0001047469-12-005959.txt : 20120514
0001047469-12-005959.hdr.sgml : 20120514
20120514160437
ACCESSION NUMBER: 0001047469-12-005959
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120514
DATE AS OF CHANGE: 20120514
EFFECTIVENESS DATE: 20120514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sheffield Asset Management
CENTRAL INDEX KEY: 0001314150
IRS NUMBER: 030502647
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12168
FILM NUMBER: 12838708
BUSINESS ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVENUE
STREET 2: SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 312-506-6403
MAIL ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVENUE
STREET 2: SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
13F-HR
1
a2209594z13f-hr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2012
-----------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Sheffield Asset Management, L.L.C.
----------------------------------
Address: 900 N. Michigan Avenue, Suite 1100
----------------------------------
Chicago, Illinois 60611
----------------------------------
Form 13F File Number: 028-12168
---------------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Amy Rosenow
-------------------------------
Title: Chief Operating Officer
-------------------------------
Phone: (312) 506-6403
-------------------------------
Signature, Place, and Date of Signing:
/s/ Amy Rosenow Chicago, Illinois May 14, 2012
------------------------------- ----------------- -------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
--------------------
Form 13F Information Table Entry Total: 15
--------------------
Form 13F Information Table Value Total: 269,056
--------------------
(thousands)
List of Other Included Managers:
None
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- -------------------
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ---- --------- ----
ACCURIDE CORP NEW COM NEW 00439T206 13,735 1,580,586 SH OTHER * 1,580,586
CHARTER COMMUNICATIONS
INC CL A NEW 16117M305 16,328 257,344 SH OTHER * 257,344
CHILDRENS PL RETAIL
STORES INC COM 168905107 31,227 604,353 SH OTHER * 604,353
GAMESTOP CORP NEW CL A 36467W109 3,549 162,500 SH OTHER * 162,500
GOOGLE INC CL A 38259P508 16,608 25,900 SH OTHER * 25,900
HAIN CELESTIAL GROUP INC COM 405217100 25 200,200 SH CALL OTHER * 200,200
JDA SOFTWARE GROUP INC COM 46612K108 21,507 782,648 SH OTHER * 782,648
MICROSOFT CORP COM 594918104 24,097 747,200 SH OTHER * 747,200
PACKAGING CORP AMER COM 695156109 16,976 573,715 SH OTHER * 573,715
ROCK-TENN CO CL A 772739207 34,617 512,385 SH OTHER * 512,385
SIGNET JEWELERS LTD SHS G81276100 30,890 653,341 SH OTHER * 653,341
UNITED CONTL HLDGS INC COM 910047109 4,543 211,300 SH OTHER * 211,300
UNITED CONTL HLDGS INC COM 910047109 205 180,000 SH CALL OTHER * 180,000
URBAN OUTFITTERS INC COM 917047102 22,749 781,471 SH OTHER * 781,471
WABCO HLDGS INC COM 92927K102 32,000 529,100 SH OTHER * 529,100
*This form is being filed by Sheffield Asset Management, L.L.C. ("SAM"), which
serves as General Partner of Sheffield Partners, L.P. and Sheffield
Institutional Partners, L.P. and Investment Advisor to Sheffield International
Partners Master, Ltd. (collectively, the "Funds") with respect to the shares of
common stock directly owned by the Funds. The members of SAM are Brian J.
Feltzin and Craig C. Albert.