0000757657-14-000005.txt : 20140214
0000757657-14-000005.hdr.sgml : 20140214
20140214164149
ACCESSION NUMBER: 0000757657-14-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140214
DATE AS OF CHANGE: 20140214
EFFECTIVENESS DATE: 20140214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stephens Investment Management Group LLC
CENTRAL INDEX KEY: 0001314440
IRS NUMBER: 203456509
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11261
FILM NUMBER: 14617719
BUSINESS ADDRESS:
STREET 1: 9 GREENWAY PLAZA
STREET 2: SUITE 1900
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 800-458-6589
MAIL ADDRESS:
STREET 1: 111 CENTER STREET
CITY: LITTLE ROCK
STATE: AR
ZIP: 72203
FORMER COMPANY:
FORMER CONFORMED NAME: Stephens Inc.
DATE OF NAME CHANGE: 20050114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001314440
XXXXXXXX
12-31-2013
12-31-2013
false
Stephens Investment Management Group LLC
111 Center Street
Little Rock
AR
72203
13F HOLDINGS REPORT
028-11261
N
David Prince
EVP/Chief Compliance Officer
501-377-2151
David Prince
Little Rock
AR
02-14-2014
0
202
2980228
INFORMATION TABLE
2
infotable.xml
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COM PAR $0.50
002535300
29687
1009750
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DFND
0
100975
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
30796
650663
SH
DFND
0
650663
0
ACUITY BRANDS INC
COM
00508Y102
13141
120210
SH
DFND
0
120210
0
ADVISORY BRD CO
COM
00762W107
38812
609584
SH
DFND
0
609584
0
AFFILIATED MANAGERS GROUP
COM
008252108
2618
12070
SH
DFND
0
12070
0
AIRGAS INC
COM
009363102
7120
63660
SH
DFND
0
63660
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
934
19805
SH
DFND
0
19805
0
AKORN INC
COM
009728106
36078
1464779
SH
DFND
0
146477
0
ALEXION PHARMACEUTICALS INC
COM
015351109
973
7315
SH
DFND
0
7315
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
10663
40555
SH
DFND
0
40555
0
AMAZON COM INC
COM
023135106
60
150
SH
DFND
0
150
0
ANNIES INC
COM
03600T104
30132
700088
SH
DFND
0
700088
0
ANSYS INC
COM
03662Q105
3655
41910
SH
DFND
0
41910
0
APPLIED MATLS INC
COM
038222105
42
2395
SH
DFND
0
2395
0
ARM HLDGS PLC
SPONSORED ADR
042068106
1230
22465
SH
DFND
0
22465
0
ARUBA NETWORKS INC
COM
043176106
16928
945689
SH
DFND
0
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0
ASPEN TECHNOLOGY INC
COM
045327103
44969
1075823
SH
DFND
0
107582
0
ASTRONICS CORP
COM
046433108
21475
421080
SH
DFND
0
421080
0
ATHENAHEALTH INC
COM
04685W103
37725
280486
SH
DFND
0
280486
0
ATHLON ENERGY INC
COM
047477104
14221
470130
SH
DFND
0
470130
0
BALCHEM CORP
COM
057665200
16412
279595
SH
DFND
0
279595
0
BANCORP INC DEL
COM
05969A105
19780
1104395
SH
DFND
0
110439
0
B/E AEROSPACE INC
COM
073302101
2278
26175
SH
DFND
0
26175
0
BEACON ROOFING SUPPLY INC
COM
073685109
16888
419272
SH
DFND
0
419272
0
BOULDER BRANDS INC
COM
101405108
27903
1759345
SH
