0000757657-17-000008.txt : 20170209
0000757657-17-000008.hdr.sgml : 20170209
20170209155740
ACCESSION NUMBER: 0000757657-17-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170209
DATE AS OF CHANGE: 20170209
EFFECTIVENESS DATE: 20170209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stephens Investment Management Group LLC
CENTRAL INDEX KEY: 0001314440
IRS NUMBER: 203456509
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11261
FILM NUMBER: 17587473
BUSINESS ADDRESS:
STREET 1: 9 GREENWAY PLAZA
STREET 2: SUITE 1900
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 800-458-6589
MAIL ADDRESS:
STREET 1: 111 CENTER STREET
CITY: LITTLE ROCK
STATE: AR
ZIP: 72203
FORMER COMPANY:
FORMER CONFORMED NAME: Stephens Inc.
DATE OF NAME CHANGE: 20050114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001314440
XXXXXXXX
12-31-2016
12-31-2016
false
Stephens Investment Management Group LLC
111 Center Street
Little Rock
AR
72203
13F HOLDINGS REPORT
028-11261
N
David Prince
SVP Chief Compliance Officer
501-377-2151
David Prince
Little Rock
AR
02-09-2017
0
178
3574494
INFORMATION TABLE
2
infotable.xml
AAC HLDGS INC
COM
000307108
7702
1063825
SH
DFND
0
1063825
0
AARONS INC
COM PAR $0.50
002535300
23910
747420
SH
DFND
0
747420
0
ABAXIS INC
COM
002567105
14917
282681
SH
DFND
0
282681
0
ABIOMED INC
COM
003654100
32926
292205
SH
DFND
0
292205
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
31909
964018
SH
DFND
0
964018
0
ACUITY BRANDS INC
COM
00508Y102
26928
116642
SH
DFND
0
116642
0
ADOBE SYS INC
COM
00724F101
41
395
SH
DFND
0
395
0
ADVISORY BRD CO
COM
00762W107
30618
920848
SH
DFND
0
920848
0
AEROVIRONMENT INC
COM
008073108
10650
396957
SH
DFND
0
396957
0
AFFILIATED MANAGERS GROUP
COM
008252108
2967
20418
SH
DFND
0
20418
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
13209
198089
SH
DFND
0
198089
0
AKORN INC
COM
009728106
28740
1316530
SH
DFND
0
1316530
0
ALEXION PHARMACEUTICALS INC
COM
015351109
1444
11801
SH
DFND
0
11801
0
AMAZON COM INC
COM
023135106
112
150
SH
DFND
0
150
0
ANSYS INC
COM
03662Q105
9944
107510
SH
DFND
0
107510
0
APPLIED MATLS INC
COM
038222105
64
1975
SH
DFND
0
1975
0
ASPEN TECHNOLOGY INC
COM
045327103
47767
873568
SH
DFND
0
873568
0
ASTRONICS CORP
COM
046433108
22551
666396
SH
DFND
0
666396
0
ATHENAHEALTH INC
COM
04685W103
31587
300347
SH
DFND
0
300347
0
AUTODESK INC
COM
052769106
3149
42550
SH
DFND
0
42550
0
BAKER HUGHES INC
COM
057224107
16357
251764
SH
DFND
0
251764
0
BALCHEM CORP
COM
057665200
32697
389624
SH
DFND
0
389624
0
BIO TECHNE CORP
COM
09073M104
10113
98343
SH
DFND
0
98343
0
BOOT BARN HLDGS INC
COM
099406100
14130
1128561
SH
DFND
0
1128561
0
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
22450
320619
SH
DFND
0
320619
0
BROWN FORMAN CORP
CL B
115637209
3843
85543
SH
DFND
0
85543
0
BUFFALO WILD WINGS INC
COM
119848109
31430
203562
SH
DFND
0
203562
0
CABOT OIL & GAS CORP
COM
127097103
2167
92753
SH
DFND
0
92753
0
CADENCE DESIGN SYSTEM INC
COM
127387108
17744
703587
SH
DFND
0
703587
0
CALAVO GROWERS INC
COM
128246105
37098
604200
SH
DFND
0
604200
0
CARRIZO OIL & GAS INC
COM
144577103
21804
583780
SH
DFND
0
583780
0
CAVIUM INC
