-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IyuwkWZw/3jVmQIuGTn4sGjdX1qYuWE29l3vNVCpFBdvvyv8oUGuxXONMNy4x+5Z 7jS+qMFJP5cZHQ9ISLVsCg== 0001172661-09-001553.txt : 20091116 0001172661-09-001553.hdr.sgml : 20091116 20091116160944 ACCESSION NUMBER: 0001172661-09-001553 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Owl Creek Asset Management, L.P. CENTRAL INDEX KEY: 0001313756 IRS NUMBER: 134177075 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11037 FILM NUMBER: 091186910 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-688-2550 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 owl3q09.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Owl Creek Asset Management, L.P. Address: 640 Fifth Avenue 20th Floor New York, NY 10019 13F File Number: 28-11037 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dan Sapadin Title: CFO Phone: 212-688-2550 Signature, Place, and Date of Signing: /s/ Dan Sapadin New York, NY/USA November 16, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 32 Form13F Information Table Value Total: $5,133,144 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ATLAS AMER INC COM 049167109 49170 1816400 SH SOLE 1816400 0 0 BANK OF AMERICA CORPORATION COM 060505104 63243 3737746 SH SOLE 3737746 0 0 CHEVRON CORP NEW COM 166764100 80072 1136900 SH SOLE 1136900 0 0 CIGNA CORP COM 125509109 185342 6598163 SH SOLE 6598163 0 0 CITIGROUP INC COM 172967101 67229 13890349 SH SOLE 13890349 0 0 ENTERGY CORP NEW COM 29364G103 10094 126400 SH SOLE 126400 0 0 EXELON CORP COM 30161N101 148920 3001200 SH SOLE 3001200 0 0 GENERAL MLS INC COM 370334104 66749 1036800 SH SOLE 1036800 0 0 GENWORTH FINL INC COM CL A 37247D106 111125 9299164 SH SOLE 9299164 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 38613 1457100 SH SOLE 1457100 0 0 HUDSON CITY BANCORP COM 443683107 99555 7570700 SH SOLE 7570700 0 0 ISHARES INC MSCI JAPAN 464286848 41748 4200000 SH SOLE PUT 4200000 0 0 ISHARES TR INDEX FTSE XNHUA IDX 464287184 421885 10310000 SH SOLE PUT 10310000 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 63320 1398100 SH SOLE 1398100 0 0 METROPCS COMMUNICATIONS INC COM 591708102 35475 3790084 SH SOLE 3790084 0 0 MI DEVS INC CL A SUB VTG 55304X104 22499 1672800 SH SOLE 1672800 0 0 MIRANT CORP NEW *W EXP 01/03/201 60467r118 635 428801 SH SOLE 428801 0 0 NAVISTAR INTL CORP NEW COM 63934E108 25516 681891 SH SOLE 681891 0 0 NORDSTROM INC COM 655664100 40618 1330000 SH SOLE PUT 1330000 0 0 NRG ENERGY INC COM NEW 629377508 57593 2043026 SH SOLE 2043026 0 0 QUICKSILVER RESOURCES INC COM 74837R104 46745 3294200 SH SOLE 3294200 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 55487 8935150 SH SOLE 8935150 0 0 RRI ENERGY INC COM 74971X107 124566 17446191 SH SOLE 17446191 0 0 SANDRIDGE ENERGY INC COM 80007P307 36958 2851660 SH SOLE 2851660 0 0 SP ACQUISITION HOLDINGS INC UNIT 99/99/9999 78470A203 14550 1500000 SH SOLE 1500000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 4962 50200 SH SOLE 50200 0 0 SPDR TR UNIT SER 1 78462F103 470 4450 SH SOLE 4450 0 0 SPDR TR UNIT SER 1 78462F103 2885532 27327700 SH SOLE PUT 27327700 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 38989 892800 SH SOLE 892800 0 0 UAL CORP COM NEW 902549807 23742 2575000 SH SOLE CALL 2575000 0 0 WELLPOINT INC COM 94973V107 234730 4956300 SH SOLE 4956300 0 0 WILLIAMS COS INC DEL COM 969457100 37012 2071182 SH SOLE 2071182 0 0
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