0001314376-14-000006.txt : 20141124
0001314376-14-000006.hdr.sgml : 20141124
20141124083656
ACCESSION NUMBER: 0001314376-14-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141124
DATE AS OF CHANGE: 20141124
EFFECTIVENESS DATE: 20141124
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Broderick Brian C
CENTRAL INDEX KEY: 0001314376
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11136
FILM NUMBER: 141244959
MAIL ADDRESS:
STREET 1: HEMENWAY & BARNES LLP
STREET 2: 60 STATE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001314376
XXXXXXXX
09-30-2014
09-30-2014
Broderick Brian C
HEMENWAY & BARNES LLP
60 STATE STREET
BOSTON
MA
02109
13F HOLDINGS REPORT
028-11136
N
John Aharonian
Director of Operations
617-619-8201
John Aharonian
Boston
MA
11-24-2014
6
454
224755
false
3
0001053912
028-06281
ELEFANTE MICHAEL B
5
0001053914
028-06165
PUZO MICHAEL J
6
0001215208
028-10379
SOMERVILLE KURT F
7
0001314377
028-11134
Kidder Stephen W
9
0001512675
028-14138
Fayerweather Charles
12
0001592616
028-16192
Notis-McConarty Edward
INFORMATION TABLE
2
inftable.xml
3M
Common Stock
88579y101
1606
11338
SH
SOLE
11338
0
0
3M
Common Stock
88579y101
326
2300
SH
DFND
06
0
2300
0
3M
Common Stock
88579y101
1862
13141
SH
DFND
05
0
13141
0
3M
Common Stock
88579y101
1958
13820
SH
DFND
07
0
13820
0
3M
Common Stock
88579y101
227
1600
SH
DFND
12
0
1600
0
3M
Common Stock
88579y101
295
2080
SH
DFND
05 12
0
2080
0
3M
Common Stock
88579y101
28
200
SH
DFND
09
0
200
0
3M
Common Stock
88579y101
128
900
SH
DFND
03
0
900
0
ABB LTD SPON ADR
Common Stock
000375204
364
16250
SH
SOLE
16250
0
0
ABB LTD SPON ADR
Common Stock
000375204
587
26201
SH
DFND
05
0
26201
0
ABB LTD SPON ADR
Common Stock
000375204
417
18600
SH
DFND
07
0
18600
0
ABB LTD SPON ADR
Common Stock
000375204
179
8000
SH
DFND
05 12
0
8000
0
ABB LTD SPON ADR
Common Stock
000375204
11
490
SH
DFND
09
0
490
0
ABB LTD SPON ADR
Common Stock
000375204
78
3500
SH
DFND
03
0
3500
0
ABBOTT LABS
Common Stock
002824100
224
5395
SH
SOLE
5395
0
0
ABBOTT LABS
Common Stock
002824100
1266
30440
SH
DFND
07
0
30440
0
ABBOTT LABS
Common Stock
002824100
33
800
SH
DFND
06
0
800
0
ABBOTT LABS
Common Stock
002824100
870
20910
SH
DFND
05
0
20910
0
ABBOTT LABS
Common Stock
002824100
87
2095
SH
DFND
05 12
0
2095
0
ABBOTT LABS
Common Stock
002824100
12
300
SH
DFND
09
0
300
0
ABBVIE
Common Stock
00287Y109
143
2470
SH
SOLE
2470
0
0
ABBVIE
Common Stock
00287Y109
362
6260
SH
DFND
07
0
6260
0
ABBVIE
Common Stock
00287Y109
1025
17745
SH
DFND
05
0
17745
0
ABBVIE
Common Stock
00287Y109
121
2095
SH
DFND
05 12
0
2095
0
ABBVIE
Common Stock
00287Y109
17
300
SH
DFND
06
0
300
0
ABBVIE
Common Stock
00287Y109
12
200
SH
DFND
09
0
200
0
ACADIAN TIMBER CORP
Common Stock
004272951
40
3200
SH
SOLE
3200
0
0
ACADIAN TIMBER CORP
Common Stock
004272951
94
7500
SH
DFND
05 12
0
7500
0
ACADIAN TIMBER CORP
Common Stock
004272951
38
3000
SH
DFND
05
0
3000
0
ALNYLAM PHARMA
Common Stock
02043Q107
49
626
SH
SOLE
626
0
0
ALNYLAM PHARMA
Common Stock
02043Q107
145
1853
SH
DFND
05
0
1853
0
ALNYLAM PHARMA
Common Stock
02043Q107
149
1904
SH
DFND
07
0
1904
0
ALNYLAM PHARMA
Common Stock
02043Q107
37
470
SH
DFND
05 12
0
470
0
AMN ELEC POWER AMERICAN
Common Stock
025537101
41
784
SH
SOLE
784
0
0
AMN ELEC POWER AMERICAN
Common Stock
025537101
37
702
SH
DFND
07
0
702
0
ANADARKO PETE
Common Stock
032511107
176
1736
SH
SOLE
1736
0
0
ANADARKO PETE
Common Stock
032511107
132
1304
SH
DFND
07
0
1304
0
APPLE INC
Common Stock
037833100
380
3776
SH
SOLE
3776
0
0
APPLE INC
Common Stock
037833100
254
2520
SH
DFND
06
0
2520
0
APPLE INC
Common Stock
037833100
1207
11985
SH
DFND
05
0
11985
0
APPLE INC
Common Stock
037833100
2109
20933
SH
DFND
07
0
20933
0
APPLE INC
Common Stock
037833100
141
1400
SH
DFND
12
0
1400
0
APPLE INC
Common Stock
037833100
106
1050
SH
DFND
05 12
0
1050
0
APPLE INC
Common Stock
037833100
25
245
SH
DFND
09
0
245
0
APPLE INC
Common Stock
037833100
96
950
SH
DFND
03
0
950
0
APTARGROUP
Common Stock
038336103
582
9580
SH
SOLE
9580
0
0
APTARGROUP
Common Stock
038336103
194
3200
SH
DFND
06
0
3200
0
APTARGROUP
Common Stock
038336103
1623
26734
SH
DFND
05
0
26734
0
APTARGROUP
Common Stock
038336103
2257
37180
SH
DFND
07
0
37180
0
APTARGROUP
Common Stock
038336103
162
2665
SH
DFND
12
0
2665
0
APTARGROUP
Common Stock
038336103
188
3100
SH
DFND
05 12
0
3100
0
APTARGROUP
Common Stock
038336103
22
355
SH
DFND
09
0
355
0
APTARGROUP
Common Stock
038336103
103
1700
SH
DFND
03
0
1700
0
AT&T INC.