COM
14964U108
30669
491171
SH
DFND
0
491171
0
CERNER CORP
COM
156782104
20029
422829
SH
DFND
0
422829
0
CHUYS HLDGS INC
COM
171604101
36046
1110828
SH
DFND
0
1110828
0
CINEMARK HOLDINGS INC
COM
17243V102
3257
84899
SH
DFND
0
84899
0
COGNEX CORP
COM
192422103
53800
845639
SH
DFND
0
845639
0
COPART INC
COM
217204106
3166
57145
SH
DFND
0
57145
0
COSTAR GROUP INC
COM
22160N109
51115
271184
SH
DFND
0
271184
0
CYBEROPTICS CORP
COM
232517102
5429
208000
SH
DFND
0
208000
0
DENTSPLY SIRONA INC
COM
24906P109
2169
37579
SH
DFND
0
37579
0
DEXCOM INC
COM
252131107
2388
39999
SH
DFND
0
39999
0
EAST WEST BANCORP INC
COM
27579R104
16467
323960
SH
DFND
0
323960
0
ECHO GLOBAL LOGISTICS INC
COM
27875T101
14927
595902
SH
DFND
0
595902
0
8X8 INC NEW
COM
282914100
31412
2196631
SH
DFND
0
2196631
0
ELECTRONIC ARTS INC
COM
285512109
10718
136088
SH
DFND
0
136088
0
ENVESTNET INC
COM
29404K106
42550
1207095
SH
DFND
0
1207095
0
EURONET WORLDWIDE INC
COM
298736109
52099
719302
SH
DFND
0
719302
0
EXPEDIA INC DEL
COM NEW
30212P303
18702
165092
SH
DFND
0
165092
0
FLIR SYS INC
COM
302445101
30704
848419
SH
DFND
0
848419
0
FACEBOOK INC
CL A
30303M102
42
365
SH
DFND
0
365
0
FASTENAL CO
COM
311900104
3120
66417
SH
DFND
0
66417
0
FIREEYE INC
COM
31816Q101
4749
399060
SH
DFND
0
399060
0
FISERV INC
COM
337738108
2325
21876
SH
DFND
0
21876
0
FLOTEK INDS INC DEL
COM
343389102
9326
993179
SH
DFND
0
993179
0
FORTINET INC
COM
34959E109
19040
632150
SH
DFND
0
632150
0
FORTERRA INC
COM
34960W106
20747
957855
SH
DFND
0
957855
0
FORUM ENERGY TECHNOLOGIES IN
COM
34984V100
34180
1553646
SH
DFND
0
1553646
0
GENERAL ELECTRIC CO
COM
369604103
35
1115
SH
DFND
0
1115
0
GUIDEWIRE SOFTWARE INC
COM
40171V100
36657
743105
SH
DFND
0
743105
0
HMS HLDGS CORP
COM
40425J101
48631
2677896
SH
DFND
0
2677896
0
HARMAN INTL INDS INC
COM
413086109
9417
84717
SH
DFND
0
84717
0
HEALTHSTREAM INC
COM
42222N103
13839
552460
SH
DFND
0
552460
0
HEALTHEQUITY INC
COM
42226A107
47230
1165594
SH
DFND
0
1165594
0
HEICO CORP NEW
CL A
422806208
33956
500094
SH
DFND
0
500094
0
HILLTOP HOLDINGS INC
COM
432748101
46115
1547488
SH
DFND
0
1547488
0
HOLOGIC INC
COM
436440101
19484
485638
SH
DFND
0
485638
0
HUB GROUP INC
CL A
443320106
10179
232656
SH
DFND
0
232656
0
HUNT J B TRANS SVCS INC
COM
445658107
11718
120719
SH
DFND
0
120719
0
IPG PHOTONICS CORP
COM
44980X109
2693
27280
SH
DFND
0
27280
0
IDEXX LABS INC
COM
45168D104
33050
281829
SH
DFND
0
281829
0
ILLUMINA INC
COM
452327109
18274
142722
SH
DFND
0
142722
0
IMAX CORP
COM
45245E109
52665
1677245
SH
DFND
0
1677245
0
IMPERVA INC
COM
45321L100
8607
224130
SH
DFND
0
224130
0
INTEGRATED DEVICE TECHNOLOGY
COM
458118106
24061
1021275
SH
DFND
0
1021275
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
14169
22343
SH
DFND
0
22343
0
INVENTURE FOODS INC
COM
461212102
7709
782649
SH
DFND
0
782649
0
ISHARES TR
RUS MD CP GR E
464287481
198
2033
SH
DFND
0
2033
0
LKQ CORP
COM
501889208
21771
710296
SH
DFND
0
710296
0
LAM RESEARCH CORP
COM
512807108
2487
23521
SH
DFND
0
23521
0
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
42202
415335
SH
DFND
0
415335
0
LINDSAY CORP
COM
535555106
9011
120775
SH
DFND
