-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RyQftlPfuIsnjOoBBDy4zQRJx8n7DeP21qvylNsMmQbyVwifXxaqFH9YUWLR5rlz GByxqFMPa4ArsqxJ+ZAa0w== 0001172661-10-000651.txt : 20101115 0001172661-10-000651.hdr.sgml : 20101115 20101115160255 ACCESSION NUMBER: 0001172661-10-000651 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Owl Creek Asset Management, L.P. CENTRAL INDEX KEY: 0001313756 IRS NUMBER: 134177075 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11037 FILM NUMBER: 101192332 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-688-2550 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 owl3q10.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Owl Creek Asset Management, L.P. Address: 640 Fifth Avenue 20th Floor New York, NY 10019 13F File Number: 28-11037 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dan Sapadin Title: CFO Phone: 212-688-2550 Signature, Place, and Date of Signing: /s/ Dan Sapadin New York, NY/USA November 15, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 35 Form13F Information Table Value Total: $4,312,853 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- BANK OF AMERICA CORPORATION COM 060505104 248178 18941300 SH SOLE 18941300 0 0 CHINA YUCHAI INTL LTD COM G21082105 6418 335500 SH SOLE 335500 0 0 CIGNA CORP COM 125509109 448794 12543163 SH SOLE 12543163 0 0 CIT GROUP INC COM NEW 125581801 3884 95140 SH SOLE 95140 0 0 CITIGROUP INC COM 172967101 119184 30481800 SH SOLE 30481800 0 0 CVS CAREMARK CORPORATION COM 126650100 289285 9192406 SH SOLE 9192406 0 0 EXTERRAN HLDGS INC COM 30225X103 23332 1027369 SH SOLE 1027369 0 0 GENWORTH FINL INC COM CL A 37247D106 113372 9277586 SH SOLE 9277586 0 0 GIANT INTERACTIVE GROUP INC ADR 374511103 4345 676833 SH SOLE 676833 0 0 HARTFORD FINL SVCS GROUP INC DEP CONV PFD 416515708 5930 250000 SH SOLE 250000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 172856 7531847 SH SOLE 7531847 0 0 HOLOGIC INC COM 436440101 175311 10950116 SH SOLE 10950116 0 0 ISHARES TR FTSE XNHUA IDX 464287184 43248 1010000 SH PUT SOLE 1010000 0 0 ISHARES TR RUSSELL 2000 464287655 2094 31018 SH SOLE 31018 0 0 ISHARES TR RUSSELL 2000 464287655 202500 3000000 SH PUT SOLE 3000000 0 0 ISTAR FINL INC FRNT 10/0 45031UBF7 32994 43000000 SH SOLE 43000000 0 0 LOCKHEED MARTIN CORP COM 539830109 75728 1062400 SH SOLE 1062400 0 0 MCKESSON CORP COM 58155Q103 89958 1456100 SH SOLE 1456100 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 296780 5700721 SH SOLE 5700721 0 0 METLIFE INC COM 59156R108 130512 3394326 SH SOLE 3394326 0 0 MF GLOBAL HLDGS LTD COM 55277J108 13146 1825900 SH SOLE 1825900 0 0 MI DEVS INC CL A SUB VTG 55304X104 18384 1672800 SH SOLE 1672800 0 0 MIRANT CORP NEW COM 60467R100 67143 6741279 SH SOLE 6741279 0 0 MIRANT CORP NEW *W EXP 01/03/201 60467R118 7 428801 SH SOLE 428801 0 0 NAVISTAR INTL CORP NEW COM 63934E108 240934 5520945 SH SOLE 5520945 0 0 PFIZER INC COM 717081103 206222 12010600 SH SOLE 12010600 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 46848 6444000 SH SOLE 6444000 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 32608 1941551 SH SOLE 1941551 0 0 RRI ENERGY INC COM 74971X107 61254 17254658 SH SOLE 17254658 0 0 SANDRIDGE ENERGY INC COM 80007P307 71743 12630734 SH SOLE 12630734 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 416575 3650000 SH PUT SOLE 3650000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 235809 4470310 SH SOLE 4470310 0 0 THERAVANCE INC COM 88338T104 41908 2084952 SH SOLE 2084952 0 0 VERISIGN INC COM 92343E102 112867 3556000 SH SOLE 3556000 0 0 WELLPOINT INC COM 94973V107 262702 4638093 SH SOLE 4638093 0 0
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