0001140361-11-052697.txt : 20111109 0001140361-11-052697.hdr.sgml : 20111109 20111109171510 ACCESSION NUMBER: 0001140361-11-052697 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111109 DATE AS OF CHANGE: 20111109 EFFECTIVENESS DATE: 20111109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Edgemoor Capital Management, Inc. CENTRAL INDEX KEY: 0001313792 IRS NUMBER: 522202829 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11064 FILM NUMBER: 111192500 BUSINESS ADDRESS: STREET 1: 1900 M STREET, NW STREET 2: SUITE 600 CITY: WASHINGTON STATE: DC ZIP: 20036 BUSINESS PHONE: 202-530-3350 MAIL ADDRESS: STREET 1: 1900 M STREET, NW STREET 2: SUITE 600 CITY: WASHINGTON STATE: DC ZIP: 20036 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Edgemoor Investment Advisors, Inc. Address: 7250 Woodmont Avenue Suite 315 Bethesda, MD 20814 Form 13F File Number: 28-11064 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Paul P. Meehan Title: Compliance Officer Phone: 301-543-8881 Signature, Place, and Date of Signing: /s/ Paul P. Meehan Bethesda, MD 11/2/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 124 Form 13F Information Table Value Total: $ 360,945 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ---- 3M Co. COM 88579Y101 7805 108714 SH SOLE 108714 0 0 AES Trust III PFD 00808N202 1956 39856 SH SOLE 39856 0 0 AGL Res COM 001204106 781 19174 SH SOLE 19174 AT&T Inc. COM 00206r102 338 11841 SH SOLE 11841 0 0 Amer Electric Power Co. COM 025537101 1536 40398 SH SOLE 40398 0 0 American Express Co. COM 025816109 10194 227043 SH SOLE 227043 Annaly Mortgage Management COM 035710409 4813 289404 SH SOLE 289404 Apartment Invest. & Mgt. Pfd. Y PFD 03748R796 308 12300 SH SOLE 12300 Ares Capital Corporation COM 04010L103 3217 233590 SH SOLE 233590 Atlantic Power Corp. COM 04878Q863 667 46971 SH SOLE 46971 Atmos Energy Corp. COM 049560105 1877 57835 SH SOLE 57835 0 0 Automatic Data Process. COM 053015103 11432 242451 SH SOLE 242451 BB&T Cap Trust VI Pfd Sec PFD 05531B201 587 22100 SH SOLE 22100 0 0 BCE Inc. COM 05534B760 727 19406 SH SOLE 19406 Bank of America Corp. Prefered L PFD 060505682 1655 2163 SH SOLE 2163 0 0 Bank of America Prefered I PFD 060505740 893 45936 SH SOLE 45936 Bank of New York COM 064058100 302 16248 SH SOLE 16248 Becton Dickinson Co COM 075887109 6918 94357 SH SOLE 94357 0 0 Berkshire Hathaway Inc. - A COM 084670108 214 2 SH SOLE 2 Berkshire Hathaway Inc. - B COM 084670702 13852 194992 SH SOLE 194992 Biomed Realty Tr PFD A PFD 09063H206 3135 126140 SH SOLE 126140 0 0 Black Rock Build America Bond Trust COM 09248X100 2082 103065 SH SOLE 103065 Boardwalk Pipeline Partners, LP COM 096627104 250 9750 SH SOLE 9750 0 0 Canadian Natural Resources Ltd. COM 136385101 2154 73575 SH SOLE 73575 CenterPoint Energy COM 15189T107 639 32548 SH SOLE 32548 Chevrontexaco Corp. COM 166764100 898 9699 SH SOLE 9699 0 0 Cigna Corp. COM 125509109 371 8856 SH SOLE 8856 0 0 Cisco Systems Inc. COM 17275r102 5879 379262 SH SOLE 379262 Coca Cola Company COM 191216100 230 3400 SH SOLE 3400 Comcast Corp. 6.6% Pfd. PFD 20030N507 1071 40860 SH SOLE 40860 Comcast Corp. 