0
120775
0
LULULEMON ATHLETICA INC
COM
550021109
9087
139816
SH
DFND
0
139816
0
MGP INGREDIENTS INC NEW
COM
55303J106
35500
710289
SH
DFND
0
710289
0
MSC INDL DIRECT INC
CL A
553530106
29242
316503
SH
DFND
0
316503
0
MACOM TECH SOLUTIONS HLDGS I
COM
55405Y100
11115
240165
SH
DFND
0
240165
0
MANHATTAN ASSOCS INC
COM
562750109
31790
599473
SH
DFND
0
599473
0
MARKETAXESS HLDGS INC
COM
57060D108
44885
305504
SH
DFND
0
305504
0
MASTERCARD INCORPORATED
CL A
57636Q104
44
430
SH
DFND
0
430
0
MAXIMUS INC
COM
577933104
10618
190325
SH
DFND
0
190325
0
MEDIDATA SOLUTIONS INC
COM
58471A105
39906
803413
SH
DFND
0
803413
0
MERCADOLIBRE INC
COM
58733R102
26842
171909
SH
DFND
0
171909
0
MICROSOFT CORP
COM
594918104
61
987
SH
DFND
0
987
0
MICROCHIP TECHNOLOGY INC
COM
595017104
27307
425674
SH
DFND
0
425674
0
MICROSEMI CORP
COM
595137100
44050
816192
SH
DFND
0
816192
0
MIMEDX GROUP INC
COM
602496101
11022
1243979
SH
DFND
0
1243979
0
MONRO MUFFLER BRAKE INC
COM
610236101
17455
305156
SH
DFND
0
305156
0
MONSANTO CO NEW
COM
61166W101
28
270
SH
DFND
0
270
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
23938
539869
SH
DFND
0
539869
0
MOTORCAR PTS AMER INC
COM
620071100
9442
350754
SH
DFND
0
350754
0
MUELLER WTR PRODS INC
COM SER A
624758108
20689
1554400
SH
DFND
0
1554400
0
NATIONAL CINEMEDIA INC
COM
635309107
52220
3545175
SH
DFND
0
3545175
0
NATIONAL INSTRS CORP
COM
636518102
20741
672974
SH
DFND
0
672974
0
NEOGEN CORP
COM
640491106
46480
704237
SH
DFND
0
704237
0
NETFLIX INC
COM
64110L106
23840
192570
SH
DFND
0
192570
0
NVIDIA CORP
COM
67066G104
5312
49769
SH
DFND
0
49769
0
NUVASIVE INC
COM
670704105
42970
637916
SH
DFND
0
637916
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
15076
54151
SH
DFND
0
54151
0
OCEANEERING INTL INC
COM
675232102
21190
751164
SH
DFND
0
751164
0
OLLIES BARGAIN OUTLT HLDGS I
COM
681116109
29003
1019450
SH
DFND
0
1019450
0
OMNICELL INC
COM
68213N109
13456
396938
SH
DFND
0
396938
0
ORBITAL ATK INC
COM
68557N103
42037
479158
SH
DFND
0
479158
0
PDC ENERGY INC
COM
69327R101
16964
233735
SH
DFND
0
233735
0
PACIRA PHARMACEUTICALS INC
COM
695127100
24265
751224
SH
DFND
0
751224
0
PALO ALTO NETWORKS INC
COM
697435105
13298
106340
SH
DFND
0
106340
0
PAPA JOHNS INTL INC
COM
698813102
40959
478600
SH
DFND
0
478600
0
PAREXEL INTL CORP
COM
699462107
32078
488101
SH
DFND
0
488101
0
PIONEER NAT RES CO
COM
723787107
3644
20239
SH
DFND
0
20239
0
POTBELLY CORP
COM
73754Y100
8458
655645
SH
DFND
0
655645
0
POWER INTEGRATIONS INC
COM
739276103
39935
588581
SH
DFND
0
588581
0
PROOFPOINT INC
COM
743424103
46751
661726
SH
DFND
0
661726
0
PROS HOLDINGS INC
COM
74346Y103
6911
321120
SH
DFND
0
321120
0
PROTO LABS INC
COM
743713109
31559
614578
SH
DFND
0
614578
0
Q2 HLDGS INC
COM
74736L109
19774
685411
SH
DFND
0
685411
0
QUALYS INC
COM
74758T303
24315
768245
SH
DFND
0
768245
0
RPC INC
COM
749660106
27129
1369474
SH
DFND
0
1369474
0
RANGE RES CORP
COM
75281A109
10138
295042
SH
DFND
0
295042
0
RBC BEARINGS INC
COM
75524B104
18708
201578
SH
DFND
0
201578
0
RED HAT INC
COM
756577102
12143
174212
SH
DFND
0
174212
0
REPLIGEN CORP
COM
759916109
19557
634553
SH
DFND
0
634553
0
