0001047469-12-008313.txt : 20120814 0001047469-12-008313.hdr.sgml : 20120814 20120814163217 ACCESSION NUMBER: 0001047469-12-008313 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120814 DATE AS OF CHANGE: 20120814 EFFECTIVENESS DATE: 20120814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sheffield Asset Management CENTRAL INDEX KEY: 0001314150 IRS NUMBER: 030502647 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12168 FILM NUMBER: 121033475 BUSINESS ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312-506-6403 MAIL ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 13F-HR 1 a2210693z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sheffield Asset Management, L.L.C. ---------------------------------- Address: 900 N. Michigan Avenue, Suite 1100 ---------------------------------- Chicago, Illinois 60611 ---------------------------------- Form 13F File Number: 028-12168 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Amy Rosenow ------------------------------- Title: Chief Operating Officer ------------------------------- Phone: (312) 506-6403 ------------------------------- Signature, Place, and Date of Signing: /s/ Amy Rosenow Chicago, Illinois August 14, 2012 ------------------------------- ----------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 18 -------------------- Form 13F Information Table Value Total: 302,652 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- ----------- -------- ---------------------- ------------ ---------- ------------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------- ----------- -------- --------- ----- ------ ------------ ---------- ---- --------- ---- ACCURIDE CORP NEW COM NEW 00439T 20 6 883 147,195 SH OTHER * 147,195 ADVANCE AUTO PARTS INC COM 00751Y 10 6 18,087 265,130 SH OTHER * 265,130 CHARTER COMMUNICATIONS INC DEL CLASS A NEW 16117M 30 5 28,586 403,356 SH OTHER * 403,356 CHILDRENS PL RETAIL STORES INC COM 168905 10 7 29,278 587,553 SH OTHER * 587,553 DONNELLEY R R & SONS CO COM 257867 10 1 1,331 113,058 SH OTHER * 113,058 EXPEDITORS INTL WASH INC COM 302130 10 9 6,433 166,000 SH OTHER * 166,000 GOOGLE INC CLASS A 38259P 50 8 19,722 34,000 SH OTHER * 34,000 JDA SOFTWARE GROUP INC COM 46612K 10 8 23,884 804,448 SH OTHER * 804,448 LOWES COS INC COM 548661 10 7 9,360 329,100 SH OTHER * 329,100 MICROSOFT CORP COM 594918 10 4 27,207 889,400 SH OTHER * 889,400 NRG ENERGY INC COM NEW 629377 50 8 3,462 199,400 SH OTHER * 199,400 PACKAGING CORP AMER COM 695156 10 9 7,709 272,987 SH OTHER * 272,987 ROCK-TENN CO CLASS A 772739 20 7 31,344 574,585 SH OTHER * 574,585 SIGNET JEWELERS LTD SHS G81276 10 0 31,724 720,841 SH OTHER * 720,841 TEMPUR PEDIC INTL INC COM 88023U 10 1 8,434 360,600 SH OTHER * 360,600 TIME WARNER CABLE INC COM 88732J 20 7 6,847 83,400 SH OTHER * 83,400 URBAN OUTFITTERS INC COM 917047 10 2 21,809 790,471 SH OTHER * 790,471
WABCO HLDGS INC COM 92927K 10 2 26,552 501,640 SH OTHER * 501,640
*This form is being filed by Sheffield Asset Management, L.L.C. ("SAM"), which serves as General Partner of Sheffield Partners, L.P. and Sheffield Institutional Partners, L.P. and Investment Advisor to Sheffield International Partners Master, Ltd. (collectively, the "Funds") with respect to the shares of common stock directly owned by the Funds. The members of SAM are Brian J. Feltzin and Craig C. Albert.