DFND
0
175934
0
BROWN FORMAN CORP
CL B
115637209
1609
21295
SH
DFND
0
21295
0
BUFFALO WILD WINGS INC
COM
119848109
19087
129667
SH
DFND
0
129667
0
CABELAS INC
COM
126804301
22277
334191
SH
DFND
0
334191
0
CADENCE DESIGN SYSTEM INC
COM
127387108
5597
399240
SH
DFND
0
399240
0
CARDTRONICS INC
COM
14161H108
44828
1031706
SH
DFND
0
103170
0
CARMAX INC
COM
143130102
8545
181740
SH
DFND
0
181740
0
CARRIZO OIL & GAS INC
COM
144577103
27223
608066
SH
DFND
0
608066
0
CATAMARAN CORP
COM
148887102
7319
154145
SH
DFND
0
154145
0
CAVIUM INC
COM
14964U108
16810
487096
SH
DFND
0
487096
0
CEPHEID
COM
15670R107
34438
737121
SH
DFND
0
737121
0
CERNER CORP
COM
156782104
9601
172250
SH
DFND
0
172250
0
CHART INDS INC
COM PAR $0.01
16115Q308
14173
148192
SH
DFND
0
148192
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
1420
2665
SH
DFND
0
2665
0
CHUYS HLDGS INC
COM
171604101
38047
1056267
SH
DFND
0
105626
0
CINEMARK HOLDINGS INC
COM
17243V102
1445
43360
SH
DFND
0
43360
0
CLEAN HARBORS INC
COM
184496107
16653
277729
SH
DFND
0
277729
0
COGNEX CORP
COM
192422103
42133
1103546
SH
DFND
0
110354
0
CONCUR TECHNOLOGIES INC
COM
206708109
3468
33610
SH
DFND
0
33610
0
CONTAINER STORE GROUP INC
COM
210751103
8088
173520
SH
DFND
0
173520
0
CORNERSTONE ONDEMAND INC
COM
21925Y103
17640
330700
SH
DFND
0
330700
0
CORPORATE EXECUTIVE BRD CO
COM
21988R102
31081
401414
SH
DFND
0
401414
0
COSTAR GROUP INC
COM
22160N109
51708
280141
SH
DFND
0
280141
0
COVANCE INC
COM
222816100
7405
84087
SH
DFND
0
84087
0
CREE INC
COM
225447101
3851
61540
SH
DFND
0
61540
0
CUBIST PHARMACEUTICALS INC
COM
229678107
16281
236404
SH
DFND
0
236404
0
DXP ENTERPRISES INC NEW
COM NEW
233377407
19438
168729
SH
DFND
0
168729
0
DEL FRISCOS RESTAURANT GROUP
COM
245077102
24620
1044555
SH
DFND
0
104455
0
DEMANDWARE INC
COM
24802Y105
21382
333470
SH
DFND
0
333470
0
DISNEY WALT CO
COM DISNEY
254687106
50
650
SH
DFND
0
650
0
DISCOVERY COMMUNICATNS NEW
COM SER C
25470F302
10307
122905
SH
DFND
0
122905
0
DREAMWORKS ANIMATION SKG INC
CL A
26153C103
27446
773115
SH
DFND
0
773115
0
DRIL-QUIP INC
COM
262037104
30519
277621
SH
DFND
0
277621
0
EAST WEST BANCORP INC
COM
27579R104
13916
397943
SH
DFND
0
397943
0
ECHO GLOBAL LOGISTICS INC
COM
27875T101
15684
730180
SH
DFND
0
730180
0
EHEALTH INC
COM
28238P109
14709
316380
SH
DFND
0
316380
0
8X8 INC NEW
COM
282914100
13650
1343495
SH
DFND
0
134349
0
ELECTRONIC ARTS INC
COM
285512109
1302
56735
SH
DFND
0
56735
0
ENCORE CAP GROUP INC
COM
292554102
51546
1025590
SH
DFND
0
102559
0
EURONET WORLDWIDE INC
COM
298736109
41377
864728
SH
DFND
0
864728
0
EXONE CO
COM
302104104
9170
151670
SH
DFND
0
151670
0
FMC TECHNOLOGIES INC
COM
30249U101
1306
25015
SH
DFND
0
25015
0
FASTENAL CO
COM
311900104
1726
36320
SH
DFND
0
36320
0
FIREEYE INC
COM
31816Q101
664
15235
SH
DFND
0
15235
0
FIRST CASH FINL SVCS INC
COM
31942D107
27991
452639
SH
DFND
0
452639
