAL LOGISTICS INC
COM
27875T101
13597
636876
SH
DFND
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8X8 INC NEW
COM
282914100
35261
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ELECTRONIC ARTS INC
COM
285512109
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ENVESTNET INC
COM
29404K106
43630
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SH
DFND
0
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EURONET WORLDWIDE INC
COM
298736109
66566
778372
SH
DFND
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EXPEDIA INC DEL
COM NEW
30212P303
24869
197107
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DFND
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FLIR SYS INC
COM
302445101
33447
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DFND
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FACEBOOK INC
CL A
30303M102
52
365
SH
DFND
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365
0
FASTENAL CO
COM
311900104
3532
68585
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DFND
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FISERV INC
COM
337738108
2596
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FIVE9 INC
COM
338307101
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FLOTEK INDS INC DEL
COM
343389102
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FORTINET INC
COM
34959E109
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FORTERRA INC
COM
34960W106
20228
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FORUM ENERGY TECHNOLOGIES IN
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34984V100
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GENERAL ELECTRIC CO
COM
369604103
33
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DFND
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GUIDEWIRE SOFTWARE INC
COM
40171V100
43683
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SH
DFND
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0
HMS HLDGS CORP
COM
40425J101
58492
2877144
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DFND
0
2877144
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HEALTHSTREAM INC
COM
42222N103
13616
561952
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HEALTHEQUITY INC
COM
42226A107
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DFND
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HEICO CORP NEW
CL A
422806208
40610
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DFND
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0
HILLTOP HOLDINGS INC
COM
432748101
45880
1670174
SH
DFND
0
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HOLOGIC INC
COM
436440101
25156
591215
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591215
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HUB GROUP INC
CL A
443320106
10981
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DFND
0
236662
0
HUNT J B TRANS SVCS INC
COM
445658107
12459
135807
SH
DFND
0
135807
0
IPG PHOTONICS CORP
COM
44980X109
3400
28169
SH
DFND
0
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IDEXX LABS INC
COM
45168D104
43690
282580
SH
DFND
0
282580
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ILLUMINA INC
COM
452327109
28651
167903
SH
DFND
0
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IMAX CORP
COM
45245E109
51420
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SH
DFND
0
1512356
0
IMPERVA INC
COM
45321L100
9360
228024
SH
DFND
0
228024
0
INPHI CORP
COM
45772F107
7672
157139
SH
DFND
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INTEGRATED DEVICE TECHNOLOGY
COM
458118106
26123
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INTUITIVE SURGICAL INC
COM NEW
46120E602
21844
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SH
DFND
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KEYW HLDG CORP
COM
493723100
18893
2001406
SH
DFND
0
2001406
0
LKQ CORP
COM
501889208
21469
733483
SH
DFND
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0
LAM RESEARCH CORP
COM
512807108
3123
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DFND
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0
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
47467
448479
SH
DFND
0
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LINDSAY CORP
COM
535555106
10625
120575
SH
DFND
0
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LULULEMON ATHLETICA INC
COM
550021109
11218
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SH
DFND
0
216264
0
MGP INGREDIENTS INC NEW
COM
55303J106
