0001047469-12-010577.txt : 20121114 0001047469-12-010577.hdr.sgml : 20121114 20121114163304 ACCESSION NUMBER: 0001047469-12-010577 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sheffield Asset Management CENTRAL INDEX KEY: 0001314150 IRS NUMBER: 030502647 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12168 FILM NUMBER: 121205186 BUSINESS ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312-506-6403 MAIL ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 13F-HR 1 a2211836z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sheffield Asset Management, L.L.C. ---------------------------------- Address: 900 N. Michigan Avenue, Suite 1100 ---------------------------------- Chicago, Illinois 60611 ---------------------------------- Form 13F File Number: 028-12168 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Amy Rosenow ------------------------------- Title: Chief Operating Officer ------------------------------- Phone: (312) 506-6403 ------------------------------- Signature, Place, and Date of Signing: /s/ Amy Rosenow Chicago, Illinois November 14, 2012 ------------------------------- ------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 25 -------------------- Form 13F Information Table Value Total: 318,628 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ------------- ----------- -------- ---------------------- ------------ ---------- -------------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ------------- ----------- -------- --------- ----- ------ ------------ ---------- ---- --------- ----- ADVANCE AUTO PARTS INC COM 00751Y 10 6 18,282 267,130 SH OTHER * 267,130 CBRE GROUP INC CLASS A 12504L 10 9 2,340 127,100 SH OTHER * 127,100 CENVEO INC COM 15670S 10 5 965 421,266 SH OTHER * 421,266 CHARTER COMMUNICATIONS INC DEL CLASS A NEW 16117M 30 5 30,505 406,356 SH OTHER * 406,356 CHILDRENS PL RETAIL STORES INC COM 168905 10 7 19,080 317,992 SH OTHER * 317,992 COMCAST CORP NEW CLASS A 20030N 10 1 8,764 245,000 SH OTHER * 245,000 DECKERS OUTDOOR CORP COM 243537 10 7 13,579 370,598 SH OTHER * 370,598 DOMTAR CORP COM NEW 257559 20 3 9,160 117,000 SH OTHER * 117,000 GAMESTOP CORP NEW CLASS A 36467W 10 9 1,316 62,669 SH OTHER * 62,669 GOOGLE INC CLASS A 38259P 50 8 17,580 23,300 SH OTHER * 23,300 JDA SOFTWARE GROUP INC COM 46612K 10 8 25,740 809,948 SH OTHER * 809,948 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N 30 8 7,693 334,900 SH OTHER * 334,900 LIVE NATION ENTERTAINMENT INC COM 538034 10 9 6,715 779,899 SH OTHER * 779,899 LOWES COS INC COM 548661 10 7 14,539 480,781 SH OTHER * 480,781 MICROSOFT CORP COM 594918 10 4 26,665 895,400 SH OTHER * 895,400 NRG ENERGY INC COM NEW 629377 50 8 21,438 1,002,233 SH OTHER * 1,002,233
PACKAGING CORP AMER COM 695156 10 9 2,501 68,906 SH OTHER * 68,906 ROCK-TENN CO CLASS A 772739 20 7 26,280 364,085 SH OTHER * 364,085 SAFEWAY INC COM NEW 786514 20 8 4,274 265,600 SH OTHER * 265,600 SIGNET JEWELERS LTD SHS G81276 10 0 22,975 471,191 SH OTHER * 471,191 SMITHFIELD FOODS INC COM 832248 10 8 4,472 227,600 SH OTHER * 227,600 TYSON FOODS INC CLASS A 902494 10 3 4,372 272,900 SH OTHER * 272,900 UNITED CONTL HLDGS INC COM 910047 10 9 6,076 311,600 SH OTHER * 311,600 URBAN OUTFITTERS INC COM 917047 10 2 11,436 304,471 SH OTHER * 304,471 WABCO HLDGS INC COM 92927K 10 2 11,882 206,040 SH OTHER * 206,040
*This form is being filed by Sheffield Asset Management, L.L.C. ("SAM"), which serves as General Partner of Sheffield Partners, L.P. and Sheffield Institutional Partners, L.P. and Investment Advisor to Sheffield International Partners Master, Ltd. (collectively, the "Funds") with respect to the shares of common stock directly owned by the Funds. The members of SAM are Brian J. Feltzin and Craig C. Albert.