0
FORTINET INC
COM
34959E109
21484
1123059
SH
DFND
0
112305
0
FORUM ENERGY TECHNOLOGIES IN
COM
34984V100
20342
719831
SH
DFND
0
719831
0
GLOBAL EAGLE ENTMT INC
COM
37951D102
19306
1298325
SH
DFND
0
129832
0
GOOGLE INC
CL A
38259P508
34
30
SH
DFND
0
30
0
HMS HLDGS CORP
COM
40425J101
29268
1287632
SH
DFND
0
128763
0
HEALTHSTREAM INC
COM
42222N103
18575
566815
SH
DFND
0
566815
0
HERCULES OFFSHORE INC
COM
427093109
16114
2467647
SH
DFND
0
246764
0
HILLTOP HOLDINGS INC
COM
432748101
30761
1329919
SH
DFND
0
132991
0
HITTITE MICROWAVE CORP
COM
43365Y104
17528
283947
SH
DFND
0
283947
0
HOLOGIC INC
COM
436440101
5247
234780
SH
DFND
0
234780
0
HORNBECK OFFSHORE SVCS INC N
COM
440543106
10610
215509
SH
DFND
0
215509
0
HUNT J B TRANS SVCS INC
COM
445658107
793
10255
SH
DFND
0
10255
0
IPG PHOTONICS CORP
COM
44980X109
473
6090
SH
DFND
0
6090
0
IPC THE HOSPITALIST CO INC
COM
44984A105
29964
504522
SH
DFND
0
504522
0
IDEXX LABS INC
COM
45168D104
7110
66840
SH
DFND
0
66840
0
IHS INC
CL A
451734107
5190
43360
SH
DFND
0
43360
0
ILLUMINA INC
COM
452327109
12372
111840
SH
DFND
0
111840
0
IMAX CORP
COM
45245E109
39438
1337786
SH
DFND
0
133778
0
INCONTACT INC
COM
45336E109
12497
1600117
SH
DFND
0
160011
0
INFOBLOX INC
COM
45672H104
17392
526710
SH
DFND
0
526710
0
INTERCONTINENTALEXCHANGE GRO
COM
45866F104
10255
45595
SH
DFND
0
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0
INTERMOLECULAR INC
COM
45882D109
5631
1144417
SH
DFND
0
114441
0
KODIAK OIL & GAS CORP
COM
50015Q100
14661
1307838
SH
DFND
0
130783
0
KRISPY KREME DOUGHNUTS INC
COM
501014104
34284
1777302
SH
DFND
0
177730
0
LKQ CORP
COM
501889208
10450
317615
SH
DFND
0
317615
0
LAM RESEARCH CORP
COM
512807108
1344
24684
SH
DFND
0
24684
0
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
11905
226325
SH
DFND
0
226325
0
LIONS GATE ENTMNT CORP
COM NEW
535919203
29478
931088
SH
DFND
0
931088
0
LULULEMON ATHLETICA INC
COM
550021109
6664
112900
SH
DFND
0
112900
0
MSC INDL DIRECT INC
CL A
553530106
17747
219448
SH
DFND
0
219448
0
MARLIN BUSINESS SVCS CORP
COM
571157106
11732
465551
SH
DFND
0
465551
0
MAXIMUS INC
COM
577933104
10790
245290
SH
DFND
0
245290
0
MEDIDATA SOLUTIONS INC
COM
58471A105
46963
775358
SH
DFND
0
775358
0
MERCADOLIBRE INC
COM
58733R102
5944
55140
SH
DFND
0
55140
0
MICROS SYS INC
COM
594901100
20972
365551
SH
DFND
0
365551
0
MICROCHIP TECHNOLOGY INC
COM
595017104
7399
165330
SH
DFND
0
165330
0
MICROSEMI CORP
COM
595137100
17908
717771
SH
DFND
0
717771
0
MONRO MUFFLER BRAKE INC
COM
610236101
12074
214225
SH
DFND
0
214225
0
MONSANTO CO NEW
COM
61166W101
49
420
SH
DFND
0
420
0
MONSTER BEVERAGE CORP
COM
611740101
2137
31535
SH
DFND
0
31535
0
MOVE INC
COM NEW
62458M207
15762
985710
SH
DFND
0
985710
0
MUELLER WTR PRODS INC
COM SER A
624758108
19736
2106280
SH
DFND
0
210628
0
MYRIAD GENETICS INC
COM
62855J104
8214
391516
SH
DFND
0
391516
0
NATIONAL CINEMEDIA INC