Common Stock
00206R102
184
5209
SH
SOLE
5209
0
0
AT&T INC.
Common Stock
00206R102
16
458
SH
DFND
05
0
458
0
AT&T INC.
Common Stock
00206R102
14
400
SH
DFND
07
0
400
0
AUTOMATIC DATA PROCESSING
Common Stock
053015103
755
10356
SH
SOLE
10356
0
0
AUTOMATIC DATA PROCESSING
Common Stock
053015103
160
2200
SH
DFND
06
0
2200
0
AUTOMATIC DATA PROCESSING
Common Stock
053015103
1581
21693
SH
DFND
05
0
21693
0
AUTOMATIC DATA PROCESSING
Common Stock
053015103
2649
36340
SH
DFND
07
0
36340
0
AUTOMATIC DATA PROCESSING
Common Stock
053015103
124
1700
SH
DFND
12
0
1700
0
AUTOMATIC DATA PROCESSING
Common Stock
053015103
146
2000
SH
DFND
05 12
0
2000
0
AUTOMATIC DATA PROCESSING
Common Stock
053015103
19
265
SH
DFND
09
0
265
0
AUTOMATIC DATA PROCESSING
Common Stock
053015103
66
900
SH
DFND
03
0
900
0
BAXTER INTERNTL
Common Stock
071813109
147
2048
SH
SOLE
2048
0
0
BAXTER INTERNTL
Common Stock
071813109
247
3438
SH
DFND
07
0
3438
0
BOULDER BRANDS INC
Common Stock
101405108
25
1800
SH
SOLE
1800
0
0
BOULDER BRANDS INC
Common Stock
101405108
104
7650
SH
DFND
05
0
7650
0
BOULDER BRANDS INC
Common Stock
101405108
27
2000
SH
DFND
05 12
0
2000
0
BRISTOL-MYERS SQUIBB
Common Stock
110122108
18
356
SH
SOLE
356
0
0
BRISTOL-MYERS SQUIBB
Common Stock
110122108
891
17400
SH
DFND
05
0
17400
0
BRISTOL-MYERS SQUIBB
Common Stock
110122108
174
3400
SH
DFND
12
0
3400
0
BRISTOL-MYERS SQUIBB
Common Stock
110122108
102
2000
SH
DFND
07
0
2000
0
BRISTOL-MYERS SQUIBB
Common Stock
110122108
82
1600
SH
DFND
05 12
0
1600
0
CAMAC ENERGY
Common Stock
131745101
9
14607
SH
SOLE
14607
0
0
CANADIAN NATL RAILWAY
Common Stock
136375102
1196
16855
SH
SOLE
16855
0
0
CANADIAN NATL RAILWAY
Common Stock
136375102
284
4000
SH
DFND
06
0
4000
0
CANADIAN NATL RAILWAY
Common Stock
136375102
2031
28628
SH
DFND
05
0
28628
0
CANADIAN NATL RAILWAY
Common Stock
136375102
2824
39792
SH
DFND
07
0
39792
0
CANADIAN NATL RAILWAY
Common Stock
136375102
128
1800
SH
DFND
12
0
1800
0
CANADIAN NATL RAILWAY
Common Stock
136375102
248
3500
SH
DFND
05 12
0
3500
0
CANADIAN NATL RAILWAY
Common Stock
136375102
29
410
SH
DFND
09
0
410
0
CANADIAN NATL RAILWAY
Common Stock
136375102
145
2050
SH
DFND
03
0
2050
0
CATERPILLAR
Common Stock
149123101
299
3024
SH
SOLE
3024
0
0
CENOVUS ENERGY
Common Stock
15135u109
296
11000
SH
SOLE
11000
0
0
CENOVUS ENERGY
Common Stock
15135u109
448
16651
SH
DFND
05
0
16651
0
CENOVUS ENERGY
Common Stock
15135u109
17
635
SH
DFND
07
0
635
0
CENOVUS ENERGY
Common Stock
15135u109
54
2000
SH
DFND
12
0
2000
0
CENOVUS ENERGY
Common Stock
15135u109
45
1690
SH
DFND
05 12
0
1690
0
CENOVUS ENERGY
Common Stock
15135u109
48
1800
SH
DFND
03
0
1800
0
CHEVRON
Common Stock
166764100
1213
10166
SH
SOLE
10166
0
0
CHEVRON
Common Stock
166764100
66
550
SH
DFND
06
0
550
0
CHEVRON
Common Stock
166764100
1903
15948
SH
DFND
05
0
15948
0
CHEVRON
Common Stock
166764100
2739
22953
SH
DFND
07
0
22953
0
CHUBB CORP
Common Stock
171232101
44
483
SH
SOLE
483
0
0
CIGNA
Common Stock
125509109
588
6480
SH
DFND
07
0
6480
0
CISCO SYS INC
Common Stock
17275r102
461
18300
SH
SOLE
18300
0
0
CISCO SYS INC
Common Stock
17275r102
120
4750
SH
DFND
06
0
4750
0
CISCO SYS INC
Common Stock
17275r102
699
27762
SH
DFND
05
0
27762
0
CISCO SYS INC
Common Stock
17275r102
968
38465
SH
DFND
07
0
38465
0
CISCO SYS INC
Common Stock
17275r102
63
2500
SH
DFND
12
0
2500
0
CISCO SYS INC
Common Stock
17275r102
101
4000
SH
DFND
05 12
0
4000
0
CISCO SYS INC
Common Stock
17275r102
13
525
SH
DFND
09
0
525
0
CISCO SYS INC
Common Stock
17275r102
38
1500
SH
DFND
03
0
1500
0
COCA COLA
Common Stock
191216100
18
412
SH
SOLE
412
0
0
COCA COLA
Common Stock
191216100
264
6200
SH
DFND
06
0
6200
0
COCA COLA
Common Stock
191216100
333
7815
SH
DFND
07
0
7815
0
COCA COLA
Common Stock
191216100
512
12000
SH
DFND
05
0
12000
0
CONOCOPHILLIPS
Common Stock
20825c104
342
4463
SH
SOLE
4463
0
0
CONOCOPHILLIPS
Common Stock
