0001047469-12-001003.txt : 20120214 0001047469-12-001003.hdr.sgml : 20120214 20120214141128 ACCESSION NUMBER: 0001047469-12-001003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sheffield Asset Management CENTRAL INDEX KEY: 0001314150 IRS NUMBER: 030502647 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12168 FILM NUMBER: 12607642 BUSINESS ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312-506-6403 MAIL ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 13F-HR 1 a2207326z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sheffield Asset Management, L.L.C. ---------------------------------- Address: 900 N. Michigan Avenue, Suite 1100 ---------------------------------- Chicago, Illinois 60611 ---------------------------------- Form 13F File Number: 028-12168 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Amy Rosenow ------------------------------- Title: Chief Operating Officer ------------------------------- Phone: (312) 506-6403 ------------------------------- Signature, Place, and Date of Signing: /s/ Amy Rosenow Chicago, Illinois February 14, 2012 ------------------------------- ----------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 18 -------------------- Form 13F Information Table Value Total: 256,329 -------------------- (thousands) List of Other Included Managers: None FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------- ----------- ---------- ------------------ ---------- -------- ------------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------- ----------- ---------- --------- --- ---- ---------- -------- ---- --------- ---- ACCURIDE CORP NEW COM NEW 00439T 20 6 14,774 2,075,025 SH OTHER * 2,075,025 ADVANCE AUTO PARTS INC COM 00751Y 10 6 4,359 62,600 SH OTHER * 62,600 CHILDRENS PL RETAIL STORES INC COM 168905 10 7 29,591 557,053 SH OTHER * 557,053 CONSOL ENERGY INC COM 20854P 10 9 17,708 482,500 SH OTHER * 482,500 FORTUNE BRANDS HOME & SEC INC COM 34964C 10 6 6,169 362,241 SH OTHER * 362,241 HANESBRANDS INC COM 410345 10 2 8,074 369,330 SH OTHER * 369,330 KOHLS CORP COM 500255 10 4 15,972 323,657 SH OTHER * 323,657 MICROSOFT CORP COM 594918 10 4 17,167 661,300 SH OTHER * 661,300 MINERALS TECHNOLOGIES INC COM 603158 10 6 8,279 146,458 SH OTHER * 146,458 MOHAWK INDS INC COM 608190 10 4 7,385 123,400 SH OTHER * 123,400 NRG ENERGY INC COM NEW 629377 50 8 3,741 206,479 SH OTHER * 206,479 PACKAGING CORP AMER COM 695156 10 9 19,497 772,465 SH OTHER * 772,465 ROCK-TENN CO CLASS A 772739 20 7 20,108 348,485 SH OTHER * 348,485 SIGNET JEWELERS LTD SHS G81276 10 0 25,951 590,323 SH OTHER * 590,323 SUNOCO INC COM 86764P 10 9 6,090 148,460 SH OTHER * 148,460 URBAN OUTFITTERS INC COM 917047 10 2 22,017 798,871 SH OTHER * 798,871 WABCO HLDGS INC COM 92927K 10 2 19,226 443,000 SH OTHER * 443,000 WESTLAKE CHEM CORP COM 960413 10 2 10,221 254,000 SH OTHER * 254,000
*This form is being filed by Sheffield Asset Management, L.L.C. ("SAM"), which serves as General Partner of Sheffield Partners, L.P. and Sheffield Institutional Partners, L.P. and Investment Advisor to Sheffield International Partners Master, Ltd. (collectively, the "Funds") with respect to the shares of common stock directly owned by the Funds. The members of SAM are Brian J. Feltzin and Craig C. Albert.