6.8% Pfd. PFD 20030N408 728 28405 SH SOLE 28405 0 0 Comcast Corp. 7.0% Pfd. PFD 20030N309 542 20750 SH SOLE 20750 Commonwealth Reit Preferred P PFD 203233606 1088 44525 SH SOLE 44525 Compass Minerals International COM 20451N101 4405 65957 SH SOLE 65957 ConocoPhillips COM 20825C104 617 9749 SH SOLE 9749 0 0 Constellation Energy Preferred A PFD 210387205 232 8580 SH SOLE 8580 Corts Provident Trust 1 Pfd. PFD 22080X203 484 18830 SH SOLE 18830 0 0 Cross Timbers Royalty Trust COM 22757R109 1067 23940 SH SOLE 23940 Danaher Corp. Del COM 235851102 550 13110 SH SOLE 13110 Devon Energy Corp. COM 25179M103 6601 119066 SH SOLE 119066 Diageo PLC ADR COM 25243Q205 11781 155150 SH SOLE 155150 Dominion Resources Inc. COM 25746U109 3104 61136 SH SOLE 61136 Duke Energy Corp. COM 26441C105 2397 119885 SH SOLE 119885 Eaton Vance Tax COM 27829F108 146 18250 SH SOLE 18250 0 0 Enbridge Energy Mgmt COM 29250X103 2588 94135 SH SOLE 94135 0 0 Enbridge Energy Ptrs. LP COM 29250R106 1090 39664 SH SOLE 39664 Energy Transfer Equity L.P. COM 29273V100 329 9450 SH SOLE 9450 Energy Transfer Partners COM 29273R109 3911 95365 SH SOLE 95365 Enerplus Resources Fund COM 292766102 1042 42477 SH SOLE 42477 Enterprise Products Pptns Lp COM 293792107 1798 44792 SH SOLE 44792 Exelon Corp. COM 30161N101 8807 206700 SH SOLE 206700 0 0 ExxonMobil Corp. COM 30231G102 13065 179887 SH SOLE 179887 0 0 Felcor Lodging Trust Inc. Pfd. A PFD 31430F200 1279 63625 SH SOLE 63625 Felcor Lodging Trust Inc. Pfd. C PFD 31430F507 1073 52322 SH SOLE 52322 Frontier Communications Corp. COM 35906A108 141 23008 SH SOLE 23008 General Electric Co. COM 369604103 8158 535978 SH SOLE 535978 0 0 Google Inc. Cl A COM 38259p508 5789 11239 SH SOLE 11239 Great Plains Energy Inc. COM 391164100 644 33374 SH SOLE 33374 0 0 HSBC USA Inc. Series G Dep Shares PFD 404288H88 702 41320 SH SOLE 41320 0 0 HSBC USA, Inc. Preferred D PFD 40428H706 1459 64154 SH SOLE 64154
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ---- Hersha Hospitality Trust Pfd. A PFD 427825203 222 9700 SH SOLE 9700 0 0 Intel Corp. COM 458140100 7671 359533 SH SOLE 359533 0 0 International Business Machines Corp. COM 459200101 443 2532 SH SOLE 2532 0 0 Ishares Emerging Markets Fund COM 464287234 364 10367 SH SOLE 10367 Ishares MSCI Japan Index Fund COM 464286848 4617 488090 SH SOLE 488090 0 0 Johnson & Johnson COM 478160104 12310 193276 SH SOLE 193276 0 0 Kinder Morgan Energy Ptrs. COM 494550106 3643 53270 SH SOLE 53270 0 0 Kinder Morgan Mgmt. COM 49455U100 5823 99216 SH SOLE 99216 0 0 Linn Energy, LLC COM 536020100 357 10000 SH SOLE 10000 0 0 Lowe's Companies Inc. COM 548661107 8649 447206 SH SOLE 447206 0 0 MFA Mortgage Investments Pfd. A PFD 55272X201 372 14800 SH SOLE 14800 0 0 Magellan Midstream Partners LP COM COM 559080106 251 4150 SH SOLE 4150 0 0 Markel Corp. COM 570535104 319 894 SH SOLE 894 0 0 Methanex Corp. COM 59151K108 644 30925 SH SOLE 30925 0 0 Microsoft Corp. COM 594918104 10004 401940 SH SOLE 401940 0 0 National Grid PLC ADR COM 636274300 4016 80969 SH SOLE 80969 0 0 Noble Corp. COM H5833N103 3830 130493 SH SOLE 130493 0 0 Novartis AG ADR COM 