20825c104
307
4006
SH
DFND
05
0
4006
0
CONOCOPHILLIPS
Common Stock
20825c104
55
721
SH
DFND
07
0
721
0
CONOCOPHILLIPS
Common Stock
20825c104
226
2950
SH
DFND
05 12
0
2950
0
CONOCOPHILLIPS
Common Stock
20825c104
10
125
SH
DFND
09
0
125
0
COVIDIEN
Common Stock
G2554F113
26
300
SH
SOLE
300
0
0
COVIDIEN
Common Stock
G2554F113
164
1895
SH
DFND
07
0
1895
0
COVIDIEN
Common Stock
G2554F113
11
125
SH
DFND
06
0
125
0
CSX
Common Stock
126408103
87
2700
SH
SOLE
2700
0
0
CSX
Common Stock
126408103
289
9000
SH
DFND
06
0
9000
0
CULLEN FROST BANKERS
Common Stock
229899109
11
146
SH
SOLE
146
0
0
CVS HEALTH
Common Stock
126650100
644
8090
SH
SOLE
8090
0
0
CVS HEALTH
Common Stock
126650100
2120
26641
SH
DFND
05
0
26641
0
CVS HEALTH
Common Stock
126650100
3432
43120
SH
DFND
07
0
43120
0
CVS HEALTH
Common Stock
126650100
80
1000
SH
DFND
06
0
1000
0
CVS HEALTH
Common Stock
126650100
199
2500
SH
DFND
12
0
2500
0
CVS HEALTH
Common Stock
126650100
236
2960
SH
DFND
05 12
0
2960
0
CVS HEALTH
Common Stock
126650100
31
390
SH
DFND
09
0
390
0
CVS HEALTH
Common Stock
126650100
88
1100
SH
DFND
03
0
1100
0
DEERE & CO
Common Stock
244199105
380
4635
SH
SOLE
4635
0
0
DEERE & CO
Common Stock
244199105
98
1200
SH
DFND
06
0
1200
0
DEERE & CO
Common Stock
244199105
886
10805
SH
DFND
05
0
10805
0
DEERE & CO
Common Stock
244199105
901
10995
SH
DFND
07
0
10995
0
DEERE & CO
Common Stock
244199105
82
1000
SH
DFND
12
0
1000
0
DEERE & CO
Common Stock
244199105
122
1490
SH
DFND
05 12
0
1490
0
DEERE & CO
Common Stock
244199105
14
175
SH
DFND
09
0
175
0
DEERE & CO
Common Stock
244199105
57
700
SH
DFND
03
0
700
0
DU PONT
Common Stock
263534109
416
5796
SH
SOLE
5796
0
0
DU PONT
Common Stock
263534109
821
11438
SH
DFND
05
0
11438
0
DU PONT
Common Stock
263534109
122
1700
SH
DFND
07
0
1700
0
DYAX CORP NEW
Common Stock
26746E103
952
94100
SH
SOLE
94100
0
0
E M C CORP MASS
Common Stock
268648102
530
18119
SH
SOLE
18119
0
0
E M C CORP MASS
Common Stock
268648102
174
5950
SH
DFND
06
0
5950
0
E M C CORP MASS
Common Stock
268648102
1512
51685
SH
DFND
05
0
51685
0
E M C CORP MASS
Common Stock
268648102
1767
60380
SH
DFND
07
0
60380
0
E M C CORP MASS
Common Stock
268648102
102
3500
SH
DFND
12
0
3500
0
E M C CORP MASS
Common Stock
268648102
115
3920
SH
DFND
05 12
0
3920
0
E M C CORP MASS
Common Stock
268648102
20
690
SH
DFND
09
0
690
0
E M C CORP MASS
Common Stock
268648102
59
2000
SH
DFND
03
0
2000
0
ECA MARCELLUS TRUST 1
Common Stock
26827L109
12
2100
SH
SOLE
2100
0
0
ECA MARCELLUS TRUST 1
Common Stock
26827L109
47
8600
SH
DFND
05
0
8600
0
ELI LILLY & CO
Common Stock
532457108
278
4282
SH
SOLE
4282
0
0
ELI LILLY & CO
Common Stock
532457108
39
600
SH
DFND
03
0
600
0
EMERSON ELECTRIC
Common Stock
291011104
1105
17664
SH
SOLE
17664
0
0
EMERSON ELECTRIC
Common Stock
291011104
238
3800
SH
DFND
06
0
3800
0
EMERSON ELECTRIC
Common Stock
291011104
1679
26825
SH
DFND
05
0
26825
0
EMERSON ELECTRIC
Common Stock
291011104
2242
35825
SH
DFND
07
0
35825
0
EMERSON ELECTRIC
Common Stock
291011104
125
2000
SH
DFND
12
0
2000
0
EMERSON ELECTRIC
Common Stock
291011104
232
3700
SH
DFND
05 12
0
3700
0
EMERSON ELECTRIC
Common Stock
291011104
27
435
SH
DFND
09
0
435
0
EMERSON ELECTRIC
Common Stock
291011104
113
1800
SH
DFND
03
0
1800
0
EXXON MOBIL
Common Stock
30231g102
1937
20600
SH
SOLE
20600
0
0
EXXON MOBIL
Common Stock
30231g102
400
4250
SH
DFND
06
0
4250
0
EXXON MOBIL
Common Stock
30231g102
2878
30599
SH
DFND
05
0
30599
0
EXXON MOBIL
Common Stock
30231g102
3217
34208
SH
DFND
07
0
34208
0
EXXON MOBIL
Common Stock
30231g102
254
2700
SH
DFND
12
0
2700
0
EXXON MOBIL
Common Stock
30231g102
593
6300
SH
DFND
05 12
0
6300
0
EXXON MOBIL
Common Stock
30231g102
25
270
SH
DFND
09
0
270
0
EXXON MOBIL
Common Stock
30231g102
85
900
SH
DFND
03
0
900
0
FISERV
Common Stock
337738108
522
8080
SH
SOLE
8080
0
0
FISERV
Common Stock
337738108
456
7054
SH
DFND
05
0
