0001047469-11-007430.txt : 20110815 0001047469-11-007430.hdr.sgml : 20110815 20110815170456 ACCESSION NUMBER: 0001047469-11-007430 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sheffield Asset Management CENTRAL INDEX KEY: 0001314150 IRS NUMBER: 030502647 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12168 FILM NUMBER: 111037555 BUSINESS ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312-506-6403 MAIL ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 13F-HR 1 a2205309z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sheffield Asset Management, L.L.C. ---------------------------------- Address: 900 N. Michigan Avenue, Suite 1100 ---------------------------------- Chicago, Illinois 60611 ---------------------------------- Form 13F File Number: 028-12168 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Amy Rosenow ------------------------------- Title: Chief Operating Officer ------------------------------- Phone: (312) 506-6403 ------------------------------- Signature, Place, and Date of Signing: /s/ Amy Rosenow Chicago, Illinois August 15, 2011 ------------------------------- ----------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 19 -------------------- Form 13F Information Table Value Total: 202,943 -------------------- (thousands) List of Other Included Managers: None FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- --------------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ --------- ---- ACCURIDE CORP NEW COM NEW 00439T206 17,180 1,360,288 SH OTHER * 1,360,288 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 4,162 326,400 SH OTHER * 326,400 AEROPOSTALE COM 007865108 8,341 476,600 SH OTHER * 476,600 CARTER INC COM 146229109 29,724 966,330 SH OTHER * 966,330 CHILDRENS PL RETAIL STORES I COM 168905107 12,471 280,300 SH OTHER * 280,300 ELECTRONIC ARTS INC CALL 285512109 653 850,000 SH CALL OTHER * 850,000 GENON ENERGY INC COM 37244E107 4,174 1,081,300 SH OTHER * 1,081,300 HANESBRANDS INC COM 410345102 2,980 104,389 SH OTHER * 104,389 MF GLOBAL HLDGS LTD COM 55277J108 9,045 1,168,577 SH OTHER * 1,168,577 MICROSOFT CORP COM 594918104 16,931 651,200 SH OTHER * 651,200 MINERALS TECHNOLOGIES INC COM 603158106 19,140 288,737 SH OTHER * 288,737 NRG ENERGY INC COM NEW 629377508 4,154 169,000 SH OTHER * 169,000 OFFICE DEPOT INC CALL 676220106 506 1,500,000 SH CALL OTHER * 1,500,000 OFFICEMAX INC DEL COM 67622P101 4,761 606,500 SH OTHER * 606,500 PACKAGING CORP AMER COM 695156109 2,099 75,000 SH OTHER * 75,000 PILGRIMS PRIDE CORP NEW COM 72147K108 2,976 550,000 SH OTHER * 550,000 ROCK-TENN CO CL A 772739207 8,525 128,500 SH OTHER * 128,500
SANDERSON FARMS INC COM 800013104 33,418 699,415 SH OTHER * 699,415 STAPLES INC COM 855030102 21,702 1,373,527 SH OTHER * 1,373,527
*This form is being filed by Sheffield Asset Management, L.L.C. ("SAM"), which serves as General Partner of Sheffield Partners, L.P. and Sheffield Institutional Partners, L.P. and Investment Advisor to Sheffield International Partners Master, Ltd. (collectively, the "Funds") with respect to the shares of common stock directly owned by the Funds. The members of SAM are Brian J. Feltzin and Craig C. Albert.