RESMED INC
COM
761152107
19566
315319
SH
DFND
0
315319
0
RICE ENERGY INC
COM
762760106
38763
1815600
SH
DFND
0
1815600
0
RIGNET INC
COM
766582100
15950
688989
SH
DFND
0
688989
0
ROPER TECHNOLOGIES INC
COM
776696106
2023
11051
SH
DFND
0
11051
0
ROSS STORES INC
COM
778296103
27956
426164
SH
DFND
0
426164
0
RUDOLPH TECHNOLOGIES INC
COM
781270103
13435
575365
SH
DFND
0
575365
0
SPS COMM INC
COM
78463M107
19679
281566
SH
DFND
0
281566
0
SVB FINL GROUP
COM
78486Q101
46816
272726
SH
DFND
0
272726
0
SALESFORCE COM INC
COM
79466L302
2055
30021
SH
DFND
0
30021
0
SCHEIN HENRY INC
COM
806407102
3398
22401
SH
DFND
0
22401
0
SEMTECH CORP
COM
816850101
31637
1002764
SH
DFND
0
1002764
0
SHOPIFY INC
CL A
82509L107
23004
536590
SH
DFND
0
536590
0
SITEONE LANDSCAPE SUPPLY INC
COM
82982L103
16627
478761
SH
DFND
0
478761
0
SPLUNK INC
COM
848637104
1730
33813
SH
DFND
0
33813
0
STAMPS COM INC
COM NEW
852857200
23245
202746
SH
DFND
0
202746
0
STARBUCKS CORP
COM
855244109
38
680
SH
DFND
0
680
0
TJX COS INC NEW
COM
872540109
62
825
SH
DFND
0
825
0
TABLEAU SOFTWARE INC
CL A
87336U105
6726
159584
SH
DFND
0
159584
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
47
1642
SH
DFND
0
1642
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
20949
425010
SH
DFND
0
425010
0
TASER INTL INC
COM
87651B104
19075
786905
SH
DFND
0
786905
0
TESLA MTRS INC
COM
88160R101
1527
7144
SH
DFND
0
7144
0
TRACTOR SUPPLY CO
COM
892356106
24084
317689
SH
DFND
0
317689
0
TREEHOUSE FOODS INC
COM
89469A104
23929
331477
SH
DFND
0
331477
0
TREX CO INC
COM
89531P105
21042
326740
SH
DFND
0
326740
0
TYLER TECHNOLOGIES INC
COM
902252105
33474
234460
SH
DFND
0
234460
0
ULTA SALON COSMETCS & FRAG I
COM
90384S303
29179
114453
SH
DFND
0
114453
0
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
44279
242822
SH
DFND
0
242822
0
UNDER ARMOUR INC
CL C
904311206
1861
73953
SH
DFND
0
73953
0
UNITED PARCEL SERVICE INC
CL B
911312106
38
330
SH
DFND
0
330
0
VCA INC
COM
918194101
25788
375642
SH
DFND
0
375642
0
VARIAN MED SYS INC
COM
92220P105
1540
17149
SH
DFND
0
17149
0
VERISK ANALYTICS INC
COM
92345Y106
23518
289738
SH
DFND
0
289738
0
WAGEWORKS INC
COM
930427109
63150
871032
SH
DFND
0
871032
0
WEX INC
COM
96208T104
34829
312090
SH
DFND
0
312090
0
WINGSTOP INC
COM
974155103
33649
1137182
SH
DFND
0
1137182
0
XILINX INC
COM
983919101
3332
55188
SH
DFND
0
55188
0
MIMECAST LTD
ORD SHS
G14838109
9121
509545
SH
DFND
0
509545
0
CARDTRONICS PLC
SHS CL A
G1991C105
43874
804003
SH
DFND
0
804003
0
ICON PLC
SHS
G4705A100
51096
679469
SH
DFND
0
679469
0
IHS MARKIT LTD
SHS
G47567105
10507
296728
SH
DFND
0
296728
0
GLOBANT S A
COM
L44385109
6034
180925
SH
DFND
0
180925
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
1873
22178
SH
DFND
0
22178
0
CYBERARK SOFTWARE LTD
SHS
M2682V108
23477
515985
SH
DFND
0
515985
0
CORE LABORATORIES N V
COM
N22717107
25741
214440
SH
DFND
0
214440
0
MOBILEYE N V AMSTELVEEN
ORD SHS
N51488117
11892
311970
SH
DFND
0
311970
0
NXP SEMICONDUCTORS N V
COM
N6596X109
1937
19767
SH
DFND
0
19767
0
QIAGEN NV
REG SHS
N72482107
3043
108598
SH
DFND
0
108598
0
SENSATA TECHNOLOGIES HLDG NV
SHS
N7902X106
1665
42747
SH
DFND
0
42747
0