7054
0
FISERV
Common Stock
337738108
2164
33485
SH
DFND
07
0
33485
0
FISERV
Common Stock
337738108
23
350
SH
DFND
06
0
350
0
FRONTIER COMMUNICATIONS
Common Stock
35906A108
85
13002
SH
SOLE
13002
0
0
GENERAL ELECTRIC
Common Stock
369604103
598
23340
SH
SOLE
23340
0
0
GENERAL ELECTRIC
Common Stock
369604103
205
8000
SH
DFND
06
0
8000
0
GENERAL ELECTRIC
Common Stock
369604103
1124
43884
SH
DFND
05
0
43884
0
GENERAL ELECTRIC
Common Stock
369604103
228
8900
SH
DFND
07
0
8900
0
GENERAL ELECTRIC
Common Stock
369604103
128
5000
SH
DFND
12
0
5000
0
GENERAL ELECTRIC
Common Stock
369604103
279
10880
SH
DFND
05 12
0
10880
0
GENERAL ELECTRIC
Common Stock
369604103
72
2800
SH
DFND
03
0
2800
0
GENERAL MILLS
Common Stock
370334104
15
304
SH
SOLE
304
0
0
GENERAL MILLS
Common Stock
370334104
298
5900
SH
DFND
06
0
5900
0
GLAXOSMITHKLINE PLC ADR
Common Stock
37733w105
446
9700
SH
SOLE
9700
0
0
GLAXOSMITHKLINE PLC ADR
Common Stock
37733w105
92
2000
SH
DFND
06
0
2000
0
GLAXOSMITHKLINE PLC ADR
Common Stock
37733w105
1101
23951
SH
DFND
05
0
23951
0
GLAXOSMITHKLINE PLC ADR
Common Stock
37733w105
1261
27437
SH
DFND
07
0
27437
0
GLAXOSMITHKLINE PLC ADR
Common Stock
37733w105
115
2500
SH
DFND
12
0
2500
0
GLAXOSMITHKLINE PLC ADR
Common Stock
37733w105
138
3000
SH
DFND
05 12
0
3000
0
GLAXOSMITHKLINE PLC ADR
Common Stock
37733w105
14
300
SH
DFND
09
0
300
0
GLAXOSMITHKLINE PLC ADR
Common Stock
37733w105
74
1600
SH
DFND
03
0
1600
0
HELMERICH & PAYNE
Common Stock
423452101
548
5600
SH
SOLE
5600
0
0
HELMERICH & PAYNE
Common Stock
423452101
49
500
SH
DFND
06
0
500
0
HELMERICH & PAYNE
Common Stock
423452101
2475
25286
SH
DFND
07
0
25286
0
HELMERICH & PAYNE
Common Stock
423452101
1354
13837
SH
DFND
05
0
13837
0
HELMERICH & PAYNE
Common Stock
423452101
44
450
SH
DFND
12
0
450
0
HELMERICH & PAYNE
Common Stock
423452101
196
2000
SH
DFND
05 12
0
2000
0
HELMERICH & PAYNE
Common Stock
423452101
12
125
SH
DFND
09
0
125
0
HOME DEPOT
Common Stock
437076102
396
4312
SH
SOLE
4312
0
0
HOME DEPOT
Common Stock
437076102
1034
11266
SH
DFND
05
0
11266
0
HOME DEPOT
Common Stock
437076102
37
400
SH
DFND
06
0
400
0
HOME DEPOT
Common Stock
437076102
2696
29391
SH
DFND
07
0
29391
0
HOME DEPOT
Common Stock
437076102
178
1940
SH
DFND
05 12
0
1940
0
HOME DEPOT
Common Stock
437076102
14
150
SH
DFND
09
0
150
0
HOME DEPOT
Common Stock
437076102
60
650
SH
DFND
03
0
650
0
HONEYWELL INTL
Common Stock
438516106
434
4656
SH
SOLE
4656
0
0
HONEYWELL INTL
Common Stock
438516106
739
7938
SH
DFND
05
0
7938
0
HONEYWELL INTL
Common Stock
438516106
433
4650
SH
DFND
05 12
0
4650
0
ILLUMINA
Common Stock
452327109
52
315
SH
SOLE
315
0
0
ILLUMINA
Common Stock
452327109
111
678
SH
DFND
05
0
678
0
ILLUMINA
Common Stock
452327109
498
3039
SH
DFND
07
0
3039
0
INGERSOLL RAND PLC
Common Stock
g47791101
395
7001
SH
DFND
05
0
7001
0
INGERSOLL RAND PLC
Common Stock
g47791101
145
2566
SH
DFND
05 12
0
2566
0
INTEL CORP
Common Stock
458140100
1044
29972
SH
SOLE
29972
0
0
INTEL CORP
Common Stock
458140100
209
6000
SH
DFND
06
0
6000
0
INTEL CORP
Common Stock
458140100
2135
61328
SH
DFND
05
0
61328
0
INTEL CORP
Common Stock
458140100
1535
44070
SH
DFND
07
0
44070
0
INTEL CORP
Common Stock
458140100
331
9500
SH
DFND
12
0
9500
0
INTEL CORP
Common Stock
458140100
348
10000
SH
DFND
05 12
0
10000
0
INTEL CORP
Common Stock
458140100
28
800
SH
DFND
09
0
800
0
INTEL CORP
Common Stock
458140100
91
2600
SH
DFND
03
0
2600
0
INTL BUSINESS MACH
Common Stock
459200101
335
1763
SH
SOLE
1763
0
0
INTL BUSINESS MACH
Common Stock
459200101
579
3051
SH
DFND
05
0
3051
0
INTL BUSINESS MACH
Common Stock
459200101
61
322
SH
DFND
07
0
322
0
INTL BUSINESS MACH
Common Stock
459200101
224
1180
SH
DFND
05 12
0
1180
0
INTL BUSINESS MACH
Common Stock
459200101
30
158
SH
DFND
06
0
158
0
INTL BUSINESS MACH
Common Stock
459200101
95
500
SH
DFND
03
0
500
0
IPG PHOTONICS
Common Stock
44980X109
160
