0001047469-12-001003.txt : 20120214
0001047469-12-001003.hdr.sgml : 20120214
20120214141128
ACCESSION NUMBER: 0001047469-12-001003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
EFFECTIVENESS DATE: 20120214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sheffield Asset Management
CENTRAL INDEX KEY: 0001314150
IRS NUMBER: 030502647
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12168
FILM NUMBER: 12607642
BUSINESS ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVENUE
STREET 2: SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 312-506-6403
MAIL ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVENUE
STREET 2: SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
13F-HR
1
a2207326z13f-hr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
-----------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Sheffield Asset Management, L.L.C.
----------------------------------
Address: 900 N. Michigan Avenue, Suite 1100
----------------------------------
Chicago, Illinois 60611
----------------------------------
Form 13F File Number: 028-12168
---------------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Amy Rosenow
-------------------------------
Title: Chief Operating Officer
-------------------------------
Phone: (312) 506-6403
-------------------------------
Signature, Place, and Date of Signing:
/s/ Amy Rosenow Chicago, Illinois February 14, 2012
------------------------------- ----------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
--------------------
Form 13F Information Table Entry Total: 18
--------------------
Form 13F Information Table Value Total: 256,329
--------------------
(thousands)
List of Other Included Managers:
None
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ -------- ----------- ---------- ------------------ ---------- -------- -------------------
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ -------- ----------- ---------- --------- --- ---- ---------- -------- ---- --------- ----
ACCURIDE CORP NEW COM NEW 00439T 20 6 14,774 2,075,025 SH OTHER * 2,075,025
ADVANCE AUTO PARTS INC COM 00751Y 10 6 4,359 62,600 SH OTHER * 62,600
CHILDRENS PL RETAIL STORES INC COM 168905 10 7 29,591 557,053 SH OTHER * 557,053
CONSOL ENERGY INC COM 20854P 10 9 17,708 482,500 SH OTHER * 482,500
FORTUNE BRANDS HOME & SEC INC COM 34964C 10 6 6,169 362,241 SH OTHER * 362,241
HANESBRANDS INC COM 410345 10 2 8,074 369,330 SH OTHER * 369,330
KOHLS CORP COM 500255 10 4 15,972 323,657 SH OTHER * 323,657
MICROSOFT CORP COM 594918 10 4 17,167 661,300 SH OTHER * 661,300
MINERALS TECHNOLOGIES INC COM 603158 10 6 8,279 146,458 SH OTHER * 146,458
MOHAWK INDS INC COM 608190 10 4 7,385 123,400 SH OTHER * 123,400
NRG ENERGY INC COM NEW 629377 50 8 3,741 206,479 SH OTHER * 206,479
PACKAGING CORP AMER COM 695156 10 9 19,497 772,465 SH OTHER * 772,465
ROCK-TENN CO CLASS A 772739 20 7 20,108 348,485 SH OTHER * 348,485
SIGNET JEWELERS LTD SHS G81276 10 0 25,951 590,323 SH OTHER * 590,323
SUNOCO INC COM 86764P 10 9 6,090 148,460 SH OTHER * 148,460
URBAN OUTFITTERS INC COM 917047 10 2 22,017 798,871 SH OTHER * 798,871
WABCO HLDGS INC COM 92927K 10 2 19,226 443,000 SH OTHER * 443,000
WESTLAKE CHEM CORP COM 960413 10 2 10,221 254,000 SH OTHER * 254,000
*This form is being filed by Sheffield Asset Management, L.L.C. ("SAM"), which
serves as General Partner of Sheffield Partners, L.P. and Sheffield
Institutional Partners, L.P. and Investment Advisor to Sheffield International
Partners Master, Ltd. (collectively, the "Funds") with respect to the shares of
common stock directly owned by the Funds. The members of SAM are Brian J.
Feltzin and Craig C. Albert.