COM
635309107
37190
1863205
SH
DFND
0
186320
0
NATIONAL INSTRS CORP
COM
636518102
14802
462279
SH
DFND
0
462279
0
NATIONAL OILWELL VARCO INC
COM
637071101
33
420
SH
DFND
0
420
0
NEOGEN CORP
COM
640491106
43254
946477
SH
DFND
0
946477
0
NETFLIX INC
COM
64110L106
804
2185
SH
DFND
0
2185
0
NORDSTROM INC
COM
655664100
1250
20230
SH
DFND
0
20230
0
NUVASIVE INC
COM
670704105
23399
723752
SH
DFND
0
723752
0
OASIS PETE INC NEW
COM
674215108
5273
112270
SH
DFND
0
112270
0
OCEANEERING INTL INC
COM
675232102
8590
108895
SH
DFND
0
108895
0
PACIRA PHARMACEUTICALS INC
COM
695127100
29124
506597
SH
DFND
0
506597
0
PALL CORP
COM
696429307
1130
13235
SH
DFND
0
13235
0
PALO ALTO NETWORKS INC
COM
697435105
765
13305
SH
DFND
0
13305
0
PANDORA MEDIA INC
COM
698354107
12169
457485
SH
DFND
0
457485
0
PAREXEL INTL CORP
COM
699462107
27297
604185
SH
DFND
0
604185
0
PIONEER ENERGY SVCS CORP
COM
723664108
15437
1927260
SH
DFND
0
192726
0
PIONEER NAT RES CO
COM
723787107
1046
5685
SH
DFND
0
5685
0
POLARIS INDS INC
COM
731068102
2099
14410
SH
DFND
0
14410
0
PORTFOLIO RECOVERY ASSOCS IN
COM
73640Q105
40622
768774
SH
DFND
0
768774
0
POTBELLY CORP
COM
73754Y100
3516
144810
SH
DFND
0
144810
0
POWER INTEGRATIONS INC
COM
739276103
33230
595308
SH
DFND
0
595308
0
POWER SOLUTIONS INTL INC
COM NEW
73933G202
15128
201444
SH
DFND
0
201444
0
PROASSURANCE CORP
COM
74267C106
24518
505731
SH
DFND
0
505731
0
PROCERA NETWORKS INC
COM NEW
74269U203
8943
595380
SH
DFND
0
595380
0
PROOFPOINT INC
COM
743424103
19387
584460
SH
DFND
0
584460
0
PROS HOLDINGS INC
COM
74346Y103
31266
783608
SH
DFND
0
783608
0
PROTO LABS INC
COM
743713109
43297
608280
SH
DFND
0
608280
0
QLIK TECHNOLOGIES INC
COM
74733T105
11446
429825
SH
DFND
0
429825
0
RPX CORP
COM
74972G103
10843
641606
SH
DFND
0
641606
0
RANGE RES CORP
COM
75281A109
5914
70150
SH
DFND
0
70150
0
RBC BEARINGS INC
COM
75524B104
19176
271038
SH
DFND
0
271038
0
RED HAT INC
COM
756577102
3060
54600
SH
DFND
0
54600
0
RESMED INC
COM
761152107
5699
121050
SH
DFND
0
121050
0
ROPER INDS INC NEW
COM
776696106
786
5670
SH
DFND
0
5670
0
ROSETTA RESOURCES INC
COM
777779307
9778
203545
SH
DFND
0
203545
0
ROSS STORES INC
COM
778296103
9353
124820
SH
DFND
0
124820
0
RUCKUS WIRELESS INC
COM
781220108
15124
1065104
SH
DFND
0
106510
0
RUDOLPH TECHNOLOGIES INC
COM
781270103
10216
870150
SH
DFND
0
870150
0
SFX ENTMT INC
COM
784178303
13981
1165090
SH
DFND
0
116509
0
SVB FINL GROUP
COM
78486Q101
22834
217756
SH
DFND
0
217756
0
SALESFORCE COM INC
COM
79466L302
1359
24625
SH
DFND
0
24625
0
SALIX PHARMACEUTICALS INC
COM
795435106
20381
226604
SH
DFND
0
226604
0
SANDISK CORP
COM
80004C101
1266
17950
SH
DFND
0
17950
0
SCHEIN HENRY INC
COM
806407102
1516
13265
SH
DFND
0
13265
0
SEMTECH CORP
COM
816850101
21927
867382
SH
DFND
0
867382
0
SHIRE PLC
SPONSORED ADR
82481R106
1187
8400
SH
DFND
0
8400
0
SHUTTERFLY INC
COM
82568P304