2325
SH
SOLE
2325
0
0
IPG PHOTONICS
Common Stock
44980X109
1205
17525
SH
DFND
07
0
17525
0
IPG PHOTONICS
Common Stock
44980X109
142
2065
SH
DFND
05
0
2065
0
IRONWOOD PHARMACEUTICALS
Common Stock
46333X108
2156
166345
SH
SOLE
166345
0
0
ISIS PHARMACEUTICAL
Common Stock
464330109
40
1040
SH
SOLE
1040
0
0
ISIS PHARMACEUTICAL
Common Stock
464330109
75
1928
SH
DFND
05
0
1928
0
ISIS PHARMACEUTICAL
Common Stock
464330109
452
11641
SH
DFND
07
0
11641
0
JOHNSON & JOHNSON
Common Stock
478160104
1410
13230
SH
SOLE
13230
0
0
JOHNSON & JOHNSON
Common Stock
478160104
256
2400
SH
DFND
06
0
2400
0
JOHNSON & JOHNSON
Common Stock
478160104
2719
25509
SH
DFND
05
0
25509
0
JOHNSON & JOHNSON
Common Stock
478160104
2498
23440
SH
DFND
07
0
23440
0
JOHNSON & JOHNSON
Common Stock
478160104
320
3000
SH
DFND
12
0
3000
0
JOHNSON & JOHNSON
Common Stock
478160104
640
6000
SH
DFND
05 12
0
6000
0
JOHNSON & JOHNSON
Common Stock
478160104
21
200
SH
DFND
09
0
200
0
JOHNSON & JOHNSON
Common Stock
478160104
139
1300
SH
DFND
03
0
1300
0
JOHNSON CONTROLS INC
Common Stock
478366107
290
6600
SH
SOLE
6600
0
0
JOHNSON CONTROLS INC
Common Stock
478366107
792
18007
SH
DFND
05
0
18007
0
JOHNSON CONTROLS INC
Common Stock
478366107
1438
32673
SH
DFND
07
0
32673
0
JOHNSON CONTROLS INC
Common Stock
478366107
33
750
SH
DFND
06
0
750
0
JOHNSON CONTROLS INC
Common Stock
478366107
44
1000
SH
DFND
05 12
0
1000
0
JOHNSON CONTROLS INC
Common Stock
478366107
2
50
SH
DFND
09
0
50
0
JPMORGAN CHASE
Common Stock
46625h100
111
1848
SH
SOLE
1848
0
0
KIMBERLY CLARK
Common Stock
494368103
457
4250
SH
SOLE
4250
0
0
MASTERCARD
Common Stock
57636q104
159
2150
SH
SOLE
2150
0
0
MASTERCARD
Common Stock
57636q104
747
10105
SH
DFND
05
0
10105
0
MASTERCARD
Common Stock
57636q104
1626
21990
SH
DFND
07
0
21990
0
MASTERCARD
Common Stock
57636q104
15
200
SH
DFND
06
0
200
0
MASTERCARD
Common Stock
57636q104
26
345
SH
DFND
09
0
345
0
MASTERCARD
Common Stock
57636q104
11
150
SH
DFND
03
0
150
0
MCDONALDS CORP
Common Stock
580135101
318
3355
SH
SOLE
3355
0
0
MCDONALDS CORP
Common Stock
580135101
247
2600
SH
DFND
06
0
2600
0
MCDONALDS CORP
Common Stock
580135101
30
320
SH
DFND
07
0
320
0
MCKESSON
Common Stock
58155Q103
40
203
SH
SOLE
203
0
0
MERCK
Common Stock
58933y105
173
2914
SH
SOLE
2914
0
0
MERCK
Common Stock
58933y105
505
8516
SH
DFND
05
0
8516
0
MERCK
Common Stock
58933y105
805
13580
SH
DFND
07
0
13580
0
MERCK
Common Stock
58933y105
119
2000
SH
DFND
12
0
2000
0
MERCK
Common Stock
58933y105
231
3900
SH
DFND
05 12
0
3900
0
MERCK
Common Stock
58933y105
11
182
SH
DFND
06
0
182
0
MERCK
Common Stock
58933y105
18
300
SH
DFND
03
0
300
0
MICROSOFT CORP
Common Stock
594918104
327
7047
SH
SOLE
7047
0
0
MICROSOFT CORP
Common Stock
594918104
859
18523
SH
DFND
05
0
18523
0
MICROSOFT CORP
Common Stock
594918104
483
10412
SH
DFND
07
0
10412
0
MICROSOFT CORP
Common Stock
594918104
111
2400
SH
DFND
12
0
2400
0
MICROSOFT CORP
Common Stock
594918104
301
6500
SH
DFND
05 12
0
6500
0
MICROSOFT CORP
Common Stock
594918104
17
362
SH
DFND
06
0
362
0
MICROSOFT CORP
Common Stock
594918104
8
170
SH
DFND
09
0
170
0
MICROSOFT CORP
Common Stock
594918104
19
400
SH
DFND
03
0
400
0
MONSANTO
Common Stock
61166w101
257
2287
SH
SOLE
2287
0
0
MONSANTO
Common Stock
61166w101
15
130
SH
DFND
05
0
130
0
MONSANTO
Common Stock
61166w101
1633
14515
SH
DFND
07
0
14515
0
MUNICH RE GROUP
Common Stock
529412900
474
2400
SH
DFND
05
0
2400
0
NATIONAL GRID PLC
Common Stock
636274300
264
3675
SH
DFND
07
0
3675
0
NATIONAL GRID PLC
Common Stock
636274300
14
200
SH
DFND
05
0
200
0
NESTLE SA ADR
Common Stock
641069406
813
11046
SH
SOLE
11046
0
0
NESTLE SA ADR
Common Stock
641069406
214
2900
SH
DFND
06
0
2900
0
NESTLE SA ADR
Common Stock
641069406
1923
26121
SH
DFND
05
0
26121
0
NESTLE SA ADR
Common Stock
641069406
2636
35807
SH
DFND
07
0
35807
0
NESTLE SA ADR
Common Stock
641069406
166
2250
SH
DFND
12
