0001047469-11-007430.txt : 20110815
0001047469-11-007430.hdr.sgml : 20110815
20110815170456
ACCESSION NUMBER: 0001047469-11-007430
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110815
DATE AS OF CHANGE: 20110815
EFFECTIVENESS DATE: 20110815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sheffield Asset Management
CENTRAL INDEX KEY: 0001314150
IRS NUMBER: 030502647
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12168
FILM NUMBER: 111037555
BUSINESS ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVENUE
STREET 2: SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 312-506-6403
MAIL ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVENUE
STREET 2: SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
13F-HR
1
a2205309z13f-hr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
-----------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Sheffield Asset Management, L.L.C.
----------------------------------
Address: 900 N. Michigan Avenue, Suite 1100
----------------------------------
Chicago, Illinois 60611
----------------------------------
Form 13F File Number: 028-12168
---------------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Amy Rosenow
-------------------------------
Title: Chief Operating Officer
-------------------------------
Phone: (312) 506-6403
-------------------------------
Signature, Place, and Date of Signing:
/s/ Amy Rosenow Chicago, Illinois August 15, 2011
------------------------------- ----------------- ---------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
--------------------
Form 13F Information Table Entry Total: 19
--------------------
Form 13F Information Table Value Total: 202,943
--------------------
(thousands)
List of Other Included Managers:
None
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ --------- ----
ACCURIDE CORP NEW COM NEW 00439T206 17,180 1,360,288 SH OTHER * 1,360,288
AMERICAN EAGLE OUTFITTERS
NE COM 02553E106 4,162 326,400 SH OTHER * 326,400
AEROPOSTALE COM 007865108 8,341 476,600 SH OTHER * 476,600
CARTER INC COM 146229109 29,724 966,330 SH OTHER * 966,330
CHILDRENS PL RETAIL
STORES I COM 168905107 12,471 280,300 SH OTHER * 280,300
ELECTRONIC ARTS INC CALL 285512109 653 850,000 SH CALL OTHER * 850,000
GENON ENERGY INC COM 37244E107 4,174 1,081,300 SH OTHER * 1,081,300
HANESBRANDS INC COM 410345102 2,980 104,389 SH OTHER * 104,389
MF GLOBAL HLDGS LTD COM 55277J108 9,045 1,168,577 SH OTHER * 1,168,577
MICROSOFT CORP COM 594918104 16,931 651,200 SH OTHER * 651,200
MINERALS TECHNOLOGIES INC COM 603158106 19,140 288,737 SH OTHER * 288,737
NRG ENERGY INC COM NEW 629377508 4,154 169,000 SH OTHER * 169,000
OFFICE DEPOT INC CALL 676220106 506 1,500,000 SH CALL OTHER * 1,500,000
OFFICEMAX INC DEL COM 67622P101 4,761 606,500 SH OTHER * 606,500
PACKAGING CORP AMER COM 695156109 2,099 75,000 SH OTHER * 75,000
PILGRIMS PRIDE CORP NEW COM 72147K108 2,976 550,000 SH OTHER * 550,000
ROCK-TENN CO CL A 772739207 8,525 128,500 SH OTHER * 128,500
SANDERSON FARMS INC COM 800013104 33,418 699,415 SH OTHER * 699,415
STAPLES INC COM 855030102 21,702 1,373,527 SH OTHER * 1,373,527
*This form is being filed by Sheffield Asset Management, L.L.C. ("SAM"), which
serves as General Partner of Sheffield Partners, L.P. and Sheffield
Institutional Partners, L.P. and Investment Advisor to Sheffield International
Partners Master, Ltd. (collectively, the "Funds") with respect to the shares of
common stock directly owned by the Funds. The members of SAM are Brian J.
Feltzin and Craig C. Albert.