41490
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SH
DFND
0
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MSC INDL DIRECT INC
CL A
553530106
34999
340592
SH
DFND
0
340592
0
MACOM TECH SOLUTIONS HLDGS I
COM
55405Y100
12864
266333
SH
DFND
0
266333
0
MANHATTAN ASSOCS INC
COM
562750109
32908
632246
SH
DFND
0
632246
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MARKETAXESS HLDGS INC
COM
57060D108
61730
329244
SH
DFND
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0
MASTERCARD INCORPORATED
CL A
57636Q104
48
430
SH
DFND
0
430
0
MAXIMUS INC
COM
577933104
12036
193502
SH
DFND
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0
MEDIDATA SOLUTIONS INC
COM
58471A105
49836
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SH
DFND
0
863852
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MERCADOLIBRE INC
COM
58733R102
39394
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SH
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MICROSOFT CORP
COM
594918104
65
987
SH
DFND
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0
MICROCHIP TECHNOLOGY INC
COM
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SH
DFND
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0
MICROSEMI CORP
COM
595137100
44491
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SH
DFND
0
863398
0
MIMEDX GROUP INC
COM
602496101
12057
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SH
DFND
0
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MONRO MUFFLER BRAKE INC
COM
610236101
16171
310377
SH
DFND
0
310377
0
MONSANTO CO NEW
COM
61166W101
31
270
SH
DFND
0
270
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
28122
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SH
DFND
0
609089
0
MOTORCAR PTS AMER INC
COM
620071100
10962
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SH
DFND
0
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0
MUELLER WTR PRODS INC
COM SER A
624758108
18689
1581114
SH
DFND
0
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NATIONAL CINEMEDIA INC
COM
635309107
34032
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SH
DFND
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NATIONAL INSTRS CORP
COM
636518102
25964
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SH
DFND
0
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0
NEOGEN CORP
COM
640491106
49864
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SH
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NETFLIX INC
COM
64110L106
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DFND
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157295
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NVIDIA CORP
COM
67066G104
5259
48278
SH
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48278
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NUVASIVE INC
COM
670704105
51202
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SH
DFND
0
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0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
16412
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SH
DFND
0
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OCEANEERING INTL INC
COM
675232102
27006
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SH
DFND
0
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OLLIES BARGAIN OUTLT HLDGS I
COM
681116109
38181
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SH
DFND
0
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0
OMNICELL INC
COM
68213N109
16403
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SH
DFND
0
403515
0
ORBITAL ATK INC
COM
68557N103
50942
519814
SH
DFND
0
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PDC ENERGY INC
COM
69327R101
14827
237807
SH
DFND
0
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0
PACIRA PHARMACEUTICALS INC
COM
695127100
40924
897455
SH
DFND
0
897455
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PALO ALTO NETWORKS INC
COM
697435105
11903
105632
SH
DFND
0
105632
0
PAPA JOHNS INTL INC
COM
698813102
47743
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SH
DFND
0
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0
PAREXEL INTL CORP
COM
699462107
31325
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SH
DFND
0
496352
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PENUMBRA INC
COM
70975L107
15971
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SH
DFND
0
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0
PIONEER NAT RES CO
COM
723787107
3890