0
2250
0
NESTLE SA ADR
Common Stock
641069406
236
3200
SH
DFND
05 12
0
3200
0
NESTLE SA ADR
Common Stock
641069406
21
290
SH
DFND
09
0
290
0
NESTLE SA ADR
Common Stock
641069406
110
1500
SH
DFND
03
0
1500
0
NEXTERA ENERGY
Common Stock
65339f101
132
1408
SH
SOLE
1408
0
0
NEXTERA ENERGY
Common Stock
65339f101
150
1600
SH
DFND
06
0
1600
0
NEXTERA ENERGY
Common Stock
65339f101
28
300
SH
DFND
05
0
300
0
NEXTERA ENERGY
Common Stock
65339f101
84
900
SH
DFND
03
0
900
0
NOVARTIS AG ADR
Common Stock
66987V109
1024
10880
SH
SOLE
10880
0
0
NOVARTIS AG ADR
Common Stock
66987V109
311
3300
SH
DFND
06
0
3300
0
NOVARTIS AG ADR
Common Stock
66987V109
2346
24925
SH
DFND
05
0
24925
0
NOVARTIS AG ADR
Common Stock
66987V109
2945
31290
SH
DFND
07
0
31290
0
NOVARTIS AG ADR
Common Stock
66987V109
188
2000
SH
DFND
12
0
2000
0
NOVARTIS AG ADR
Common Stock
66987V109
188
2000
SH
DFND
05 12
0
2000
0
NOVARTIS AG ADR
Common Stock
66987V109
24
250
SH
DFND
09
0
250
0
NOVARTIS AG ADR
Common Stock
66987V109
122
1300
SH
DFND
03
0
1300
0
NOVOZYMES A S DKK 2.0
Common Stock
B798FW902
457
10525
SH
SOLE
10525
0
0
NOVOZYMES A S DKK 2.0
Common Stock
B798FW902
1177
27126
SH
DFND
05
0
27126
0
NOVOZYMES A S DKK 2.0
Common Stock
B798FW902
2201
50735
SH
DFND
07
0
50735
0
NOVOZYMES A S DKK 2.0
Common Stock
B798FW902
87
2000
SH
DFND
12
0
2000
0
NOVOZYMES A S DKK 2.0
Common Stock
B798FW902
87
2000
SH
DFND
05 12
0
2000
0
NXP SEMICONDUCTORS
Common Stock
N6596X109
272
3970
SH
SOLE
3970
0
0
NXP SEMICONDUCTORS
Common Stock
N6596X109
27
400
SH
DFND
06
0
400
0
NXP SEMICONDUCTORS
Common Stock
N6596X109
436
6373
SH
DFND
05
0
6373
0
NXP SEMICONDUCTORS
Common Stock
N6596X109
2294
33530
SH
DFND
07
0
33530
0
NXP SEMICONDUCTORS
Common Stock
N6596X109
82
1200
SH
DFND
05 12
0
1200
0
NXP SEMICONDUCTORS
Common Stock
N6596X109
14
200
SH
DFND
03
0
200
0
OCCIDENTAL PETE
Common Stock
674599105
19
200
SH
SOLE
200
0
0
ORACLE
Common Stock
68389x105
510
13329
SH
SOLE
13329
0
0
ORACLE
Common Stock
68389x105
214
5600
SH
DFND
06
0
5600
0
ORACLE
Common Stock
68389x105
1485
38786
SH
DFND
05
0
38786
0
ORACLE
Common Stock
68389x105
1275
33311
SH
DFND
07
0
33311
0
ORACLE
Common Stock
68389x105
77
2000
SH
DFND
12
0
2000
0
ORACLE
Common Stock
68389x105
96
2500
SH
DFND
05 12
0
2500
0
ORACLE
Common Stock
68389x105
11
275
SH
DFND
09
0
275
0
ORACLE
Common Stock
68389x105
31
800
SH
DFND
03
0
800
0
PEMBINA PIPELINE CO
Common Stock
706327103
363
8625
SH
SOLE
8625
0
0
PEMBINA PIPELINE CO
Common Stock
706327103
169
4000
SH
DFND
06
0
4000
0
PEMBINA PIPELINE CO
Common Stock
706327103
1300
30850
SH
DFND
07
0
30850
0
PEMBINA PIPELINE CO
Common Stock
706327103
1114
26425
SH
DFND
05
0
26425
0
PEMBINA PIPELINE CO
Common Stock
706327103
147
3500
SH
DFND
12
0
3500
0
PEMBINA PIPELINE CO
Common Stock
706327103
249
5900
SH
DFND
05 12
0
5900
0
PEMBINA PIPELINE CO
Common Stock
706327103
11
250
SH
DFND
09
0
250
0
PEMBINA PIPELINE CO
Common Stock
706327103
143
3400
SH
DFND
03
0
3400
0
PEPSICO
Common Stock
713448108
723
7768
SH
SOLE
7768
0
0
PEPSICO
Common Stock
713448108
887
9528
SH
DFND
05
0
9528
0
PEPSICO
Common Stock
713448108
2093
22480
SH
DFND
07
0
22480
0
PEPSICO
Common Stock
713448108
65
700
SH
DFND
12
0
700
0
PEPSICO
Common Stock
713448108
140
1500
SH
DFND
05 12
0
1500
0
PEPSICO
Common Stock
713448108
19
200
SH
DFND
06
0
200
0
PEPSICO
Common Stock
713448108
79
850
SH
DFND
03
0
850
0
PEPSICO
Common Stock
713448108
2
25
SH
DFND
09
0
25
0
PERRIGO CO
Common Stock
G97822103
96
640
SH
SOLE
640
0
0
PERRIGO CO
Common Stock
G97822103
45
300
SH
DFND
06
0
300
0
PERRIGO CO
Common Stock
G97822103
1836
12225
SH
DFND
07
0
12225
0
PERRIGO CO
Common Stock
G97822103
45
300
SH
DFND
05 12
0
300
0
PERRIGO CO
Common Stock
G97822103
8
50
SH
DFND
09
0
50
0
PERRIGO CO
Common Stock
G97822103
38
250
SH
DFND
05
0
250
0
PFIZER
Common Stock
717081103
43
1450
SH
SOLE
1450
0
0
PFIZER
Common Stock
717081103