66987V109 13188 236470 SH SOLE 236470 0 0 Nstar COM 67019E107 1102 24593 SH SOLE 24593 0 0 Nustar Energy LP COM 67058H102 206 3946 SH SOLE 3946 0 0 Nuveen Build America Bond Opportunity COM 67074Q102 402 19017 SH SOLE 19017 0 0 Fund Nuveen Floating Rate Income Fund COM 67072T108 925 91272 SH SOLE 91272 0 0 Oneok Inc. COM 682680103 446 6750 SH SOLE 6750 0 0 P S Business Parks, Inc. PFD H PFD 69360J875 421 16840 SH SOLE 16840 0 0 PNC Financial Serivices Group COM 69350H202 446 17690 SH SOLE 17690 0 0 Penn West Energy Trust COM 707887105 939 63555 SH SOLE 63555 0 0 Pepsico Inc. COM 713448108 593 9582 SH SOLE 9582 0 0 Pfizer Inc. COM 717081103 7543 426664 SH SOLE 426664 0 0 Plains All American Pipeline Lp COM 726503105 267 4525 SH SOLE 4525 0 0 Potomac Electric Pwr Co. COM 713291102 473 24974 SH SOLE 24974 0 0 Procter & Gamble Co. COM 742718109 13070 206864 SH SOLE 206864 0 0 Provident Energy Trust COM 74386V100 3494 428208 SH SOLE 428208 0 0 Prudential Financial Inflation COM 744320409 1810 66019 SH SOLE 66019 0 0 Public Storage PFD M PFD 74460D232 451 17773 SH SOLE 17773 0 0 RLJ Lodging Trust COM 749607107 149 11700 SH SOLE 11700 0 0 SPDR Barklays Capital High Yield Bond COM 78464A417 1347 37230 SH SOLE 37230 0 0 Santander Finance Preferred A PFD 80281R888 2112 147496 SH SOLE 147496 0 0 Schlumberger Ltd. COM 806857108 213 3574 SH SOLE 3574 0 0 Spectra Energy COM 847560109 4075 166127 SH SOLE 166127 0 0 Steel Dynamics, Inc. COM 858119100 1964 198007 SH SOLE 198007 0 0 Sun Hydraulics Corp. COM 866942105 492 24150 SH SOLE 24150 0 0 Sunstone Hotel Investors Pfd. A PFD 867892200 1084 47690 SH SOLE 47690 0 0 TC Pipelines LP COM 87233Q108 601 13705 SH SOLE 13705 0 0 Telefonica SA ADR COM 879382208 3323 173774 SH SOLE 173774 0 0 Thermo Fisher Scientific Inc. COM 883556102 4185 82641 SH SOLE 82641 0 0 Tupperware Corp. COM 899896104 4058 75511 SH SOLE 75511 0 0 United Parcel Service - B COM 911312106 7916 125357 SH SOLE 125357 0 0 Unumprovident Corp. COM 91529Y106 379 18100 SH SOLE 18100 0 0 Veolia Environment COM 92334N103 449 30850 SH SOLE 30850 0 0 Verizon Communications COM 92343V104 3844 104462 SH SOLE 104462 0 0 Virginia Commerce Banccorp Inc. COM 92778Q109 257 43805 SH SOLE 43805 0 0 Vodaphone Group ADR COM 92857W209 645 25136 SH SOLE 25136 0 0 Wal-Mart Stores Inc. COM 931142103 6682 128744 SH SOLE 128744 0 0 Walgreen Company COM 931422109 279 8474 SH SOLE 8474 0 0 Weight Watchers Int'l. COM 948626106 353 6060 SH SOLE 6060 0 0 Wellpoint Inc. COM 94973V107 9021 138190 SH SOLE 138190 0 0 Wells Fargo & Co. COM 949746101 268 11119 SH SOLE 11119 0 0 Wells Fargo & Co. Pfd A PFD 949746804 4625 4482 SH SOLE 4482 0 0 Westar Energy Inc. COM 95709T100 2308 87355 SH SOLE 87355 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ---- Western Union Co. COM 959802109 7501 490583 SH SOLE 490583 0 0 Wisdom Tree Asia-Pacific ex-Japan Fund COM 97717W810 247 4575 SH SOLE 4575 0 0 WisdomTree Emerging Markets COM 97717W315 8961 189252 SH SOLE 189252 0 0 Xcel Energy Inc. COM 98389B100 1606 65032 SH SOLE 65032 0 0 iShares Barclay 1-3 Year Credit Bond COM 464288646 298 2870 SH SOLE 2870 0 0