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SH
DFND
0
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0
POTBELLY CORP
COM
73754Y100
9270
666923
SH
DFND
0
666923
0
POWER INTEGRATIONS INC
COM
739276103
42002
638810
SH
DFND
0
638810
0
PROOFPOINT INC
COM
743424103
53232
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SH
DFND
0
715867
0
PROS HOLDINGS INC
COM
74346Y103
11899
491890
SH
DFND
0
491890
0
PROTO LABS INC
COM
743713109
36104
706528
SH
DFND
0
706528
0
Q2 HLDGS INC
COM
74736L109
25491
731460
SH
DFND
0
731460
0
QUALYS INC
COM
74758T303
27913
736484
SH
DFND
0
736484
0
RPC INC
COM
749660106
19920
1087956
SH
DFND
0
1087956
0
RANGE RES CORP
COM
75281A109
9727
334267
SH
DFND
0
334267
0
RAYTHEON CO
COM NEW
755111507
29
190
SH
DFND
0
190
0
RBC BEARINGS INC
COM
75524B104
19841
204352
SH
DFND
0
204352
0
RED HAT INC
COM
756577102
16878
195116
SH
DFND
0
195116
0
REPLIGEN CORP
COM
759916109
24109
684918
SH
DFND
0
684918
0
RESMED INC
COM
761152107
25611
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SH
DFND
0
355855
0
RICE ENERGY INC
COM
762760106
46493
1961723
SH
DFND
0
1961723
0
RIGNET INC
COM
766582100
15031
700769
SH
DFND
0
700769
0
ROPER TECHNOLOGIES INC
COM
776696106
2365
11453
SH
DFND
0
11453
0
ROSS STORES INC
COM
778296103
26701
405352
SH
DFND
0
405352
0
RUDOLPH TECHNOLOGIES INC
COM
781270103
12648
564631
SH
DFND
0
564631
0
SPS COMM INC
COM
78463M107
15341
262278
SH
DFND
0
262278
0
SVB FINL GROUP
COM
78486Q101
53650
288300
SH
DFND
0
288300
0
SALESFORCE COM INC
COM
79466L302
2545
30848
SH
DFND
0
30848
0
SCHEIN HENRY INC
COM
806407102
4095
24095
SH
DFND
0
24095
0
SEMTECH CORP
COM
816850101
36580
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SH
DFND
0
1082257
0
SHIRE PLC
SPONSORED ADR
82481R106
31
180
SH
DFND
0
180
0
SHOPIFY INC
CL A
82509L107
30784
452109
SH
DFND
0
452109
0
SITEONE LANDSCAPE SUPPLY INC
COM
82982L103
26141
539992
SH
DFND
0
539992
0
SPLUNK INC
COM
848637104
2188
35122
SH
DFND
0
35122
0
SQUARE INC
CL A
852234103
12666
732999
SH
DFND
0
732999
0
STAMPS COM INC
COM NEW
852857200
27537
232675
SH
DFND
0
232675
0
STARBUCKS CORP
COM
855244109
40
680
SH
DFND
0
680
0
TJX COS INC NEW
COM
872540109
65
825
SH
DFND
0
825
0
TABLEAU SOFTWARE INC
CL A
87336U105
8955
180725
SH
DFND
0
180725
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
54
1642
SH
DFND
0
1642
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
35806
604125
SH
DFND
0
604125
0
TASER INTL INC
COM
87651B104
21203
930382
SH
DFND
0
930382
0
TESLA INC
COM
88160R101
2083
7485
SH
DFND
0
7485
0
TRACTOR SUPPLY CO
COM
892356106
24776
359223
SH
DFND
0
359223
0
TREEHOUSE FOODS INC
COM
89469A104
31777
375354
SH
DFND
0
375354
0
TREX CO INC
COM
89531P105
23062
332352
SH
DFND
0
332352
0
TYLER TECHNOLOGIES INC
COM
902252105
38447
248754
SH
DFND
0
248754
0
U S SILICA HLDGS INC
COM
90346E103
7814
162819
SH
DFND
0
162819
0
ULTA BEAUTY INC
COM
90384S303
36851
129196
SH
DFND
0
129196
0
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
50990
261204
SH
DFND
0
261204
0
UNITED PARCEL SERVICE INC
CL B
911312106
35
330
SH
DFND
0
330
0
VCA INC
COM
918194101
223
2440
SH
DFND
0
2440
0
VARIAN MED SYS INC
COM
92220P105
1628
17868
SH
DFND
0
17868
0
VERITEX HLDGS INC
COM
923451108
4959
176354
SH
DFND
0
176354
0
VERISK ANALYTICS INC
COM
92345Y106
26579
327565
SH
DFND
0
327565
0
WAGEWORKS INC
COM
930427109
66074
913882
SH
DFND
0
913882
0
WEX INC
COM
96208T104
34921
337401
SH
DFND
0
337401
0
WINGSTOP INC
COM
974155103
38658
1366966
SH
DFND
0
1366966
0
XILINX INC
COM
983919101
3311
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SH
DFND
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57203
0
MIMECAST LTD
ORD SHS
G14838109
11606
518346
SH
DFND
0
518346
0
CARDTRONICS PLC
SHS CL A
G1991C105
37670
805783
SH
DFND
0
805783
0
ICON PLC
SHS
G4705A100
57756
724482
SH
DFND
0
724482
0
IHS MARKIT LTD
SHS
G47567105
13970
333004
SH
DFND
0
333004
0
GLOBANT S A
COM
L44385109
6698
184020
SH
DFND
0
184020
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
2342
22810
SH
DFND
0
22810
0
CYBERARK SOFTWARE LTD
SHS
M2682V108
28185
554062
SH
DFND
0
554062
0
KORNIT DIGITAL LTD
SHS
M6372Q113
14762
772895
SH
DFND
0
772895
0
CORE LABORATORIES N V
COM
N22717107
27511
238153
SH
DFND
0
238153
0
MOBILEYE N V AMSTELVEEN
ORD SHS
N51488117
21347
347663
SH
DFND
0
347663
0
NXP SEMICONDUCTORS N V
COM
N6596X109
2082
20120
SH
DFND
0
20120
0
QIAGEN NV
SHS NEW
N72482123
3019
104225
SH
DFND
0
104225
0
SENSATA TECHNOLOGIES HLDG NV
SHS
N7902X106
1940
44426
SH
DFND
0
44426
0