148
5000
SH
DFND
06
0
5000
0
PFIZER
Common Stock
717081103
148
5000
SH
DFND
07
0
5000
0
PFIZER
Common Stock
717081103
90
3038
SH
DFND
05
0
3038
0
PFIZER
Common Stock
717081103
89
3000
SH
DFND
03
0
3000
0
PHILLIPS 66
Common Stock
718546104
179
2205
SH
SOLE
2205
0
0
PHILLIPS 66
Common Stock
718546104
167
2058
SH
DFND
05
0
2058
0
PHILLIPS 66
Common Stock
718546104
29
360
SH
DFND
07
0
360
0
PHILLIPS 66
Common Stock
718546104
120
1475
SH
DFND
05 12
0
1475
0
PHILLIPS 66
Common Stock
718546104
5
62
SH
DFND
09
0
62
0
PROCTER & GAMBLE
Common Stock
742718109
1422
16983
SH
SOLE
16983
0
0
PROCTER & GAMBLE
Common Stock
742718109
398
4758
SH
DFND
06
0
4758
0
PROCTER & GAMBLE
Common Stock
742718109
3065
36601
SH
DFND
05
0
36601
0
PROCTER & GAMBLE
Common Stock
742718109
3117
37220
SH
DFND
07
0
37220
0
PROCTER & GAMBLE
Common Stock
742718109
84
1000
SH
DFND
12
0
1000
0
PROCTER & GAMBLE
Common Stock
742718109
712
8500
SH
DFND
05 12
0
8500
0
PROCTER & GAMBLE
Common Stock
742718109
23
280
SH
DFND
09
0
280
0
PROCTER & GAMBLE
Common Stock
742718109
142
1700
SH
DFND
03
0
1700
0
QUALCOMM
Common Stock
747525103
501
6705
SH
SOLE
6705
0
0
QUALCOMM
Common Stock
747525103
116
1550
SH
DFND
06
0
1550
0
QUALCOMM
Common Stock
747525103
952
12730
SH
DFND
05
0
12730
0
QUALCOMM
Common Stock
747525103
1768
23640
SH
DFND
07
0
23640
0
QUALCOMM
Common Stock
747525103
75
1000
SH
DFND
12
0
1000
0
QUALCOMM
Common Stock
747525103
112
1500
SH
DFND
05 12
0
1500
0
QUALCOMM
Common Stock
747525103
11
150
SH
DFND
09
0
150
0
QUALCOMM
Common Stock
747525103
45
600
SH
DFND
03
0
600
0
ROCHE HLDG LTD ADR
Common Stock
771195104
557
15060
SH
SOLE
15060
0
0
ROCHE HLDG LTD ADR
Common Stock
771195104
1553
41990
SH
DFND
05
0
41990
0
ROCHE HLDG LTD ADR
Common Stock
771195104
1729
46730
SH
DFND
07
0
46730
0
ROCHE HLDG LTD ADR
Common Stock
771195104
104
2800
SH
DFND
12
0
2800
0
ROCHE HLDG LTD ADR
Common Stock
771195104
179
4840
SH
DFND
05 12
0
4840
0
ROCHE HLDG LTD ADR
Common Stock
771195104
59
1600
SH
DFND
03
0
1600
0
ROCKWELL AUTOMATION
Common Stock
773903109
677
6164
SH
SOLE
6164
0
0
ROCKWELL AUTOMATION
Common Stock
773903109
1093
9947
SH
DFND
05
0
9947
0
ROCKWELL AUTOMATION
Common Stock
773903109
1540
14018
SH
DFND
07
0
14018
0
ROCKWELL AUTOMATION
Common Stock
773903109
49
450
SH
DFND
06
0
450
0
ROCKWELL AUTOMATION
Common Stock
773903109
146
1330
SH
DFND
12
0
1330
0
ROCKWELL AUTOMATION
Common Stock
773903109
110
1000
SH
DFND
05 12
0
1000
0
ROCKWELL AUTOMATION
Common Stock
773903109
8
75
SH
DFND
09
0
75
0
ROCKWELL AUTOMATION
Common Stock
773903109
77
700
SH
DFND
03
0
700
0
ROCKWELL COLLINS
Common Stock
774341101
99
1264
SH
SOLE
1264
0
0
ROCKWELL COLLINS
Common Stock
774341101
104
1330
SH
DFND
12
0
1330
0
ROYAL BANK CANADA
Common Stock
780087102
214
3000
SH
SOLE
3000
0
0
SAN JUAN BASIN ROYALTY
Common Stock
798241105
64
3350
SH
SOLE
3350
0
0
SAN JUAN BASIN ROYALTY
Common Stock
798241105
152
8000
SH
DFND
05
0
8000
0
SAN JUAN BASIN ROYALTY
Common Stock
798241105
61
3200
SH
DFND
12
0
3200
0
SAN JUAN BASIN ROYALTY
Common Stock
798241105
66
3500
SH
DFND
05 12
0
3500
0
SCHLUMBERGER
Common Stock
806857108
521
5124
SH
SOLE
5124
0
0
SCHLUMBERGER
Common Stock
806857108
771
7579
SH
DFND
05
0
7579
0
SCHLUMBERGER
Common Stock
806857108
2157
21208
SH
DFND
07
0
21208
0
SCHLUMBERGER
Common Stock
806857108
36
350
SH
DFND
12
0
350
0
SCHLUMBERGER
Common Stock
806857108
15
150
SH
DFND
09
0
150
0
SCHLUMBERGER
Common Stock
806857108
41
400
SH
DFND
03
0
400
0
SIGMA ALDRICH CORP
Common Stock
826552101
1496
11000
SH
SOLE
11000
0
0
SIGMA ALDRICH CORP
Common Stock
826552101
117
860
SH
DFND
07
0
860
0
SPDR RUSSELL 3000 ETF
Common Stock
78464A805
1922
13000
SH
SOLE
13000
0
0
STATE STREET
Common Stock
857477103
69
940
SH
DFND
06
0
940
0
STATE STREET
Common Stock
857477103
144
1960
SH
DFND
05
0
1960
0
STATE STREET
Common Stock
857477103
160
2168
SH
DFND
07