21949
430963
SH
DFND
0
430963
0
SHUTTERSTOCK INC
COM
825690100
12937
154696
SH
DFND
0
154696
0
SIRONA DENTAL SYSTEMS INC
COM
82966C103
931
13260
SH
DFND
0
13260
0
SOUTHWESTERN ENERGY CO
COM
845467109
944
23995
SH
DFND
0
23995
0
STERICYCLE INC
COM
858912108
7206
62030
SH
DFND
0
62030
0
SUPERIOR ENERGY SVCS INC
COM
868157108
4353
163580
SH
DFND
0
163580
0
TJX COS INC NEW
COM
872540109
53
825
SH
DFND
0
825
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
29
1642
SH
DFND
0
1642
0
TECHNE CORP
COM
878377100
12851
135744
SH
DFND
0
135744
0
TESLA MTRS INC
COM
88160R101
946
6290
SH
DFND
0
6290
0
TETRA TECHNOLOGIES INC DEL
COM
88162F105
12478
1009540
SH
DFND
0
100954
0
TETRA TECH INC NEW
COM
88162G103
13413
479374
SH
DFND
0
479374
0
THORATEC CORP
COM NEW
885175307
16005
437305
SH
DFND
0
437305
0
3-D SYS CORP DEL
COM NEW
88554D205
1050
11300
SH
DFND
0
11300
0
TOWERS WATSON & CO
CL A
891894107
773
6060
SH
DFND
0
6060
0
TRACTOR SUPPLY CO
COM
892356106
2474
31895
SH
DFND
0
31895
0
TREEHOUSE FOODS INC
COM
89469A104
27762
402812
SH
DFND
0
402812
0
TREX CO INC
COM
89531P105
18914
237825
SH
DFND
0
237825
0
TRIMBLE NAVIGATION LTD
COM
896239100
1002
28870
SH
DFND
0
28870
0
TYLER TECHNOLOGIES INC
COM
902252105
15982
156485
SH
DFND
0
156485
0
ULTA SALON COSMETCS & FRAG I
COM
90384S303
6976
72280
SH
DFND
0
72280
0
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
29719
193960
SH
DFND
0
193960
0
UNDER ARMOUR INC
CL A
904311107
1673
19160
SH
DFND
0
19160
0
UNITED NAT FOODS INC
COM
911163103
45814
607693
SH
DFND
0
607693
0
URBAN OUTFITTERS INC
COM
917047102
3503
94420
SH
DFND
0
94420
0
VCA ANTECH INC
COM
918194101
18068
576138
SH
DFND
0
576138
0
VALMONT INDS INC
COM
920253101
781
5235
SH
DFND
0
5235
0
VARIAN MED SYS INC
COM
92220P105
937
12055
SH
DFND
0
12055
0
VERISIGN INC
COM
92343E102
5727
95805
SH
DFND
0
95805
0
VERISK ANALYTICS INC
CL A
92345Y106
9706
147685
SH
DFND
0
147685
0
VIEWPOINT FINL GROUP INC MD
COM
92672A101
19566
712805
SH
DFND
0
712805
0
VOLCANO CORPORATION
COM
928645100
11956
547170
SH
DFND
0
547170
0
VOXELJET AG
ADS
92912L107
3291
83345
SH
DFND
0
83345
0
WAGEWORKS INC
COM
930427109
52879
889623
SH
DFND
0
889623
0
WHITING PETE CORP NEW
COM
966387102
1146
18515
SH
DFND
0
18515
0
WHOLE FOODS MKT INC
COM
966837106
7213
124735
SH
DFND
0
124735
0
XILINX INC
COM
983919101
997
21715
SH
DFND
0
21715
0
ZIX CORP
COM
98974P100
11802
2588237
SH
DFND
0
258823
0
ICON PLC
SHS
G4705A100
29900
739927
SH
DFND
0
739927
0
PACIFIC DRILLING SA LUXEMBOU
REG SHS
L7257P106
13873
1210579
SH
DFND
0
121057
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
1635
25335
SH
DFND
0
25335
0
STRATASYS LTD
SHS
M85548101
40844
303222
SH
DFND
0
303222
0
CORE LABORATORIES N V
COM
N22717107
9585
50195
SH
DFND
0
50195
0
QIAGEN NV
REG SHS
N72482107
1497
62870
SH
DFND
0
62870
0
STEINER LEISURE LTD
ORD
P8744Y102
11026
224146
SH
DFND
0
224146
0