0
2168
0
TARGET CORP
Common Stock
87612e106
83
1325
SH
SOLE
1325
0
0
TARGET CORP
Common Stock
87612e106
19
300
SH
DFND
06
0
300
0
TARGET CORP
Common Stock
87612e106
599
9550
SH
DFND
05
0
9550
0
TARGET CORP
Common Stock
87612e106
681
10865
SH
DFND
07
0
10865
0
THERMO FISHER SCIENTIFIC
Common Stock
883556102
292
2400
SH
SOLE
2400
0
0
THERMO FISHER SCIENTIFIC
Common Stock
883556102
27
222
SH
DFND
05
0
222
0
THERMO FISHER SCIENTIFIC
Common Stock
883556102
22
181
SH
DFND
06
0
181
0
TJX COS
Common Stock
872540109
12
200
SH
SOLE
200
0
0
UNION PACIFIC
Common Stock
907818108
965
8900
SH
SOLE
8900
0
0
UNION PACIFIC
Common Stock
907818108
193
1784
SH
DFND
05
0
1784
0
UNION PACIFIC
Common Stock
907818108
584
5384
SH
DFND
07
0
5384
0
UNION PACIFIC
Common Stock
907818108
217
2000
SH
DFND
12
0
2000
0
UNITED PARCEL SVC CL B
Common Stock
911312106
4
44
SH
SOLE
44
0
0
UNITED TECHNOLOGIES
Common Stock
913017109
488
4625
SH
SOLE
4625
0
0
UNITED TECHNOLOGIES
Common Stock
913017109
169
1600
SH
DFND
06
0
1600
0
UNITED TECHNOLOGIES
Common Stock
913017109
2149
20348
SH
DFND
07
0
20348
0
UNITED TECHNOLOGIES
Common Stock
913017109
764
7231
SH
DFND
05
0
7231
0
UNITED TECHNOLOGIES
Common Stock
913017109
53
500
SH
DFND
12
0
500
0
UNITED TECHNOLOGIES
Common Stock
913017109
106
1000
SH
DFND
05 12
0
1000
0
UNITED TECHNOLOGIES
Common Stock
913017109
17
165
SH
DFND
09
0
165
0
UNITED TECHNOLOGIES
Common Stock
913017109
16
150
SH
DFND
03
0
150
0
V F CORP
Common Stock
918204108
1469
22240
SH
SOLE
22240
0
0
VANGUARD EMERGING MKTS ETF
Common Stock
922042858
354
8495
SH
SOLE
8495
0
0
WAL-MART STORES
Common Stock
931142103
258
3375
SH
SOLE
3375
0
0
WAL-MART STORES
Common Stock
931142103
115
1510
SH
DFND
05
0
1510
0
WELLS FARGO
Common Stock
949746101
2
37
SH
SOLE
37
0
0
WELLS FARGO
Common Stock
949746101
16
300
SH
DFND
06
0
300
0
XILINX
Common Stock
983919101
208
4910
SH
SOLE
4910
0
0
XILINX
Common Stock
983919101
30
700
SH
DFND
06
0
700
0
XILINX
Common Stock
983919101
231
5460
SH
DFND
05
0
5460
0
XILINX
Common Stock
983919101
1352
31930
SH
DFND
07
0
31930
0
XILINX
Common Stock
983919101
64
1500
SH
DFND
12
0
1500
0
XILINX
Common Stock
983919101
25
600
SH
DFND
03
0
600
0
XYLEM INC
Common Stock
98419m100
106
3000
SH
SOLE
3000
0
0
XYLEM INC
Common Stock
98419m100
883
24875
SH
DFND
07
0
24875
0
XYLEM INC
Common Stock
98419m100
24
670
SH
DFND
05
0
670
0
XYLEM INC
Common Stock
98419m100
14
400
SH
DFND
06
0
400
0
AQR MULTI STRGY ALTERNATIVE CL
Equity Mutual Fu
00203H792
330
33060
SH
SOLE
33060
0
0
AQR MULTI STRGY ALTERNATIVE CL
Equity Mutual Fu
00203H792
1258
125954
SH
DFND
07
0
125954
0
DRIEHAUS SELECT CREDIT FUND
Equity Mutual Fu
262028848
183
18644
SH
SOLE
18644
0
0
EDGEWOOD GROWTH
Equity Mutual Fu
0075W0759
626
30749
SH
SOLE
30749
0
0
FPA CRESCENT FUND
Equity Mutual Fu
30254T759
1497
44024
SH
DFND
07
0
44024
0
HARDING LOEVNER FUND INC INTER
Equity Mutual Fu
412295107
1215
67247
SH
SOLE
67247
0
0
NEUBERGER BERMAN ABSOLUTE RETU
Equity Mutual Fu
64128R855
1599
144408
SH
DFND
07
0
144408
0
NEUBERGER BERMAN ALTERN LONG S
Equity Mutual Fu
64128R608
1501
116350
SH
DFND
07
0
116350
0
OAKMARK INTERNATIONAL SMALL CA
Equity Mutual Fu
413838509
244
14913
SH
SOLE
14913
0
0
ROBECO BOSTON PARTNERS LONG SH
Equity Mutual Fu
74925K581
495
33051
SH
SOLE
33051
0
0
ROBECO BOSTON PARTNERS LONG SH
Equity Mutual Fu
74925K581
1570
104885
SH
DFND
07
0
104885
0
SCHOONER FUND CLASS I
Equity Mutual Fu
89834E773
222
8667
SH
SOLE
8667
0
0
SCHOONER FUND CLASS I
Equity Mutual Fu
89834E773
1393
54481
SH
DFND
07
0
54481
0
THE FX STRATEGY FUND CL I
Equity Mutual Fu
66537X795
299
30279
SH
SOLE
30279
0
0
VANGUARD EUROPE PACIFIC ETF
Equity Mutual Fu
921943858
213
5350
SH
SOLE
5350
0
0
VIRTUS EMERGING MARKETS OPPORT
Equity Mutual Fu
92828T889
590
57586
SH
SOLE
57586
0
0
VOYA INTERNATIONAL REAL ESTATE
Equity Mutual Fu
92914A810
128
13945
SH
SOLE
13945
0
0